A history of argentine political thought. 1963

To the memory of Pedro Henríquez-Ureña, teacher and friend,
with whose counsel many of the pages of this book were written


CONTENTS

Introduction, by Thomas F. McGann

Foreword, by Jose Luis Romero       

Part One: THE COLONIAL ERA

I. The Hapsburg Epoch: The Shape of the Authoritarian Sprit        

II. The Bourbon Epoch: The Shape of the Liberal Spirit     

Part Two: THE CREOLE ERA

III. The Course of Doctrinaire Democracy: The Diffusion and Crisis of Liberalism and Centralism

IV. The Course of Inorganic Democracy: The Growth and Triumph of Authoritarianism and Federalism

V. The Concept of Conciliation and the Organization of the Nation          

Part Three: THE ALLUVIAL ERA

VI. Argentina in the Alluvial Era     

VII. The Course of Conservative Liberalism           

VIII. The Course of Popular Democracy     

IX. The Course of Fascism    

Bibliography and Selected Readings

Glossary         


INTRODUCTION

The history of Argentina, important in itself, is significant also as part of the history of the Americas. That there has been an American experience, or at least a number of common, profound American experiences, is a thesis that has aroused lively debate. The Mexican scholar Edmundo O’Gorman denies the existence of a uniquely American heritage, claiming that what seem to be mutually shared experiences in the Americas are in fact no more than aspects of universal human conduct j their paradigms can be found throughout history in many lands. The United States historian Herbert E. Bolton, on the other hand, insisted on the validity of what he called the “Epic of Greater America”—the identity of the major historical movements wherever they occurred, from Hudson Bay to Tierra del Fuego.

There are similarities that at times emerge from the enormous diversity of the American past, and it is likely that both the comparisons and the contrasts between Argentina and the United States are more marked than those that may be found elsewhere in America. There seems to be a common stamp imprinted on the two peoples, at times so light as to be nearly indistinguishable, at times deep and heavy. The nature of the first primitive settlements along the Rio de la Plata and in New England and Virginia; the wars with the Indians; the struggle with oppressive royal officials —these are some of the experiences both peoples shared. In the eighteenth century the Europe-oriented eastern seaboards of both countries produced men imbued with European rationalism who led wars for independence and republicanism. In the nineteenth century internal expansion brought the age of the frontier, the pioneer, the gaucho, and the cowboy. In the twentieth century, despite its greater complexity, strong parallels between the two nations have appeared, again in political thought and economic activity. It is by examining such parallels, and also by giving at least equal weight to the diversity of institutions and ideas, that norteamericanos may better understand Argentina’s history and increase their awareness of the history of the United States and of the other American nations.

A History of Argentine Political Thought, by Jose Luis Romero, is the work of a skilled historian who is also an Argentine citizen deeply involved in the contemporary condition of his homeland. Dr. Romero’s interest in political thought is intimately connected to his concern for human liberty. Author, teacher, editor, university administrator, Professor Romero was among the Argentine intellectuals whom Juan Domingo Peron expelled from their university positions in the mid-1940’s. No other book states so competently as A History of Argentine Political Thought the themes that have formed Argentina’s political history; no other book gives the reader a better opportunity to perceive the shaping of a great American people. The book is not primarily concerned with formal political thought but with the political manifestations of social and economic forces. Therefore, Dr. Romero’s analysis makes it possible for other Americans to compare and to decide how much the Argentine experience is unique, how much is shared, and how much is common to mankind.

One decisive fact lies at the root of any comparison of the British and Spanish colonial ventures in the New World. The Spanish conquerors were men of the fifteenth century; the English settlers were of a later age. Many of the Spaniards had fought in Renaissance wars in Ita0ly, which were known only as century-old history to the men along the James River and Massachusetts Bay. Pedro de Mendoza, who made the first settlement of Buenos Aires in 1536, was born in Granada in 1487; John Smith of Virginia was born in Lincolnshire in 1579, and William Bradford of Massachusetts was born in 1590 in Yorkshire. Separating these men lay a century, a Reformation, and a continent —the breadth of land and sea between the sun of Sevilla and the gray mists of Bristol.

Formed in different epochs, imbued with distinct concepts of the individual and of Church and State, Spaniards and Englishmen went at the business of colonization in dissimilar ways. In human terms, the Spaniards regarded the Indians as persons possessing souls, as being fit for Christianization, and for wiving. In material terms, if the Spaniards were more exploitive in a pejorative sense than the English, this was perhaps because they had more to exploit than rocks, woods, and thin soil.

But Argentina is in many ways unlike other areas of Spanish America. The provinces of the Rio de la Plata were not Peru or Mexico, rich in gold and silver and native people. Argentina was on the frontier of the empire, and life there was harsh. The fact that Buenos Aires had to be founded twice, the second time in 1580, long after the first settlement had disintegrated under the pressures of Indians and isolation, testifies to the hardships that the colonists endured. The Rio de la Plata provinces were not only distant geographically from Spain; they were remote administratively and economically. Spanish monopolists in Spain and in Panama forced all trade with the Rio de la Plata to go by way of Panama and Peru. And until 1776, the Viceroy in far-off Lima was responsible for the government of the Rio de la Plata provinces.

Argentina was settled from the north and northwest, from Paraguay and Peru. As a result, the inland provinces and towns were older and for many years more important than the town and province of Buenos Aires. This situation became the basis for the fierce rivalry that divided Buenos Aires from the other provinces after independence was achieved in 1810. The conflict lasted until 1880, when the city of Buenos Aires became the federal capital of the nation, its power too overwhelming to be challenged by other parts of the country.

In the remote borderland that was Argentina, priests and royal officials, landowners and merchants, matched wits and strength in the interest of God, king, and self. Self usually won in the persons of the landowners. These men of great property were not freeman farmers, edging their way through the forests, who expanded their political rights as they advanced the line of settlements. The Argentine landowners were ranchers. They preferred in the Spanish way to live much in town, where they were close to affairs and to their other properties. They were men of rugged individualism that matched anything the British colonists could show. Spanish American individualism is perhaps even more rugged, since it is more complete, more focused. It does not extend to civic activities, neighborly cooperation, or philanthropy. The needs of society are supposed to be taken care of by the State and the Church; voluntary cooperation among individuals is achieved only in the most critical situations, as during a struggle for national independence. Yet as Romero shows, royal rule and Church authority were ever-present realities to the lords of the land, who often disobeyed but seldom disavowed their spiritual and temporal superiors. Thus, with the paradoxical capacity of the Spaniard, the colonists combined liberty and despotism, personalism and hierarchy, in a pattern of life that reached back hundreds of years into Spain’s own past and was to endure in Spanish America for the imperial span of three centuries, and even beyond, to today.

The political end of the colonial age came with the War for Independence, which for Argentina began in Buenos Aires in May 1810 and did not end until the Spaniards were defeated in the high Andes of Peru in 1824. Inevitably, the war, too, was on an imperial scale, fought during many years and over a vast area. Argentina played a principal part in gaining victory for the criollos —the creoles, people of Spanish descent born in America. The continental scope of Argentina’s efforts on behalf of freedom from the Spanish Crown, including San Martin’s passage of the Andes with the army that helped liberate Chile and Peru, gave the Argentine people a continent-sized pride and faith in their national destiny.

The objectives of the Argentine and other Spanish American leaders of the War for Independence were not revolutionary; no more so than those of the North American colonists when they had fought for independence from Britain thirty years earlier. The aim of the creole leaders in Spanish America was personal power; they sought to replace the Spaniards as exploiters and administrators of the colonies. The social and economic structure remained largely unaltered; so did political thought, as Romero demonstrates. Secession involved the substitution of republicanism for royal absolutism. For the new Argentine State, which was for half a century to remain an inchoate confederation, the substitution proved to be desperately difficult. British America had faced no comparable problem, although both revolutions were conceived in much the same ideological matrix, the eighteenth-century Enlightenment. The Spanish colonial heritage endured in the forms of authoritarianism, personalism, an oligarchic social order based on an illiterate mass, and in intractable regionalism. These forces were stronger than any counterparts they may have had in the United States —too strong to allow Argentina to pass unmarked from the world of the eighteenth century into the nineteenth century. Political and economic democracy had been no part of the Spanish colonial order, and the new ruling creole class, especially in the interior provinces, had no intention of altering the status of the masses.

The land was a wilderness, for the unbroken pampa, like the western prairies of the United States, was a kind of wilderness. In 1810, fewer than one million people occupied a territory of more than one million square miles. Enormous distances conspired against national unity; the mounted plains Indians contained the weak thrust of the frontier. The hope for political stability was smothered by inexperience and lost in civil strife as the other provinces turned against the more liberal and economically aggressive port city of Buenos Aires. By the 1830’s, when the United States had produced President Andrew Jackson and frontier democracy, Argentina had produced the dictator Juan Manuel de Rosas. Rosas led the feeble confederation back into the eighteenth century. He called himself the Restorer of the Laws: by “laws” he meant the imposition of the colonial system and the negation of the small gains in education, in the economy, and in political liberty that had been made in the first years of the re-publican experiment. Any parallels that may have existed between the young republics of the United States and Argentina disappeared during the Rosas dictatorship. Culture was paralyzed, the economy stagnated, and a generation of Argentine exiles fled to neighboring states.

When the exiles and internal opponents finally overthrew Rosas in 1852, Argentina adopted a constitution that was profoundly influenced by the Constitution of the United States. Argentina’s economic and political life took on some of the pace and direction prevailing in “the Great Republic of the North,” as the Argentines then called the United States. Argentina’s rhythm was not always steady in the middle decades of the nineteenth century —but neither was that of the United States. Both countries engaged in civil war at the same time, in part for identical reasons, chief among which was the growing domination of one region of the country over another, less economically developed section. In the case of Argentina the two sections were the rich province-city of Buenos Aires, and the other provinces. The decisive battle in Argentina’s war of sectionalism was fought at Pavón five months after the attack on Fort Sumter. The victory of Buenos Aires made possible the organization of an effective national government and the beginning of economic development patterned on Europe and the United States.

The last four decades of the nineteenth century and the first three decades of the twentieth century were for Argentina, as for the United States, the era of triumphant Liberalism. Professor Romero skillfully describes the influx of ideas, capital, immigrants, and technology —all coming chiefly from Europe— which converted Argentina from a colonial anachronism into an active force in the Atlantic world. He terms the period the “alluvial era,” properly emphasizing the role of the hundreds of thousands of immigrants, who numbered more, proportionately, than those who entered the United States in the same period. The native- born Argentine leaders customarily viewed the newcomers with a mixture of contempt and selfish interest; they were welcomed as laborers, but were denied political rights. (It should be pointed out that the elite in the United States did not do much better by the immigrants in Boston or other cities.) And if among the plutocracy there was no figure exactly parallel to John D. Rockefeller, this was because Argentina was becoming a rich farm rather than a rich factory. There were many estancieros —owners of great estates— who resembled the business barons in the northern republic in wealth and in political and economic philosophy.

Ethnically and ecologically Argentina in this era was astonishingly similar to the United States. (The one great difference is the absence of a numerous Negro population in Argentina.) Argentina too had her frontier, long in time and long in space. The frontier closed about 1880, with General Roca’s Conquest of the Desert, the final campaign against the plains Indians. Much of that “desert,” as the Argentines quickly learned when they moved west and south to settle the land, was no more barren than the areas of western United States that had long been marked on maps as the “Great American Desert.”

The Winchester rifle helped to close the Argentine frontier, and with the rifle came barbed wire, windmills, and railroads, as in the United States. But Argentina had no Homestead Act to provide land to settlers, nor did it have a Morrill Act to set up colleges for their education. The land generally remained in great estates, and it was nearly impossible for tenant farmers, and the peons who had replaced the gauchos, to become landowners.

The opportunities to make a living and even to become wealthy were greater in the cities than in the tightly held rural areas. In the cities, especially in Buenos Aires, the majority of the newcomers settled. As their numbers and economic strength increased, they pressed hard on the limitations placed upon them by the conservative-liberal oligarchy —conservative in politics, liberal in economic matters. The oligarchs held on to their political monopoly as long as they dared, and then wisely surrendered a good portion of it in 1912, when a distinguished member of the ruling class, President Saenz Pena, succeeded in winning the adoption of the secret ballot.

A substantial degree of democracy came to Argentina with the adoption of free suffrage. The Radical Party dominated the political life of the nation from 1916 to 1930, representing the interest of the growing middle class. Constitutional stability seemed to have been achieved; prosperity seemed to be its constant companion. By most gauges of material and political progress, Argentina stood at the head of the Latin American states. People in the United States who followed Argentine affairs looked with approval upon the country’s gratifying advances. The world was indeed being made safe for normalcy and democracy when a Latin American country had managed to keep the same constitution since 1853. And Yankee meat packers controlled most of Argentina’s meat industry.

From these pinnacles of progress in the 1920’s, Argentina and the United States could look back on their matching evolution: the austere colonial eras, the wars for independence, the establishment of constitutional order, the years of pioneering, the Indian fighting, the growth of the big cities, the conquest of foreign markets. The identity of their success seemed to have much to do with the political ideas they seemed to share.

A news photograph taken in 1913 symbolizes in two representative figures the development of the two great republics of the hemisphere. The photograph shows Theodore Roosevelt, then visiting Buenos Aires, seated with Julio Argentino Roca: Roosevelt, cowboy of the Badlands, Rough Rider, ex-president; Roca, army officer, Indian fighter, and ex-president; both men corpulent, silk-hatted, gold-chained, vigorous, successful, liberal, their views on immigrants, capitalism, and public and private morals as similar as their physical appearance. Conquistador and Puritan had met after following long and often divergent trails.

The world depression that struck Argentina in 1930 was the catalyst that dissolved the apparently stable Argentine social order and revealed its flawed foundations. A troubled era began, marked by hypernationalism, increased State intervention, the near collapse of the Radical Party, and finally the fascistoid dictatorship of Juan Peron. The restlessness of the depressed and frustrated laboring class, the strains of industrialization and of World War II, the ideological tensions set up between right, center, and left, were other characteristics of the new time of troubles.

Peron’s dictatorship was based on two forces, the army and the urban proletariat. The bulk of the industrial laborers was concentrated in the metropolis of Buenos Aires, whose five million people comprise more than one-quarter of the total national population. Both the oligarchy and the Radicals had failed after 1930 to effect the reforms that were needed by the people of Argentina. It was Peron who gave Argentina a social and economic New Deal, at the cost of freedom. Aspects of the past reappeared: the destruction of the constitutional order, a reversion to autocracy, the emergence of the military, and a new generation of exiles.

The gap between the United States and Argentina seemed to be as wide at mid-twentieth century as it had been a century earlier, in the days of Rosas and Jackson. The United States had become a super-power, whereas Argentina had lost ground to Brazil and Mexico, even on the Latin American scale of power. The United States seemed to have reached workable solutions to problems of labor, religion, and partisan politics, whereas Argentina had solved none of its grave problems.

Yet, as has been the case in other periods, the United States and Argentina may be on parallel rather than divergent tracks. Certainly their people resemble each other in their manner and attitudes more than do any other two people in the hemisphere, with the exception of Canadians and Yankees. Pragmatic, energetic, materialistic, unconsciously arrogant toward foreigners, most Argentines are more “American” and European than Latin American. The ideological struggle has indeed gone badly for democracy in mid-twentieth-century Argentina, but the battle is being fought in terms and by groups that closely match issues and groups in the United States. Compare, for example, the nativist, reactionary groups in Argentina, including those who blended eventually into the dictatorship of Peron, with similar groups in the United States.

Despite the instability and conflict that have marked Argentina since 1930, it must be acknowledged that political thought and action in Argentina have broadened and matured, perhaps more than has been the case in the United States. Argentine political experience has a European quality. Politics in Argentina is a violent ideological contest ranging across the spectrum of twentieth-century thought. In addition, it is a fiercely partisan contest for power. From brushes with anarchism fifty years ago, to clashes with Communism, to fascism (complete with touches of anti-Semitism), Argentina has run a perilous, zigzag course.

There may be some hope that this striving has brought the country to a point of political maturity resembling the “take-off” point in less developed economies to which economists refer. But Argentina’s tradition of democratic and republican thought is brief, extending as it does only from the end of the eighteenth century, and the period of successful practice of these political forms has been briefer still. It is doubtful, considering this background, whether Argentina will soon institute the kind of democratic system that many people in the United States regard as ideal. And if Peron’s valid achievements are not taken into account, the future will be still darker.

The psychology of the Argentine people must also be considered. Their colonial era was haunted by their own version of the Spanish American El Dorado myth —the legendary, undiscovered Gilded Man, ruler over vast treasures. The creation of a mythical City of the Caesars, a golden city beyond the far horizon, was one of the reactions of the settlers of Argentina to the American land in which they found themselves. The end of three centuries of imperial rule brought another surge of optimism and self-awareness. With independence came a limitless faith in the manifest destiny of the free Argentine people. After the final organization of the country in the years from 1853 to 1880, liberalism began to produce such wealth that for a time Argentines spoke of rivaling the United States in population and goods. But immigration fell off, and other resources such as coal and iron ore turned out to be negligible compared with those of the United States. The world’s finest beef could not buy enough international power, nor did it aid greatly in solving the problems of the underprivileged. As a result, the streak of bitter self-criticism and pessimism that has always gone along with or at least alternated with the Argentine sense of individual and national superiority has come strongly to the front in recent years. The Peron revolution has been a powerful source of both optimism and pessimism, of renewed faith in the energy of the country and despair at its gross mismanagement. The Argentine people are perhaps near to entering a new era in the cycle that Professor Romero has presented.

Thomas F. McGann


FOREWORD

The author hopes that this book will provide American readers with an accurate, well-integrated, and broad view of Argentine political ideas. The hope explains the structure of the book: the absence of notes and erudite references, the abundance of quoted material, and the effort to achieve the greatest possible clarity in explaining certain phenomena that are in themselves obscure —an approach the author has taken because of the need to define the basic patterns that may help readers to understand the historic present.

The author considers it essential to state his point of view. If the history of political ideas were to be conceived exclusively as an exposition of doctrinaire thought, perhaps it would not have been worthwhile to write this book. Original and vigorous political theories have not flourished in Argentina or in the other Spanish American countries, nor would it be realistic to think that they should have flourished there. But another approach has been taken in the conception of the book. The political thought of a group always possesses the highest historical interest, not only as ideology but also, and perhaps more, as the conscience and the motivating force behind attitudes and conduct, whether or not it may be original as doctrine. If we think of some of the most intellectually significant men of Argentina, it is not strange that we note immediately the dependence of their ideas on foreign sources; but if we examine the national significance of certain ideas, whether acquired elsewhere or not, and their impact on the Argentine people, we quickly discover that the ideas are marked by a special stamp or, in other words, have assumed a halo of peculiar tones —a reflection of the conditions under which we live.

The political ideas the author has tried to define with precision and to pursue along the thread of time are not only the original thoughts that are the product of speculative genius but also those imitation ideas whose deformations constitute a profoundly significant cultural fact —those impulses that involve and presuppose certain tendencies from which clear and distinct ideas will later be nourished, although these ideas, latent, indecisive, and approximate, are seen imperfectly when they first appear. Some may object that the author overextends the meaning of the word “idea,” but in the field of cultural history it is impossible to isolate the pure and perfect forms of that term from those that are rudimentary and illegitimate. Social life is the result of the convivencia of persons possessing varied intellectual patrimonies; it would be a dangerous historical criterion not to appreciate the importance of certain currents of opinion simply because those ideas are not expressed with complete awareness and precision. Firm in this opinion, the author has attempted to reach from the plane of sharply focused ideas into the dark depths of elemental motives and false ideas. By this road he has felt sure that he would reach the source of the life-giving sap that has nourished our fiercely held political convictions.

To give solid support to his analysis, the author has taken into account the characteristics and the evolution of the social and economic structure into which the merely political phenomena sink their roots. Based on the observation of social reality and its transformation, he has rejected the customary periodization of Argentine history and has adopted another system which in his judgment corresponds more faithfully to the course that the country has followed. Three stages of Argentine historical development are indicated in this pattern: the colonial era, the criollo[1] era, and the “alluvial” era, in which we still find ourselves. Each of the three periods has merited as careful an examination as the limits of this book permitted. The development in the colonial era of two political principles destined to have long life has been studied: those principles are authoritarianism and liberalism. Attention is given at the same time to the origins and imposition upon Argentine reality of a kind of institutional structure which that reality could scarcely support. The duel between the two principles, and the other duel between reality and the institutional structure, were perpetuated, and constitute the crux of Argentina’s political drama. The changing scenes of the drama are described as they appear in later eras, and the many shades of meaning they represent in each successive act are discussed.

In making this analysis the author has had to consult numerous sources and the extensive bibliography that has been accumulated through the untiring monographic labors of Argentine historians. As a result of this constant use of source materials, the author no longer knows what part of his work may be original. He prefers to suppose that his study is only a synthesis of the efforts of others, as he testifies by the Bibliography at the end of this volume. Perhaps only the particular focus on the total problem —an effort rarely before attempted— is original, and a certain caustic view of Argentine history, whose projection into the future the author has often sought to discern, sometimes with anguish, at other times with pride, but always with the anxiety of one who plays out his life mingled with the multitude which knows not who directs its steps. Some will share his opinions; others —the greater number— will succeed in discovering the numerous defects which without doubt may cloud the clarity of this study. The latter will be in the right, although the former may not be entirely disappointed. But the possession of the absolute truth need not be an indispensable condition of an intellectual exercise, and the author makes bold to offer the result of his meditations, marked by his errors —and by truth, as he sees it.

José Luis Romero
Buenos Aires

[1] See the Glossary for definitions of Spanish and Argentine terms.


PART ONE

The Colonial Era

The colonial epoch is the first and decisive stage in shaping Argentine nationality, particularly in forming our political consciousness. For various reasons the aboriginal past lacks an enduring significance in these reaches of Spanish America, despite the fact that Jose Manuel Estrada was able to say without exaggeration that “the Argentine people began when our race collided with the natives.” The colonial era is our most remote past; but it is our legitimate pasty and the multiple contingencies of unfolding history have not-been able to erase its tracks. Furthermore, the lines then marked out endure and still constrain our development.

In those years, not only was the social reality of the future Argentina formed, but our spiritual attitude toward the most serious problems of our common existence was shaped. The social reality underwent radical transformations in the second half of the nineteenth century, but until then it maintained the characteristics with which it was stamped in the colonial era, and these continued to survive in diverse and vigorous forms. It is impossible to grasp the meaning of the evolution of political ideas during the period of independence without retracing the course they followed during the long period from the conquest to our emancipation.

The colonial era is indeed Argentina, in its socio-economic structure, in its ways of daily life, in its influential moral values, and in its ideals, which permeated deeply. This epoch includes more than two centuries: in such a long time, many diverse characteristics achieved vigorous, unified existence. It may be said of almost all these characteristics that they maintained their representative values even when they were ceding ground in the struggle with new ideals.

Careful examination reveals that the colonial era in the Rio de la Plata passed through two stages, as it did in other Spanish American regions. The colonies along the Río de la Plata sprang up and developed slowly during the latter part of the sixteenth century and throughout the seventeenth century. That was the era of the Hapsburgs. During that time, certain forms of the colonial mentality, which would continue despite the attacks of new concepts, were asserted and hardened. But these forms did not represent the complete colonial mind, for the Río de la Plata did not escape the restlessness of the eighteenth century. Then, in the time of the Bourbons, Spain attempted to reform its ways through the inspiration of enlightened thought, and these formerly deprecated colonies began to attract the attention of progressive minds. New ideals were minted, and their lines were etched on the men of this land; out of ancient tradition a new shoot was put forth. Two concepts of life came face to face and were distilled into two political attitudes: authoritarianism and liberalism.

The emergence of these two beliefs was decisive for our political history. They were locked in struggle during the colonial era, and their duel continued uninterruptedly during the period of independence, even though they took on different appearances. “In the end” Juan Agustin Garcia shrewdly said half a century ago, “one discovers that in this world the same protagonists always appear with the same passions and with the same luck; motives and events differ, it is true, in their distinct settings, but the spirit of events is the same.”

Today we are still living out that drama, and only by mounting up the river of our history to its sources will it be possible to grasp the secrets of the evolution of Argentine political ideas.


I
THE HAPSBURG EPOCH

THE SHAPE OF THE AUTHORITARIAN SPIRIT

The conquest of the American land, the exploration of the vast expanses that stretched away, full of enigma and promise, from the coasts on which the conquistadors landed, the founding of cities, the first attempts at colonization, all were accomplished under the Renaissance symbol of adventure. A stern spiritual outlook characterized the conquistadors, who were backed by the grandeur and pride of imperial Spain. But the Spain of the Hapsburgs did not remain the same throughout the first two centuries of the conquest. The guiding ideas that were its spiritual skeleton lasted, but its flesh and blood, wracked by the fatigue of unstinting effort, began to weaken, until the once-vigorous body became a shadow of its former self.

Yet the growing debility did not modify these impelling convictions; on the contrary, it seemed to emphasize them. Shut within itself, Spain matured its thought and stylized the system of ideas that ruled it, converting those ideas into a rigid, dogmatic force. The Counter-Reformation and neo-scholasticism nourished its spirit; soon, in the midst of a collapse whose scope appeared to be unnoticed, Spain was pouring out its convictions into a political system whose formulas the conquerors brought to America, to root in the land with the prestige and force of the conquest. Thus the authoritarian spirit took vigorous hold in America.

The ideological environment of the spanish world

The deep pessimism over the destiny of Castile, which was felt by Hernán Pérez de Guzmán around the middle of the fifteenth century, began to dissipate little by little as Isabel and Ferdinand achieved their first political triumphs. New energy seemed to vitalize the Spanish kingdoms, and the nobles abandoned their unbridled ways to join in the ventures that the Crown was planning. Triumph was complete in 1492. The Moslem kingdom of Granada disappeared, and with it went a sense of humiliation that had been gnawing at the Spanish spirit:

… now I don’t say

Granada defends

herself from Spain, but offends

and busies her night and day,

as Perez de Guzman said. At the end of that year the crown of Castile won the immense and unknown lands of America, and an indeterminate but passionate desire for glory and greatness invaded the Spanish soul.

That spirit, however, had to suffer trials. The death of the prince-heir Don Juan twisted the destiny of Spain and opened the road to complicated political intrigues. Castile and Aragon halted the movement that was leading them to closer union and later had to bow to the authority of a king who, despite his legitimate rights, was, after all, a stranger. The times were hard for the haughty Spaniards, but they resisted heroically, taking dignified counsel together so that the king should recognize the worth of the Spanish people: little by little they gained their end, and at the same time they began to swell with pride at possessing the empire over which Charles V ruled. Thus a vigorous sense of Hispanic glory was created and concentrated within the frame of imperial glory, in affirmation of its own singular importance. This glory (both imperial and Spanish) motivated the conquistadors who for the first time, in Mexico, discovered the vast meaning of the conquest.

The Master of Tenochtitlán, Hernán Cortés, wrote to “The Most High and Powerful and Most Catholic Prince, Unconquered Emperor and Our Lord,” these revealing words: “I write because I want Your Highness to know the things of this land, which are so many and of such quality that (as I wrote to you in another account) you may give yourself anew the title of Emperor, and with as much right and no less merit as that of Germany, which by the Grace of God your Sacred Majesty possesses.” By the efforts of her sons, Spain was adding to her universal empire lands and riches that were in no way a discredit to those the Emperor already held. Pride in this feat reinforced pride in the Hapsburg empire itself, which had earlier been belittled because of the alien character of the Flemish monarch. This certainty in Spain’s mission was strengthened by the new discoveries of the lands and wealth of Peru; and the kingdom of Charles V, which reached its limits in Europe with the bitter defeat at Metz, began, in the Spain of the conquistadors, a new era of dimly seen grandeur. The old, medieval tradition of a European empire having been lost to Spain, there arose before Spanish eyes a new empire of the Indies, exotic and full of promise, in whose total conquest there would be plenty of opportunities for the strong arms of the hidalgo and the tenacious will of the laborer, soon to become a hidalgo by his own efforts.

In the second half of the sixteenth century, Spanish foreign policy became more circumscribed, retreating within itself. Philip II wanted to be a Spanish and Catholic king, and he worked to achieve that aspiration. He had to destroy whatever contradicted those principles, even though he should thus erase from the vast repertory of choices some that had already begun to mature. Only what were Hispanic and Catholic satisfied his spiritual ideal and were tolerated within his vast zone of royal influence and action. Flanders, punished for its menacing heterodoxy, is the chief example of this policy, which was also shown in many other aspects of the conduct of the misanthropic Lord of the Escorial. America’s wealth seemed to serve only for a relentless war against the traditional enemies of Spain —France, who was guilty of lukewarm Catholicism, and Turkey, who was the declared enemy of the Faith. The new economic strength of Europe was held in little esteem, and no effort was made to include Spain in the mercantilistic race that was then beginning among the continental powers. So the picaresca —the low, proletarian way of life, the reverse of the ideals of grandeur— made its appearance, because the pícaros proliferated out of the constant misery of daily existence. And while the gold continued to arrive from the Indies, only to vanish promptly to foreign centers of production, Fernando de Herrera, true to the ideals of his king and of the nobility, sang of the defeat of the infidel, molding in his verses the heroism and the sanctity of a Spain still medieval:

The Lord, who showed his robust hand

for the faith of his Christian prince

and for the holy name of his glory,

to Spain concedes this victory.

Philip II, harsh and somber, crystallized the principles of a most rigid absolutism and committed the brave efforts of his sons and the wealth of Spain to unlimited war on behalf of his political hegemony and the threatened ideals of Catholicism. A more realistic politician would have seen that everything pointed to his failure. The flood of metal from the Indies was soon to cease, and nothing was done to retain that wealth in Spanish lands, or to stimulate the manufacture of goods that at the time seemed superfluous to produce because they could be bought abroad. Meanwhile, torrents of money were escaping from the royal treasure chests —gone to pay for incessant wars, yet without bringing victory to mitigate the disasters, which were capped by the catastrophe of the Invincible Armada. Only the immutable grandeur of his ideals stirred this dour, hard king, whose errors were glorified with the same serene confidence with which his most noble but sterile efforts were supported.

Later, these ideals became impoverished, and were converted into pallid reflections of themselves; and misery remained, menacing, wasting. The last Hapsburg kings tried to perpetuate the political designs of Philip II, but they brought to the cause only listless spirits, feeble wills, and minds enslaved by slothful fawners. Disaster began to be vaguely discerned, but nobody wished to alter the course of events, whether out of incapacity or because of self-interest. From his distant exile, Antonio Pérez, the former private secretary to Philip II, sought the attention of the chief confident of the new king with perceptive words that were, nonetheless, destined to go unheard:

Do not consent, Your Excellency, to new undertakings and feats: those are matters for princes who have an overabundance of men and money, and we speak truly when we say that both have been lacking to us because of the great costs incurred since the year 1567. Our aim should be tranquillity, to gather and concentrate within ourselves the natural energy that we possess; with time we shall easily become again what we once were, and acquire strength and accumulate money; and then we will be able to charge ahead and take the offensive as we may wish. In the present state of affairs I make bold to tell Your Excellency that no good fortune may be hoped for: no one wishes to try to haul in the heavy anchor of war, but, oh! that this might disappear, thus making all things possible. The present situation, if matters work out as planned, will only result in the assumption of new expenses, for which neither our income nor our supplies suffice. We shall only get new enemies, and of enemies we now have enough and more than enough, so that we can hardly live or breathe; and if we do not get out of our troubles, we will be left with our money lost and our reputation discredited. Look, Your Excellency, I beg of you, at how the very pinnacle of the monarchy of Austria and of Castile is being destroyed, that from which all others must take their being and receive their sustenance.

Later, Antonio Perez went on to say in his Norte de Príncipes (Guide for Princes):

Cast your eyes, My Lord, at the Indies, which is the part whence comes the money and with it also the sustenance of this monarchy, and consider that the wealth of gold and silver that is mined is only a temporal transaction that is coming to an end, and that we will have to do without those riches. But the vicious defects of which this wealth is the instrument and to which it has accustomed us will remain. If the lack of wealth would bring good, it would certainly be a condition to be desired and sought; but, I say, you should think about the conservation of this wealth and of the fruits it may give us, so that it may last and not be lacking to us, and so that it may not pass on to other nations, leaving us no more than the dust and the sadness and the harm of the vices and waste that come with such abundance.

These were prophetic words. The old Spanish glory shrank, and misery grew. Men did not learn to produce wealth, yet at the same time political absolutism, affirmed by the stubborn attitude of the Hapsburgs, remained in force, exercised by favorites for whom royal favors did not suffice, and who did not hesitate to bleed the poor in order to maintain the ostentatious brilliance of the court and to enrich themselves.

A king is allowed to be spendthrift, to dally,

but ’tis only just he should spend less, should tally.

Stones not used in so many labors,

prepare you temples of eternal honors.

Such squanderings are never trifling crumbs

because they are taken from the mouths of the many.

Nor should the royal purple be lavished everywhere

if all is tinged with the poor man’s blood.

For you gain no profit nor will find agreeable

grandeurs mourned by so many who are miserable.

With such words Francisco de Quevedo dared to speak to Philip IV; and the poet paid with imprisonment for his boldness. Yet his was the unanimous cry aroused by the spectacle of so much misery and so many defeats. Twenty years after this Memorial was written, Philip IV met final defeat in the war against France, and he signed the Treaty of the Pyrenees, which sealed the loss of Spain’s hegemony over Europe. A little later the kingdom itself seemed to become the booty of the victors, and foreign chancelleries debated at will the destiny of the inheritance of King Charles the Bewitched.

A defined and rigid intellectual attitude had taken shape in the two centuries that separated the two kings named Charles. Following the era of the great emperor’s European predominance, Spain had begun, under his son Philip, to retreat into itself, accentuating its Spanishness and living according to the measure of its own ideals. Europe, meanwhile, shaken by the Reformation and by the development of modern thought, was beginning to elaborate other forms of life, toward which Spain sought to remain indifferent. There were those who wished to join in the new currents, but they had to conceal their intentions or escape to other lands —the latter an objective that Philip also combated by forbidding Spaniards to study at foreign universities, all of which were to a greater or lesser extent influenced by Erasmus or by the Reformation. Thus, Spanish Catholicism began to be crystallized in its typical form, stubborn in the defense of the principles it considered fundamental; closed within its own bounds, not seeking or admitting comparison with any other doctrines, all of which it condemned with impassioned intolerance, Spanish Catholicism became the first and most solid of the pillars of the Counter-Reformation. Strict vigilance over what was written and read, thought and done, assured to the Spanish State the purity of its orthodoxy and, with it, the paralysis of certain forms of thought and action that potentially existed within the Spanish spirit. The Company of Jesus, the most efficient instrument of Counter-Reformation indoctrination, emerged in Spain, and out of the Company of Jesus came a most inventive mind to re-elaborate the metaphysical doctrines of scholasticism and of absolute power. Francisco Suarez gave fresh life and renewed force to medieval thought, which had been undermined by the first blows of modernism, by reconstructing a sound and vigorous doctrine in which the Thomistic tradition was kept pure and at the same time was enlivened by the addition of new experience.

True religious feeling invigorated this doctrinaire elaboration of neo-scholasticism, which is revealed in the mystical inspiration of Fray Luis or in the theological exaltation of Calderon. But it was the vigorous imposition of these ideas by the state that assured their indisputable primacy. The State found the basis it needed for strengthening its autocracy de jure in the doctrines of the Counter-Reformation; joining those doctrines with the will to absolutism gave royal authority invincible power. As early as the sixteenth century, despite the lingering marks of feudalism and the aspirations of the rising bourgeoisie, the Spanish intellectual environment had hardened into a political attitude that was characterized by the primacy of the authoritarian spirit.

Charles V had already laid the foundations of an absolutist political order. He opposed the cortes; he opposed the fueros (which were aimed at limiting his authority within his domain); he opposed the papacy (which sought to limit his power outside his domain). The victory of Villalar, and his strong stand against Clement VII, whom the Emperor dared to threaten with the convocation of a General Council, revealed his decision to uphold without restriction his power as king and emperor. Charles recognized that the basis of his authority lay in his own imperial office and in his dynastic rights, which gave him a certain independence of the papacy. “And if you, Holy Fathers,” he wrote to the cardinals in 1526, “should deny concession of our petitions, We, in accordance with our imperial dignity, shall have recourse to appropriate remedies so that it may not seem that we are deficient in Christ’s glory, or in our own justice, or in seeking the health, peace, and tranquillity of the republic.”

Philip II weakened this posture by his militancy in defending the Faith, which made him more dependent upon the papacy. His reign was increasingly converted into a theocracy, and the Church acquired an influence that was scarcely contained by the king’s prestige and stubbornness. Under his successors there was a further growth of that influence, and those who studied the political scene with some detachment believed this to be a threat. “Many will tell you,” Antonio Perez wrote from exile, “and will have said, as I do wish to say to Your Excellency, because this is such an important matter that no one may ignore it, that much care must be taken in the question of the jurisdiction of His Holiness. Rome keeps on pushing into Spain, and the priesthood and the religious comprise such a great part of the country that they occupy more than half of it, and, when we least imagine, we will discover them to be masters of it all.” That prediction, made about 1602, was already being fulfilled, and it was fulfilled to a still greater degree during the seventeenth century, both in the motherland and in the colonies. Backed by the Church, theocratic absolutism acquired solid, indisputable force, but its action was conditioned on ceding to the Church the latter’s fundamental objective: the defense of the Faith and of Catholic principles. This circumstance was decisive in the crown’s political plans.

As a result, the policy based on rigorous Catholic principles took root so strongly that the monarchy discarded realistic policy as anti-Catholic and anti-Spanish. If the latter, carried to its extremes, might appear to be immoral, the former, equally extreme, ended by being narrow in conception and fatal in results. The wave of anti-Machiavellianism that was aroused in Spain at the end of the sixteenth century by Rivadeneyra and Márquez stemmed from a political doctrine whose intent was to ignore reality in order to submit it unconditionally to rigid moral norms and to laws that seemed to spring unequivocally from those norms. Perhaps in Spain the strength of customary law was that it averted the translation of its policies into dangerous innovations, except that of inhibiting the development of new social and economic activity; but in the American colonies, where reality was new, scarcely understood, and surprising in its exotic novelty, this policy led to the commission of innumerable errors, which wasted energy and frustrated many undertakings. A growing contempt for economic activity, which was conceived of as an inferior way of life, created a curious paradox, for it was precisely economic activity that was without any doubt the fundamental preoccupation of the conquest in the minds of the majority of the conquistadors. The result was that the State, which was so strong and active in many other directions, pretended to disdain an activity it could not control, an activity, in reality, that developed without the State’s being able to guide it in any effective way. Thus a frustrated economy evolved, its lowest levels full of vicious practices that were condemned by law, but could not be avoided in fact because the government did not want to descend to the level of reality.

Out of this moral atmosphere, and nourished by this political outlook, the conquistadors came to America. They recognized the autocratic will of their master and they respected with religious fear the laws that emanated from him; but faced with natives who were at times docile and at other times hostile, and confronted by deserts and jungles, the conquistador mustered up his courage, understanding that nothing truly mattered except an iron will and a strong arm. His haughty independence, inspired by Catholic and individualistic sentiments, had to be fitted into the theoretical respect owed to the autocratic authority of the Crown. This was the first political attitude known in these lands.

The colonies along the Río de la Plata

First Mexico and then Peru were the ideals and models of colonization. The countries of the Aztecs and Quichuas, because of their organization and their wealth, seemed to be the two prizes of greatest importance, and on them the conquistadors practiced systems of political administration, social control over the natives, and economic exploitation. But when settlement of the Rio de la Plata began, the condition of the country and of its inhabitants was observed to be quite distinct from that prevailing in other regions, and opportunities to be different and clearly very inferior from the point of view of the rapid enrichment of the conquistador. So it happened that the great plains deceived those who first crossed them, and that the Rio de la Plata appeared to be only a port of arrival and departure for the rich metal-bearing regions lying to the north.

That was the opinion of Pedro de Mendoza and his captains in 1536, despite the preparations and the agreements they had made for conquest and colonization. As soon as Buenos Aires had been founded, the explorers wanting to locate the route to Peru left for the interior by way of the Parana and the Paraguay rivers, turning later toward the northwest in the direction of the high plateau. While Juan de Ayolas was struggling against the tropical environment and the natives, his companions founded the city of Asuncion at the junction of the rivers Paraguay and Pilcomayo. The location seemed to be more useful than Buenos Aires as a point of support, which was the role assigned to such settlements. When there was still hope of establishing a route between the Rio de la Plata and Peru by means of the rivers, Asunción grew in importance, and Governor Irala did not hesitate to remove the population of Buenos Aires to Asuncion in 1541. But the overland venture was almost impossible. First Ayolas failed, and then the adelantado, Alvar Núñez. Irala himself made the attempt later, and although he succeeded in reaching the highland plateau, his exploration in 1547 demonstrated that the route was too dangerous because of natural obstacles and native peoples.

By this time, penetration onto the plains southward from Peru had been accomplished. In a reverse direction from the one that had brought the colonists to Asuncion, and by more accessible routes, Diego Rojas and his comrades entered northwest Argentina. Through the gorge of Humahuaca and along the valleys in the land of the Calchaquí Indians they explored the region of the north and sought out the plains by following the Salado River. The road was opened, and others returned to explore it, certain now that it was the easiest route by which to reach the shores of the Atlantic. Soon cities began to spring up: Santiago del Estero, Tucumán, and Córdoba—guideposts on the road searching for the sea. At the same time that Cordoba was established, Juan de Garay was founding the town of Santa Fe on the Paraná River, and completing, almost unknowingly, a line of settlements. Later he turned toward the south to found Buenos Aires for the second time on the banks of the Río de la Plata. The year was 1580. The hope of the people of Asuncion that their city would be on the road to Peru was frustrated by this new route, which terminated on the bank of the wide river. The new city became, as its founder said, “the port of the land.” Buenos Aires began to grow and Asuncion to decline, even though the latter kept its primacy, as an established city, for another half-century.

Asunción had begun to be a productive center. Around it Indian towns had sprung up, which were organized by encomenderos, who obtained from the Indian labor some benefits in agricultural products, livestock, and manufactured goods. But Buenos Aires was better suited for the life of the Spanish colonists. Its climate was less rigorous for both men and livestock, and in the vicinity there was considerable wealth in wild horses, the offspring of those that had remained at liberty when the original city had been depopulated. Furthermore, its vast plains were adaptable to the easy breeding of livestock, and these Garay began to bring in, which laid the foundations of a new wealth that permitted the exportation of wool, lard, and hides by the last years of the sixteenth century. But the principal advantage of Buenos Aires lay in its greater proximity to Spain j before long the port began to be visited by ships from the motherland, until the merchants of Portobelo succeeded, in 1618, in getting that maritime traffic prohibited because it undercut their own interests. Nonetheless, as a beachhead on the plains and as an Atlantic port for Peru, Buenos Aires had sufficient importance to attract the attention of Spain, which soon recognized the possibilities of the humble porteño settlement.

A creole governor, Hernando Arias de Saavedra, struggled tenaciously to continue the progress of the Río de la Plata region, laboring so that the area might achieve the gains that Garay had hoped for Buenos Aires. He proposed to the Crown the division of its jurisdiction into two regions, a proposal that was accepted with the establishment in 1617 of the separate regions of Asunción and Buenos Aires. Thereafter, the Río de la Plata began to acquire greater importance, and in 1621 Buenos Aires became a bishopric. Soon after, it was said that the cultivated area extended out to a distance of some ninety miles around the city.

Thus Buenos Aires and its province continued to grow during the seventeenth century. The port was constantly harried by the privateers of Spain’s enemies, while the land often saw invasions by menacing Indians. The population increased in an environment of vigilance and readiness; contraband trade provided the inhabitants with goods; the wealth of farm and pasture began to be appreciated, despite the shadow cast on them by the minerals of Peru. Suddenly, beginning in 1640, the city gained unsuspected political importance. The Portuguese, having recovered their independence from Spain, began to claim lands that had been in dispute since the earliest days of the discovery. In 1680, in an act of sovereignty over the east bank of the Río de la Plata, they founded opposite Buenos Aires the town of Colonia del Sacramento. The capital of the territory prepared to fight, defended its rights, and seized the Portuguese settlement, which, however, was returned to its founders under an agreement signed in the motherland. The situation remained unchanged until the War of the Spanish Succession at the beginning of the eighteenth century. But Colonia del Sacramento, the emblem of Portuguese aspirations and the base for a most active contraband trade, remained opposite Buenos Aires, and the motherland began to pay greater attention than before to its city and its problems. Buenos Aires at that time had somewhat more than 4,000 inhabitants, and a French traveler, Azcárate du Biscay, who visited it in 1658, described it as follows:

The town is located on land raised above the shores of the Río de la Plata. It contains four hundred houses, and it has neither rampart, nor wall, nor moat, nor anything by which to defend itself except a small earthen fort, which overlooks the river and is surrounded by a ditch and mounts ten iron cannon. There the governor resides, with a garrison composed of only one hundred and fifty men.

The houses of the town are made of mud, for one finds few stones in this area until one arrives in Peru; the houses are roofed with cane and straw and have no second story; all the habitations are on one floor and are very spacious; they have great patios, and behind the houses are large gardens full of orange, lemon, fig, apple, pear, and other fruit trees, and with vegetables in abundance.

The houses of the inhabitants of the upper class are adorned with draperies, paintings, and other ornaments and attractive furniture; those who are in more modest circumstances dine from silver service and have many servants —Negroes, mulattoes, mestizos, Indians, and those of mixed Indian and Negro blood— all these being slaves.

The slaves are employed in the houses of their masters or in cultivating their lands, since they have great farms abundantly sown to grain. All the wealth of these inhabitants consists of cattle, which multiply so prodigiously in these provinces that the plains are covered with them.

The forms of political and social life along the Río de la Plata

Unlike Mexico and Peru, the lands of the Río de la Plata did not startle the conquistadors with spectacular abundance, but, rather, with their poverty. The immense plains and their primitive inhabitants held promise of a mediocre and laborious future, in which hunger and physical fatigue could not be avoided by the hidalgos who had resolved upon the adventure of conquest in order to rip gold with their bare hands from the bowels of the earth. Disembarking with the men of Pedro de Mendoza on the shores of the Río de la Plata, the soldier Schmidel notes, referring to the Indians, that “they have nothing to eat but fish and meat.” Even these were sometimes lacking to the conquerors of a land that jealously hoarded its riches until it had to yield to stubborn forces.

Because of the scanty cultural and natural resources, the colonists had no difficulty in occupying the land. They began to organize their rudimentary existence according to their methods, and they took it for granted that the natives must enter into the new social complex in serving them and become adjusted to the conditions they laid down. But it was natural that the active or passive resistance of the natives should cause the colonists to think about the methods concerning their treatment, and from such reflection a policy resulted. At the outset the policy was aimed at colonization: it was necessary to explore the land’s possibilities, and so the colonists received in encomienda a certain number of natives with whom the task of colonization was accomplished, the colonists, in turn, having the obligation to indoctrinate the natives or, put in modern terms, to civilize them, and to try to incorporate them into the Spanish way of life. At times, brutal exploitation won out over the plan for colonization, especially in the sixteenth century when the conquest had scarcely gained firm footing and when it was still necessary to lay the foundations of the elementary organization of the colony. Frequently the colonists had unrestrained contempt for any form of control. But toward the end of the sixteenth and the beginning of the seventeenth centuries, a movement began along the Rio de la Plata that was destined to give order to the position of the natives, an issue on which depended their extinction or their incorporation within the social complex. A group of men emerged who were endowed with political vision and, at the same time, with a humanitarian attitude: Governor Hernandarias, Bishop Fernando de Trejo y Sanaberia, Royal Commissioner Francisco de Alfaro, Captain-General Don Luis Quiñones de Osorio, Provincial Diego de Torres, and others, who tried to regulate the labor of the natives, pointing out to the encomenderos that their mission was not to exploit but to assimilate that population.

The difficulties —one may say the failure— of this colonization policy next led the clergy to proclaim a policy of religious instruction. The outstanding representatives of a political concept that disdained wealth as an end in itself, the priests founded reducciones, in which the natives worked for the good of the community, without doubt under a less inhuman regime than the encomenderos were accustomed to impose upon them. The system aimed at imposing on the Indians a plan of religious and moral instruction that would permit their genuine incorporation into the new society, but it also presupposed a political education based on the sternest authoritarianism and, above all, the separation of the natives from all contact with the Spanish colonists. Thus, the system benefited the Indians, who did not suffer the toil of the encomienda, but it failed as a plan for their social adaptation because of the contrast between the way of life followed by the Indians in the reducciones and how they lived later outside the missions.

By means of this dual policy of colonizing and catechizing, the Spaniards tried to build in the colony a way of life within which the two peoples might coexist. There was no problem of cultural coexistence in these regions, because the weakness of the Indian value system scarcely allowed them to indulge in anything stronger than a passive resistance or in the survival of some superstitions that resisted the arguments of the preachers. Thus Hispanic culture was imposed as the only possible form of existence. But the colonist’s culture and his catechism had to face serious questions, particularly the ethnic problem, with all the social repercussions caused by the appearance of the mestizo and the creole. Then came economic problems, rising from the new conditions that afforded the possibility of wealth and its exploitation, and in turn entailed grave social problems. Finally, there was the political problem, the product of a regime that had been solidly structured in the homeland and now was imposed on a reality that was being modified day by day, creating situations dissimilar and alien to the experience of the motherland. During the era of the Hapsburgs those problems acquired a peculiar yet fitting character in the Río de la Plata region. Later actions would have to reckon on these conditions.

The earth, the sole source of wealth in this land without minerals, was taken by the conquistadors by virtue of the juridical title awarded to the Crown by papal cession and adjudication to the conquerors.

I, in the name of His Majesty [said Juan de Garay at the ceremony apportioning the land in Buenos Aires], have begun to allot and I do allot to said colonizers and conquistadors lands and sections of land and building lots and blocks upon which they may undertake their labors and the raising of all kinds of livestock; and the aforesaid lands and estancias and farm-plots and blocks I give and I grant in the name of His Majesty and that of the said governor, in order that as their very own they may erect on them houses as well as corrals, and put there whatever livestock and do whatever work they may wish to do and may hold to be useful … as if they had inherited these in their own patrimony.

This circumstance, joined to the legal position of the Spaniards, gave them an absolutely privileged position over the natives, who were not to possess any rights other than those derived from the regulations that charitable treatment demanded in accordance with Christian principles and natural law. This was a de facto situation, fortified by an abundance of political arguments, but rooted above all in the fact of the conquest. The inferior status of the natives was clear and undebatable; but the needs of colonization and the Crown’s policy of justice obliged the conquistadors not to content themselves merely with creating this situation; it stimulated them, on the contrary, to seek to incorporate the natives into the society so that, without threatening the privileges or security of the colonists, the Indians might contribute to the development of the settlements. There were plenty of royal decrees and ordinances, but reality was more powerful, and it went on creating a new order.

The character of the natives of the Río de la Plata contributed greatly to fixing their role. Their forceful submission caused them to withdraw within themselves. Their conquest spiritually annihilated them, and little by little they felt themselves despoiled and incapable of any real action against the conquistadors. They responded to the conquest with obedient passivity, yet full of mental reservations, which did not preclude unplanned revolts motivated by hate or desperation. But a marked indolence and a strange apathy caused them to accept their new role with a fixed determination not to offer to the conquerors any more support than was demanded of them.

Soon, however, there was added to these two ethnic groups another, which would markedly influence the economic, social, and political evolution of the colonies of the Río de la Plata: the mestizo. The mestizo had inherited as his predominant traits the native’s indolence, his incapacity in economic matters, and his disinterest in work, which was a function of an alien economic system. He also added to his make-up a strong resentment against the insolent, haughty, and domineering white European whose temperament he began to understand because of his Indian mother’s relation to her chance Spanish companion. A sediment of rebellion thus settled in the mestizo, to be stirred by the lingering remnants of ancient beliefs that were scarcely erased by a religious indoctrination whose content he was not able to understand but which caused him to consider himself to be a member of an inferior class in the new society. To a lesser degree, the white creole also found himself in the same position, demeaned by the commonly held belief that the Spaniards degenerated in America, and also by the continuing influx of Spaniards from the Peninsula, who restocked the privileged caste as a matter of right. Various circumstances tended to unite the creole with the mestizo, above all because for social reasons it was easier for him to marry an Indian or mestizo woman than a Spanish woman. Thus the creole also entered onto the path of racial intermixing, creating, between the Spaniards and the Indians, an intermediate element, the mestizo-creole, to whom certain rights were granted, but who did not attain a social position equal to that of the people from the Peninsula.

Among these social nuclei, the Spaniards preserved the monopoly of the sources of production and of wealth: theirs was the land suitable for livestock; and theirs was the control over the commercial activities that could convert their products into good ounces of gold. Ranching and commerce merited the highest social esteem, whereas agricultural labors seemed to be reserved —as in fact they were— to those unfortunate ones who had not been able to obtain grants of abundant lands suited for pasturage and located near the city. Agriculture in reality provided only a mere existence; its products lacked commercial value and, since it did not make men rich, labor in the fields seemed to be worthless compared with the ideal of wealth that was the polestar of the colonist.

Ranching and commerce gave very different meanings to the countryside and to the city, and to the population of each. The country was divided into great grants of land, which were held by the Spaniards who lived together in the cities; these lands were generally worked by creoles and mestizos, although there were a good many Spaniards who chose to supervise their own properties. The plains created a peculiar psychology in those who settled them. In constant danger from ambush by wild Indian tribes, far from the city and from any protection by the government, and forced, as a result, to be self-reliant, the colonists who lived in the country, the creole-mestizo peons, and even the pacified Indians acquired a barbaric air common to those living in a state of nature. Only individual might assured right, and even the preservation of life itself. The landowner became a despot, assuming a genuinely superior status that his men respected if it seemed to them that it was honestly acquired. No one opposed his power, since the authority of the State scarcely reached him and because no one had any real desire for civilization: the boss, because he was hoping to get rich in order to return to the place from which he had come; his subordinates, because they expected nothing from fate. A rural way of life was born that witnessed few changes with the passage of time; it was nurtured by distance, by sparse population, and by the impotence of unrealistic laws.

Spanish legislation looked on the colony as a group of cities; only urban life was efficiently regulated. In the cities there were Spaniards who sometimes lived by public office and commerce; at other times they depended on the exploitation of lands that were almost unknown to them. Life was tranquil in that setting, and a narrow, rapacious outlook evolved that was appropriate to those who were awaiting only opportunities to sell more bundles of hides or to take advantage of juicy contraband-running in order to pocket doubloons and find the chance to return to the homeland. But a political attitude was also formed with the stabilization of the authoritarian system that the Crown was forcing on the colonies. There, in the overseas possessions, the cult of omnipotent royal authority was maintained; there the strict mechanism of autocratic legislation was in operation, which was never violated without denying the fact. In this manner, in two entirely different spheres and from two radically opposed points of view, the authoritarian spirit was strengthened and defined as the political attitude of colonial life.

This spirit was nourished by an unusual moral code. The country people evolved a view of life marked by their frequent adventures on the plains, by their jobs in which they constantly put to the test the courage of strong men, the sense of honor of those who know that their chances depend on their own efforts, the arrogance of those who have prevailed by their own strength, the skill of those who entrust to that skill their own prestige and salvation. From this conception of life a certain pattern of moral norms was derived, which, because it was a response to daily existence, possessed a strength that the law lacked. Rules about catechizing or colonizing were valueless. The owner was master by unquestioned right, and he acquired, beyond his attributes as landlord, the inevitable jurisdiction over the laws and their application, which he exercised without limitations. Life itself was a forfeit to obedience and fidelity. But obedience and fidelity were valid currency in an environment in which the same ideals were widely shared, since subordinates tried to demonstrate in their own spheres the same arrogance, the same skill, the same sense of honor, and the same bravery as the undisputed master. The innumerable written laws were violated constantly, but never the law of the unvanquished plains. However, no one would have dared to place absolute value on such omnipotence. Above the omnipotence of the “Spanish countryman” the all-powerful authority of the Crown was recognized and revered—without being obeyed if it opposed rural customs. Basically a Christian morality, but on the surface a most primitive one, this code was supported by a violent, unshakable will to rule, which was born of the circumstances and which no one could abandon without risking his life.

A distinctive moral code also evolved in the urban centers. The authority of the State acted more directly there, and the specter of royal authority loomed nearer; but there, too, circumstances caused royal autocracy to become transformed into an autocracy of those who exercised the royal will, often in secret accord with the oligarchy of peninsular Spaniards. A clergy armed with weapons of the Counter-Reformation gave that authority solid theological backing, but reality had its way even against them. Neither the royal will nor the laws and decrees in which it was expressed received other than the most obsequious submission; but neither royal authority nor laws availed against misery and hunger, against the appetite for riches, against the irritation that was caused by the semi-failure of those who had come to America to escape poverty and to triumph. Authoritarian in his political views and authoritarian in his personal beliefs, the Spaniard violated boldly, although with a mask of submissiveness, the laws that constrained his appetites. There is nothing more characteristic of this psychology than the continuing practice of contraband, which was engaged in by governors, by bishops, and by the most faithful vassals, without any more pretense than that counseled by prudence. Reality incited men to free themselves from the multitude of petty restrictions, while good judgment advised them that obedience be loudly proclaimed. In this manner, an authoritarian view of public power grew up that, by restraining free initiative, forced men to act on the margin of the law. This was the moral order that was created in the country and in the cities by royal authoritarianism and by the policy of principles. Doubtless the special characteristic of the colony, in accord with the concepts prevailing in the motherland, was the creation of subjects who were essentially urban and authoritarian. All the colonial institutions and their applications reflect these constituent elements; it is impossible to understand their evolution and the influence they exercised in Argentine society without insistently pointing to the conflict between the two characteristics and reality. In effect, although the colonial system was thought of as a set of institutions aimed at creating an essentially urban order, the economic life of the colony was supported in great part by the countryside, which escaped inclusion in the more rigid state structure; and although the system was thought of as authoritarian, the masses were obliged to pursue an existence that created, within the authoritarianism of the state, an individual authoritarianism that was the product of circumstances. These intrinsic contradictions hide the secret of the configuration of the Argentine political spirit.

One may say that the municipal State was imposed on Argentine reality before that reality had been shaped, and without thought of the forms it might acquire. Organized to defend the homogeneity and cohesiveness of the colonists, the municipality received a juridical structure that contradicted to a certain degree the authoritarian regime maintained by the Crown, since organizations were being created in the colony that were being restricted or even annulled in the Peninsula. However, it was imperative to predetermine the forms of colonial life given the conditions under which the colony was populated, and to ignore the fact that the opportunities for exploiting the land tended to disunite the population to some degree. Thus, the municipal regime was bound to conflict with the Crown, which, in effect, as exercised by the conquerors and by the royal officials, above all in Buenos Aires, invalidated the royal juridical organization, depriving it of its normal attributes and eventually conferring on it others that in fact lay outside its true jurisdiction. But the Crown had to struggle even more with rural reality, which not only lay outside the framework of municipal government but, in consequence, remained practically outside the law, if it were not already true by reason of accidental circumstances. In this way, individual authoritarianism was able to grow among the rural people. The will of the state was displayed in laws whose minute details usually made them impractical; if this occurred in urban centers, it occurred with greater justification in the almost deserted backlands, where the very presence of authority was occasional and inoperative.

This characteristic of Spanish legislation in general, and in particular in the Indies, is significant. Antonio Perez had already pointed out how the number of laws and royal proclamations had grown during the sixteenth century, a phenomenon that without any doubt was accentuated in the seventeenth century. Even the authorities in the motherland came to understand that it was essential to overhaul the laws of the Indies, and they ordered the laws to be compiled into a code, which was not promulgated until 1680. Then, and later, their multiplicity, the fact that the same provisions were not applicable to all America, and the casuistry of their terminology rendered the laws useless, and they remained all too frequently as merely ideal outlines, in spite of the efforts of jurists who, like Solórzano and León Pinelo, struggled to accommodate the laws to reality.

In practice, the royal officials exercised power broadly and, at times, with absolute arbitrariness. Devoid of mineral wealth, these lands offered scant prospects to the conquerors. At the beginning of the seventeenth century, Ruy Díaz de Guzmán summarized the fortunes of the conquistadors of the Río de la Plata: “More than four thousand Spaniards came over in various fleets, and among them were many noblemen and persons of quality, all of whom ended their lives in this land in the midst of the greatest misery, hunger, and warfare that has been suffered in the Indies.”

It is not strange, therefore, that little by little the idea took hold that the colonial adventure ought to be brief and profitable. First the conquistador and later the officeholder considered it a bit of bad luck to come to this colony, which was humble and held back by fear of losing its privileges and profits to the Viceroyalty of Peru. When these men did come, they aspired to stay a short time and to make the most of it. Because of that attitude, their rule was marked by a systematic forgetfulness of the abundant legislation that not only would have interfered with their own gains had it been enforced, but would have restricted their inclination to act at their own discretion, a tendency that was certainly accentuated by the demands of reality. Despite the royal laws and ordinances, the colonial officials took up local ways and thus, with rare and honorable exceptions, by protecting the ranching and mercantile oligarchy of the peninsular Spaniards, they grew rich at the price of tolerating the illegitimate enrichment of the Spaniards. Bribery and contraband were not unknown to the royal officials who, by engaging in them, recognized the relative legality of certain ways of life on the margins of the solemn provisions of the laws.

Nonetheless, this discretional use of power and this abuse of privilege were masked by a solemn acknowledgment of the monarch’s absolute authority, which, when it was able to make itself felt, operated in fact with those same characteristics. The royal officials, like the conquistadors, were most faithful subjects of the king, and they did not believe that they were negating the king’s authority by breaking his laws. The Crown was held in the most absolute respect and given the most abject devotion, since there was no other philosophy of power prevailing in Spain. But above all, there was a lack of ideas that might negate royal authority, because the precepts of the Faith seemed to support that political concept. The Faith had been the theoretical foundation which gave authority to the conquest, and the just title of the Crown resided in a delegation of rights made by the Pope. During the Reconquest, Spain had conceded a preponderant position to the Church, and that position had been extended into the Indies, where the Church appeared to be an institution as powerful as the organs of the state itself, to such a degre that there were frequent jurisdictional conflicts between them. As the doctrinaire support of royal authority, the Church in the colony was the depository of the juridical and moral principles that the Crown upheld.

The Church in this capacity, and under the influence of the concepts of the Counter-Reformation, received dictatorship over spiritual affairs from the Spanish State. It may be said that during the first two centuries in the colonies there was no other system of thought than that instilled by the Church in accordance with the most rigorous orthodoxy. Because of the circumstances of the conquest and colonization, it is certain that the population lived in a state of general ignorance, to which the clergy was the only relative exception. From this it follows that in all but rare instances there was no public education other than that provided by the Church. Its authority, furthermore, was based on its influence in the midst of the uninterrupted calamities that plagued the colonists and, above all, on the fanaticism that characterized the Spaniard, which he instilled into the natives whom he indoctrinated, supplanting their traditions and beliefs with those of Christian doctrine, without, however, completely erasing their deep superstitions. Spiritual dictatorship began to be converted into a social hegemony that was unanimously acknowledged and placed the Church in an exceptional situation in colonial society.

The prestige of the Church supported the state insofar as the Church proclaimed the divine bases of royal power, but on the other hand it undermined the authority of the royal officials to the extent that it tried to intervene for its own benefit, and that of is members, to the detriment of the civil authorities. In principle, the Church recognized the right of royal patronage, but in fact it aspired to override political authority each time it could, and it was accustomed to make use not only of the prestige it enjoyed with the people, but also of the influences it possessed at court and the threats of the Inquisition. Owing to this attitude, antagonism between the two powers was common, with evident harm to the authority of the crown officials although not to the theoretical authority of the king, which the Church defended as an article of faith despite customarily denying it in fact. This conflict was a further symptom of the dissociation between principles and reality.

Everything contributed to the assertion of the authoritarian spirit during the colony’s first years; nothing developed the belief that other political forms might exist. Yet, in the shadows, the social realities of the colony were at work, setting out the seeds of dissidence that were destined to flourish later. In the time of Charles V, the Crown recognized the right of the settlers to elect their own governor when the office had become vacant and pending arrival of the royal appointment. But this concession, which was based on the principle that power derived from the people and returned to them when it was not exercised by the official to whom the Crown had delegated sovereignty, was seldom put into effect. Gradually the principle of replacement by appointment from among the constituted authorities was established. Beginning with the reign of Philip II, the increased emphasis on the principle of royal autocracy destroyed that right, and the exercise of that power came to appear to be subversive. On the juridical level, therefore, there was not the slightest suspicion of rebellion against the absolute authority of the Crown, or a hint of any ideas that might suggest the suitability of some other form of political organization. On the other hand, on the level of reality, life went on creating a de facto situation that gave the colonists almost complete independence from the Crown. The colonist had the feeling of being an orphan, despite the thickets of legal prescriptions around him. Here where the rule of law did not reach he did not hesitate to live in his own manner, which created beneath the de jure political system a de facto system that included extensive regions in which the colonist exercised his own authority with the same autocratic will that the royal official applied in the name of the king. Legally, nothing authorized that conduct, but no one could avoid it in the vastness of the plains and, in truth, the development was scarcely noted, unless one considers its repercussions in shaping a peculiar psychology. Furthermore, this psychology soon began to find justification: it was the jurist León Pinelo who at the beginning of the seventeenth century began to speak of the right to life, by virtue of which acts seemed to be lawful, even though they constituted violations of the law, when they did not imply the wish to deny royal authority. Symptomatically, this viewpoint was adopted especially by the country people, among whom the creoles were increasing in number and becoming more aware of their own position. Inconspicuously there developed among this underestimated element of society a way of life and of work that was different from what prevailed in the more populated urban centers, and an attitude was evolving that would mature with time until it became a definite political force.

The era of the colonizer was thus the era of the formation of the authoritarian spirit throughout society: the royal autocracy upheld by the Hapsburg States; the autocracy of the conquistadors and of the officials; the autocracy of the rural people, free to assert their own integrity and their capacity for overcoming a thousand hostile forces. Political consciousness was invariably shown to be an energetic and undisputed authority, exercised within an immobile order as the result of existing realities. To those holding this political view, any attempt at innovation was contrary to the established order and constituted a revolutionary act. Any change of the prevailing conditions seemed to be an attack on the general security and a violation of the juridical order, a mask that concealed, in truth, the actual situation. For that reason the colony became violently reactionary when it was confronted by any idea that presumed an alteration of economic, social, and political circumstances: only what existed seemed to have the right to exist. A simplistic political doctrine, these ideas were destined to be modified in some respects but in others would remain fixed, to crop out when there was an attempt to replace them by more complex and subtle systems, which were aimed at making the common will valid in the face of the indomitable autocratic will of those in power.


II
THE BOURBON EPOCH

THE SHAPE OF THE LIBERAL SPIRIT

The seventeenth and eighteenth centuries throughout Europe were marked by profound changes in attitudes. A crowned head had fallen in England, and monarchy had been replaced by an ephemeral republic that left in its wake the principle of the limitation of royal power. In 1688 the Declaration of Rights was acknowledged as the basis of the new monarchic structure, and a little later, in 1690, Locke would write categorically in his Two Treatises on Civil Government’. “It seems clear from all we have just said that absolute monarchy, which is considered by some to be the only type of government that ought to exist in the world, is incompatible with civil society.”

Louis XIV was reigning in France, Emperor Leopold I in Austria, Peter the Great in Russia, and Charles II in Spain. The rumor of the English catastrophe raced menacingly through the absolutist courts, and Locke’s ideas began to germinate in restless minds. Rousseau and Montesquieu soon launched into the world the principles of a new order, accompanying them with clamorous cries against the European ruling system.

Meanwhile, Spain was bearing the cross of an imbecilic king, whose inheritance was being pursued by the chancelleries of the most important powers. At the close of the seventeenth century, Charles II died in Madrid, willing his kingdoms to the Duke of Anjou, the grandson of Louis XIV, by means of a will whose clauses injured the ambitions of the Holy Roman Emperor and brought on the War of the Spanish Succession. France poured all its power into the conflict, and succeeded, with English aid, in settling the war in its own favor. Thus the era of the Bourbons began in Spain.

Enlightened and progressive, the Bourbons had tried to assimilate some of the sound economic, administrative, and political principles that were then beginning to be developed. The Spanish kings of this house sought to introduce those ideas into their states, and the consequences were favorable both in Spain and in her colonies. The liberal spirit, still hesitant and restricted, began to spread, but not without violent opposition in Spain and in the colonies from groups representing and supporting the old, theocratic concepts. But the seed produced better fruit than had been expected —or desired— by those who had planted it, because it took firm hold in the minds of certain men who wished to carry its principles to their ultimate consequences. And the ultimate consequences were economic and political liberalism, the latter taking the form of republicanism. A radical transformation thus was engendered in the Hispanic world, out of which emerged a new political attitude: liberalism.

The intellectual environment of the hispanic world

Toward the middle of the eighteenth century, when Ferdinand VI, the third ruler of the House of Bourbon, was reigning in Spain, Voltaire wrote in his Age of Louis XIV:

Spain, governed by the eldest branch of the House of Austria, had aroused more fear after the death of Charles V than had the Germans. The kings of Spain were incomparably more absolute and more wealthy. The mines of Mexico and of Potosi seemed to furnish the means for buying Europe’s freedom. The Spanish plan of monarchy, or rather of universal superiority over our Christian continent, was begun by Charles V and maintained by Philip II.

Under Philip III, Spain’s greatness was no more than that of a body without substance, having more reputation than strength.

Philip IV, heir of his father’s feebleness, lost Portugal by his negligence, Roussillon by the weakness of his armies, and Catalonia by his abusive despotism. Such kings could not long be fortunate in their wars against France. If they gained some advantages because of the dissensions and defects of their enemies, they lost their fruits because of their incapacity. Furthermore, they ruled over people whose privileges gave them the right to serve their kings badly: the Castilians had the privilege of not fighting outside their own country; the Aragonese ceaselessly disputed with the royal council over their rights; and the Catalans, who looked upon kings as enemies, would not permit the former to recruit troops in their provinces.

But Spain, united to the Empire, placed a fearful weight on the scales of Europe.

Voltaire was already able to measure the scope of Spanish decadence. Contrasting with the magnitude of Spain’s international aspirations and its political schemes, its economic and administrative organization during the era of the Hapsburgs had been fatal, and had led to the loss of its position in Europe and to its serious internal debility. Furthermore, as if a stern fate were pursuing it, Spain had to support for forty years the rule of Charles II, whose physical and mental incapacity had put the throne at the mercy of courtesans and advisers, more than had been the case even in the times of Philip III and Philip IV. Political feebleness, unstable conduct, and meager plans characterized his reign, which gave Europe the impression that the ancient mistress, Spain, was now at the mercy of whoever might wish to make himself her master.

Charles Ill’s last testament, and an armed conflict, gave the Spanish throne to a French prince, who ruled under the name of Philip V. With him began the dynasty of the Spanish Bourbons —recognized first by the treaties of Utrecht and Rastatt, and later by the treaty of Vienna— under whom Spain tried to regain its position in Europe. Progress, that ideal of the Enlightenment then attracting cultivated, lively minds, preoccupied the Bourbon kings and their ministers, and in economic, administrative, and political fields their activities were many and sustained, in an effort to bring the country out of the lethargy in which it was sunk.

The circumstance that the king was a foreigner, and the still luckier circumstance that his Italian wife Elizabeth Farnese of Parma thoroughly dominated him, opened up the kingdom to all manner of European influences that had been contained until then beyond the wall of the Pyrenees by the Hapsburgs, who were consumed with a holy fear of reform. The enlightened outlook was maintained until the reign of Charles IV; thus the eighteenth century was characterized in Spain by a vigorous ideological revival.

Perhaps most surprising was the enthusiasm for scientific thought, which had hitherto been proscribed. In educational institutions the most modern ideas of natural science began to be taught, and an excitement for knowledge of nature rapidly invaded enlightened minds. As Gaspar Melchor de Jovellanos told his disciples:

The sciences will always be in my eyes the first and most worthy object of your education: they alone can illuminate your soul; they alone can enrich it; they alone can communicate to it the precious treasures of truths that antiquity has transmitted to us; and they alone can dispose your spirit toward acquiring other new truths and further enlarging this rich depository; they alone can put an end to so many useless disputes and so many absurd opinions; finally, by dissipating the dark clouds of errors that float above the earth, they alone may some day disseminate fully the enlightenment and knowledge which ennobles the human species.

Nonetheless, this was not the dominant doctrine among the masses, who continued to be tied to the prejudices and the spiritual tutelage of the clergy, although it was accepted by the select elements who, up to the reign of Charles IV, predominated at court, and with royal approbation imposed many of these ideas.

These new ideas had a somewhat restricted influence in government administration, despite the fact that they were being accepted insofar as they involved a progressive attitude, because it was evident that if they were carried to their final results, they would lead to a political position considered extremely dangerous by the monarchy. The progressive attitude was shown primarily, as has been indicated, in education and in economic development. It was this latter aspect of national life that most profoundly disturbed and irritated sensible Spaniards who knew that impoverishment and general backwardness were corroding the nation. Father Feijoó, who was one of the most enlightened minds of the century, stated the situation in these mournful words: “Most Eminent Lord: Spain is gout-ridden. The poor feet of the kingdom are suffering great pain, and because of their misery, weakened and afflicted as they are, they can support neither themselves nor the body.” Perhaps this evil condition was the result of a cause already pointed out by the same author: “When the stomach and intestines of this body politic [the administrators] drink or gulp down too much, innumerable, incurable illnesses follow, which put the entire body in danger of final ruin.” In another place he writes:

What need is there to ponder the usefulness of agriculture? Who does not know it? Yet judging by the neglect that is suffered in this regard, it may be said that almost everyone is ignorant of it. I weep over the neglect of Spain, because the fate of Spain pains me. The poetic lament in which Lucan complained that the lands of Hesperia in which he dwelt —that is, Italy— were uncultivated, may be applied most literally today to that Hesperia where Lucan was born: I mean Spain.

The outcry raised by such far-sighted spirits was echoed by the statesmen who, motivated by these same ideals, gathered around the first Spanish Bourbons: Alberoni, Patiño, Carvajal y Lancaster, the Marquis de la Ensenada, the Marquis de Esquilache, the Conde de Floridablanca, Cabarrús, Gálvez, the Marquis de Campomanes, the Conde de Aranda —all of them in various ways tried to raise the economic level of Spain. It was necessary to mobilize all productive forces and involve all progressive men in the task of national improvement; thus the “Societies of the Friends of the Country,” technical schools, and specialized organs of the state sprang up. But it was also essential that the wave of progress should not undermine the political foundations of the monarchy; to that end a vigilant watch was kept so that the premises of the Enlightenment were not applied to the problem of the origin and the historic forms of royal power. This attitude was naturally more energetically demonstrated after 1789.

Yet the Bourbons had modified to some extent the tenor of their political views. Absolutism maintained its vigor, but the principles supporting it underwent a transformation by comparison with the regime of the Hapsburgs. Between the medieval absolutism of the Hapsburgs and the enlightened absolutism of the Bourbons there was a marked difference, especially in the supplanting of the spiritual forces that served as the doctrinal support of the former. The theological basis of temporal power, which had so much force in the epoch of the Hapsburgs, began to weaken and give way to an increasingly secular conception of civil authority. Little by little, Spanish theocracy became attenuated under the impact of enlightened thought, and the result was a perceptible diminution of the importance of the Church as a political power. Without making a frontal attack on the Church itself —because religious feeling in that period was not much weaker than it had been earlier— royal power took a strong stand on the policy called “regalism,” according to which, as an institution, the Church was not recognized as having any right to interfere with the royal will. The consequences of this attitude were considerable: in addition to its significance on the political and administrative level, it contributed to some extent toward shaking the Church’s rigid spiritual dictatorship, and thus gave an opportunity for a freer diffusion of ideas of reform.

However, it is necessary to note that the predominance of theology was strongly maintained in opposition to the reforms inspired by the State. The importance of the uprising that caused the fall of the Marquis de Squillace is well known; and with no less zeal the Church tried to limit the dissemination of modern literary works, particularly those of French origin. The Church’s activity bore fruit at the outbreak of the Revolution of 1789, and fear grew that the dangerous principles that had motivated it might spread. The reign of Charles IV, who came to the throne in 1788, may be considered as a backward step —a return of the most reactionary forces. The fate of Cabarrús, Jovellanos, and many other liberals is a sign of that attitude, and is corroborated by the governmental acts of Queen Maria Luisa and Prime Minister Godoy, whose concern with keeping his dominant position demanded the elimination of the enlightened leaders. Then it was that Manuel Jose Quintana recalled the peerless glory of Juan de Padilla and exclaimed in inflammatory verse:

You were the only one

who dared resist with stout brave chest

the violent hurricane

of despotism on our sad shores.

What was the use of those

seven centuries of zeal and our blood

shed in torrents? Thrust out in vain

the inclement Arab was from Spain,

if another oppressor, more treacherous, vile,

prepares to yoke her wretched head meanwhile.

But Godoy was not alone; in trying to oust the most enlightened figures to satisfy his own ambition, he was supported by all the reactionary forces that, following the banishment of French ideas, fought for the return of the theocratic principles formerly prevailing in the kingdom. Spanish anti-Jacobinism became a national attitude that clung to the most elemental traditions and rested on the most primitive instincts of the masses. And while the incompetent and cowardly monarchy gave way before the Napoleonic threat, the masses followed those leaders who stuck by the common beliefs and thus held back the process of enlightenment the liberal monarchy had begun. A new era was getting under way in Spain: a new duel between the spirit of reform, represented by the Cortes of Cádiz, and the spirit of the masses, blinded by a presumed tradition that incited them to acclaim Ferdinand VII with the cry of “Long live our chains!”

Meanwhile, in the colonies along the Río de la Plata, the same liberal influences had borne fruit and had succeeded in creating an atmosphere of rebelliousness among small but determined groups of creoles. They also had to suffer the reaction to the old authoritarian spirit, but conditions were favorable for carrying out their ideals, since the crisis through which Spain was passing weakened its chance of taking action. Thus the liberal preachings of the Bourbons took form in a political movement that was destined to turn against the motherland itself.

The development of the colonies of the Río de la Plata

At the beginning of the eighteenth century, the colonies of the Rio de la Plata entered a period of rapid demographic and economic development. The arrival of new Spanish settlers, added to the natural growth of the population, enlivened the cities and the countryside, increased their economic opportunities, and to a certain extent drew together the people of the region. Buenos Aires, which in 1744 had slightly more than ten thousand inhabitants, reached a population of forty thousand at the end of the century. According to Azara, Montevideo reached a population of fifteen thousand at about the same time, and there were ten towns, each of which had between four and five thousand inhabitants.

Various circumstances contributed to the expansion of the Rio de la Plata colonies. Economically, the area witnessed a notable, energetic growth of farming and ranching. Ranching without doubt held first place, since it was the basic activity of the countryside and its products constituted the principal index of commerce. The aspiration of the Spaniards and the creoles in these parts was to own a piece of land suitable for ranching; only those who could not achieve this goal devoted themselves to the less productive tasks of farming. Azara wrote:

The Spaniards who live in the country are divided into farmers and ranchers, or estancieros. The latter say that the former are foolish, since if they were to become ranchers, they would live without labor and without needing to eat grass like horses —for so they call lettuce, vegetables, and greens. In fact, only those who cannot afford land and livestock, and thus cannot become estancieros, or those who find no other way of living, cultivate the soil. More than half the Spaniards of Paraguay and those who dwell near the Rio de la Plata and near the cities are farmers. These may be distinguished from the ranchers because their houses are much closer to one another, and are cleaner and better furnished, and their clothes are somewhat better. Also, they know how to make their stews with meat and with vegetables and they eat bread, foods that are little known among the ranchers. In Chapter 6 I described their agricultural system, and in my study of animals I explained what pastoral activities amount to there —the care of eighteen million head of cattle, three million horses, and plenty of sheep. I estimate the numbers of livestock to be that great, one-sixth of them within the government of Paraguay and the remainder in that of Buenos Aires. Although I include in these figures the livestock of the Indians, which are cared for by them, I do not include in that number another two million head of wild cattle, or the innumerable runaway or ownerless horses.

However, as time went on, farming got a warmer welcome, especially because some of its products began to sell better, and because the State, nourished on physiocratic thought, began to stimulate it. Mariano Moreno recognized this in 1809 when he said, in defense of the rights of the farmers and the hacendados, who were being threatened by the monopolistic policies of the merchants: “The Crown has given repeated proofs of its conviction that we cannot be happy except by means of agriculture, and it has frequently encouraged the zeal of our officials so that they may protect and develop such an important resource.”

Because of their complete influence over the public authorities, and because they were Spaniards from the Peninsula, the Spanish merchants of Buenos Aires, who were the agents of the merchants of Cadiz or connected with them, were the most important economic force. Their wealth and power had been achieved in the shadow of the protection afforded by their monopoly, thanks to which ranching received strong encouragement and agriculture did not. Trade in hides, lard, and other animal products brought fat profits to the Spanish merchants, which were increased when they invested their money in manufactured articles destined to be sold at high prices in Buenos Aires and in the other cities of the Rio de la Plata. For everyone else, the monopoly was a fiction.

The products that came from Spain by the routes laid down in accordance with the monopolistic regime did not satisfy consumer needs; from the seventeenth century on, the frequent practice of open contraband was carried on, a trade that in itself provided substantial profits to those who exploited it. Despite this, the commerce along the Rio de la Plata showed such vigor that it attracted the attention of the Crown, which could no longer avoid demands for better administration of the region.

In order to increase trade, piecemeal measures were decreed that were aimed at abolishing the restraints weighing upon it. In 1778, Charles III promulgated the Law of Free Commerce; other partial measures followed, thanks to which traffic between the ports of Spain and the colonies developed rapidly. At the same time, quite different events gave greater importance to the Rio de la Plata. Difficulties with Portugal, which was bent on obtaining bases on the eastern shore of the Rio de la Plata, stirred the Spanish government to make Buenos Aires the seat of a new Viceroyalty, established in 1776. Paraguay, Tucuman, and Cuyo were included in the new jurisdiction; thus an economic and political region was organized that tended to be oriented toward Buenos Aires. All these events contributed notably to transforming the Rio de la Plata into a colony of some importance, which it had not been previously.

The forms of social and political life in the Río de la Plata colonies

This economic change involved progressive modification of the political and social arrangements in the colony. Those who began to live in a certain style, and to suffer from or enjoy their new positions, started to think about the problems of their mutual existence as a function of the new, conditioning factors. A relationship between economic problems and social and political aspirations was soon established; this relation was polarized according to special ties: for the beneficiaries of the old, monopolistic regime the attempt to modify the economic situation meant —or they pretended to believe that it meant— the inversion of the political, social, and moral content of the traditional order. They believed in the unconditional submission of the society to a system that benefited only themselves, and they considered this submission, which entailed total stagnation, to be the only attitude befitting the colonists. For their part, those who aspired to attain a regime of economic liberty within which they might better their circumstances discovered, after a little reflection, that such liberty would not be granted to the colony except to the extent that suited the motherland. It was only a step from that point to the discernment of the possibilities and the advantages of political independence —a step that events shortened day by day beginning from the moment of the outbreak of the French Revolution.

Thus the growing differences between the various social groups were emphasized. Upon the social stratum made up of Indians and African Negroes, on which the economy rested, were erected the two groups that, in spite of their differences, possessed influence in the society of the Río de la Plata: the Spaniards and the creoles.

Those groups were not cohesive. The Peninsular Spanish group was notoriously split between those who were transient and generally held public offices with the sole hope of moving on to better jobs, and those who had decided to root themselves in this land. The latter were singled out by the English traveler, Alexander Gillespie, as being disposed to “uphold revolutionary objectives,” precisely because “they had said a permanent good-by to Europe and had thus identified their fortunes and their happiness with South America.” He emphasized that whereas the former were indifferent to the fate of the colony, the latter were preoccupied with its future and were thinking about the conditions under which their existence might evolve more favorably. In general, the Spaniards preferred urban life, few of them settling in the country; those who did so soon abandoned themselves to a degrading indolence that, together with their isolation from urban centers, put them in an ineffectual position in the social order. At the end of the eighteenth century, Azara mentioned a singular characteristic of the Peninsular Spaniards in these lands, which everything else seems to confirm: “All men agree that they have equal rights, without any distinction being recognized between commoners and noblemen who have connections and entailed estates, or any other distinction than the personal one of the kind of work one does, which may bring with it a more or less large fortune or a reputation for probity or talent.” So it was that the only aristocracy that emerged in the Río de la Plata was a new one, founded on the individual worth of the colonist.

As the gap opened between the transient and the settled Spaniards, the creoles sank their own roots deeper. There was a widespread belief in Spain that Spaniards degenerated in America. Father Feijoó believed it was important to dispel this absurd belief by the light of prudent arguments, but its mere existence shows how difficult the situation of the children of Spaniards was in the colonies in the eyes of those from the Peninsula. The creoles more than repaid this attitude: by the eighteenth century they regarded the Peninsular Spaniards as the enemies of their legitimate rights and fondest hopes, hating even those peninsulares who were their kin. Kept out of public office, relegated to lowly social tasks, the ambitious and capable creoles, whether they were white or, as was more frequent, mestizo, preferred a rural existence in which they did not have to bear constant witness to their inferiority. On the plains they led primitive lives, out of contact with cities and still less in touch with the current of civilization, which reached them only by reflection. The creole-mestizos developed indomitable, untamable spirits, stimulated both by their pastoral activities and by the spectacle of the open pampas. Their feelings of social inferiority, inherited by the large majority of the mestizos from their Indian mothers, created in time a special psychological attitude that united the creoles, endowing them with a sense of class that was soon to become significant in the political struggles for independence and in civil wars. Their great ally was their numbers: the creole population increased rapidly, and they came to comprise the solid nucleus of the colonial mass and even of the well-to-do class. The creoles in the cities tried to overcome the social conditions that bound them by pursuing studies at Córdoba, at Chuquisaca, or in the motherland, so that they might later engage in the liberal professions and thus open their way through the prejudices by which they were restrained. A creole core-group was formed, urban in its way of life and liberal by tradition, which added its efforts to those of the other creole elements in the strong, common desire to attain predominance within colonial society. If they had an ally in their numbers, they had another in the force of their convictions and in the interrelationship between their aspirations and the most important collective interests of the colony. In the end they triumphed, and the first stage of Argentine history may correctly be called the creole era.

The power of the creole element lay in their deep-rooted and precisely delineated ideals, which were in sharp relief to those held by the Peninsular Spaniards, especially the Spaniards who daily renewed the adventure of colonization by their hasty passage through the colony. In general, these were the men of authoritarian outlook j they were the ones who came to hold public office, which was the principal way to rule the land; they were the ones who came to manage trade, in close relationship with the merchants of Spain, which was the principal way to exploit the land. Furthermore, the Spanish clergy was in complete agreement with their ideas, and in the colony the clergy had a considerable cultural tradition and enjoyed a privileged position because of the moral and political influence that its members exercised over political affairs. The appearance of a new sort of liberal official whom the Spanish Bourbons sent to the Río de la Plata made little impression. The liberals, including some creoles, who succeeded in the eighteenth century in introducing Bourbon reform ideas into the colony, struggled to neutralize the influence of the most reactionary elements among the priests and the merchants, who clung most closely to their privileges. But the liberals did not always succeed, and frequently they were bitterly attacked by those who were injured by their policies. Yet the liberal point of view had an impact on the creole groups, and soon contributed to shaping their ideals and aspirations. It that influence did not reach the rural creoles, who also were authoritarian and untamed in their own way, it was felt decisively among the urban creole groups, who began to take a strong stand on the most important social problems in the Río de la Plata.

The creole bourgeoisie became fervently liberal because liberalism, even with the restrictions imposed on it by Spain, offered solutions to the most immediate problems and provided a system of ideas for the dim aspirations stirring in the boldest minds. The urban bourgeoisie began to sketch out a program of reform for rural life in the light of physiocratic doctrines and liberal thought, and aimed at the development of agriculture according to the latest methods. As Mariano Moreno said: “He who knows how to discern the true principles that affect the prosperity of each province cannot deny that our wealth depends principally on the bounty of our fertile fields.” These urban people wanted free trade, which, by neutralizing the burdensome influence of the monopolists, would assure ready sales for the farmers’ products, and they even wanted to develop small rural industries —all of which implied a profound change in the way of life that had been followed up to then by the rural creole group. Urban life, however, was the form that the bourgeoisie considered to be the ideal of civilized existence; they believed that in such an environment they could attain the degree of enlightenment that permits societies to rise from primitive conditions to the highest levels. It was in the cities along the Rio de la Plata that the creoles were able to achieve the formation of a political conscience capable of facing the problem that was felt by every creole in a more or less express form: namely, the proper direction of his own destiny.

The liberal reforms of the Bourbons contributed more than any other factor to shaping, among the creoles, a revolutionary conscience for emancipation. The establishment of the Viceroyalty, which was the result of the expedition of Don Pedro de Cevallos against the Portuguese in 1776, gave political unity to an extensive region theretofore incohesive. To the areas administered from Buenos Aires and Paraguay was added all the land that formerly fell under the jurisdiction of the audiencia of Charcas, together with Tucumán, Potosí, and Santa Cruz de la Sierra. The city of Buenos Aires was made the capital of the Viceroyalty. A new, extensive, and rich political unit was thus created, part of which had previously been oriented toward Peru, but would henceforth be polarized toward the Rio de la Plata. The vast region in which this bi-polarity was to endure for a long time —with Charcas and Lima at the opposite pole from the capital— little by little began to gain political importance. It was precisely its diversity that identified it: the different parts, rather arbitrarily combined, became aware of their personality when confronted by their subordination to Buenos Aires, and they showed their incipient political consciousness by passive resistance to the city that was soon to attain a high destiny.

The organization of the Viceroyalty into administrative areas called intendencias accentuated this activity, for each of these quickly acquired a well-defined unity. Following the Bourbon principles of centralization, the Crown had decided in 1782 to divide the territory of the Viceroyalty of the Rio de la Plata into seven intendencias and a Supervisory Government. Buenos Aires, Asunción, Salta, Córdoba, Santa Cruz de la Sierra, La Paz, La Plata, and Potosí became administrative and political units in which a local spirit quickly emerged. The old, primitive municipal organization of the colony was replaced by a territorial and regional organization that notably weakened the preponderance of the cabildos, which until then had been the most important bodies for the transmission and execution of the royal will and the only ones in which public opinion had some influence. Henceforth, the governor-intendent, who was the executive responsible for war, justice, and police, became the supreme regional authority. Subordinate to the governor, the cabildos were limited to strictly urban tasks, while his policies contributed to the definition of the aspirations and desires of the population of the region.

This administrative reorganization, child of Bourbon political beliefs, sowed the seeds of serious political problems by creating a new situation. While the creoles in the capital were hardening their belief that they were the nerve center of the Viceroyalty because they were cultivated men, informed in modern thought (a position indirectly recognized by the liberal policies of the Crown), the people in the several intendencias began to open their eyes to the actual condition being created by the accelerated process of centralization operating from Buenos Aires. The way of life and the traditional influences coming from Lima and Charcas, and that endured in Asuncion, did not coincide with those prevalent in Buenos Aires after the middle of the eighteenth century. Vague unrest appeared in the last years of the colonial period: later, when the creoles of the interior joined the creoles of Buenos Aires in the desire for emancipation, the appearance of this long-matured divergence of ideas was to smash their united front.

The most transcendent fact in the political existence of the Rio de la Plata in the eighteenth century is precisely the limited imposition of liberal policies by the Crown and their reception by the enlightened creoles —particularly in Buenos Aires and in Charcas— who tried to carry those ideas to their logical conclusions.

The general lines of Spanish Bourbon policy were those of enlightened despotism, but various conditions retarded their achievement, especially in the colonies. The policies were progressive and were motivated by the ambition to stimulate the development of the colonies and to benefit the American subjects of the Crown; but both in the colonies and in the motherland this desire was subjected to the necessity of not favoring the diffusion of a doctrinaire line that might end by weakening the bonds of absolute power and of Catholic thought. The result was that the greatest progress was made in the economic field, although there too with some limitations, and also in the area of social action and education.

The defense of absolute power, which implied a mistrust of the free-thinking philosophes, also involved an energetic policy directed against the Jesuits, whose theocratic conception of power clashed with the official view, and whose growing economic and political strength seemed to threaten the State. The Jesuits were eliminated, and with them fell the strongest prop of authoritarianism in the colony. Perhaps this fact more than any other favored the growth of liberal views first noticeable in officials who, like the Viceroys Bucareli, Basavilbaso, or Vértiz, had responded to the tendencies prevailing at the Bourbon court and had come to impose them upon the colony. Later, these opinions began to appear among creoles of keen intelligence and deep restlessness. As examples, there were Juan Baltasar Maciel or Manuel Belgrano, who, at the end of the eighteenth century, began to study the works of the most significant modern authors, many of whom they could read only in secret because of the zealous vigilance of the reactionary clergy who upheld Jesuitical beliefs.

Maciel, a studious and reflective man, felt himself drawn to thinkers such as Descartes, Gassendi, and Newton, who stimulated him to face fundamental issues on which the University of Córdoba, where he had studied, had offered him training only in the Aristotelian and scholastic tradition. Some works of the Encyclopedists must also have been in his library. This kind of reading, however, did not begin to affect these men until a little later, particularly after the revolutionary explosion of 1789 in France. The economists and political philosophers of the eighteenth century exercised immense influence over Manuel Belgrano’s generation. The future secretary of the consulado of Buenos Aires became aware of political economy in Spain, and he accepted the position in the consulado because, as he put it: “I knew that such bodies had no other object than to supplement the work of the economic societies that dealt with agriculture, industry, and commerce.” While he showed in this fashion his enthusiasm for the kind of studies he had recently discovered, he was seized at the same time by “the ideas of liberty, security, and property. I saw only tyrants in those who opposed enjoyment by any man, no matter who he might be, of the rights that God and Nature had granted him and that even society itself had agreed upon directly or indirectly in its establishment.” With this background, Belgrano was bound to exercise enormous influence among the porteños. Around him gathered questioning minds —men who secretly read Montesquieu or Rousseau, and who did not hesitate to advance in public the economic principles of free trade, and physiocratic doctrines.

The outgrowths of this restlessness were colonial periodicals, of which the first, El Telégrafo Mercantil (Commercial Telegraph) directed by Francisco Antonio Cabello, lengthened its masthead by describing itself also as “Rural, Political, Economic, and Historiographic.” Manuel Belgrano wrote for it, and so did Juan Jose Castelli; the engineer, Pedro A. Cervino; the naturalist, Tadeo Haenke; the poet, Manuel de Lavardén; and Canon Luis Chorroarín. As was the case with the Semanario de Agricultura (Agricultural Weekly),which Hipólito Vieytes published in 1802, and the Correo de Comercio (Commercial Mail),which Belgrano edited in 1810, the chief characteristic of this colonial journalism of the Río de la Plata is the attempt to apply to local needs and problems the doctrines learned from European writers. The colonials were just discovering and posing a great number of these questions, precisely in the light of the new doctrines. Although it was true that these problems were almost exclusively economic, this fact should be interpreted by recalling that the attribute of the Bourbon liberal movement was the limitation of reform to a field that would not injure the bases of royal power. But there could be no doubt that liberal thought constituted a unified doctrine, and that whoever was touched by its influence could not easily resist extending his inquiry into political phenomena, confronting them with the same point of view that he took toward economic data. The urban bourgeoisie of Buenos Aires and of Charcas, made up mostly of creoles who had received formal education or were self-taught, had the specific, immediate ideal of social and economic betterment and material progress; but there was also present the implicit and remote ideal of the attainment of a liberal government—for which emancipation was a prerequisite. This idea slowly evolved in the minds of the bourgeoisie.

In the closing years of the eighteenth century, events began to encourage the urban creole minority in its ideological stand. The most important of these occurrences was the French Revolution, which from the first aroused extraordinary enthusiasm among those who understood the theoretical principles that motivated the revolutionists. There can be no doubt that this enthusiasm was evident in Argentina: first, Viceroy Arredondo and, later, Viceroy Avilés believed it was essential to take strong measures to prevent the spread of news about events in France and about the beliefs motivating them. The Marquis de Avilés explicitly stated in an edict promulgated in August 1799:

I am informed of the introduction into this capital, and into other cities and places of the district under my command, of various foreign pamphlets from different parts of Europe and even from the settlements of our enemies in America, which not only contain odious accounts of insurrection, revolutions, and disturbances of governments that have been established and generally acknowledged, but also espouse matters that are false and injurious to the Spanish Nation and to its wise and just government. This extremism, in addition to being contrary to the fundamental laws of these kingdoms, demands special vigilance these days in order to avoid every motive or occasion for the deception or seduction of these faithful and distant vassals, so that they may not be taken by surprise by similar abominable materials. Therefore, I order and command that whichsoever inhabitant of this capital or of the other cities and places of this Viceroyalty to whom such papers are directed under the name of gazettes or under whatever other name shall immediately hand them over to me without communicating them to any other person; this under penalty of a fine of five hundred pesos for the first offense and of being dealt with, on the second offense, as nuisances and disturbers of the public peace.

By this time the course of revolutionary events, particularly the decapitation of Louis XVI, had to some degree chilled the enthusiasm of many people; but the Declaration of the Rights of Man remained as a political program that attracted men who until then had not foreseen the possibility of giving realistic form to the doctrines taught by the political philosophers.

The urban creole minority was anti-Jacobin, as in Spain, except in rare instances. The principles laid down by official Bourbon liberalism prevailed in the thinking of the creole liberals, who had a traditional respect for monarchy and a no less vigorous regard for religion. Liberalism had taken this form in Jovellanos, the guiding light of the liberal creoles, and this was the way it was generally conceived. These characteristics became still more defined as a result of the English invasion of the Rio de la Plata in 1806, which, by hastening action by those who wanted independence, effectively contributed to clarifying aspects of the creole liberal movement.

The result was that in spite of the sympathy that some English ideas, particularly on economic matters, awakened among the creoles, to them the English appeared to be the criminal advocates of religious heterodoxy. An impassable chasm opened in the way of any direct and definitive understanding between the two peoples. Gillespie tirelessly refers to “this land of fanaticism and ecclesiastical domination,” and it is well known how the popular masses reacted to Protestants even after independence was gained. Owing to this circumstance and to the pride and sense of revenge aroused by the English attacks, the English invasion contributed to the delimitation of creole liberal ideas: extensive in economic affairs, restricted in religious and political matters, even though in the latter area there was discrimination between reality and abstract aspirations.

It is worth pointing out that the English invasions of 1806 and 1807 had other no less significant results. The attacks caused the creoles, the group whose participation in the Reconquest and Defense was decisive, to move to the forefront of society. Social progress was achieved not only by the bourgeois minority, which partially assumed the leading role, but also by the popular mass, which linked itself to that minority, beginning to recognize it as its authentic ruling class. A notion of nationality based on the principles of birth in the colony and of adherence to its way of life thus became increasingly clear. That was the creole spirit; that was the fatherland.

No matter how sturdy the liberal movement in the colony may have appeared, authoritarianism had not abandoned all its positions. The traditional authoritarian spirit of the Hapsburgs had solidified among different social groups who adopted it because they perceived the danger of the road that had been opened by liberal Bourbon policies. The officials of the old stamp who could not conceive of any way of life for the colony other than what derived from its condition as a colony of the motherland; the monopolistic merchants who shared the profits provided by that regime; the Jesuits, and those who inherited and maintained their theocratic views —all of them agreed that if the floodgates were opened to liberal ideas, a torrent of aspirations would pour from the Spanish Americans, who were thirsting for justice and for their individual and collective development. This belief was correct, for such aspirations existed, latent and hidden beneath a resentment, already old, felt by the creoles toward those born in the Peninsula. Moreover, there is little doubt that the evolution of liberal thought unequivocally led to ideas of self-determination and independence. But the authoritarian concept, which had developed native forms, persisted with remarkable vigor in the rural environment and in the hearts of the rural creoles. Liberal political ideas could not penetrate into the back country because the people there had nothing but the primitive political experience of man abandoned to nature and to his own physical resources. The problems of crowded living conditions had never been posed in the deserted pampa. On the other hand, the rural creole, authoritarian as he might be in his daily adventure of existence, grasped the postulates of liberal political economy because those were involved with problems whose gravity he had felt personally. In this, as in his dim desire for self-determination, he was in agreement with other creole groups.

This coincidence of views created a battle front between the creoles and the Peninsular Spaniards, which was most obvious in the economic area. There, merchants and hacendados (the first more likely peninsulares, the latter generally creoles) struggled over their conflicting interests, which were scarcely reconcilable without loss for one side or the other. Whatever benefited the former, who were represented by the consulado, damaged the interests of the latter, represented by the Junta de Hacendados. In this silent struggle it was difficult for the creole hacendados to take the initiative because they were victims of their subordinate social and political role; but the Crown, motivated by liberal ideas and by the desire to stimulate the development of the colonies, took the initiative for them, and gave wing to their high hopes, not without having their rivals complain bitterly and violently and try to impede whatever measures the Crown proposed. The day came when the hacendadostried to carry out their economic ambitions, and they frankly solicited, through the pen of Mariano Moreno, free trade with England for their products. “Those who believe that opening trade with the English in these provinces is an evil for the nation and for the province of Buenos Aires should be covered with shame; but even should that evil be conceded, it ought to be recognized as a necessary evil, which is impossible to avoid by aiming at the general good, in an effort to benefit from it by making trade serve the security of the State.” Thus Moreno wrote in 1809 in his historic Representación de los Hacendados (Memorial of the Hacendados).

But the monopolistic traders were not shamed. They persisted in their attitudes, and pointed out two types of evils in the economic policy that the others were trying to impose: one, that it injured the native Spaniards, who were proud of their rank and jealous of their privileges; the other, that they saw the dangers to which this policy was leading. Martín Alzaga, the leader of the monopolists, expressed this point of view to the consuladowith undeniable clarity:

The trade we have had up to now is what the law has permitted as useful and beneficial for maintaining and tightening the relations between the vassals of these remote regions and the motherland by means of the reciprocal dependence of their commercial activities. This is an indisputable truth, as evident as the risk that by allowing (1) the exportation of goods and money directly from the ports of Spanish America to the Northern powers, and equally, (2) the importation of goods bought from their factories (as the author of the paper [Cerviño] implies), the relationship I have mentioned would be extremely attenuated and weakened in a short time, with irreparable damage to the monarchy.

Matters having arrived at this point, the polemic moved from the purely economic level to the political plane, where lines were not well defined.

The creole position on political issues had not yet been established: above all, because the Hispanic group possessed the enormous force of legality; next, because the subversive nature of reform ideas impeded many people from expressing their thoughts; finally, because only sentiment for the fatherland was common to all the creole groups, since liberalism had taken root only among the cultivated minority in certain cities and was probably not assimilable by the rural groups. This meant that the system of political ideas was structured cautiously, deep in individual thought or in small meetings, and this explains the inexperience that has been commented upon as being characteristic of the first acts of the independent government. From this source also stemmed the aggressiveness of the Peninsular Spaniards, who were sure of their own strength. But in each creole conscience there was silently at work a more or less obscure ideal, cast out upon the wide future. The creoles designed an objective, sketching out the golden age of the rationalist philosophers: a free and happy world in which the human being would enjoy indefinite progress and the most extensive liberty. The spirit of liberalism had taken definitive shape in this land.


PART TWO

The Creole Era

The revolutionary movement of 1810 opened a new era in Argentine history. Henceforth, the chief concern of the enlightened groups would be to give structure to the country —to organize it politically and to reform it socially and economically. This undertaking involved enormous difficulties, some of them almost insoluble without the aid of time. In the minds of the men of the revolution not even the geographic boundaries of the new-born state had been defined; their doubts were revealed in their preoccupation with the adoption of its name. Discounting the abortive attempts to include the Banda Oriental and Paraguay the boundaries in the north were notoriously uncertain because of the influence of Upper Peru in many provinces, and because of the changing fortunes of the patriot armies; but the geographic problem was insignificant compared to the social problem brought on by emancipation.

The revolution for emancipation was to some degree a social revolution aimed at facilitating the rise of the creoles to the top level of the country’s life. Enlightened creoles had been the makers of the revolution, but it was necessary for them to appeal to the provincial creoles, mainly from the rural masses, because of the strength of their convictions and the need to get solid support for the movement. The rural people responded to the call and joined the movement, but the nucleus of porteños had already established the fundamental principles of the political-social order, and the masses who answered the call did not believe that they were being faithfully represented by a system that naturally gave leadership to the educated groups who had a European background. Thus began the duel: on the one side, the institutional system advocated by the enlightened minority, on the other side, the imprecise ideals of the popular masses.

The struggle between the two political-social concepts led to civil war and to the triumph of the ideas of federalism, which in turn ended in autocracy. Then a moderate tendency began to appear, seeking to conciliate the two hostile currents and to formulate a political doctrine that would permit the unification of the nation. This compromise position was worked out slowly; it triumphed with the constitution of 1853, and was permanently accepted in 1862. Beginning in 1862, the country put in play all its resources, hurling itself into a vast constructive program. But its very development, carried on with unity of opinion from 1862 to 1880, led to the formation of a new social reality. European immigration and profound economic changes struck a mortal blow to creole Argentina and obstructed the normal working of the institutional system that had been created at the cost of so much effort and so much bloodshed. Around the year 1880 the creole era ends, but in its final stages it gave birth to the second Argentina.


III
THE COURSE OF DOCTRINAIRE DEMOCRACY

THE DIFFUSION AND CRISIS OF LIBERALISM AND CENTRALISM

“June 20,1789, was France’s most glorious day, and would have been the beginning of the happiness of all Europe if an ambitious man, who was endowed with extraordinary talent but also with violent passions, had not forced a million men to serve the aggrandizement of his brothers by shedding their blood for their country.” So Mariano Moreno wrote at the end of 1810, revealing the state of mind then dominant among the liberals. At its outset, the French Revolution had appeared to be the triumph of the ideals of fraternity and of justice for which Rousseau and Montesquieu had struggled, but the course of events compelled calm thought, since it now seemed that French genius was incapable of preserving the dignity of its principles. This circumstance moved men to look toward England, in whose political structure the doctrinaire French liberals had found their own inspiration, and who in spite of revolutionary buffeting, followed by reaction, had maintained equilibrium between liberty and authority. In Spanish America, the English example was, at different times and in different degrees, the standard of political thought for more prudent minds. This explains the swing toward monarchy, which was to be observed in trying times —a tendency that was not at all discordant with liberal and democratic sentiment— and the sympathy shown by Great Britain, which was both a protection and a hope for the newly created countries of Hispanic America.

Napoleon’s conduct, on the other hand, spurred concern for the danger of Jacobinism (which was seen as the ultimate cause of the reaction), and the adoption of a moderate policy was counseled, of which the Spanish Cortes of Cádiz in 1812 and the acts of the Argentine governments between 1810 and 1814 were evidence. From that moment on a wave of absolutist and conservative reaction swept Europe and America. The restoration of Ferdinand VII in 1814 was the warning sign of the policy of both the Quadruple Alliance and the Congress of Vienna —a policy aimed at erasing the recent past by one powerful effort. War without quarter began between liberalism and absolutism. “I believe I have said enough,” Bernardino Rivadavia wrote in 1817, “to explain the new kind of war that shook Europe, a war in which one-quarter or one-third of the Continent was struggling for the interests and claims of arbitrary, absolute power against the others who, armed with the advances that man has made in all fields, fought firmly and vigorously against fanaticism and against the false ideas and vices of all the old institutions.” This war also contributed to strengthening England’s position in the eyes of the American countries because it demonstrated her lack of enthusiasm for the cause of absolutism, which was contrary to her own political tradition. And when Spain, after the brief period during which the constitution of 1812 was in effect, received the support of the “Hundred Thousand Sons of Saint Louis” to restore absolutism, England prepared to remove herself from the absolutist coalition, and showed her position to the extent of recognizing the independence of the United Provinces of the Río de la Plata in 1824. The Quadruple Alliance virtually disappeared two years later, deprived of English support, and the cause of American emancipation, which had been sealed with the victory of Ayacucho, entered a new phase in which the impact of European politics was less severe.

Emancipation and political-social problems

The revolutionary movement leading to Argentine independence occurred within this political and ideological framework. A very brief period of elaboration, dating from the English invasions of 1806-7 to the beginning of 1810, served to clarify the ideas, invigorate the collective conscience, and define the political and social objectives of the creoles. A very short series of events imposed a revolutionary situation upon Buenos Aires that radically modified reality. Finally, the fortunes of all the people were sealed by the movement of May 25,1810.

But this rapid progress was the work of a small group —the liberal and enlightened minority of Buenos Aires. After May 1810, on the other hand, a period of convulsions began that shook the entire community and led to the adaptation of society to the newly created situation. The fact is that if independence was the result of a state of mind that gestated surreptitiously during the colonial era and matured in the nineteenth century, emancipation, in its turn, caused radical social and political alterations in the country.

In a sense, the revolution for independence was as much a social event as a political one; and perhaps because it was, above all, social in nature, it gave birth to a complicated and difficult political problem whose solution occupied a half-century. In the closing years of the colonial period, Peninsular Spaniards and creoles were two groups separated not solely by their origins, but primarily by their social statuses. It is significant that Bishop Lué dared to say at a critical moment of the revolution that the government of the American colonies “can be taken over by the sons of this country only when not a single Spaniard remains.” The opinion of Cornelio Saavedra, who three years earlier had summarized the psychological situation created by the defense of Buenos Aires against the English, is no less revealing: “I make bold to congratulate the Americans: to the proofs that they have already given of valor and loyalty, they have added this last— that by exalting the merit of those who were born in the Indies, they have given convincing evidence that their spirits are not kin to humiliation, that they are not inferior to the European Spaniards, and that they cede to no one in loyalty and valor.” Creoles and peninsulares were two social classes who felt themselves to be enemies because of their relationship: the privileges of one determined the inferiority of the other.

The revolution was not politically significant at the beginning because of its limited scope, but it was a social upheaval that dislodged the men of the Peninsula from authority in order to give their power to the creoles. That was the idea behind Mariano Moreno’s interpretation of the Spanish royalist reaction:

The great obstacle to the surrender of our rivals is their refusal to have the sons of this country enter into the government of these provinces at the highest levels. The Spaniards, surprised by such a strange and novel concept, believe that nature itself is being turned upside down, and they obstinately insist on maintaining our traditional inferior status, engaging in war against and in the extermination of the men who have aspired to command, contrary to natural laws that condemn them to perpetual obedience. Here one finds the principle that provoked the Viceroy Abascal’s outburst against us as “men destined by nature to vegetate in lowly obscurity.”

The sensation of having yesterday been an oppressed class and of today being triumphant conditioned the attitude of the creoles after May 1810. Now they could give free rein to old resentments and their long-accumulated, silent rancor. The rancor was soon translated into open hostility against the Spaniards, and later was extended into strong xenophobia. Spanish laws were called “monuments of our degradation,” and were rejected; Spaniards were quickly excluded from public office as foreigners. Only the “sons of the fatherland” now possessed indisputable rights in the country they had just reconquered. “Since nature has created us for great things, we have begun to do them,” Moreno said with angry pride. A new self-awareness —overflowing with self-esteem— henceforth motivated the creole leaders and masses.

If that common sentiment explains the attitude of the classes liberated at the outset of independence, later events may be explained by the diversity that is easy to find in the creole mass, each one of whose groups had quite different psychological, social, and economic characteristics with which they reacted to the revolution they had made. In principle, the creole mass was divided into two great nuclei: the urban porteño group, whose thinking was echoed in some other enlightened centers, and the groups in the back country, both urban and rural, among whom profound regional differences could be distinguished.

Europeanized and liberal, the creoles of Buenos Aires comprised a minority of considerable influence. Its members had achieved a degree of economic well-being, especially in commerce and the liberal professions, that gave them a solid foundation for their prestige, and some of them had risen to positions of importance in the colonial administration. Ideologically, this group descended directly from the liberal Spaniards of the Bourbon era. Certainly, some of the more questioning minds had been in direct touch with French or English thought, studying it at its sources. But if it is easy to prove that Mariano Moreno added Jean-Jacques to his careful reading of Jovellanos, it is not difficult to observe that he also read Rousseau with the same preconceptions as the liberal Spaniards. The result was that the enlightened porteños developed a liberal doctrine that was sui generis, but so deeply rooted that it showed itself from the outset as an unbending political and institutional system that included a conviction in the necessary hegemony of Buenos Aires, the propitious dwelling place of this constructive creed. From this fact stemmed the later clash with the creoles of the interior, with whom the porteño minority agreed on the ideal of emancipation and the motives for social change, but from whom they were separated in the field of political realities.

The population of the interior in general lacked both the doctrinal preparation and the political experience to assimilate the institutional system that the porteños wanted to impose on the new state. The predominantly rural mass was split into two groups that geographically and in other ways corresponded to the Littoral and to the land-locked interior. If the first was nearer to Buenos Aires because of common problems and even because of a common political attitude, it was separated from Buenos Aires by the old problem of controlling customs and the economically important rivers, a problem that soon provoked deep antagonism between Buenos Aires and the Littoral. The second group, in the beginning, had fewer direct motives for hostility against the former capital of the Viceroyalty but was, on the other hand, further from it ideologically. The northwest and central regions of the country, zones of Peruvian influence, repudiated the modern spirit that had taken hold in the area of European influence. Thus, both provincial groups potentially shared the same attitude toward the enlightened element of Buenos Aires.

Neither the leaders nor the back-country masses had political experience or training in ideas j theirs was a simple existence bordering on the primitive, and characteristic of rural Argentina. This condition was only slightly modified in a few populated centers and hardly affected more than their immediate surroundings. Primitivism was sharply demonstrated in politics, since both the colonial tradition and the natural organization of rural life had favored the development of an authoritarian regime, as shown by the liberties taken by officials, landowners, and ranchers. Primitivism was even more developed in the moral order. Authoritarianism was the nerve center of clerical education, the only system of education in the colony. Dogmatic and demanding spiritual authority over the secular world shaped a mentality, resistant to reality, that soon flung itself into fanaticism and superstition. Confronted by the outburst of liberal ideas, this mentality reacted with all the force and vigor of blind conviction, rejecting analysis and repudiating anything that presupposed liberty of conscience and political self-determination. For the most varied reasons disagreement between this attitude and that of the enlightened group in Buenos Aires soon broke out.

Local sentiment contributed much to the antagonism between the two sectors of the creole population. The Revolution of May aroused patriotic emotions, but while Buenos Aires advocated a national view of the fatherland, the groups of the interior showed marked indifference for what was, in their eyes, still a vague abstraction. On the other hand, they overvalued their pequeña patria —their “little fatherland”— which they could sense and to which they were united by daily existence. Local sentiment showed itself quickly, not only in support of parochial interests but also in defense of the local psychology and the modes of daily life. This amalgam of emotions threw the rural groups into conflict with Buenos Aires, the symbol and bulwark of hostile interests, of reform, and of a strong tendency toward economic and political hegemony. Hostility grew, silently at first, openly later, between the city that had unleashed the revolutionary movement and the rest of the country, which had to decide whether or not to join the regime favored by the city. Buenos Aires did not want to acknowledge the depth and vigor of localism, believing it was enough to proclaim the brave new world in order to have the rural masses submit to those who had summoned them. But the reply proved that the “people” conceived in the imaginations of the intellectuals of the revolution were quite different from the people of national reality. Buenos Aires wanted to dominate and to educate, but the people shut their ears to such voices, replying with their own conception of the revolutionary movement.

Gradually the panorama became clear, displaying all the difficulties. The creole mass agreed with the educated group in the belief in emancipation and in the deep desire to achieve leadership of the country, but they dissented radically from the political organization of the new State. The sons of the homeland were united, yet disjoined.

Despite the caution and prudence of the men who were to make the Revolution of May, engaged as they were in masking their wish for independence by feigning loyalty to the person of Napoleon’s sovereign prisoner, the idea of independence stood forth in their words and deeds. Belgrano declared in his memoirs that the idea had appeared as early as 1808, and if, only a few days after the installation of the Junta de Gobierno, Moreno was able to say that its members “sought nothing more than to uphold with dignity the rights of king and country,” a justifiable indignation caused by the royalist reaction soon led to the unanimous opinion that Americans possessed the same rights as the Spaniards to decide upon their own destiny, once the sovereign had disappeared. The men of May defended the justice of their pretensions to a government ruled only by the “sons of the country” and by those who “care for the glory of their homeland.” Soon this sentiment would tear aside the mask that hid it. At the end of the year 1810, Moreno would wrathfully challenge his enemies: “Do you believe that the sons of this country will return to the chains they have just broken?” As a profound social revolution, the movement by its very nature aimed at independence, since only emancipation could elevate the hitherto disdained and oppressed creole mass.

Independence posed the urgent problem of the organization of the new State. The entire political tradition of the colony had been impregnated with injustice toward the rebellious but finally triumphant creole class j now it was necessary to decide how to form the new nation to fit it to the new social realities. At this point, difficulties emerged, born from the conflict between the different sectors of the creole population, which were divergent and even hostile in their political experience, their ideological formation, and their conception of life. “A people that suddenly passes from servitude to liberty,” Bernardo Monteagudo wrote at the beginning of 1812, “is in near danger of falling into anarchy and slipping back into slavery.” The prediction of this Argentine Jacobin was based on events that were already occurring, and on tendencies among the leading elements that would shortly be fulfilled. The problem was extremely serious and the solution most difficult, despite the fact that no one could escape the consequences of failure. The problem was “to give new form to an old state; to pull up by the roots an established order and to introduce another, wholly or in great part distinct; to extinguish with a blow the ancient custom; and even to destroy certain principles that are irreconcilable with those that ought to be introduced by such a reform, despite the fact that the ideas of the men who must build the new structure are often in unhappy conflict,” Friar Cayetano Rodríguez wrote in 1816 in El redactor del congreso (The Congressional Reporter): “These issues persisted for fifty years. The difficulties, which they had ambitiously hoped would be settled immediately, were, nonetheless, eliminated bit by bit, and at the end of that long time ideas and methods of conciliation appeared that were capable of unifying the creole mass, its interests, its aspirations, and its ways of living and thinking.

Currents within the “porteño” group

No matter how loudly its ideas resounded in the interior of the country, the Revolution of May was a porteñomovement created by the initiative and the decisions of an enlightened minority —that is, men who were educated in the principles of the Enlightenment. It was this group that inherited the liberal policies of the Bourbons, enriching them in many instances by reading directly from the principal authors of the movement. Manuel Belgrano, Nicolás Rodríguez Peña, Juan José Castelli, Mariano Moreno, and others composed this group at the outbreak of the revolution. But if the background of their beliefs was purely liberal, their firmest convictions were primarily and sometimes solely rooted in the forms of liberalism that the ideology and conditions of politics and society had encouraged in Spain. Liberal economic objectives, for example, were stated in that form.

Belgrano and Moreno were supporters of liberal economic policies during the closing years of the colonial period, the former as the secretary of the consuladoof Buenos Aires, the latter as the defense attorney of the hacendadosand farmers against the monopolists. When they gained control of the government, the men of the progressive group favored the development of free trade and the stimulation of all forms of production. In other aspects, liberal ideas were bound by certain limitations, the same ones, in fact, that were imposed in Spain by the fixity of traditional beliefs and by a respect for monarchical power (the latter precisely the source from which these innovations had come). For example, Rousseau’s opinions in religious matters were deemed unacceptably extreme. Moreno, in the prologue of the edition that he ordered printed of the Social Contract,declared: “Since Rousseau had the misfortune to rant and rave when he dealt with religion, I suppressed that chapter and the principal passages in which he has treated these matters.” The Spanish tradition of respect for authority also seemed to be perpetuated among the liberals. Both areas were made exceptions by Moreno when, in his article Sobre la libertad de escribir (On the Freedom of the Press), he asserted: “At last we perceive that the masses of the people will exist in shameful barbarism if they are not given complete liberty to speak on any matter, as long as it is not in opposition to the holy truths of our august religion and the decisions of the government, which are always worthy of our greatest respect.” Also, despite the fact that the Assembly of 1813 suppressed the Inquisition, some inhibitions persisted toward religious dogma and political authority.

Considering these facts, it can be said that the porteñoliberals adopted a moderate attitude. Moderation seemed to be one of the preoccupations of Moreno, who was the nerve center of the Junta of May, and whose opinions in this regard were frequently and categorically stated. Yet this surely was not his personal inclination, but rather the result of a planned political orientation. In essence, Moreno was a Jacobin like the other men of his group such as Chiclana and Castelli and the later heirs of his policies such as Monteagudo and Alvear. If Moreno favored moderation, at the outset taking pride in the measured calm of the revolutionists, he shortly gave way to his emotions at the signs of royalist reaction, and advised the violent imposition of revolutionary precepts. Referring to the plotters of the uprising at Cordoba, he said, “Only terror of the executioner can serve to warn their accomplices”; and in another passage: “The conspirators who agitate this land with their far-reaching plans and plots are beyond the bounds of compassion and justice. They will be the gravest threat to the State and to public safety if remedies are not efficiently applied to counter, impede, and weaken their influence.”

The experience of the French revolutionists may have counseled moderation among their emulators in Buenos Aires, or the porteños may have taken a moderate course for fear of the reaction of lukewarm followers who would perhaps support a reactionary despotism; but most of all they feared counterrevolution and anarchy. They preferred to make arrests in Jacobin style rather than pursue the ideal of moderation, which seemed inappropriate under the circumstances. The extremist policy was followed most vigorously by Castelli in his role as delegate of the Junta in Upper Peru, and it was taken up again later by Bernardo Monteagudo, who called leniency a crime and who, in April 1812, in the pages of Mártir o libre (Martyr or Freeman), advised the establishment of a dictatorship in order to consolidate the revolution.

Events frustrated the Jacobin tendency and compelled a moderate policy, which soon became reactionary. The restoration of Ferdinand VII, the fall of Napoleon, and the establishment of the Holy Alliance contributed indirectly toward displacing the Jacobins, and they gave up leadership to the moderates and even to the reactionaries. Nonetheless, the principles and tendencies of the enlightened group remained alive below the surface, and even when they were not followed faithfully, they sufficed to contain and mitigate reaction.

Their principles were derived from the deep-seated conviction among the enlightened porteños that America offered optimal conditions for a republican political system. The dissolution of the Spanish monarchy had in fact set the community back to its condition prior to the founding of Spanish sovereignty; consequently it would be possible to establish on new bases a social compact like that ideally conceived by Rousseau as lying at the foundation of society.

“The world,” said Moreno, “has seldom seen a setting like ours in which a constitution can be modeled that will give happiness to the people.” He believed that the revolution had eliminated the colonial tradition and the psychological attitudes that the past had created in the people. On this basis, the enlightened group categorically and unanimously affirmed that sovereignty had returned to the people and that only by a new delegation of sovereignty could public authority again be constituted. Thus only a congress representing the popular will could settle the destiny of the commonwealth. The liberals struggled to convene that assembly, certain, even when lacking any basis, that the entire population shared their views and had sufficient political experience and ideological preparation to assure a republican system founded on modern and efficient representative institutions.

The republican concept rapidly took root among the people, but the principles and techniques of institutional organization presumed a tradition and preparation that the people lacked. Burdened with theories, the educated porteños and some of their followers in the interior began to spread their ideas and to reform institutions. They proclaimed the dogmas of equality, liberty, and security, ideas Belgrano had absorbed from the liberals in Spain, and they were heatedly defended by Moreno and Monteagudo with forceful arguments that they succeeded in writing into laws and decrees, chiefly in the memorable declarations made by the Assembly of 1813. Even Indians, Negroes, and slaves regained full rights under the theory of the revolutionary State —rights that were, nevertheless, grudgingly granted in practice because of pressure from established interests. To assure these public benefits and to lay the foundations of political power, the liberals asserted that “true sovereignty has always resided in the general will of the people,” and, as a corollary, that “the general welfare will always be the sole object of our vigilant care.” In the eyes of these exacting patriots, the public officials possessed importance and authority only insofar as they were executors of the general will, and they could exercise their offices only to serve the common good. As El redactor de la asamblea (The Assembly Reporter) put it in 1813: “All those who have been faithful to their high duties shall enter the temple of fame and receive public tributes of admiration and gratitude; but if there is anyone who, by confusing the goals of the popular will with his own self-interest, has degraded the principal offices of civil authority, he shall be delivered up to the remorse of his conscience and forever reside in the shadows where crime dwells.” It was in obedience to this highest republican conception of public responsibility that Mariano Moreno resigned as secretary of the Junta, with a statement whose wording reveals the vivid actuality of democratic and republican beliefs.

For the enlightened men of Buenos Aires, in contrast to those of the interior, democratic views were indissolubly tied to institutional principles and to a particular conception of the country. Molded by visionary political theories, they firmly believed that only organic democracy, put into effect according to such norms, could express genuine democratic opinion. Confusing form with essence, they opposed as enemies those who agreed with them in fundamentals, but who differed with them superficially.

Institutional principles

An attitude clearly derived from the Enlightenment guided the political thinking of the educated class in Buenos Aires: the horror of anarchy and of unchecked, turbulent democracy. Order seemed to be the finest attribute of a rationally based society, a conviction that appeared to be certified in practice by the French political experience, in which excited popular emotions had led to an absolutist dictatorship. Only law and correct institutional arrangements seemed to offer proper solutions for preventing the social and political upheaval in the Rio de la Plata from degenerating into chaos. The most informed political thinkers tried hard to point out the two dangers entailed in the lack of governing principles: anarchy and despotism.

But the solution was not attainable. Would the new regime be a mere continuation of its predecessor? If tactical reasons obliged Moreno to declare that “internally our government is the same as that prescribed by royal law,” it was not long before his study of the problem of the future organization of the nation caused him to affirm openly that it was necessary to revise the bases of the social and political system. This task, urgent and inescapable in his view, ought to result in an orderly arrangement of principles and regulations, since laws were not sufficient to give structure to a new society: it was necessary to lay the foundations and to construct the crowning feature of the edifice —in other words, a constitution was needed.

As early as 1810, this decisive problem had been posed. The enlightened porteños maintained that a constitution was the key political objective of the revolution, and they had already thought out its general lines. In 1812 Monteagudo wrote: “Any constitution that does not bear the seal of the general will is arbitrary: no reason, no pretext, no circumstance can give it authority. The people are free, and they will never err if they are not corrupted or done violence.” But this line of thought, which coincided with Moreno’s, implied conviction that the people not only shared the beliefs in independence and democracy held by the enlightened minority, but also shared their opinions about its institutional framework. When Moreno contends that without a constitution “the happiness that is promised to us is a fantasy,” he is saying that it is essential to elaborate a constitution on the basis of historical experience and political science, in order to know with certainty “why some institutions have given some nations a degree of prosperity that the passage of many centuries has not been able to erase from the memory of men.” Those institutions, the result of theoretical elaboration, ought to be the ones imposed by a constitution that establishes “honest customs, personal security, the preservation of rights, the duties of the authorities, the obligations of the subjects, and the limits of obedience.” From the beginning Moreno pointed to two fundamental ideas that must become the basis of the institutional order: the division of power and the representative system.

Rooted in liberal theory, the two principles seemed undebatable and, indeed, were never negated as doctrine. But reality put obstacles that were long insurmountable in the way of their application. The division of powers in fact clashed violently with the remnants of authoritarianism surviving among the masses —vestiges partly of colonial origin and in part born of the conditions of rural life. The representative system, in its turn, was impractical because of the dispersion of the population, the widespread ignorance, and the lack of the technical skills demanded for its correct use. Thus it happened that the constitutional principles advocated by the enlightened groups appeared to be the illusions of visionaries or the mad fixations of intellectuals.

Perhaps they were, to some extent; but from the Revolution of May to the Assembly of 1813, the enlightened leaders persevered in their legislative and educational labors, and they succeeded in establishing a political system that at times conflicted with reality but constituted an immovable position against which the forces of anarchic democracy crashed. The laws were held in low esteem, their provisions violated, and their principles criticized; but a segment of the conscience of Argentina rallied around the body of political doctrine contained in the laws. Much later that conscience would return as by right to restore the constitutional system, once the democratic masses had evolved away from turbulent forms of political power and had grasped organic law.

Nationalism and Centralism

The fact that those principles originated with the enlightened group in Buenos Aires no doubt contributed greatly toward arousing the resistance to them. Various reasons provoked suspicion of the former capital of the Viceroyalty: in part because of the antagonistic interests of different economic groups that disputed control of the customs and the port of Buenos Aires, and in part because of a different mentality in the landlocked interior that was shaped by the influence of Upper Peru. The government created by the May Revolution inherited the spirit of resistance that the men of the Bourbon regime had aroused at the close of the colonial era. The conservatives and those who considered all innovations to be dangerous closed ranks in opposition. And slowly another force began to organize against Buenos Aires, made up of elements in the creole mass who were in fundamental agreement with the government but dissented over its methods of achieving its objectives. These sectors reacted against the pride of Buenos Aires, against its self-assurance, against the domination, real or imaginary, which they saw in the city’s attitude.

The poets who sang of the heroism of the resistance to the English invaders or who rhetorically exalted the glory of the city that was the cradle of independence were echoing the genuine emotions of people of the city of Buenos Aires:

Let Sparta speak not of her virtues;

nor Rome her grandeur flaunt;

Silence: on the world’s stage appears

the mighty capital of the south!

So wrote Vicente Lopez y Planes, the same man whose words are sung in the National Anthem:

Buenos Aires marches at the front

of the people of the illustrious union,

a reflection of a state of mind which, because it was justifiable, was no less irritating to the people of the interior, who saw in it an avowal of the right to supremacy. They were not mistaken. When Juan José Paso claimed in the cabildo abierto of May 22, 1810, that Buenos Aires was assuming the role of elder sister to the other provinces of the Viceroyalty, he was skillfully raising the thesis of political tutelage, which the men of May considered justifiable. They did not discuss its validity, but derived it from facts and existing realities; yet its projection into the interior took on marks of arrogance, which very shortly made it seem oppressive.

The revolutionary regime wanted from the outset to bring the people of the interior into the movement but, in spite of its leaders’ measured words and studied generosity, it was obvious that Buenos Aires was very sure of its right to political hegemony. Moreno wrote:

It was reserved to the great capital of Buenos Aires to give a lesson in justice that the Peninsula itself had not accomplished in the days of its finest glory. This example of moderation at once confounds our enemies and ought to inspire in our brothers the most profound confidence in this city, which looks with horror on the conduct of those hypocritical capitals that declare war on tyrants only to seize the seats of power that should have remained vacant upon the extermination of the despots.

While guaranteeing the mildness and justice of its conduct, Buenos Aires left no doubt that it had secured for itself the role of capital and the right to lead the new State that was being formed.

To all appearances this attitude was motivated solely by the ambition to ensure a centralized regime that would perpetuate control of the government in the hands of the men of Buenos Aires. Although appearances were susceptible to that interpretation, the truth was quite different. Buenos Aires had conceived and initiated the revolution; therefore, in the beginning, circumstances required it to take leadership of its revolutionary phase on the assumption that only in this way would the movement not be perverted. But to Buenos Aires belonged the honor of having regarded the revolution from the outset as a national movement into which all the people should be incorporated, a principle that impelled the city to maintain its traditional position as head of the State in order to prevent its dissolution. The idea that the entire area of the Viceroyalty should be preserved as a unit, in order to make itself into a nation, was specifically voiced by Moreno when he lashed out at the conduct of Montevideo, which had rebelled against Buenos Aires: “The arrangement of the provinces and the interdependence of the people who comprise them,” he said in the Orden del día of the Junta on August 13, 1810, “is a constitutional law of the State. Whoever tries to attack it is an opponent of the solemn pact by which we swore to guard the constitution. What would become of public order if the lesser towns were left to decide for themselves the selection of the capital, when the Sovereign has already established the center for all their affairs?” Already the idea of the continuity of the nation was seen to be inseparable from the idea of centralizing political power, and this doctrine became more strongly rooted before the threatening spectacle of the disunity of the former Viceroyalty. In 1813, the Assembly took up Moreno’s idea, and its journal, El redactor, indignantly asked: “Can one ignore the fact that there is no salvation without strength, no power without subordination and unity, and that these do not exist among people who are at odds with each other or internally disorganized?” El redactor pointed out that the congress had met precisely “to establish a center of unity for the opinions and the scattered resources of the provinces, in which our true strength lies; and to lay a solid foundation for the tranquillity and the future happiness of the nation.”

This concept of the State, and of centralized rule as the only sure way of guaranteeing its existence, constituted, with its liberal principles, the political platform of the enlightened leaders of Buenos Aires. But if liberal ideas aroused resistance, the belief in centralization provoked still more energetic hostility. The rural groups of the Littoral and of the interior were beginning to display their patriotism in the form of extreme localism. Regionalism, which was determined to some degree by geographic and economic conditions, grew strong, and the nation, if it had to be created at the price of centralism, appeared to many as an ideal that could be repudiated. The theory of federalism was soon raised in opposition to centralism, but it was rejected for sound reasons by the enlightened group in Buenos Aires. First Moreno and later Monteagudo studied in detail the reasons that they believed stood in the way of its adoption. But federalism was more than a theory. It represented a view of life and of political and social problems, and it grew and spread without being affected by the arguments of those most knowledgeable in political science. However, as with the principle of organic democracy, the principle of centralism remained as an unsurrendered flag, and in due course would be raised again.

Buenos Aires imposes its principles

Secure in its role as the standard-bearer, proud of its conduct, and convinced of the universal validity of its political beliefs, Buenos Aires summoned the people of the future nation, of which the city was dreaming, to collaborate in the task of founding and defending that vision —but Buenos Aires from the beginning set up the institutional system and the main political lines which should rule that nation. When the people began to awaken from their lethargy and answer the call of Buenos Aires, they discovered that the main lines of the political structure were already drawn, and they found at the same time that the outline did not fit their own spiritual and material situation. Buenos Aires abounded in statesmen and thinkers, but it lacked prudent, realistic policies. Its ideological orientation was rigid, incapable of making concessions.

The ideas preached by the enlightened group seemed to be so universally true that none of the liberals thought that social and economic realities or the defects of the colonial mentality might work against them. “Dedicate your thoughts to understanding our needs,” Moreno advised the representatives to the congress; but in his opinion there was no need, other than to educate the people, to convince them that his magic system would provide the soundest doctrines and the most just government. The progressive men of Buenos Aires believed in the people, as Rousseau had believed in them, but they did not suspect the influence exercised by new conditions or realize that the past had not been destroyed by mere political collapse, any more than the power of ideas imbedded in the populace by dogma and authority. They believed in the efficacy of words, in their own good faith, and in their personal disinterest; yet they could accomplish nothing without eliminating the stubborn opposition between the two political divisions that existed in the creole mass, which had now won control of public life: organic and doctrinaire democracy, on one side, and on the other, turbulent, inorganic democracy.

It was a fatal error on the part of Buenos Aires to act disdainfully and violently against those who did not seem able to understand its ideas. Convinced of the social nature of the revolution, the leaders of the city believed that it sufficed to “raise up the creole population and force it to take an interest in our labors,” as Moreno told Chiclana —and also to support the creoles with armed force wherever they might be under pressure from their former masters. Nevertheless, experience quickly demonstrated the inefficacy of these measures. The Junta de Gobierno decided to resort to the severest violence to prevent a Spanish counterrevolution. Castelli was inflexible in fulfilling his rigid instructions, not only at Cabeza de Tigre, when he fought against Liniers, but also at Potosí, when he fought against Córdoba, Nieto, and Sanz. Soon the men of Buenos Aires became convinced that a resistance movement against them existed, and they decided to act with like energy, which only inflamed hatreds. The overthrow of the Junta Conservadora in November 1811, and of reactionary elements in the Triumvirate on October 8, 18123 the categorical opposition of Moreno to the inclusion in the Junta of the deputies from the interior; the radical policies of the Assembly of the year 18135 the campaign against Paraguay; and finally the rejection of the deputies sent by Artigas to the Assembly —all these events were bound to breed a climate of violence, which began to develop in 1814. And at this moment appeared the other specter that had been so dreaded from the first days of the revolution, unchained precisely by those who had warned of the danger: the military dictatorship attempted by Alvear, but aborted by the energetic reaction of the force of anarchic democracy.

After that, the group of enlightened leaders in Buenos Aires lost their well-defined structure. They had called the people to revolt and the people had responded, but a set of political beliefs had sprung up that conflicted with those of the optimistic followers of Rousseau. Each group responded in its own way to this phenomenon. The result was that the emergence of the people destroyed the initial plans of the revolution and began to lay out another course, one that was extremely complicated and was incomprehensible to those men of Buenos Aires who were wedded to the objectives of their original program.

The call to the people

On the eve of the revolution, a representative of the military leaders invited Belgrano to meet with them because (as Belgrano recalls in his Autobiografía), the officer said that “it was necessary to count not only on force but also on the people, for they would be the arbiters. When I heard the military leader talk thus, trying to take the people into account, my heart swelled and I had a pleasant vision of a favorable future.” The ingenuousness of one of the representative men of the enlightened group shows the state of mind of the revolutionists of May. In their eyes the people were not only the source of sovereignty, but also a reality to which the intellectuals attributed ideal qualities and in whom they saw the hope of redemption. It was a Rousseau-like conception, and it was firmly rooted in the minds of the revolutionists and impenetrable to evidence.

However, facts to modify this opinion were not lacking. Moreno knew and feared the consequences of the political ignorance of the masses, but his doctrinaire convictions were stronger than experience and his optimism was immediately applied to balance the evidence. “Happily,” he wrote in October 1810, “our people have ended their long slumber and are displaying a noble spirit disposed to accomplish great things and capable of any sacrifice for the general welfare.” Firm in this belief, the men of Buenos Aires hoped that the people would rally to their call, full of enthusiasm for independence and democracy, and prepared to grasp the noble ideals of the enlightenment and the far-reaching ideas of freedom of thought and political self-determination.

The educated people in the capital were profoundly mistaken. The men of the interior answered their call because in fact they shared the belief in democracy and in emancipation from Spain and because they sensed their triumph in a revolution that had overthrown the old ruling class and had raised them to a position of authority. But for many reasons the provincials opposed the doctrinaire positions and the institutional principles of the en-lightened group. To these ideas the people of the interior opposed a profoundly colonial mentality and local sentiments, by which they demonstrated their new-born patriotism. They were primarily opposed to the anti-religious Jacobinism of Castelli and the men of the Assembly of 1813, and in politics they were hostile to the complex institutions that inevitably placed authority in the hands of the best-educated men. Their hostility deepened as the plans of Buenos Aires became more apparent — revolutionary policies that nonetheless correctly presupposed the continuation of a centralized regime for the nation. Faced by these deep antagonisms, the people chose to obey the call of the caudillos of their class and of their own kind who sprang up on all sides, which gave support to a new authoritarianism that had some vaguely democratic characteristics, since, in fact, the caudillo exalted the ideals of his people and carried to power with him a mandate to impose and defend their wishes. The caudillos satisfied the basic desires of the people, who did not hesitate to deny their support to liberalism.

Faced by a population that quickly showed tendencies both discordant with and in agreement with the government of Buenos Aires, the liberals acted indecisively. Although the liberals were correct in appealing to the creole population and in awakening anti-Spanish resentment —policies that assured the full support of the people for the revolution as a movement for independence— they were mistaken in collaborating so closely with the most progressive creoles, who reminded the rural masses of their former condition and inclined them to rally around their own caudillos. The result was that the representatives sent from Buenos Aires frequently did not gain the people’s esteem, for whereas these delegates were usually chosen from among the best educated, the caudillos and the people often disagreed with the logical decisions the representatives had made. By political instinct the people reacted stubbornly to any agreement.

The men of the educated class did not act any differently; they did not try to understand the aspirations of the people or attempt to discover how to reach accord, and their fault was all the graver because of their greater talents. The terms of the conflict involved such contradictions that agreement was unattainable. The men of Buenos Aires believed that only by political education and by spreading the theories of the enlightment could they attract the rural masses, ignorant but stubborn in their vague idealism. Great as he was, it was nothing less than ingenuous of Moreno to distribute the Social Contract among people who had scarcely any other moral training than the very slight amount — if any— provided by the rural clergy. However, Moreno had naive faith in the doctrine of public law, not wishing that those ideas “should continue to be mysteriously reserved to ten or twelve men of letters.” In his newspaper, the Gaceta, he taught the rudiments of liberal political theory, with the intention that the priests might read and comment upon his ideas from the pulpits.

This was the road to total misunderstanding or, better said, to proof that there was a gap between the masses of the interior and the enlightened group of Buenos Aires, which no one felt like closing. The urban groups of the interior gathered around their caudillos and isolated themselves; meanwhile, beginning in 1814, a vigorous antipopular reaction started among the educated people in Buenos Aires.

Antipopular reaction of the cultivated, liberal minority

Confronted by serious internal problems and by the certainty that it would be impossible to fit the popular mass into a pre-established system, the intellectuals of Buenos Aires began building up an increasingly hostile attitude toward the popular movement. Local conditions impelled them to that position, and they were also heavily influenced by the torrent of political reaction that poured across Europe with the restoration of Ferdinand VII to the throne of Spain, the later defeat of Napoleon, and the hegemony of the Holy Alliance. These developments brought on a dual movement in the Rio de la Plata. On the one hand, they stirred the moderates to adopt a reactionary policy that perhaps was consonant with the natural inclinations they had repressed because of the prevailing revolutionary climate; on the other hand, everyone began to search for an accommodation with the new circumstances, hiding their republican sentiments in order not to excite the allied European absolutists. Thus a reactionary current was born that advocated monarchy, without denying, one should remember, democratic beliefs, since monarchy was never conceived except in its limited and constitutional form.

Locally, the growing power of Artigas over the Littoral and Cordoba deeply disturbed the porteño intellectuals. To them, Artigas represented the triumph of chaotic democracy, resulting in dictatorship by local bosses. This possibility horrified the men who had dreamed of maintaining the unity of the former Viceroyalty as an independent nation, and of assuring a republican and democratic government by means of the enlightened leadership of the capital. Only chaos could be expected from the rise of the caudillos, and the intellectuals began to resist that possibility. “Anything is better than anarchy,” Alvear’s envoy told the British minister in Rio de Janeiro —even the abandonment of independence.

Taking up suggestions from Europe, some of the liberals turned monarchist. Alvear, the head of the government, as Director, believed that the victories of the liberals could be ensured by putting the country under the protection of the English, in whom he saw —with reason— the sole bulwark of liberal principles against the wave of reaction that threatened the other European countries. But his plan got nowhere because he was overthrown by a coup shortly after he had taken power and had begun to initiate the necessary measures. The same tendency showed itself among several groups that sought other solutions with the aid of emissaries sent to different European courts. It was not long before there seemed to be unanimous opinion favoring monarchy, judging by the tactics prevailing in the Constituent Congress that met in Tucuman at the beginning of 1816.

However, appearances again are contrary to fact. Missing from the congress were the representatives of all of the provinces under the influence of the Uruguayan caudillo, Jose Gervasio Artigas, who despite events kept his faith in republicanism. The only delegates from the interior who were present came from the provinces that showed warmest support for colonial ideas and were markedly antiliberal, and the representatives of Buenos Aires, who also had turned away from their principles, in reaction to inorganic democracy. The congress was monarchical, Unitarian, and antiliberal. General San Martin, who was in Cuyo preparing the expedition to liberate Chile, declared that the needs of war demanded a strong executive power, and he stated that he favored monarchy even at the risk of losing the gains of liberalism, which could be re-established in less difficult times. Pressed by his demands, congress declared Argentine independence on July 9, 1816 —because San Martin did not want to be a mercenary but rather the leader of the army of a free nation. Beyond this, the congress did nothing to join its policy to the traditions of the porteño intellectuals.

In fact, the reactionary elements of the interior dominated the meeting. They hated anarchy but they hated Buenos Aires more, and their policy was guided by the two aversions. The result was that they proposed the establishment of a monarchy and considered naming as king a member of the ancient family of the Incas, and locating the capital of the State at Cuzco. But the times were too disturbed for such a grave step, and the indecision of many of the delegates prevented them from going through with an act that not only was unworkable, but would have worsened a situation that still seemed soluble. Therefore, the system of rule by the Directory was retained, and the delegates agreed to name as Director Juan Martin de Pueyrredón, a weak conservative who appeared to reconcile the interests of all parties. But the deliberations at Tucuman were evidence of the differences between the hopes of the interior and the fears of the old progressive group in Buenos Aires. A decree of the congress in August 1816 faithfully reflects the state of affairs by describing as its objectives:

an end to revolution; a beginning to order; recognition, obedience, and respect for the sovereign authority and the decisions of the provinces and of the people represented in the congress. Those who may promote insurrection or attack the powers of congress or the other authorities that have been established or may be established among the people, those who similarly provoke or work to sow discord among the people, and those who may aid or cooperate or favor such activities will be deemed enemies of the state and disturbers of public order and tranquillity, and they will be punished with all the force of the law, including death and expatriation, according to the gravity of their crime and their role or influence in it.

This was a recommendation to the future Supreme Director to save national unity because “anything is better than anarchy.”

In the eyes of the different types of reactionaries —those who were so by nature and those who were becoming so out of horror at the eruption of inorganic democracy— anarchy was embodied in the people, especially in the masses of the interior who were emerging as ferocious republicans and blind democrats. Pueyrredón attacked the Federalists, and exiled Manuel Dorrego, who was the representative and head of the only liberal group that continued to be republican and to defend federalism for Buenos Aires, still hoping to find a formula for conciliation with the people. Against the Federalists of the Littoral, Pueyrredón was even more energetic, giving to the civil war an especially violent character, which daily deepened the hostility between the two bands. The result was the polarization of the antagonists. The Federalists and the Unitarians were two irreconcilable groups; their aspirations and ideologies began to emerge with increasing sharpness.

As a definitive solution, the portenos, who were almost all temporarily inclined toward reaction, could think only of recourse to force and the establishment of monarchy. Rivadavia advised this, from Europe, and was supported by Pueyrredón, who hurried negotiations in favor of the Prince of Lucca and at the same time urged the congress, which had been moved from Tucuman to Buenos Aires, to draft a unitary —that is, centralistic— constitution.

The task of drawing up the constitution was not easy. Its guiding principle had to be the creation of a legal order to assure the authority of a central government residing in Buenos Aires, but the condition of the country was evidence that such a constitution would be utopian and therefore would be rejected before it was written. The congress understood this, and some sensible men pointed out that these were not the times to proclaim a constitution; but the antipopular movement was growing in Buenos Aires and was welcomed by many men in the interior who were appalled by the rising power of the caudillos. The thesis of a centralized constitution therefore triumphed; at the end of 1819 a constitution was decreed that ignored the serious political problem that had arisen almost simultaneously with the Revolution of May. An institutional system that was technically unobjectionable hid the complete inability to deal both with the social forces unchained by independence and with the ideals, no matter how imprecise, that rejected the political formulas imposed by Buenos Aires. On the other hand, everything indicated that the constitution of 1819 was written to provide for a monarchy if the negotiations to that end should be successful. But the caudillos of the Littoral strongly opposed the policies behind the constitution, and it was an outright failure. The mere mention of monarchy irked the men whose republicanism had awakened the people. And just as the men of Buenos Aires had considered the demands of the people to be nonexistent, the popular mass regarded the constitution of 1819 to be nonexistent, and their chiefs, the faithful interpreters of their ideas, set off at a gallop toward Buenos Aires. Thus ended the first cycle in the history of the Buenos Aires liberals, who had abandoned their principles in inexplicable surprise at the people whom they had called to action and whom, like the sorcerer’s apprentice, they could not control.

National disintegration

The adoption of the constitution of 1819 brought a worsening of the conflict. The troops of the caudillos of the Littoral arrived at the frontiers of the province of Buenos Aires and defeated the army of the Directory at the battle of Cepeda on February 1, 1820. That day put an end to the first act of the Argentine drama, for it saw the breakup of the area of the former Viceroyalty and the beginning of an era of autonomy for each province. But the drama was far from its end: the enemy-brothers could not live separately. Once the links between them were broken, the struggle to reconstruct the nation on fresh foundations was resumed. Yet civil strife continued to threaten; the future of the country darkened. San Martin, sadly contemplating the fratricidal conflict on the eve of his departure from Chile for Peru said, “An evil genius has inspired this delirium of federation —a word full of death, signifying nothing but ruin and devastation.” In another place he wrote, “I fear that we may tire of anarchy and in the end long for oppression and accept the yoke of the first successful adventurer who comes along.” These prophetic words were not slow in being fulfilled.

Free to follow their natural impulses, each province fitted itself to the political scheme of the caudillos who, with greater or less accuracy, interpreted the will of the people. Many of the provinces issued constitutions that concealed true circumstances but testified to the profound strength of republican and democratic beliefs; others did not scruple to keep their almost feudal systems, or to proclaim constitutions that did not achieve a moment of effective existence. For its part, the city and province of Buenos Aires, disjoined from the problems that had been born out of their own relationship to the other provinces, saw the re- emergence of their former leadership group —now composed of new men and freed from the concerns that had inclined it to conservatism. Shortly after the battle of Cepeda there thus began what Governor Las Heras would call, four years later, “a happy experiment” —a constructive epoch which by contrast with earlier times caused Juan Cruz Varela to write:

Buenos Aires! My country! One day

the curse of heaven

flooded your land, and shrouded

your immortal glories in darkling veil.

In her frightful carriage

Anarchy, rolling through your streets,

drenched them in blood and tears,

and with fratricidal hand waved aloft

the infernal torch of impious Discord. Then it was

when not even son respected father,

nor brother to brother

gave his due share of love.

Crime mounted triumphant

to the sovereign throne,

and the altar of the law fell in an instant

shattered into bits,

in degradation sunk into the dust.

The tutelar gods gazed upon us

with pitiless eyes, and to her misfortune

abandoned the wretched city.

That time has flown, and in our history

the honor of your memory will not be erased,

immortal Buenos Aires: today your grandeur

rises above all other peoples’,

like the cypress, midst

small shrubs and plants that

scarcely rise above the ground,

lifts its head to the clouds.

The administration of Governor Martin Rodriguez, which began shortly after Cepeda, depended on the inspiring work of its ministers, Bernardino Rivadavia and Manuel José García, who began a large-scale program of reform. Rivadavia was the intellect of the government. Following the inspiration of liberal thinkers such as Bentham, Benjamin Constant, and Destutt de Tracy, he inaugurated reforms that reached into all parts of public life: the problem of the allotment of public lands by means of the system of emphyteusis; the development and stimulation of agriculture, ranching, and mining; the organization of charitable works; the reform of the clergy and the army. All these merited the calm and careful attention of the tireless minister whose progressive labors were to endure, and who deserved Bartolomé Mitre’s claim that Rivadavia was “the greatest civic leader of the land of the Argentines.”

Eager to improve the lives of his fellow citizens, Rivadavia sketched out and began to apply a vast plan of public education at all levels; at the same time he supported every effort to develop scientific studies. But he was interested above all in political problems, and he did not hesitate to establish universal suffrage in the province, an innovation opposed to the restrictive colonial tradition. He had a wide-ranging, open mind and the talent of a farsighted statesman who grasped the great future problems of the country. Even before Sarmiento and Alberdi (to some extent his heirs) had proclaimed that the desert was Argentina’s evil, Rivadavia tried to bring immigrants to the Rio de la Plata, accurately pointing out the numerous benefits that could thereby be gained without harm to the economy or to the moral order.

Rivadavia’s policies, continued by the government of Las Heras, quickly produced such good results that people began to cherish the illusion that the entire country was in a favorable position to be reunited under liberal auspices. Once again the differences between the social and economic conditions of Buenos Aires and those of the interior were forgotten, an error from which Rivadavia would shortly gather bitter fruit. But the problem of forming the nation tormented enlightened minds, and no one who held such attitudes could abandon the effort to find a solution.

Rivadavia’s state

One circumstance stimulated the desire to re-establish a national State: the conflict with Brazil that had originated over Brazil’s annexation of the Banda Oriental, which had been approved in 1821 by an Argentine congress that met under the pressure from Brazilian arms. Although it is true that the problem demanded unified efforts and diplomatic and military action, it is no less certain that Rivadavia and his group thought that they could take advantage of the affair in order to subjugate the caudillos and the provincial governors. Julián Segundo de Agüero, Manuel José García, and the poet, Juan Cruz Varela, were perhaps the most significant men around Rivadavia, to whom General Alvear was added after his long eclipse from the Argentine scene. The negotiations for summoning a congress in Buenos Aires, whose mission would be to create a new national State and to approve a constitution that would try to conciliate the interests and aspirations of the interior and of Buenos Aires, stemmed from the influence of this enlightened group. In 1826, the congress created a national executive authority and elected Bernardino Rivadavia as president.

Perhaps the original intention of the congress, which was in session from 1824 until 1827, was to mark out this conciliatory line, but the right time had not yet come, and the ideas presented by Rivadavia’s party did not succeed in eliminating the suspicion felt by the men of the interior against Buenos Aires. Rivadavia knew well that it was not possible to force matters, and that he ought to avoid raising a political and institutional question that would again polarize interests. He told the legislators when he assumed the presidency:

The only sanction that has effect is the one that applies to actual conditions, or aims at putting an end to a deteriorating political situation, or at producing a naturally vigorous reaction; this sanction consequently will obtain the authority that gives it the effectiveness and the durability that alone can guarantee the public good. From this it ought to be evident how fatal is the illusion into which a legislator falls when he pretends that his talents and his will may alter the nature of things or improve them simply by his voting and decreeing new institutions. If you wish to satisfy yourselves with proof, turn to history, particularly that of the last thirty years.

This position was taken by his friends in congress, and when that body began to discuss the urgent need of providing the State with a constitution, every effort was made to avoid repeating the disgraceful attempt of 1819. As Valentín Gómez said: “The best constitution for the State is the one most generally accepted.”

Thus committed to resolving the problem of the form of government to be established by the constitution, the congress arrived at the conclusion that it was essential to obtain a categorical declaration from the people of the interior before drafting the document, and this was done, although with slight benefit.

The intellectuals decidedly wished to compromise: the very fact of the coexistence of, first, the congress and, later, the presidency of the republic with provinces that were absolutely autonomous demonstrated a new point of view that would have been inconceivable before 1820. The so-called Fundamental Law, approved in 1825, recognized the validity of provincial institutions and provided that congress might reserve to itself only “what concerned the independence, integrity, security, defense, and prosperity of the nation.” There was a basis for conciliation in this mutually admitted coexistence of two systems of government, and the men of Buenos Aires supported this point of view, as is proved by the backing they gave to the idea of consultation with the people, advocated by Julián Segundo de Agüero.

However, the tendency toward cooperation was limited by the basic question of the way in which the nation ought to be defined. The leaders of Buenos Aires maintained that the nation was pre-existent with respect to the provinces; they upheld the thesis that fundamental national institutions took precedence over provincial autonomy. This principle, rooted in the centralistic tradition of Buenos Aires and dating from the Revolution of May, was in the last analysis opposed to the creation of a state by a federal compact, which implied that the nation was a mere aggregate of varied parts, as was assumed, in general, in the federal pacts desired by many of the caudillos. The result was that the attitude of Buenos Aires delimited the zone of friction, which became obvious when the projected constitution was discussed.

To implement the theory of centralism, which was extremely difficult to refute, a congressional committee prepared a draft constitution which, although substantially modified, was a return to the centralized regime of 1819. Manuel Dorrego’s voice was raised, vigorously but reasonably, in opposition to the approval of such a regime. Not that he was an intransigent federalist; rather, he belonged to a group of federalists who believed in the need for conciliation. But the opinions of these men clashed with those of Rivadavia’s followers over the fundamental issue of federalism versus centralism, and no solution was found. Dorrego had said at the beginning of the debate:

What reproach may not be felt toward this Congress if it should promulgate a constitution that states: “this must be the form of government,” when that document does not represent the opinion of the people? The people will say: “Gentlemen, what you have shown us is good, but our customs, our beliefs, and our wishes favor another form of government, and this you have not provided. You have made a constitution against the will of all the people.”

And in dealing with the seventh article of the proposed constitution, which concerned the system of government, he analyzed one by one the objections that had been raised against federalism, declaring: “It is consonant with the wishes of the majority, which not only have been formally and energetically expressed, but would be most difficult to reverse in favor of any other type of government.”

The assertion was prophetic. As soon as the constitution had been approved, the caudillos rejected it, and Rivadavia resigned the presidency in June 1827 because of the insurmountable difficulties resulting from the continuing war with Brazil. In the proclamation he issued to the people on leaving office, Rivadavia made a final, fervent call to unity in an effort to save the country:

Sacrifice before your altars the voices of local interests, partisan differences, and above all, personal hatreds or preferences, which are as opposed to the welfare of states as they are to the establishment of public morality. Unite to face the external enemy, whose domination promises to be infinitely more disastrous for you and harsher and more shameful than these passing privations, which have been exaggerated by egoism and swelled by greed and speculation. Embrace each other like affectionate brothers and, like members of the same family, stand to the defense of your homes, of your rights, and of the monument you have raised to the glory of the nation.

His pleas could not be heard. Between the ideas of the en-lightened groups and those of the rural mass, as represented by their caudillos, an abyss had opened which only time could fill. In the struggle between doctrinaire democracy and inorganic democracy, the latter triumphed in 1827, as it had triumphed in 1820. This time its victory was lasting. The men of Rivadavia’s group comprised the Unitarian Party j their defeat created among them an aristocratic spirit, just as victory inspired their enemies with a crude arrogance that prevented them from being aware of the fatal seeds they carried within their party. Thus, with the triumph of inorganic democracy, the road was prepared for another form of unity, autocratic and all-powerful, represented by Juan Manuel de Rosas.


IV
THE COURSE OF INORGANIC DEMOCRACY

THE GROWTH AND TRIUMPH OF AUTHORITARIANISM AND FEDERALISM

While liberalism and centralism were rising and declining between 1810 and 1827, a hostile tendency sprang up in Argentine society. It was also of colonial origin and had gathered strength in the heat of the battles between the different interests and ideologies. It was a political concept born with the independence movement and conserving some of its revolutionary vigor; it was democratic, as were the others, except that it was unique and indigenous. The duel between the two political conceptions of liberalism and centralism began soon after the Revolution of May and became most dramatic in 1820, when doctrinaire democracy succumbed with the fall of Buenos Aires, and the triumph of the caudillos brought disunity upon the country. Between 1820 and 1826, the different provinces adopted the regimes they preferred, or rather, those preferred by the groups or caudillos who represented and dominated them; but while almost all the provinces affirmed the ideals of inorganic democracy, Buenos Aires went on building a liberal and progressive government whose success made possible the hope of a new attempt to organize a unified nation. Thus, the short-lived government of Rivadavia emerged. In 1827 national unity was broken for the second time, now for a long period, and authoritarianism and federalism seemed to be definitely accepted. But within the fragmented society, the authority of the caudillo of Buenos Aires, Juan Manuel de Rosas, was growing. He came to power for the second time in 1835, and slowly, behind a mask of federalism, restored an authoritarian yet centralized regime by gaining control over the provincial caudillos. Formless, illegal, based solely on de facto authority, the State created by Rosas was the product of authoritarianism and federalism. Yet as the extreme form of a movement that had overthrown but had not destroyed the opposition, it succumbed to ‘its own errors and to the efforts of those who, in the light of experience, understood and found a way to conciliate the interests and principles in dispute.

The roots of inorganic democracy

Long the victims of oppressive and humiliating domination, the people—a shapeless, indiscriminate mass in those times —greeted the porteño movement of May 1810 first with surprise, and then with mild enthusiasm. In every corner reached by the words of the men of Buenos Aires, the people rallied enthusiastically to the call, but friction soon developed into conflict between some of the ruling groups of the interior and the authorities of the capital. Although the ideas of independence and liberty took root promptly and began to grow and deepen, it became clear in the process that the beliefs motivating the porteños to doctrinaire and organic democracy were leading the people toward other political forms more in keeping with their temperament.

Despite the violence of the upheaval and the vitality of the new ideal of liberty, psychological attitudes were at work among the people, which, over the centuries, had taken shape deep in their hearts. If the Revolution of May had as its goal the winning of majority support, the manner in which its ideas were expressed was soon sharply rejected. Doctrinaire, organic democracy awakened the defective customs that were inherited from the colonial period and that survived among the rural masses and in almost all the interior of the country; they were reasserted in the guise of vigorous antiliberalism. One cause of this persistent attitude was the unusual rural way of life, which led to the evolution of authoritarian regimes, on a small scale, perhaps, but with an effectiveness that was bound to influence the political temperament of the masses. The colonial past had a still greater role in shaping religious feeling, which was reinforced by a superstitious tendency that was of Indian and Negro origin, as well as being the result of the powerful influence of the clergy.

Despite their precautions, the liberalism of the men of May appeared to be an attack on the beliefs of the common people. Some of the liberals had indeed exhibited their Jacobinism in a highly impolitic fashion. Belgrano wrote to San Martin in 1814:

The concerns of the people are worthy of much respect, and many of their beliefs, limited though they may be, have a basis in religion. I certainly hope that you will keep this in mind, and that you will see to it that liberal opinions are not spread too widely, especially among the towns of the interior. You will be obliged to wage war there, not only with weapons but also with ideas. You should always appeal to the natural virtues, Christian and religious, since our enemies have made themselves our enemies by dint of calling us heretics. By proclaiming that we have attacked religion, they have been able to summon their barbarian followers to arms. Perhaps some people will laugh at these ideas, but you must not let yourself be swayed by foreign opinions, or by men who do not know the land in which they walk.

Belgrano’s observation was penetrating: it was the liberalism of the Revolution of May that isolated it from the people, who were in agreement with its fundamental objectives. The division had led to the appearance of a wide spectrum of political beliefs and, despite the unity of ideals, to the establishment of two hostile fronts among the patriots.

In opposition to the liberal ideas of organic, doctrinaire democracy advocated by the men of Buenos Aires, another set of ideals began to emerge. Since the ideals were not derived from any systematic thought or doctrine, they were characterized by imprecision and resistance to any strict organization. On the other hand, they had the force of practical conviction and the energy of a primitive reaction. All this amounted to a system, because in its various manifestations there was profound internal unity—a moral attitude that furnished the stubborn vigor behind the beliefs. The error of the liberals of Buenos Aires lay in believing that the growing conflict stemmed from opposition between two doctrines, when in fact the situation was much more serious: it was a struggle between a doctrine and an emotion, and time alone could reconcile them. The ideals of the masses, vaguely formulated and somewhat confused in substance, were clearly shown in three main areas: independence, the creole revolution, and democracy. The three objectives coincided with those of the liberal and centralist movement of Buenos Aires, but they were given quite a distinct meaning because of the deep-seated attitudes from which they derived.

To the intuitive mass mind, the crisis of 1810 was a decisive step toward emancipation. The movement quickly became patriotic and anti-Spanish, but since the rising against the Spaniards swept away with it the idea of the unity of the Viceroyalty, the movement took the shape of a narrow, parochial patriotism focused on each locality or, at best, on each province. The people’s only real interest was in local affairs; the idea of the nation, which weighed so heavily on the men of Buenos Aires, did not move the masses, despite insistent demands from the capital. As the antagonism between the localities and Buenos Aires developed into a crisis, the people began to regard the nation as a mere superstructure created by Buenos Aires in an effort to maintain its own privileges. This narrow conception of patriotism was the origin of the regional, separatist tendency skillfully used to advantage by the caudillos to ensure their own rule, which they did by waving the flag of local autonomy in opposition to the might of Buenos Aires.

To the extent that it was an anti-Spanish insurrection, the popular movement quickly revealed a desire to consolidate the gains of the creole revolution. Oppressed and held in contempt, the creole masses saw in emancipation the chance to shake off their old bondage and to change their position in society from one of submission to one of power. This idea was energetically seized upon by the people and translated into a violent xenophobia, which displayed itself not only against persons —Spaniards or any foreigners— but also against foreign ideas and customs. The attainment of creole domination seemed to depend on the total exclusion of foreign influences; therefore, every effort to organize the revolutionary movement into institutions based on foreign theories necessarily appeared to be an attack on the rights of the creoles.

But no matter how obstinate the majority of the creoles were toward organizing institutions, the basis of their political attitude was truly democratic. The creoles were accustomed to the enjoyment of immense personal liberty. The desert assured them that freedom, although at the cost of their total exclusion from public life, which was run by the cities. When the revolutionary movement triumphed, the creoles wanted to transfer their feeling of indomitable liberty to political life, since mere obedience to laws appeared to them to be oppression. The envoy of the government of the United States, Henry Brackenridge, observing the customs of the gauchos in the Banda Oriental, wrote in 1817: “Their ideas, beyond what relates to their immediate wants and occupations, are few; and these are a passion for liberty, as it is understood by them —that is, an unbounded licentiousness— together with the most absolute submission to their chiefs, which, contradictory as it may seem, depend on popularity.” Indeed, given this view of liberty, hammered out by a life on the plains and the labors of ranching, any subordination to laws and institutions was taken to be coercion of a man’s conscience. The acts of the boss who imposed his authoritarian will were matters of fact, resulting from the collaboration the men gave to their boss in recognition of his superiority in the very virtues they admired and were trying to attain. From this unlimited sense of freedom was born a democratic desire to have their own chiefs rule; but there was also born, because of the elementary nature of the political techniques brought into play, the constant danger of the tyranny of the man who might establish his authority illegally and allege that he had the support of the people. Thus inorganic democracy was born, pure in origin, but full of perils and imperfections.

The people cast their ideas along these lines. Antiliberalism, independence, the creole revolution, and elemental democracy were evidences of a collective conscience whose roots lay deep in the temperament of the common people, but one that lacked clear perceptions of the contradictions and risks that were involved. Hatreds and special interests, prejudices and aspirations, erroneous or superficial beliefs were all bound together in the popular mind, which was, nonetheless, guided by certain positive impulses and instincts. Slowly they all blended into a word that took on an enigmatic significance, a word whose strict meaning was quite different from the content given to it: federation. In this word were a multitude of vague ideals, emotions, and hopes. Jose Maria Paz, a declared enemy of federalism, but a tolerant, intelligent person, put the matter well when he said:

It may be useful to note that the large faction within the republic which comprises the Federal Party was not fighting only for a mere form of government, since other interests and other beliefs were united in its victory. First, there was the struggle of the most enlightened part of the population against the most ignorant. Second, the country people opposed the city people. Third, the common people wanted to gain superiority over the upper class. Fourth, the provinces, jealous of the domination of the capital, wanted to bring the city down to their level. Fifth, democratic attitudes were opposed to the aristocratic and even monarchical views that were made apparent by the ruling groups at the time of the unfortunate negotiations concerning the Prince of Lucca. All these passions, all these elements of dissolution and of anarchy, were ignited by terrible violence and prepared the way for the conflagration that soon broke out.

The ideal of federation was an alloy of these elements. To the common people it was much more than a political formula; it was the symbol of a way of life, of a temperament, of a historical view of existence. This attitude took shape as a political movement and, step by step, adopted a set of principles that at times shifted with events, but in general maintained a steady course that was based on a firm, vital attitude: federalism, the doctrine of the union of free states into a loose national state.

The profile of Federalism

Some of the conditions that have been mentioned doubtless favored the spread of federalist ideals. The localism in which patriotic sentiment was manifest after 1810 was a function not only of a primitive concept of political life, but also of reality: the undeniable differences between the various regions that comprised the former Viceroyalty. While Paraguay kept the characteristics imposed upon it by the nature of its indigenous population and by the faithful administration of the Jesuits, and was slowly developing within the constraints of its geographic position, Tucumán maintained the unmistakable stamp of the influence of Upper Peru. In both cases, marked differences could be noticed compared with the Littoral, which, in turn, showed considerable variations, particularly because of the dominant role of Buenos Aires. The Banda Oriental, on the other hand, was subject to many external influences, while the provinces along the Paraná and Uruguay rivers, blocked in their growth by the capital, comprised subregions that showed, like the two areas cited, an increasing diversity in their local interests, their political tendencies, and their patterns of existence.

It was not only localism that favored the spread of federalism. The paucity of urban centers, their small populations and their limited influence, together with the primitivism of rural life, were contributing factors. If Spanish rule had prevented the growth of political skills among the people of the Río de la Plata, the isolation of the immense majority of the population prevented them from understanding the profound changes that had taken place in the true situation in which, no matter how separated from each other they might be, these regions existed. The political naïveté that lies at the root of authoritarian attitudes was retained by the people, and was later stimulated by the unskilled conduct of the enlightened groups of Buenos Aires. Indeed, if there was ingenuousness and inexperience in the people of the interior, there was an excess of doctrinaire orthodoxy and inexperience in practical matters among the men of the capital. At the beginning of 1812, Monteagudo put his finger on the error of the Revolutionary Junta, when he said: “Its plans would have had happier results if maturity had balanced the fiery temper of one of its principal leaders [Moreno], and if, in place of a plan of conquest, a political system had been adopted for mollifying the provinces.” But this was not to be: centralism and the primacy of liberal principles appeared to be unavoidable conditions of independence; slowly, the two seemingly immutable concepts became polarized. There now emerged a new force, the caudillos —the spokesmen of the people— to challenge the overruling authority of Buenos Aires, and although the caudillos’ claim to power might be debatable, at least it had a practical foundation in their closeness to the people.

Nevertheless, conditions were not entirely favorable to the spread of federalist sentiment. In addition to the fact that the geographical nature of Argentina imposed a degree of unity —since the economy was oriented toward the Río de la Plata— that unity was the country’s only political tradition, whereas federalism had no tradition. Furthermore, the exercise of local authority forced local attempts not only to define institutional problems (to which, apparently, solutions were sought by imitating Buenos Aires), but also to solve problems at a high economic and international level, which frequently exceeded the abilities of the isolated provinces and, at times, the capacity of the men who bossed them. The federalist movement was therefore checked in its development, and even though it originated in a basic emotion that did not recognize the pre-existence of the nation, it was continually molded by reality and was unable to establish itself as a successor to the nation. Thus, the way was prepared for an understanding as soon as the two conflicting points of view were clarified and adjusted to actual conditions.

Of the various factors, both positive and negative, that contributed to the spread of federalism, the positive ones predominated at the outset. At the end of 1810, the provinces succeeded in having their representatives included in the Junta de Gobierno; a little later they were able to have local juntas established in the several intendencias, which to some extent followed the boundaries of the geographic regions. But this first offshoot of autonomist sentiment brought quick reaction from the cities; within each intendencia, they were subordinate to it, yet they sought their own autonomy. Following instructions from the cabildo of Jujuy, its representative, Juan Ignacio Gorriti, upheld the principle of the equality of all the towns and their right to govern themselves in local matters. To the Junta Central he said: “I see no obstacle to direct relations between each city and the Supreme Government. Santa Fe, Corrientes, Luján, and the whole Banda Oriental are in direct communication with this Junta, without the need of an intermediary; thus their affairs move rapidly, and they benefit from that arrangement. Why should not all the other cities have equal good fortune, if all of them have equal rights?”

The hope of the smaller cities to achieve autonomy did not imply contempt for central authority; some regions, however, refused to collaborate with the new government established in Buenos Aires, and they laid down the principle of regional autonomy, limited only by a pact of federation. Paraguay, led by José Gaspar de Francia, first posed the problem in these terms.

A lawyer of penetrating intelligence, Francia gave these vague aims a clear formulation that would serve in the future as a basis for those who would again take up his banner. In order to incite Paraguay to rise and join the revolutionary movement, the Junta of Buenos Aires sent into the region an armed expedition; although it failed militarily, it contributed indirectly to the accomplishment of its objectives, since Paraguay deposed the Spanish authorities and installed a provisional government that soon after came completely under Francia’s influence. A question that soon came up was that of relations with Buenos Aires, and in the face of the centralistic tendencies of the porteño Junta, Francia categorically stated his federalist views in a note to the Buenos Aires government:

There can be no doubt that the structure of the supreme political authority has been abolished or dismantled, and that power should fall back naturally upon and be recast by the entire nation. Therefore, each town may consider itself to some extent to have attributes of sovereignty, and even public officials should obtain the free consent of the people in order to hold office. … The confederation of this province with others of our America, and especially with those in the area of the former Viceroyalty, ought to be a most immediate, attainable, and also a most natural objective for people who are not only of the same origin, but who also are linked by specific mutual interests and appear destined by nature itself to live and endure united. Whoever might have imagined that the intention of this province was to deliver itself up to any external control or to attach itself to any other authority was deceiving himself. Nothing would have been gained by such sacrifices other than the exchange of old chains and masters for new ones.

Firm in those beliefs, Francia succeeded in imposing his point of view, and soon the government of Buenos Aires implicitly authorized the final separation of Paraguay from the Argentine provinces.

Francia was motivated chiefly by the urgent need to make Paraguay independent of economic domination by the port of Buenos Aires. To this end he had to obtain the cooperation of the Littoral and the Banda Oriental. In the latter region, José Gervasio Artigas, whose relations with Buenos Aires had already become difficult at the end of 1811, was taking the same position. Artigas aspired to follow Francia’s policy, and he made this known in an official communication in 1811 in which he pointed to the identity of their points of view:

When a political revolution has reanimated spirits formerly oppressed by arbitrary power, and has torn away the veil of error, the people look with such horror and hatred on the slavery and humiliation they once suffered that no action seems too extreme if it will save them from straying from the lovely path of liberty. The citizens, as though fearful that evil intrigue will again subject them to tyranny, generally aspire to unite their efforts and thoughts in a government that promises most swiftly and easily to preserve their rights and reconcile security with progress. Commonly, an amorphous state that has been tyrannized under an iron scepter splits into smaller states. But wise nature seems to have marked out for the present the limits and relations of societies; and the links that completely bind the Banda Oriental of the Río de la Plata to that province [Paraguay] are obvious. I believe that as a result of the prudence and maturity with which the people of Paraguay have declared their freedom and won the admiration of all lovers of liberty with their wise system of government, one must acknowledge the reciprocal convenience and benefit of tightening our communications and links in the way demanded by the relations of states.

Artigas was simply following the lead of Francia in his doctrinaire definition of regional autonomy.

However, the movements in Paraguay and the Banda Oriental soon differed. While Paraguay turned within itself in an effort to shut its economy and its life behind its own frontiers, Artigas showed that he shared the liberal principles of the porteños, perhaps because he had been subjected to the same influences. This was obvious in his instructions to the deputies from the Banda Oriental who were elected to the Assembly of 1813. The document was a true definition of a type of political thought; it agreed with the ideas of the men of Buenos Aires on emancipation and the installation of a republic, which would be representative and based on the division of powers, but it differed greatly on the organization of the nation with respect to the provinces, demanding total autonomy for them in local matters and a federal relationship in everything else, and, above all, freedom of trade and reorganization of the revenue system for the Provincia Oriental. Symbolic of this point of view is article 19, which stated categorically: “it is indispensable that the seat of the government of the United Provinces be outside of Buenos Aires” —a government that would have authority to resolve only matters of general concern.

The federalism of Artigas, so unlike that of Francia, spread through the Argentine Littoral and was echoed in the provinces. But these two were not the only forms of federalism. The North adopted its own ways, concealing behind a political mask other beliefs that were as strongly antiliberal as those hidden in Francia’s thoughts. Thus the complex structure of federalism was revealed, with points of agreement that still did not include all the variations among the social sectors composing the popular masses of the interior. Despite all, before the first five years of the revolution had ended, federalism had been defined as a political attitude and was battling the centralism and liberalism of Buenos Aires.

The liquidation of the colonial order

The outbreak of the Federalist movement and its later definition as a political attitude were met by varying responses in Buenos Aires. Sometimes its principles were received with a certain tolerance by the liberal groups; at other times they were violently rejected —reactions derived from circumstantial political interests. But among the liberals, and primarily among the conservatives, a faction appeared that violently opposed federalism, seeing in it only savagery and anarchy. This attitude was motivated to some extent by disdain for the provinces, and in turn was derived from the hesitation with which they had replied to the call to unity sent out by the porteños. In 1812, the cabildo of Santa Fe protested against the conduct of the governor who had been appointed in that province by the administration in Buenos Aires, stating:

At the time when Your Excellency is proclaiming popular liberty on all sides and directing affairs in a spirit of generosity and freedom, striving to teach us the sacred rights that nature has granted us from the cradle, … it seems that despotism and the old tyranny have been reborn and enthroned in Santa Fe, revealing with still greater force all their fury and hatred in order to oppress our deserving people and to deprive them of the liberty and the rights that Your Excellency wishes to bestow on them.

The attitude of Buenos Aires —one of conquest and not of conciliation, Monteagudo had said— produced the results that might have been expected; five years later the deputy from Buenos Aires to the Congress of Tucuman was telling his colleagues that “mistrust, ill-will, and rivalry have been publicly displayed toward Buenos Aires.”

The Federalists’ hostility toward Buenos Aires and its leaders became more open after 1814, when the antipopular reaction spread in the capital. Owing to its protean nature, federalism now showed itself as republicanism, and the monarchical leanings of the men of Buenos Aires seemed treasonable because, as General Paz sensibly pointed out, “they have used their doctrines and their example to thrust the masses toward democracy, making them despise monarchy and consecrate republicanism as a dogma.” The same reaction occurred among some of the liberals of Buenos Aires, and the uprising of Fontezuelas in 1815 showed that there were men who were considering the need to reach an agreement with the caudillos in order to defend republican principles against Alvear’s schemes.

This situation became delicate. Moved by varied hopes and aims, all regions of the country united in marked hostility toward the capital, whose resources were not sufficient for a conflict of that magnitude. The Federalists of the Littoral and the similar movements that were springing up in the interior were bitter against Buenos Aires, some because of rivalry over the control of the rivers, others because of hatred for alien liberalism. At the Congress of Tucumán there were those who, like Artigas, claimed that it was necessary to seize from Buenos Aires its rank as “the Great Capital of the South.” Beset on all sides, Buenos Aires resorted to violence. The provinces of the Littoral and the Banda Oriental felt the weight of the punitive expeditions sent out from the capital, but this method was self-defeating, and on all sides the caudillos rushed to strengthen their authority by embracing the banner of local autonomy. The situation came to a head as a result of the confused policies followed by Buenos Aires against the Portuguese invasion of the Banda Oriental, and more particularly because of the Directory’s negotiations to crown the Prince of Lucca. Congress was then in session in Buenos Aires and was working on a draft of a unitary constitution, despite the fact that it was well informed about the state of mind of the men of the Littoral and in the interior. The constitution was approved in April 1819 and promptly disowned, which precipitated a crisis in the Littoral. In the interior, only the presence of the army commanded by Belgrano acted as a brake on dissolution but, even so, collapse came at the end of the year. In November, General Bernabé Aráoz rebelled in Tucumán and declared the independence of that province; at the same time Cordoba was giving unmistakable indications that it was about to take the same course. “Following the events that have occurred in Tucumán,” Governor Castro wrote, a few days later, “the partisans of federalism have tried all kinds of intrigues and measures to undermine the government. Even the most zealous vigilance cannot keep down the plots that await only the right moment to be put into effect.” The climax came quickly. In January 1820 the Army of the North, the last hope of Buenos Aires, revolted at Arequito, and Colonel Bustos, the leader of the movement, marched on Córdoba, proclaiming himself governor of the province. Defenseless, her prestige gone, Buenos Aires was poised on the brink of disaster, unable even to reorient her policies.

San Martín had refused to aid the Directory, which demanded that he come to the defense of the government of Buenos Aires with the army he was training for the march on Lima. “San Martín,” the General replied a little later, “will never shed the blood of his fellow patriots; he will unsheathe his sword only against the enemies of the independence of South America.” His refusal was the final blow. Artigas had incited the caudillos of the Littoral to put an end once and for all to the pretensions of Buenos Aires. On February 1, 1820, the troops of Francisco Ramírez and Estanislao López, the caudillos of Entre Ríos and Santa Fe, defeated the army of Director Rondeau at the battle of Cepeda. A few days later, following the abolition of the Directory and the dissolution of Congress, the central government was liquidated.

Federalism won complete victory at the battle of Cepeda. The nation having been dissolved, each province had to take the course it judged most suited to its own interests and aims. But economic questions linked the provinces of the Littoral, and they combined formally in an alliance —the Treaty of Pilar— in which they agreed upon provincial autonomies, a federal alliance, and freedom of river trade, the latter having been the cause of the entire conflict. The other provinces, for their part, obeyed the military chiefs who either by luck or by popular support seized power, and each followed its own course according to its capacities and inclinations. Soon nothing remained of the former national State. In the several regions the local peace that had momentarily been interrupted by the revolutionary drive of Buenos Aires was restored.

Yet reality and the dynamism of the Revolution of May continued to nourish the desire to rebuild the nation. The representatives to the Congress of 1819 believed so, and one of them, Gregorio Funes, declared that “since the year 1820, when the provinces went their separate ways, far from wishing to destroy the federal pact that unites them, they have shown much concern about their division.” But until the return of conditions suitable for a fresh effort at creating a national State, the caudillos flourished in the provinces, maintaining by force a type of authority that for a long time shaped the political life of the country.

The “caudillos”

The caudillos were the leaders of the popular masses in the provinces. Generally unaware of the subtleties that to the enlightened groups were implicit in the exercise of power, the caudillos undoubtedly had qualities that magnetized emotions and aroused admiration. That is why they were popular chieftains; they had come to power by violence and held no juridical title to its exercise, but they had the tacit support of certain key elements that backed and sustained them.

The secret of this support lay in the close relationship between the caudillo and the masses. The caudillo almost always came from the same social level as the people; he shared the same life and rejected with the same aversion the higher forms of social organization that others wished to impose. In the midst of his people, the caudillo generally stood out because of the excellence with which he practiced the virtues they admired: he was the bravest, the most daring, the most skillful. These qualities alone had little importance, but when added to a natural gift for command, they became valuable assets. The caudillo received his mandate as leader not from any specific legal enactment, but indirectly, by drawing on the support of elections and plebiscites to legalize his de facto authority. Essentially, it was the people’s obedience he had won, given to him in recognition of his innate gift for command.

Yet his authority was not solely based on his personal qualities as a fighting man and plainsman: it also rested on the well-established belief among the rural masses that their caudillos were endowed with exceptional gifts. As General Paz put it:

Quiroga was held to be a man inspired —one who had attendant spirits who could go any place and who obeyed his commands. He had a famous horse that, like the doe of Sertorius, revealed the most hidden things to him and gave him highly beneficial advice, and he had squadrons of men who, when he gave the order, changed themselves into wild beasts, and so on with a thousand other such absurdities.

To a greater or lesser extent almost all the caudillos carefully guarded their prestige and made use of their psychological insights to show their superiority. In this fashion, resourceful and wily, the caudillos tightened their grip on the people, only secondarily needing legal confirmation of their right to rule. “They would have gone straight to their deaths in order to prove their unwavering loyalty to him,” Paz says, referring to the fidelity of the gauchos of Salta toward Güemes.

The origin of this loyalty was the conviction, well-founded or not, that the caudillo was the defender of common regional interests. The caudillos upheld autonomy against the preponderance of Buenos Aires, and upheld popular traditions against the new ideas of the educated group. Despite this, they probably would not have obtained such personal authority if they had not been so skillful in influencing the emotions and opinions of the people. In short, the caudillos depended on the masses and gained popular support by exacerbating class feeling. Brackenridge pointed out that the “people of the so-called gaucho class” kept Artigas in power, adding that “the respectable part of the community is far from unanimous in his support.” These mass attitudes could be observed later as applying to all the other caudillos, assuring them a solid basis for their authority, which the cultured minorities of the cities attempted in vain to smash.

This support did not take merely the form of moral backing and tacit approbation of the caudillos’ policies. The popular masses gave their leaders material force—the irregular troops called “Montoneras” —thanks to which the power of the caudillos was consolidated, quickly acquiring the characteristics of a military dictatorship. In 1826, Lucio Mansilla, the representative from Entre Ríos to the Congress, said in reference to the settlements of the Littoral, to one of which he belonged: “Those settlements are not ruled by any system of government, but only by the military sword.” Thus, what was in the beginning a defense of regional interests and popular aspirations soon turned out to be in almost every case personal autocracy. In the hands of the caudillo, government was converted into the exercise of paternalistic authority within which there co-existed fellowship and cruelty, generous protection for humble folk and rapacious defense of the leader’s own interests, and, in the end, recognition of popular sovereignty together with effective usurpation of command.

Doubtless the caudillos in their way perpetuated republican sentiments. But in almost every case they represented antiliberal reaction, which was especially obvious in their contempt for any rational delegation of power. The caudillo felt that he was “the representative man,” and so too in many cases did the people who supported him. But nothing except direct intuition could justify the grant of popular sovereignty to these men, since they belittled the very institutional mechanisms that might have served the people. For that reason, although in some instances the caudillos were effectively backed by popular support, their authority was always de facto, and their policies always authoritarian and “realistic,” in the technical sense of the term. At the bottom of this attitude of the people and their leaders there was unquestionably a profound love for the basic liberties and a certain radical democratic sentiment; nevertheless, inorganic democracy and unbridled freedom did not guarantee the establishment of a permanent political system. And the caudillos, who led the effort to regain the rights of the people, very quickly became the illegitimate beneficiaries of power, zealously defending their privileges. Estrada was correct when he wrote: “The Argentine masses have exalted barbarism by exalting democracy, and out of love of liberty they have supported tyrannies.”

With marked local variations, the caudillos were the ones who organized the provinces after the dissolution of the national State in 1820. Some of them, like Estanislao López in Santa Fe, deigned to grant constitutional liberties to their provinces, but the majority maintained their power on a de facto basis and, if they organized their states constitutionally, exceeded in practice their legal restrictions because of their all-inclusive authority. No one, however, explicitly denied that national disunity was anything but transitory; at the root of political activity in the provinces lay an enduring awareness of nationhood. This awareness saved the country and, with the passage of time, allowed a new attempt at organizing the nation as a unit.

Doctrinaire federalism and democratic autonomy

The caudillos who overthrew the national State created by Rivadavia were also of this type. The conciliatory attitude of Rivadavia and his followers might have overcome the obstacles to national unification; but besides the basic questions alienating both parties, there was also the new fact of the personal position of the caudillos; who were now firmly in power and determined not to give up their positions. For an Heredia or an Ibarra, the problem was no longer one of finding a formula for establishing relations between the government of the province and that of the nation, but one of not tolerating any authority that might be imposed on their own power in any area. In such a state of affairs, all attempts at agreement were useless, and the national government could not continue to function, no matter how moderately it might exercise its authority.

The separatist movement of 1827 —more serious and more profound than that of 1820— carried with it Buenos Aires, until then the bulwark of the ideal of nationalism. Rivadavia had sacrificed the prosperity of the richest people of the provinces to the national interest, and this policy brought down on him the hostility of fellow citizens of the province who, headed by Manuel Dorrego and urged on by Juan Manuel de Rosas, favored the secession of Buenos Aires in order to free it from its heavy burdens. The customs revenues and the wealth of each province, the secessionists maintained, ought to be kept for it alone, and every sacrifice that did not involve a strengthening of the leading position of the province began to look like treason to local interests. The problem became most serious when the city of Buenos Aires was made the capital of the nation; this not only had the result of diminishing the territory of the province of Buenos Aires, but also meant the loss of its most important source of income. Reaction to this was not long delayed; with the fall of Rivadavia, the Federalists of Buenos Aires showed themselves decidedly in favor of secession, for they were disposed neither to sacrifice the economy of Buenos Aires to the other provinces nor to burden themselves again with the expenses involved in having the national government located in their capital.

Manuel Dorrego, who was elected governor of Buenos Aires province when the national State disappeared, and Manuel Moreno, his minister of government, were the most distinguished representatives of this secessionist tendency. The other provinces warmly welcomed the new policy because, although it entailed an economic loss to them, it was a guarantee to the caudillos that Buenos Aires would not attempt again to meddle in their local affairs. But Dorrego was not in complete agreement with the caudillos of the interior. He was a convinced Federalist and he had energetically opposed the constitution of 1826, but his federalism differed from that of the caudillos; if they were in agreement on fundamentals, they varied notably on the form that this political idea had assumed at the hands of the omnipotent masters of the provinces. For the caudillos, federalism was a password, a magic term that embraced the desire for autonomy and, even more clearly, implied an autocracy that they could exercise by force to their own benefit. For Dorrego, on the other hand, federalism was a political doctrine set on solid juridical foundations. He had studied it during his exile in the United States, and his careful examination of local circumstances revealed to him opportunities for applying it in Argentina, to the exclusion, in his opinion, of the self-interest of the caudillos. Federalism for Dorrego was a guarantee of a republican regime. He told Congress in 1826:

There is only a single source of power in the unitary system; in the name of government it arranges all the machinery and makes it run. But under the federal system, all the wheels run at the same time as the main wheel. I do not know if there is any case of a country that has had a well-established federal system and has ever turned into a despotism; but it certainly seems clear to me that the next step for a unitary system is absolutism or monarchy.

Furthermore, in his eyes, federalism was the best way to stimulate the country’s culture, population, and wealth. Above all, it was the best guarantee for freedom. “Let us not deceive ourselves,” he added, “and this is a practical matter: under the federal system the public officials adopt a Spartan attitude, which is of primary importance to new-born governments such as ours, and which not only advances the economy but also encourages the love of liberty.”

Dorrego tried to use suitable means for solving all the institutional problems confronting him. It is significant that he proposed the formation of blocs, to include various existing provinces, in order to eliminate the economic difficulties caused by the shortage of resources in each one of the members of the federation. Although his political views appear to have been refined and perfected by experience, he avoided making concessions to the prevailing conditions the way the caudillos and those who aspired to be caudillos did. When he became governor of Buenos Aires, he tried to realize his goals by means of an agreement with the people; this was the aim of the Convention of Santa Fe, whose accomplishments were frustrated by the sudden change in the political panorama of the country brought about by the golpe de estado of Lavalle, who took over power in Buenos Aires on December 1, 1828.

The military officers who had fought in the war against Brazil attempted to halt national disintegration by force of arms, and generals Lavalle and Paz sought to destroy the caudillos once and for all. But the result did not work out according to plan. The political struggle quickly became a civil war because the military state conceived by Lavalle and Paz was different from the one the caudillos wanted to establish. The Convention of Santa Fe asserted that the cause of the federalist provinces was “the cause of reason, law, and popular rights against military force,” but the cause of the provinces had also long rested on military force and now two armies faced each other, both disposed to renew a civil war that was bound to be prolonged and bloody.

In no time it was clear that behind the ideologies lay a bitter struggle for the domination by some groups over others or, more exactly, by some caudillos over others, since those who proclaimed the necessity of organizing and unifying the country showed the same characteristics as the caudillos who wanted to secede. Pacts of alliance followed one another rapidly, and in a short time two great leagues were established: one, under the authority of General Paz, included the provinces of the interior and was organized in August 1830; the other, which hid the ambitions of Lopez and Rosas, grouped together the provinces of the Littoral and was established in January 1831. It would be difficult to distinguish between them in spite of the fact that the first raised the flag of the constitution and of the centralistic organization of the country, and the second carried the banner of federalism. Both comprised political, economic, and military blocs that supported the authority of their leaders and demonstrated that civil discord had dragged all the political parties toward military anarchy.

The civil war produced its first bitter fruit when Dorrego was shot down at Navarro. Hatred and violence were unleashed on all sides; the hope of bringing the country under the rule of law became increasingly remote. The struggle between the federalist leagues implied a balance of power that only military force could disrupt; on the other hand, their creation involved a principle of coalition and organization that was based on ideals which, although in conflict, promised the remote possibility of reconciliation. Even that possibility soon disappeared. On May 10, 1831, a crucial date in this struggle, General Paz fell prisoner to the forces of Estanislao López, and the League of the Interior was dissolved, leaving the provinces at the mercy of Juan Facundo Quiroga. From then on, the whole country lay in the hands of secessionist caudillos, and the triumph of inorganic democracy was secure for many years. Three men —Quiroga, López, and Rosas— divided political control of the country and gained the submission of the lesser caudillos who had taken power in the various provinces. Despotism, many times prophesied as the inevitable sequel to uncontrolled liberty, was the political system that triumphed in this quarrel —a despotism exercised for a time by the three autocrats, but only for a time. What Quiroga and López did to the lesser caudillos was done to them and to other leaders on a larger scale from Buenos Aires by Juan Manuel de Rosas. A little later, after Quiroga and López died, Rosas’ all-encompassing authority spread across a land that lacked a constitution and laws and that was now subjected to a more absolutist and centralized authority than any it had previously known. Thus, despite the lack of legal forms, it is possible to speak of “Rosas’ State,” the antithesis of “Rivadavia’s State.”

Rosas’ state

Juan Manuel de Rosas was a powerful hacendado in the province of Buenos Aires, whose political prestige grew unchecked after 1820. As an estanciero, he was able to count on great resources to gain control of the countryside j as the chief of a military force organized at his own expense —the “Colorados del Monte,” or “Red Rangers”— he was able to influence decisively the events in the capital during the crisis brought on by Lavalle’s seizure of power and the later execution of Dorrego. Rosas saw clearly that this was his chance to impose his authority, and he declared himself in favor of federalism. Henceforth his importance in the capital was unequaled, his power grew to near omnipotence, and at the end of 1829 he was made governor of the province.

His first government lasted until the end of 1832. In that period, Paz, who might have been his worthy rival, fell prisoner, and the League of the Interior, which Paz had organized, collapsed. At about the same time, the League of the Littoral was organized. With the disappearance of Paz, other provinces joined the new League, and they, like the original signatories of the pact, delegated to Rosas the conduct of the foreign relations of the country. Thus Rosas, on leaving power, had contributed to the establishment of a loose national regime —the Confederation— which merited the cooperation of the caudillos and permitted Buenos Aires to exercise a certain hegemony that did not weigh greatly on the economy of the other provinces.

From 1832 to 1834, the provincial government of Buenos Aires was in the hands of men on whom Rosas could rely, yet who were zealously watched by his followers. His authority was by now unchallengeable, and it increased —as did his wealth— thanks to the campaign he led against the Indians of the desert. The popular masses and the most reactionary anti-Rivadavian groups supported him, especially the estancieros, whose interests Rosas rigidly defended, since they were also his interests. This coalition of forces propelled him to power for a second time, despite his tactics of pretended reticence by which he succeeded in obtaining the grant of “Extraordinary Powers,” which was contrary to all republican tradition.

Events favored him, but he had the cunning to create favorable conditions for his own plans. Although he sought only to exercise exceptional powers as governor of Buenos Aires, he counted on obtaining de facto authority over the entire country. To that end, he conceived the plan to leave control of the provinces in the hands of caudillos who were all-powerful in local affairs, and later to bring those leaders under his own influence. The only obstacle to this plan of action was the presence of two caudillos who exercised notorious control over vast regions: Estanislao López and Juan Facundo Quiroga. But Rosas knew how to dominate them, and with a lucid mind, marked sagacity, and, above all, long patience and invincible tenacity, he accomplished his plans.

His views on the problems of the political organization of the country were expressed in two notable documents in 1834, shortly before his second ascent to power. As a result of a conflict between the governors of Salta and Tucuman, Quiroga was given the responsibility of mediating between the two men, and from the governor of Buenos Aires he received instructions that doubtlessly had been inspired by Rosas:

Señor Quiroga should take advantage of every opportunity to make all the people whom he will meet during his trip understand that a congress ought to be convened as soon as possible, but that at present it is useless to demand a congress and a federal constitution, since each state has not arranged its internal affairs and does not give, within a stable, permanent order, practical and positive proofs of its ability to organize a federation with the other provinces. For in this system, the general government is not united, but rather is sustained by union, and the State represents the people who comprise the republic in their relations with other nations; neither does the State resolve the disputes between the people of one province and those of another, but rather limits their activities in compliance with the general pacts of the federation —to watch over the defenses of the entire republic, and to direct their negotiations and general interests in relation to those of other States, since in cases of discord between two provinces, the constitution usually has an agreed way of deciding them, when the contenders do not arbitrate the dispute.

So expressed, this statement shows a sound and justifiable grasp of the situation. But these ideas have real significance only if one takes into account the fact that at last some of the caudillos —even Quiroga himself— were beginning to recognize the need to establish a national government, although under a federal system. Rosas’ plan, therefore, was both the result of his interpretation of existing conditions and the disclosure of a scheme. His plan had been sketched out in the instructions that the mediator officially carried with him. But Rosas assumed that Quiroga was not convinced of the advantages of the plan, and tried to reinforce his arguments at a meeting; afterward he summarized his ideas in a letter he wrote to Quiroga in December 1834, at the Hacienda de Figueroa, before the two leaders separated:

After all that experience and evidence have taught and counseled, is there anyone who believes that the remedy is to hasten the constitutional organization of the State? Permit me to make some observations in this regard, since, although we have always been in agreement on such important matters, I wish to entrust to you with bold anticipation, and for whatever service it may be to you, a small part of the many thoughts that occur to me, and about which I must speak.

No one is more persuaded than you and I of the necessity to organize a general government as being the only means of giving responsible existence to our republic.

But who can doubt that this ought to be the happy result of employing all the means suited to its accomplishment? Who may hope to reach an objective by marching in the opposite direction? Who, in order to form an organized, compact entity, does not first seek out and arrange, by thorough, permanent reforms, the elements that ought to compose it? Who organizes a disciplined army from groups of men without leaders, without officers, without obedience, without rank—an army in which not a moment passes without internal spying and fighting, and thus involves others in its disorders? How may a living, robust being be created out of members that are dead, torn, and diseased by corrupting gangrene, since the life and strength of this new, complex being can be no greater than what it receives from the elements of which it must be composed? Please observe how costly and painful experience has made us see in a practical way that the federal system is absolutely necessary for us because, among other powerful reasons, we totally lack the elements required for a unified government. Furthermore, because our country was dominated by a party that was deaf to this need, the means and resources available to sustain the State were destroyed and annulled. That party incited the people, perverted their beliefs, set private interests against each other, propagated immorality and intrigue, and split society into so many factions that they have not left even the remnants of its common bonds. They extended their fury to the point of breaking the most sacred of those bonds, the only one that could serve to re-establish the others —religion. With the country in this pitiful condition, it is necessary to create everything anew, first laboring on a small scale and piecemeal, and thereby prepare a general system that may embrace everything. You will observe that a federal republic is the most chimerical and disastrous that can be imagined in all cases when it is not composed of internally well-organized States. Since each part preserves its sovereignty and independence, the central government’s authority over the interior of the republic is almost nonexistent; its principal, almost its only role, is purely representative —to be the voice of the people of the confederated states in their relations with foreign governments. Consequently, if within each individual state there are no elements of power capable of maintaining order, the creation of a general, representative government serves only to agitate the entire republic over each small disorder that may occur and to see to it that an outbreak in one state spreads to all the others. It is for this reason that the Republic of North America has not admitted to its new confederation the new people and provinces that have been formed since independence, but rather has admitted them when they have put themselves in a condition for self-rule; meanwhile, they have been left without representation as States, and have been considered as adjuncts of the Republic.

Considering the disturbed condition of our people, contaminated as they all are by Unitarians, lawmakers, seekers after political power, the secret agents of other nations, and the great secret Lodges that spread their nets over all of Europe, what hope can we have of tranquillity and calm for making a federal compact, the first step a congress of federation must take? And in the impoverished state to which political agitation has driven our people, with what funds can they pay for a permanent congress and a general administration?

Steadfast in his ideas, Rosas set out to maintain the status quo of the country, and he put off every attempt to organize the State. But if that was his intent in its legal aspect, his practical plans were quite different. What he sought was that the de facto power of the caudillos be brought under his own de facto power, on which there were no legal restrictions and for which there were no predetermined forms. Quiroga’s death, which occurred on his return from his mission to the North, eliminated Rosas’ most important rival, one whose goal seems to have been the prompt constitutional organization of the country. A few years later, in 1838, Estanislao López also died, in Santa Fe; henceforth, there was no one in the interior who could rival the governor of Buenos Aires, who exercised his authority over the whole country and progressively brought the caudillos under his control with threats, promises, or gifts. As Domingo F. Sarmiento wrote in 1845, in Facundo:

At last we have our centralized republic —and all of it bent under the arbitrary rule of Rosas. The old issues debated by the political parties of Buenos Aires have been stripped of all significance; the meaning of words has been changed; the laws of the cattle ranch have been introduced into the government of the republic, which was once the most war-like and the most enthusiastic for liberty, and sacrificed most to achieve it. The death of López delivered Santa Fe to Rosas; the death of the Reinafé brothers gave him Cordoba; Facundo’s death gave him the eight provinces on the slopes of the Andes. To take possession of all these, a few personal gifts, some friendly letters, and some hand-outs from the treasury sufficed.

On this basis a national State with unusual characteristics took form, founded on a system of alliances and on the authority of an all-powerful chief —principally the latter, because, since Rosas’ State lacked legal form, it was merely an extension of his personal power.

An analysis of the characteristics of this situation, and of the idea of power it involved, is highly suggestive. Intelligent —more than that, supremely astute and profoundly knowledgeable in the psychology of the creoles— Rosas had succeeded in creating among the people the deep-rooted conviction of his natural right to exercise authority. Only he appeared to be capable of restoring the traditional way of life and of putting an end to civil strife; this belief, which was held by his most devoted adherents, was corroborated by the plebiscite that he had demanded be taken before he accepted the grant of total authority. In effect, this belief was generally held, and his prestige quickly turned it into idolatry, and not without magical overtones pointing to the mysterious origin of his power:

He, with his talent and his science

keeps the country secure,

and that is why he gets his help

from Divine Providence.

So the people sang, and Rosas himself tried to make them believe it, allowing his image to appear in the churches, where it received popular homage. The vague awareness of the force behind his authority facilitated the shift to autocracy, and no person or thing altered his will or succeeded in decisively influencing his resolution. “During the time I presided over the government of Buenos Aires, charged with the foreign relations of the Argentine Confederation and holding total authority, as granted to me by law” —he wrote in 1870— “I governed according to my conscience. I am solely responsible for all my acts, good or bad, and for my errors as well as for my successes.” Rosas became so powerful that years later, his nephew, Lucio V. Mansilla, could say: “There was no discussion during the time of Rosas; no criticism; no opinion.” His was a personal power, independent of that granted to him by law, and he was so sure that his authority sprang from himself alone that he once hinted at the possibility of transmitting his power to his daughter, Manuelita.

Despite the broad popular basis of his support, Rosas had many influential enemies. From the outset, he was opposed by the followers of Rivadavia, against whom he had fought as a federalist; later, he had enemies among all the groups that had any sense of honor, which was an obstacle to the submission that he demanded. Rosas was implacable with all his opponents: many fled to foreign lands, and many suffered violent persecution. As Paz said: “The historian who undertakes the job of narrating these events will be hard put not to give the appearance of exaggerating what happened, and posterity will have to work as hard to persuade itself that the events we have witnessed were possible.” Thanks to the use of violence, thanks to the skill with which he managed the instincts and inclinations of the creole masses, Rosas obtained apparently unanimous support. He who was not unconditionally with Rosas was his enemy —“a savage, filthy Unitarian.” The fact is that Rosas succeeded in planting in the minds of the people the conviction that all their enemies —among whom were doctrinaire Federalists and many old Unitarians who had later become convinced of the advantages of federation— made up a single group, characterized by unswerving centralist beliefs and by alien, anti-creole attitudes. And these qualities were precisely the most hateful ones to the masses.

Rosas’ ideology stemmed directly from a colonial inheritance that is noticeable as early as the May Revolution. As Sarmiento wrote: “Where, then, did this man learn about the innovations that he introduced into his government, in contempt of common sense, tradition, and the conscience and immemorial practices of civilized peoples? God forgive me if I am wrong, but this idea has long possessed me: he learned them from the cattle ranch, where he has spent his whole life, and from the Inquisition, in whose tradition he has been educated.” The author of Facundo was correct: not only was Rosas the culmination of the secessionist movement that had appeared after 1810 and that was, in a strict sense, more than mere federalism; also he was the distillation of the antiliberal movement that was part of the authoritarian tradition of the colony and that retained its vigor among the rural masses.

These trends may be clearly seen if one analyzes the symbols he employed with such marked success. Defense of the Catholic faith had been the order of the day of Quiroga, whose motto was “Religion or Death,” and it was seemingly one of the basic objectives of the Rosas dictatorship. The ultramontane party, represented by men like Francisco Tagle and Father Gregorio Castañeda, had struggled hard to enthrone Rosas; their faithful followers were known as the “Apostolic Party,” and when the people wanted to describe their enemies, they said that they were

mocking religion; the result:

heretics who had blasphemed

what is most holy, what most sacred

of our divine cult.

Ultramontane reaction was but one aspect of the antiliberalism that followed the revolution of 1830 in France. Anything that recalled the ideas of the men of the Enlightenment, of whom the followers of Rivadavia were the direct heirs, was violently condemned by the partisans of Rosas, as is conclusively shown by General Mansilla’s comment to his son, Lucio, on the day he found him reading Rousseau: “My friend, when one is the nephew of Rosas, he does not read the Social Contract if he intends to remain in the country, or he gets out of the country if he wishes to read the book with profit.” This antiliberalism, seen clearly in the political and economic views that Rosas put into effect during his long period of rule, was intermingled with creole reaction. If he was called the “Restorer of the Laws,” it was not so much because the people regarded him particularly as the defender of legal norms, but because they felt he was the guardian of the traditions of the common folk and the zealous defender of a way of life that seemed to be condemned to extinction. This explains his political xenophobia, which was, nonetheless, compatible with his alliances with the governments of countries that traded with the estancieros and with the producers of hides and salted meats. It explains the devoted support given him by the masses, who were proud of their “Americanism,” and who were by tradition and by inertia opposed to progress, and infatuated with the superiority of their virtues as a pastoral people —courage and manual dexterity.

Along these lines Rosas built the indisputable popular basis for his policies, and this support allowed the all-powerful governor of Buenos Aires and proprietor of its port to impose his authority on the Confederation, which was the elementary form in which he conceived the national State. No doubt he unified the country, as Sarmiento said, but he exhausted the Confederation’s possibilities during his long rule, and gradually he awakened the desire to attain unity through a solidly founded constitutional system. It cannot be denied that he fulfilled a mission, despite the overtones of barbarism that darkened his labors as governor, although it is certain that he would have been able to achieve this result by other means if such violent prejudices and rancor had not been at work within him.

The fear felt by Moreno and Monteagudo at the beginning of the federalist movement was borne out: federation, insofar as it embraced the native ideal of untamed liberty, led to despotism. Rosas was the triumph of the authoritarianism that was hidden in the recesses of the creole soul; but federalist ideas emerged victorious because fear of a new Rosas taught the old, intransigent Unitarians to give full weight to the authentic sentiment of localism felt by the masses. From the time of Rosas’ ascent to power in 1835, everything pointed to the advantages of a policy that would reconcile old antagonisms. And when Rosas’ autocracy had been erected on the ruins of Rivadavia’s State, the doctrine of conciliation began to be elaborated by the most clear-minded men of the country, almost all of whom were under proscription and living in foreign lands.


V
THE CONCEPT OF CONCILIATION AND THE ORGANIZATION OF THE NATION

From the very moment when war without quarter began between the Unitarians and the Federalists —two philosophies of life rather than two political beliefs— there began to germinate in the minds of a few wise men who resisted dogmatism and prejudice the conviction that it was necessary to restate the political and social problems that burdened the country. Although it is true that they had predecessors, the merit of having discovered the road to salvation went to the youths of the Generation of 1837. Thanks to their initial approach, which was to scrutinize carefully both reality and experience, they were able to find data for a more just and dispassionate interpretation of Argentine problems; from those facts they were to gather the inspiration needed to postulate a program of reform and revival.

The new interpretation of reality, and the new policy proposed for the future, triumphed at last, for they were views hard held by the men who overthrew Rosas in 1852. These ideas were crystallized in the national constitution promulgated in the following year. Later, when the province of Buenos Aires seceded from the Confederation, it seemed that the abyss was about to open again, but a communality of principles overcame the opposition of transient interests, and in the end the country found the lasting formula of reconciliation that allowed national unity to be consolidated under the presidency of Bartolomé Mitre.

The accomplishments of the first three constitutional presidents of the united nation, from 1862 to 1880, were no more than the realization of the ideas advanced by the movement that had begun in 1837. A cycle in the life of Argentina was completed, by way of the slow, difficult adjustment of institutions to reality.

The call to reality

The attainment of power by Rosas in 1835 was a hard blow to the men of the educated element of society. They had struggled obstinately and sincerely for the rights of the people, wishing to lead their fellow citizens by a shortcut to a dignified, responsible life; but the people had advanced their own stubborn claims, preferring unhesitatingly the man whom they considered to be the genuine interpreter of their view of life. The plebiscite by which they ratified the grant of total public power to Rosas left no doubt regarding this decisive fact of Argentine society.

The first reaction of the educated minority was unrestrained contempt for the people who were forging their own chains. But that was not the only reaction. These uncontestable events startled the most acute minds in Argentina from their dreams and led them to reflect on the significance of what had happened. In the light of the sociological doctrines spreading from France at the time, these thinkers discovered an enigma that had precedence over any political question: the enigma of social reality.

The old Unitarians, unbending and blind, believed that the effort which some men were making to understand reality must be treasonable. Events later demonstrated that this was not the case. When Juan Bautista Alberdi, in 1837, declared in his Fragmento preliminar al estudio del derecho (Preliminary View of the Study of Law) that Rosas was “a representative of the people and that he depended on their good faith and on their love,” he was only expressing the result of a careful analysis which, far from being a compromise of principle, led him to propose a long-range policy directed against the tyrant and his tyranny, and against the conditions that had made his existence possible.

“We have asked philosophy for an explanation of the enormous vitality of the present regime,” Alberdi said, referring to the rule of Rosas, “and we have found the answer in its eminently representative nature.” To Alberdi, and to all the young men of his generation, political events had value merely as symptoms. The important thing was to understand the profound forces that motivated such occurrences. The majority had triumphed, and the chief preoccupation henceforth ought to be to learn with scientific certainty the sociological characteristics of that majority. Then Alberdi went on to show his essential principles and his real intention: “A new era is opening for the people of South America, modeled on the beginning we have made, and it has a double character: the abdication of what is alien for what is national; of plagiarism for originality; of the extemporaneous for what is suited to conditions; of enthusiasm for reflection; and, in the end, of the triumph of the majority over the popular minority.” With exemplary intellectual heroism the youthful Generation of 1837 prepared to reject the tradition in which they had been reared, in order to forge a set of beliefs that would avoid the disorders of which they must now purge themselves, since all signs seemed to point to the failure of the noble generation that had preceded them.

The collapse of the champions of doctrinaire democracy was no less resounding and unfortunate because it was explicable. As Sarmiento wrote in Facundo: “What else could happen when the fundamentals of government and the political beliefs that Europe had given us were riddled with errors and full of absurd, misleading theories and evil principles? Why should our politicians have been under obligation to know more than the great men of Europe, who up to that time had achieved no definitive knowledge of political organization?” The fact is that the events that were occurring were a result of the faithful imitation of European political thought of the eighteenth century. Alberdi pointed out the excesses to which we were heirs: “They may be found in having included pure and primitive Christian ideas and religious sentiment in the attacks on the forms of Catholicism; in having proclaimed the untrammeled will of the people, without restriction or bound; and in having spread the doctrine of the unlimited materialism of human nature.” These were among the facts that our reality demanded to be recognized, and that the defenders of doctrinaire democracy had not been able to see; and so the people —the beloved people of Moreno and Rivadavia—abandoned their teachers to bow before their masters, with whom they felt close bonds.

For the rising generation, the gravest charge that could be made against the men of the Revolution of May and the Unitarian movement was that of blindness to the country’s economic and social problems. Those leaders had believed that the imposition of institutional formulas sufficed to give direction to national life, but harsh reality had overflowed the channels that they had traced out with their exuberant vitality, ambition, and quick idealism. Now there was nothing to do but to accept the consequences of their errors and to prepare slowly what was called the “regeneration” of the country. The new generation had to submerge itself in Argentine reality and drink from it the lesson that would make its efforts fruitful. From his exile in Chile, Sarmiento wrote in Facundo: “To untie this knot, which the sword has not been able to cut, one must study in detail the twists and turns of the threads that form it, and seek in our national antecedents, in the character of our land, and in the customs and traditions of the people the decisive points from which these changes stem.” Almost at the same time, Esteban Echeverria, in exile in Montevideo, was writing in his book, Dogma socialista (Social Dogma):

The take-off point, we may say, for the clarification of these questions must be our laws, our customs, and our social condition —first to determine what we are, and then by the application of principles to seek what we ought to be and toward what point we must gradually direct ourselves. … We must not depart from practical grounds nor lose ourselves in abstractions; we must always have our eyes intelligently fixed on the inner workings of our society.

This was the great and enduring lesson that had been bequeathed to reflective minds by the triumph of inorganic democracy, which had finally led to Rosas’ dictatorship. It was a hard and beneficial lesson. Those who learned it and forged their thoughts in its heat would be the victors of Caseros, the builders of a united nation, and the artisans of its institutional structure, which would be sound to the degree that it was legitimate.

The new interpretation of reality

The certainty that Rosas’ complex ideas corresponded exactly to the sentiments of the majority had already begun to take hold of the first generation of proscriptos, the old Unitarians who had begun to emigrate in 1829. Their hatred of Rosas was extreme and uncontained, but from experience they knew their acts would be useless if they did not satisfy the natural political ideas of the masses. This attitude caused the emigrados to orient their activities in two directions: on the one hand, by accepting federalism, they tried to regain the popular sympathy they had lost; on the other, they concentrated their fire on the person of Rosas, whom they accused of dominating and corrupting the people. Juan Cruz Varela, one of the most prominent men of the first group of exiles, wrote in 1838:

Like a cowardly, treacherous assassin,

he waited for the moment when the Argentine

people, prostrate, would abandon their civil

discord; and seeing them conquered by their

own forces, assaults and oppresses them, mocks

them and forces them to drag along slaves

in chain and cord.

But if the tyrant deserved eternal hatred, the masses, who followed him because they regarded him as the genuine defender of their ideals, appeared to the Unitarians as worthy of being taken into account. From the moment in 1839 when preparations were getting under way for the invasion of Argentina from Montevideo, the official creed of the federalist leader General Juan Lavalle recognized the fact that federalism was a universal desire. In spite of his own hidden convictions, he declared in his proclamation of September 2: “I bear with me no memories of the past; I have cast away my traditions; I do not want to have opinions that are not those of the entire nation. Federalist or Unitarian, I will be what the people make me.” This attitude was expressed even more categorically when Lavalle spoke to the Congress of Parana a few days later:

Ten years of exile and suffering have taught me many lessons about the true interests of the Republic, Honorable Representatives. I swear before God and the Fatherland that I shelter no personal ambition and that I aspire after victory only to lay my sword on the altar of Liberty and to obey blindly the national will of the people, the only sovereign, and to labor with all my influence for the organization of the Republic under a representative, federalist system, which is that sanctioned by the vote of the Nation.

Some of the exiles had certain objections to this thesis, but it was accepted, and the old unitarianism never again raised its head as a dogma. As the sequel to its failure, it left a secret and profound contempt for the ignorant masses, whom the Unitarians had not known how to understand or to lead —a contempt for the people, “the idol they apotheosized and deprecated at the same time,” as Echeverria would say in 1846. As a result of the long struggle, there also remained a somewhat simplistic view of Argentine political problems, which were reduced, in the eyes of the leaders of the first wave of exiles, to two fundamental points: the elimination of Rosas and, in order to gain popular support, a change of slogans.

Quite different was the attitude of the second generation of proscriptos, who are known in the history of Argentine thought as the “Generation of 1837.” Its members also learned the harsh lesson of the tyrant’s triumph, but they knew how to draw from it rich and promising conclusions. For them, the problem did not stem from the person of Rosas. “Governments,” Alberdi said, “are nothing more than the work and the fruit of societies: they reflect the character of the people who create them. … For this reason there is nothing more stupid and brutal than the doctrine of political assassination.” Nor did the solution of Argentina’s political problems lie in the creation of a new de facto situation by means of a military victory. “If Rosas should fall tomorrow,” Echeverria wrote, “and we were called to power … what program for the future would we present that would satisfy the needs of the country, without complete knowledge of the way of life of the people?” There lay the true problem —to disentangle the secret of this society, which the Unitarians had ignored, and which Rosas seemed to interpret faithfully, if only to exploit it to his own advantage.

That was the task that the Generation of 1837 set itself. The Literary Salon, organized in that year in the bookstore of Marcos Sastre, brought together the most restless minds in tranquilized Buenos Aires; there they discussed the most controversial literary and social questions. In the group were Esteban Echeverría, Juan Bautista Alberdi, Juan María Gutiérrez, Vicente Fidel López, Miguel Cane, and many others. There they read Echeverría’s La cautiva, and discussed Alberdi’s Fragmento preliminar al estudio del derecho; most importantly, they began to reflect, in terms of French Saint-Simonian ideas, on the problems facing the country. It was this political direction that the youthful group took that provoked Rosas to order the Salon to be closed. Nevertheless, the young men persisted in their desire to spread the new thought. In various periodicals —La Moda, El Seminario de Buenos Aires, El Iniciador, and later in other journals— romantic literature was discussed, and consideration was given to European social movements, pre-eminently those led by Saint-Simon and Mazzini. This was not enough for the youths of the new generation: their militant spirit eventually found an outlet in a secret society, the Association of the Young Generation of Argentines, which was organized in 1838 from among the members of the former Literary Salon. Out of the Association came a fundamental document, the Creencia or Credo, drawn up by Echeverria and Alberdi and incorporated by the former in 1846 into his essay entitled Dogma socialista. In it was laid out a broad system of ideas, the nucleus of the doctrine of reconciliation and compromise that was to lead to the final organization of the nation. Closely linked to the ideas of the Association, Domingo Faustino Sarmiento wrote in Chile in 1845 his book Facundo, o Civilización y barbarie, which rounded out this extraordinary intellectual flourishing caused by the Rosas tyranny.

The thoughts of this Generation were quite clear concerning a constructive policy for the future, and they were no less clear as an interpretation of national reality. If their policy turned out to be efficacious, it was because their comprehension of reality was profound and just. Nothing, or almost nothing, that was decisive and basic in that reality escaped analysis, and their rigorous examination of the diverse elements of the situation afforded a clear image of the national essence —a schematic image, perhaps, but faithful to what was primary and significant. Creole Argentina was throbbingly alive in the work of the men of 1837, with all its virtues and defects, with its implicit grandeur crudely contrasted with its present misery. And when the hour for action arrived, this mighty effort in the pursuit of Argentina’s enigma gave them a profound understanding of the nature of the clay that had to be modeled.

Surely the great merit of the Generation was its discrimination between political and social reality. Influenced by French thought —Saint-Simon, Fourier, Leroux, Lamennais, Lerminier— and, in part, by German thought —Hegel and Savigny— which reached them by way of the French, the Men of 1837 observed that political solutions lacked foundation if social reality were not intensively analyzed. Alberdi followed Savigny (by way of Lerminier) in his Fragmento preliminar when he affirmed that every attempt to transplant laws from one society to another was doomed; and Echeverria showed himself to be a faithful disciple of Leroux when he analyzed the phenomena of reality and advocated solutions suited to the environment. Perhaps their practical suggestions had little influence on political platforms, but what, without any doubt, did weigh heavily and decisively was the discovery that beneath political questions pulsated social and economic problems that usually determined political events.

Motivated by this conviction, the Men of 1837 threw themselves into an investigation of the nature of our social reality. Very soon they noted that there were two conceptions of life, and not two political doctrines, hidden in the duel between federalism and centralism. “One may say,” Echeverría wrote, “that a social war began in 1829, a war between two opposed principles: the principle of progress, free association, and liberty, and the antisocial, anarchic principle of the status quo, ignorance, and tyranny. Both principles aspired to power, to seize the initiative in society; thus was born the struggle that still splits Argentina.” This dialectical concept was developed by Sarmiento in Facundo. Each of these two principles, in his opinion, was incarnated in a way of life: the first, by urban existence, the second, by rural life. As he put it: “The nineteenth century and the twelfth century coexist, the one, in the cities; the other, in the countryside.” He expressed this contradiction in his perceptive formula “Civilization versus Barbarism” because he saw in rural Argentina only the vices of a primitive past, which he abhorred, while he believed that he saw in the populous centers, above all in Buenos Aires, the seedbed of civilized life.

This thesis was for a time shared, but later rejected, by Alberdi. In 1839 he advised General Lavalle to lead his forces directly against Buenos Aires:

The objectives are the liberty, dignity, and regeneration of the country. Nowhere else is the importance of these things so well understood and the need for them so felt and, in consequence, so desired, as it is in the capital. … The back country has already twice subjugated the city people; if today it is employed to conquer them a third time, the rural folk will be convinced that they are the lords of all the people  —the most fateful belief that they could acquire. It is imperative never to lose sight of the fact that the city best represents the principle of progress, and the country that of stagnation. Therefore, every time it is necessary to gain a victory for progress, the initiative ought to be given to the city people.

In the heat of his polemic with Sarmiento, Alberdi later maintained —in his third letter from Quillota— that the distinction he had made was arbitrary. But the entire political program of his book Bases coincided with his early opinions, which were, further-more, those of all the men of his Generation.

The social structure of the cities, and especially of Buenos Aires, was no enigma, but the very nature of rural life was a mystery, and Sarmiento devoted his Facundo to disentangling its secrets. He discovered that the vast plains had an “Asiatic aspect,” and he believed that he had found surprising analogies between the life that was lived there and the life of the Bedouins. The racial composition, the habits, and the peculiarities of those who dwelled on the plains all attracted his attention because he saw in them the explanation of the decisive phenomena of our history. But nothing stirred him as much as the spectacle of the forms of social organization that he found on the great Argentine prairies. It was there that the spirit of the montonera, the armed band that followed a caudillo and raised him to power, was spontaneously and naturally formed: “This is the way, through such strange practices, that brute force came to predominate and the rule of the strongest, and authority without limits and without responsibility among those in command, and justice administered without system or discussion, came to be established in Argentine life.”

The plains conditioned the destiny of Argentina. “Space is the evil that afflicts the Argentine Republic,” Sarmiento said. “The desert surrounds us on all sides and insinuates itself into our very bowels.” Space was the lasting impediment to the triumph of civilization, since the influence of the cities, scattered here and there, could not affect the immense, underdeveloped, and underpopulated pampa. Cities, for Sarmiento and for the educated men of his generation, were the only hope. “In the cities are the studios of the arts, the houses of commerce, the schools and colleges, the courts —everything, in short, that characterizes civilized people.” The city, to these men, meant European civilization, the antithesis of criollismo. Cities were viewed as the bulwark of progress, and as the means of annihilating native American folkways.

Sarmiento pointed out the contrast between the two forms of life —the conscious opposition between the city man and the country man:

Leaving the precincts of the city, everything changes appearances: the countryman wears different clothing, which I shall call American, since it is common to all the people; his habits are different; his needs are peculiar and limited. These seem to be two distinct societies, two peoples, one foreign to the other. And that is not all: the countryman, far from aspiring to be like the city dweller, disdainfully rejects the latter’s luxuries and courteous manners. No European symbol can appear with impunity in the countryside, not even the saddle, or the dress of the citizens of the cities —the formal coat, and the cape.

In such terms Sarmiento viewed the antagonism between civilization and barbarism.

Yet perhaps, as Alberdi later commented, there was a somewhat schematic quality to the formula. When Alberdi asserted in his Cartas quillotanas (Letters from Quillota) that “to locate civilization in the cities and barbarism in the country is an error of historical judgment and of observation,” he was trying to defend the significance of the rural people. At the same time, he showed that in his opinion the cities also had certain colonial inheritances that were serious obstacles to progress. Esteban Echeverría made a shrewd observation on this point. In El matadero (The Slaughterhouse) he described with vivid realism the life on the outskirts of Buenos Aires, where society had a mixed character, both urban and rural. Echeverria notes among this suburban element the perpetuation of some forms and habits mixed with belligerent hostility toward urban ways of life, with which, nonetheless, it shared certain formal aspects. It was this mixed social group that most categorically resisted the concept of progress and civilization because it exerted direct influence on the city, whereas the rural element did so only incidentally. “The throat-cutting butchers of the slaughterhouse were the apostles who preached with verge and dagger the Rosas federation,” Echeverría wrote, showing how the suburb introduced the belief in inorganic democracy into the Europeanized city.

With the contributions gained from diverse insights, the Generation of 1837 uncovered the crude social reality that had displayed its secrets with the triumph of Rosas. No less shrewd was their intention to determine the nature of the political process that had evolved since the Revolution of May. Although their observation of reality and their eagerness to establish useful policies led the educated youths of 1837 to recognize the important role played by the masses, nothing could prevent them from having an aristocratic disdain for the people, which was demonstrated by the widely held opinion that it would be necessary in the future to reduce the influence of the masses on political life. Referring to the men who had led the Revolution of May, Echeverría wrote:

They needed the people in order to clear their enemies from the field in which the seed of liberty was to germinate, and they declared the populace to be limitlessly sovereign. … But the people, being in de facto possession of sovereignty after having destroyed the tyrants, were hard to restrain. Sovereignty was a right they had acquired at the cost of their blood and their heroism. To attain power, ambitious and evil men often fanned the flames of the primitive instincts of the people, and led them to trample on the laws which, as the sovereign power, they had decreed, and to overthrow constituted governments, in order to bring anarchy and disturbances into the social order, and in order to surrender themselves without restraint to their whims and to the violent aberrations of their illogical dislikes. The principle of the omnipotence of the masses was bound to produce all the disasters it did produce, and to end in sanctioning and establishing despotism.

The grant of universal suffrage to the ignorant masses had been, in the eyes of this new generation, the cause of the predominance of inferior groups over the enlightened minorities. “In what respect did the Unitarian Party err?” Echeverria inquired in one of his polemical letters to De Angelis; and he answered himself: “In giving the ballot and the lance to the proletariat, which put the destiny of the country at the mercy of the mob.” Alberdi arrived at the same conclusion. When he wrote to Juan María Gutiérrez, referring to the law of 1821, which established universal suffrage in the province of Buenos Aires, he said: “This system bore the fruits it will always bear: as long as the mob is called on to vote, the mob will elect children who mouth pretty phrases.” Yet universal suffrage, which the Men of 1837 condemned, was the finest political creation of the Unitarians, who had fallen in disgrace because of their utopianism and their insensitivity toward the secrets of immediate reality.

This image of the people as a political entity was projected into the interpretation of the traditional parties made by the new generation. The Federalist Party meant to these educated youths not only the essence of localism but also the persistence of colonial ways of life. It was Echeverria who defined the Rosas regime as “counterrevolution,” because he saw in it a rebirth of the system that had been abolished by the Revolution of 1810, whose ideals the Unitarians had embraced. As he pointed out in El matadero: “Perhaps the day may come when a person will be prohibited to breathe the free air, to take a stroll, or even to chat with a friend, without permission from the proper authorities. So it was, very nearly, in the happy times of our grandfathers, which unfortunately were disturbed by the Revolution of May.”

The Generation of 1837 considered itself to be the heir of the ideals of the May Revolution, but it repudiated the means by which the Unitarians had gained victory for their views. The Men of 1837 looked on unitarianism as having been sterilized by its blind adherence to principles, and by its inability to adapt to real needs. They viewed it as having been incapable of confronting the transformation of Argentine society. Alberdi harshly criticized the constitution of 1826 because “it neglected the economic demands of the Republic, on whose satisfaction the entire future depends”; and he criticized Rivadavia because “he organized the disintegration of the Argentine government.” Thus, although they differed in orientation and substance, the traditional parties, in the opinion of the Men of 1837, represented only partial aspects of social reality: the Federalists were the party of the masses, and were opposed to progress; the Unitarians represented the utopian minorities. Only by complementing both positions, only by reconciling national reality with doctrinaire ideals, would it be possible to escape from the stalemate to which the triumph of either of the two parties was leading. But reconciliation was now impossible for them because their long duel had filled their partisans with resentment, and bitter intolerance had been unleashed in both factions.

Despite these factors, the youths of 1837 showed greater sympathy for the Unitarian Party. Obstinate defenders of the ideal of nationhood, this generation compromised with the localistic tendencies of federalism as long as federalism fitted itself to an institutional system that would not endanger the unity of the country —a point of view upheld by some Unitarians, including Rivadavia himself. For this reason the Men of 1837 were closer to the Unitarians, who, furthermore, had been their guides and predecessors in the field of theory. With complete objectivity these men unhesitatingly recognized that Rosas, in his own fashion, had achieved the unification of the country, as Sarmiento explicitly declared. To their minds, the policies of the traditional parties had been total failures. If there were numerous lessons to be learned from the activities of the parties, they were to be derived precisely from the errors that had been committed. The two principles in dispute, which Echeverría, Alberdi, and Sarmiento had identified, had become embodied in two antagonistic groups, although no one realized that each was a vital element of reality and would be impossible to eliminate without fatal results for the nation itself. Another policy was needed.

This policy, which the Generation of 1837 defined with precision, could not be laid out without understanding the social structure of the country as well as the psychology of the masses. It was the people who had given life to the principles of federalism and centralism and to the political parties in which those ideals had been militantly displayed.

Two traditions seemed to have been locked in conflict since the Revolution: (1) the Hispanic-creole tradition, inherited and maintained vigorously by the rural masses and the conservative groups, and (2) the European tradition (especially the French), adopted with blind loyalty by the educated minority. “We are no longer oppressed by the arms of Spain,” Echeverría wrote, “but her traditions cast dark shadows among us.” Fortified within the conscience of the masses, which was a rich source of native values opposed to the pressure of foreign ideas, the followers of the Hispanic-creole tradition became refractory and violent. The enlightened group had believed that this tradition would be demolished by emancipation, but they were surprised to find that it withstood the blows of their doctrinaire sermons, and they could find no other way to deal with it except by a face-to-face fight, which they carried on ingenuously. Religious beliefs were the core of the resistance; confronted by liberalism, which showed itself in some people as irreligiosity, the masses and the clergy who were their spiritual governors reacted violently. As early as the War for Independence, the people of the North turned away from the revolution because they saw in it nothing more than atheism, and this hatred —later made obvious in the preaching of Father Castaneda against Rivadavia— became embodied in the Unitarians, “whose impieties, according to the federalist preachers,” Echeverria wrote, “had brought the flood of divine wrath upon the country.” The Generation of 1837 observed the error of the men who had led the revolution and of the Unitarians. “Do you believe, you who have been in power,” wrote Echeverría, “that if religious beliefs had been duly cultivated in our country —since there was no popular education— Rosas could have depraved the people so easily or found them to be such docile instruments for that cannibalistic barbarism that has brought such infamy to the name of Argentina?” The analysis was correct, because fanatical religiosity was as firmly rooted as the sentiment of localism and the rural customs that the liberals, too, had ignored.

Thus, in all its aspects, the analysis of reality made by the Men of 1837 was wise and subtle. The result was the development of a policy of reconciliation based on reality. With the passage of time, that policy triumphed because it tried to include all the elements of the social complex.

The development of a realistic policy

The fundamental ideas of this policy are expressed in books that were decisive to the evolution of Argentine thought. Domingo Faustino Sarmiento elaborated them in Facundo, in Argirópolis, in Education popular, in Las ciento y una; Juan Bautista Alberdi did so in Bases and in Cartas quillotanas; Esteban Echeverría, in Dogma socialista; and one could cite numerous lesser studies and published articles in which there was a constant preoccupation for defining the ideas that should guide action after the fall of the tyrant.

As Echeverría wrote: “Theories are everything; facts alone matter little. What is a defective political fact? It is the result of an erroneous idea. What is its opposite, an act rich in good results? It is the product of mature, precise ideas.” This conviction, held by the exiles, gave them the courage to develop a system of ideas which, translated into deeds, was destined to orient the future of their distant fatherland. But the experiences of the theoreticians of liberalism and unitarianism taught those men that their doctrinaire baggage would serve them little if it were not adjusted to reality. Alberdi had written: “the form a government takes is a normal thing, the inevitable result of the moral and intellectual situation of a people; it has nothing about it that is arbitrary or casual.” And Echeverría pointed to the method to be followed: “to examine all our institutions from the democratic point of view; to study everything that has been done toward the organization of power during the revolution, and to deduce from that critical examination the dogmatic and complete plans for the future. It is the greatest work that can be undertaken now.”

This interpenetration of doctrinaire thought and realistic historical analysis was profitable. It provided a means of grasping the direction of Argentina’s social and political evolution, and it fixed on the significant components among the various currents that were disputing for authority. Soon a solid point of departure for future political planning was established: the body of thought that had motivated the Revolution of May. “Take away the Revolution of May,” Echeverría wrote, “and leave the counterrevolution that today grips the Argentine Republic, and you will have no Argentine people or any free association destined to make progress; you will have not democracy, but only despotism.” The tyranny of Rosas was, in effect, an act of treason against the spirit of the Revolution of May. José Mármol translated this truth into verse:

Ah, Rosas! You did nothing for the holy oath

sublime, eternal, pronounced in May;

that’s why you scorn and hate it so,

and even on its tender sons your curse did fall.

Surely those youths who erupted in 1837 onto the political stage of Buenos Aires considered themselves to be the children of the Revolution of May: “That generation of young men,” Sarmiento said, “who hid themselves in their European books to study in secret with their Sismondi, their Lerminier, their Tocqueville, their journals —Británica, Ambos Mundos, Enciclopédica— their Jouffroy, their Cousin and their Guizot,” discovered one day that their literary and philosophical pursuits were being nourished by a tradition that was then only a forgotten joke. Without disregarding their European readings, the youths of 1837 turned back to the Revolution of May in order to track Argentina’s spiritual course. They found the trail almost covered by the dust of time, but firm and deep. Inspired by the example of their elders, they prepared in exile for the struggle, and they fulfilled their duty by putting their intellects at the service of what they called “the regeneration” of the country.

To regenerate the country was, above all, not to fall into the old errors. For the exiles, the point of departure was clear: the task was not merely to restore bankrupt schemes or to make exaggerated concessions to unorganized realities; the task must be to obtain victory for progressive ideas on the basis of the prior transformation of reality. This belief guided the political and social thought of the Generation of 1837 and set it on the road to success.

A careful examination of reality had established a basic principle of this policy of regeneration: the evil in Argentina was the desert. The first watchword must be to destroy that evil at its roots by developing communications, by populating the vast expanses of land, and by multiplying urban centers. The old political problem was retraced to its origins, and, as Sarmiento would say in his Carta de Yungay: “the idiotic dispute between Federalists and savage Unitarians was transformed into the economic issue of the navigation of our rivers and the building of arteries of communication.”

Solutions were easy to find. In Facundo, the chief task of the new government that would emerge after the fall of the tyrant was shown to be the transformation of the desert by immigration. “The new government,” Sarmiento wrote, “will establish great associations to bring in settlers and distribute them on the fertile lands along the banks of our immense rivers, and in twenty years the same thing that happened in North America will occur here in the same span of time: as though by magic, cities, provinces, and states will have been created in deserts that a short time before knew only the tread of herds of wild bison.” Thus one of the fundamental dogmas of the regeneration of the country began to take concrete form, which Alberdi would express in his famous phrase, “To govern is to populate.” And in his Bases y puntos de partida para la organización política de la República Argentina, Alberdi categorically asserted: “Which constitution is best suited to the desert? It is the one that serves to make the desert disappear; the one that serves to make the desert cease to be a desert in the shortest time possible, and converts it into a populous land. This, and no other, ought to be the political objective of the Argentine constitution.”

The colonization policy was aimed not only at populating the land; to the exiles to populate also meant to stimulate the social transformation of the back country by means of the mingling of races. There was a strong, long-standing prejudice in the minds of the exiles against the Hispanic race; as a result, the exiles assumed that the addition of Anglo-Saxons would have a powerful influence in modifying traditional habits and customs.

The Republic will never become a fact with three million Christian and Catholic inhabitants. Nor will it be achieved with four million Spaniards from the Peninsula, because the Spaniard is incapable of establishing a republic, either there or here. If we must construct our population to fit our system of government; if it is going to be more feasible for us to fit the population to the political system that we have proclaimed than to fit the system to the population, we must increase the Anglo-Saxon population in our land. They are the ones who are identified with the steamship, with commerce, and with liberty, and it will be impossible to establish these things among us without the active cooperation of that progressive and cultivated race.

So spoke Alberdi, eager to see the old prophecy of Argentine grandeur fulfilled, and disposed, like all the men of his Generation, to complete the gigantic task of creating a new country by the use of rational and far-sighted policies. This fervent wish was realized, and by this and by other means creole Argentina was successfully transformed.

The fall of Rosas was the first and indispensable condition of the triumph of this policy. His fall would come, without any doubt, and Sarmiento hastened to evaluate the merits of the tyrant in historical terms, pointing out that in his own way Rosas had accomplished the country’s unification: “The idea of the Unitarians has been carried out; now only the tyrant remains,” he wrote in 1845. Indeed, only one final effort was required, and so the Generation of 1837 argued for the benefits and the propriety of resorting to the civilized nations of Europe for assistance in putting an end to the tyranny. In the eyes of the Rosas’ enemies this plan did not seem to be disloyal to Argentina; it was an alliance of civilization with civilization, and to put an end to barbarism at any price lay well within their political perspective. Above all, the young generation felt certain of its political plans and saw no danger in the future; for the exiles, there would be no wavering advance but rather a sure movement toward their ideals of civilization and progress.

Once the nation had become the master of its destinies, once the tyrant who was oppressing it had been eliminated, the country ought to march rapidly toward its constitutional organization. That was the most urgent task to accomplish; the men who had been proscribed considered and discussed at great length the principles that should be fixed in that constitution.

The destruction of Rosas was, in their opinion, essential, but it was no less urgent to eliminate any chance that a similar despotism might rise again. This danger would continue to exist if the principle of the total sovereignty of the people were to be maintained, because the majority, given the social and moral situation of the country, was incapable of the thoughtful practice of representative democracy. This interpretation of events led some of the Men of 1837 to a conservative position —a sort of enlightened despotism. Echeverria wrote in his Dogma socialista:

Collective reason alone is sovereign, not the collective will. The will is blind, capricious, irrational: the will desires; reason examines, weighs, and decides. Thus it happens that the sovereignty of the people can reside only in the reason of the people, and that only the prudent and rational part of the social community is called to exercise that sovereignty. Those who are ignorant remain under the tutelage and safeguard of the laws decreed by the common consent of the men of reason. Democracy, then, is not the absolute despotism of the masses or of the majority; it is the rule of reason.

Alberdi agreed with Echeverría, as for example when the author of Bases tried to imagine a mechanism that would avoid the dangers of universal suffrage, affirming that “without a profound change in the electoral system it will be necessary to abandon the hope of obtaining good governments through the ballot box.” This was, in general, the position of Sarmiento, López, Gutiérrez, and the other capable leaders among the exiles, although later, in Buenos Aires, there were some who returned to Rivadavia’s old liberal principles.

Sarmiento himself believed in the possibility of salvaging the noble qualities lying in the depths of the human soul, and of returning to society as useful members even those who had been on the side of the tyrant. In Facundo he states:

It shows little knowledge of human nature to believe that an entire people can turn criminal, and that men who have fallen into bad ways and who go so far as to commit assassinations when there is a tyrant who impels them to such acts are at bottom evil. Everything depends on the ideas that obsess and dominate people at certain moments: the man who today feeds fanatically on blood was yesterday devout and innocent and tomorrow will be a good citizen, once the stimulus that induced him to commit crimes has disappeared.

Out of this moral stand, taken by a few perceptive men, came a humane policy: to erase the opposition between the Federalists and the Unitarians, and to channel their ambitions in another direction; to create new goals that would lift public interest above self-serving, factional hatreds; finally, to found a “new entity,” a new party that would know nothing of yesterday’s struggles.

It was not difficult to find the path along which to direct the nation. To the extent that they represented defined policies, unitarianism as well as federalism had failed, but it seemed evident that there were valuable elements in both doctrines and that it was necessary to combine them in various ways in order to get the country out of its plight. Alberdi foresaw as early as 1857 the new golden age of his country: “Dawn is breaking in the Argentine Confederation, in the guise of the idea of a national sovereignty that reunites the sovereign provinces without absorbing them in an all-encompassing organism, the idea of which has been rejected by Argentine opinion and by Argentine bayonets.” This point of view was held by the Association of the Young Generation, which declared that it recognized in each of the conflicting parties legitimate antecedents and justifiable objectives; but at the same time it denied that it would be possible for either party to gain complete control, and it particularly denied that either had the right to impose on the people the heavy burden of hatred that had accumulated during the lengthy dispute. Echeverría wrote:

The logic of our history demands that a new party come into existence, one whose mission it will be to adopt all that is valid in both the other parties and to dedicate itself to finding peaceful solutions for all our social problems, the key being a higher, more national, and more complete synthesis than those offered by the other parties —one that will satisfy all legitimate demands by embracing and fusing them in unity.

The new party was the party of reconciliation based on the analysis of reality. The young Generation weighed the contributions of the traditional parties, elaborated on their principles, argued for “renunciation of any emotional ties that might link us to the two great factions,” and laid the foundations for the organization of the country along the lines of what Alberdi called “la república posible”

To achieve this goal, and not fall again into utopian errors, Alberdi resorted to solutions derived from compromise and inspired by the ideas of the Association. His book Bases is nothing more than an enormous effort to find the juridical formulas for reconciliation, formulas that would derive straight from the interpretation of reality. He was convinced that “if a constitution is not original, it is bad, because, since it ought to be the expression of a special combination of events, men, and things, it should manifest the essential originality which that combination produces in the nation to be founded.” And in testimony to that belief he searched for a mixed regime combining federalist and Unitarian elements —the way out of the contradictions that had devoured the republic. This was little more than the legal consecration of a de facto situation, because the State that Rosas had created had already achieved this fusion of principles, as even his enemies recognized. All that was needed was to substitute the rule of law for his despotic will. And this desire —an old one among the en-lightened minority— came to be a general aim of all sectors in the country, which were fed up by their experiences with bloodshed and oppression. Hence, the call of Urquiza was echoed, and the doctrine of reconciliation, which had been evolved during the bitter hours of exile, triumphed.

However, reflective minds well knew that the constitution was not everything. The constitution presupposed the existence of a nation conscious of itself, and Argentina at that time seemed to have only a vague image of its nature —not much more than an ancient, irrational instinct. For the men who had been proscribed, it seemed imperative to labor to strengthen the national conscience as the only means of giving life and vigor to the constitution. “A nation,” Alberdi had said, “is not a nation except in the deeply thoughtful conscience of the elements that compose it.” And he added: “It is necessary, therefore, to conquer a political philosophy in order to attain nationhood.” But this was not an easy job. The nation, which had been created by the efforts of its finest sons, had to try (according to the men of the Generation of 1837) to counteract the influence of the Hispano-creole tradition. Echeverría was thinking along those lines when he wrote: “American social emancipation can only be accomplished by repudiating the heritage left to us by Spain and by concentrating all our acts and all our faculties on establishing an American social system.” And since that society should comprise “all the elements of civilization —political, philosophical, religious, scientific, artistic, and industrial”— it was necessary to conceive it in new forms, and thus give a new character to the nationality being constituted —traits that would distinguish it from the tradition which had been repudiated. His judgment was categorical with respect to politics: “It is utopian, it is a dream and pure false reasoning to think that our Hispano-American race, in the condition in which it emerged from its dark colonial past, can today found a representative republic.” And the Men of 1837 were no less critical of religious practices, which seemed to them to assure the most hateful forms of fanaticism and intolerance. Other matters were more complex, but the decision to adopt radical solutions appeared to provide an answer to every question. It was imperative to achieve, through immigration, a mixture of the Hispano-creole tradition with that of other people of different political aptitudes. It was imperative to restore the former purity and spiritual outlook of religious life. Finally, it was imperative to draw upon French and Anglo-Saxon culture which would develop creative abilities that would apply to other aspects of life distinct from those that had been inherited from the Hispanic tradition. Alberdi phrased his thoughts on the subject in an unusual way: “The War for Independence endowed us with a ridiculous and disgraceful mania for the heroic.” That kind of idealism seemed to him to be the cause of all the evils of the nation; therefore it was necessary to create another human type, the economic and progressive man, the producer, the creator of wealth. When the basic accusations against the Hispanic tradition are examined, one notes that in the last analysis they can be traced back to the absence of an understanding of economics, a defect willed by Spain to Argentina.

For the Men of 1837, the transformation of society had to be at least as profound as these plans implied. Practical and realistic, weary of the burden of metaphysics, and oriented toward the light of materialistic civilization, they attempted to reach their objectives by any and all means. To achieve political stability they made whatever concessions to reality that were unavoidable, but they proposed to modify reality immediately by a systematic policy laid on a firm empirical foundation and by holding to clear objectives. They did not waver in undertaking to transform the moral character of the Argentine people, and in fact they succeeded in this to some extent. They labored sincerely, and they triumphed because they knew how to adjust to reality. Theirs seemed to be the only possible program, and Urquiza himself, the victor of Caseros and the former lieutenant of the tyrant, Rosas, was already imbued with the same hard-won ideals. The writer, the thinker, the “forerunner,” as Alberdi said, gained the victory by moving the caudillo’s arm and by nourishing his spirit.

The triumph of realism and conciliation

Armed opposition to Rosas began in 1839, but it was sterile for many years. Yet the reaction provoked by the tyrant continued to mount, especially along the Littoral, and the day came when it stirred General Justo Jose de Urquiza, the governor of the province of Entre Rios, who formerly had been a faithful follower of the somber caudillo of Palermo. What Lavalle had represented to the exiles in 1839, Urquiza embodied in 1851, when he issued his pronunciamento against the governor of the province of Buenos Aires. From then on, the most eminent men of the opposition joined Urquiza’s ranks, along with old Federalists who believed that the hour had come to put an end to the autocrat’s domination. All of them joined the Grand Army, and those who did not join accompanied it with their sympathy and their hopes. At the battle of Caseros on February 3, 1852, Rosas was defeated, and then fled the country. Urquiza’s triumph was the triumph of new policies that encountered momentary difficulties, but they succeeded later because of their value as an orderly and workable system.

Despite his background, Urquiza had already absorbed the ideals of the “regeneration,” which had been hammered out by the men whom Rosas had proscribed. On many occasions Urquiza had called the exiles “savage, filthy Unitarians”; he had fought against Rosas’ enemies, and had struck them down ferociously at Pago Largo and at India Muerta, but now he was convinced that there was no other road to the salvation of the country than a political program “based on the principles of order, fraternity, and forgetfulness of the entire past,” as he said when he took the oath of office at San Nicolás de los Arroyos. His motto from the very day on which he had proclaimed his revolution was that there were to be neither conquerors nor conquered, and he defined his views at the inauguration of the Constituent Congress of Santa Fe, opposing them to Rosas’ doctrines in the following words: “As an antagonist of his policies, I took this opposite track in order to unify the views and interests arrayed against him. Intolerance, persecution, and extermination were the foundations of his policy; I adopted as my emblem forgetfulness of the entire past and the fusion of all political parties.” It was no longer enough to advocate extreme and incompatible doctrines, but it was time to insist on conciliatory solutions, structured into a constitution that, as Urquiza concluded, “would henceforth make anarchy and despotism impossible. These two monsters have devoured us. One has filled our lives with bloodshed; the other with bloodshed and shame.”

Nonetheless, it was most difficult to accomplish this program. Despite the noble intentions, old hatreds and mutual mistrusts persisted, as well as material interests that were extremely difficult to unite. Urquiza had to maintain national authority, and the Agreement of San Nicolás, which was entered into by the provincial governors, conferred upon him the title of Provisional Director, with extensive authority. Conflict broke out immediately between those who believed that solutions should be reached step by step, and those who mistrusted the conqueror’s intentions. Buenos Aires rose against Urquiza and separated itself from the other provinces which, meanwhile, succeeded in meeting at the end of 1852 in the Congress of Santa Fe, where the constitution was drawn up. No doubt this secession was based on the porteños’ fear that their interests were being neglected in an assembly in which the most populous province of the country had only two representatives, which placed Buenos Aires on a par with provinces that were nearly deserts, and in which preponderant influence would be exercised by the former governor of Entre Rios, who had the country in his power and who was now invested with the highest authority. But if one analyzes the viewpoints of the men who debated the Agreement of San Nicolas in the legislature of Buenos Aires —Mitre and Vélez Sársfield in opposition to the accord, Vicente Fidel López and Juan María Gutiérrez in favor of it— one notes that only secondary problems were discussed, and that their general political attitude was the same as that of the rest of the country. Thus the split between Buenos Aires and the other provinces did not compromise the ultimate unity of the country, and neither the national constitution of 1853 nor the Buenos Aires provincial constitution of 1854 closed the doors to a future understanding.

After Buenos Aires had broken with the Argentine Confederation as a result of the revolution in the province on September 11, 1852, the other provinces sent their representatives to Santa Fe, where the General Constituent Congress opened its sessions on November 20 of that year. There the Minister of Foreign Relations of Urquiza’s government read that measured and conciliatory speech in which he proclaimed the Director’s constructive desires for his country —hopes that were doubly memorable if one recalls that Urquiza was then at the head of the troops that were attempting to obtain the submission of the rebellious province of Buenos Aires, which was for the time-being in the power of his personal enemies. The influence of the conqueror of Caseros was negligible or null in the drafting of the text of the constitution; debate in the convention was also minimal because the main ideas had already been accepted in the minds of all the delegates, and only on specific points was there any dissension or conflicting opinion.

In general, the preamble of the constitution, largely drawn up by Representative Gorostiaga, followed the outline prepared by Alberdi in Bases. The previous constitutions of 1819 and 1826 were not without influence in shaping general attitudes, and the Constitution of the United States was also in the thoughts of many of the representatives, but the principal clauses showed the great weight on the representatives of the political system advocated by the Generation of Exiles, some of whom were members of the assembly.

The first part of the constitution was made up of Declarations, Rights, and Guarantees, a body of prescriptions that set the general orientation of the political structure. Here the fundamental ideas developed by the Generation of 1837 appeared categorically formulated in the republican, representative, and federal form of government, the revenue system, the relations between federal and provincial authorities, the civil and political rights of the citizens and inhabitants, the laws regulating persons and property, the immigration policy, the regulations for the free navigation of the interior rivers, and the other questions that had been extensively discussed in books and articles. The characteristics and attributes of the various national, provincial, and municipal authorities were specified in the second part of the document, and these also were organized according to the traditional ideas of the revolution and adapted to the lessons that had been taught by Argentine history. The idea of “a strong executive power,” which was one of Alberdi’s mottoes, in general governed the political thinking of the convention, while the principle of indirect elections brought with it memories of the desire to provide against the dictatorship of the masses, which had so preoccupied the Men of 1837.

The constitution was approved on May 1, 1853, and promulgated on May 25 by Urquiza, the Provisional Director of the Argentine Confederation, who with these warning words sent the document to be sworn to by all the provincial governors: “Peace, toleration for all parties, and the religious observance of public duties are the principles that will give stability to the institutions that Congress has sanctioned, which it has turned over to the care of all good Argentines.” He promised, for himself, to employ all his energy and strength to make sure that the constitution was respected and obeyed.

The constitution had enemies. Buenos Aires was separated from the rest of the country, and had not joined in approving the document, so that it was not obliged to obey it; therefore it was a delicate task to incorporate the views of Buenos Aires into the life of the Confederation, and much time would pass before that would occur. The most zealous Catholics protested against the religious freedom proclaimed in the constitution, but the Bishop of Catamarca, Friar Mamerto Esquiú, induced them to give it their respect and obedience: “Obey it, señores: without submission, there is no law; without law, there is no fatherland and no true freedom; only passions will exist, and the anarchy, dissolution, wars, and evils from which may God forever liberate the Argentine Republic.” And there were provinces in which, from time to time, caudillos continued to appear, seeking to return to the past and to substitute their own authority for the rule of law, but they did not last in the face of the unanimous decision not to abandon the path of constitutional organization.

The problem of Buenos Aires was the most difficult to settle. Sure of its own resources, jealous of its privileges and its political convictions, it resisted confederation from the outset and took up arms to assure its own autonomy. Urquiza acted with noble prudence and without forcing events, and ways to mutual understanding were slowly opened. After a period of friction, the governments of Buenos Aires and of the Confederation found a formula for reconciling their views. Buenos Aires stated its legitimate objections to the text of the constitution, and another convention which met in Santa Fe in 1860 deemed them to be acceptable. Soon after, Bartolomé Mitre, the governor of Buenos Aires, took the oath to the constitution, saying in an impassioned speech:

After a half-century of anxious hope and struggle, of tears and bloodshed, we are to fulfill the testament of our forefathers and effect their last wishes by founding the Argentine Nation under the rule of law. After so many days of trial and conflict we may say with joy in our souls and with our hearts full of hope: this is the Constitution of the United Provinces of the Rio de la Plata, whose independence was proclaimed at Tucumán forty-four years ago, on July 9, 1816; this is the Constitution of the Argentine Republic, which was voted into existence thirty-four years ago by the Unitarian Congress of 1825; this is also the Constitution of the Federal Congress of Santa Fe, complemented and perfected by the September Revolution in which Buenos Aires vindicated its rights. As such, this is our definitive constitution —the true symbol of the perpetual union of the children of the great Argentine family who have been dispersed by storms but who at last have returned to find one another in this place in more serene times and to embrace each other as brothers under the shelter of their common laws.

But the end had not been reached. Still another battle was fought at Pavón because Buenos Aires continued to distrust the Confederate government, in which factional interests and the appeal of old alliances remained strong. A bloody incident in the province of San Juan precipitated the final conflict, but the battle of Pavón in September 1861 put a permanent end to these difficulties. Urquiza was conquered, and a little later the first constitutional president was elected for the whole nation —a man who had won his spurs at the siege of Montevideo and had matured his ideals during a harsh exile. On October 12, 1862, Bartolomé Mitre became president of the nation and began a new era in Argentine political history.

Application of realism and conciliation

The leadership of the country was in the hands of liberals between 1862 and 1880 —men who were unaffected by foreign influences. Mitre, Sarmiento, and Avellaneda set about carrying out the extensive program that had been prepared in the long years of the dictatorship and during the interlude caused by the conflict between the Confederation and Buenos Aires. While in power they carried to triumph two ideals that were close to their hearts: the assertion of national unity, and the affirmation of a “policy of principle.”

Without any doubt it was Mitre who had struggled hardest to defend national ideals. If he had embodied the resistance of Buenos Aires against the Confederation, it was only because he feared that personalism would re-emerge with Urquiza; Mitre’s policies for the State of Buenos Aires were categorically opposed to any step that might compromise the early reunion of the province with the rest of the country. This is shown by his statements during the debate in 1854 over the constitution of the province of Buenos Aires when he said, “The nation is pre-existent,” thus asserting his opposition to any attempt at secession. This motto guided him while he directed porteño policies, and he followed it later when he was president of the republic.

It was not easy to carry out this policy. The organization of a national administration necessarily created frequent friction and difficulties, since almost every step meant injury to provincial privileges. But Mitre brought exquisite tact and incorruptible decision to the service of the nation; he was also able to count on the support of eminent men who seconded his labors, not the least of whom was Urquiza, who, with generous understanding, attempted, without giving up his personal ambitions, not to assert his own strength and thus disturb the process of the organization of the country. The war with Paraguay, which broke out in 1865, also contributed effectively to the establishment of national unity. The entire country made a gigantic effort to meet the crisis; at the end of five years, a more dynamic idea of the Argentine commonwealth had arisen out of the ashes of mutual sacrifices.

National unity was also defended vigorously and with utter conviction by Sarmiento. He had maintained from the start of the conflicts between the Confederation and Buenos Aires that he was a porteño in the provinces and a provincial in Buenos Aires, and he showed the political and patriotic validity of this claim during his term as president. A domineering, energetic man, Sarmiento defended presidential authority to the limit, implicitly affirming the jurisdiction of national authority over any sort of regionalism. Since he was less involved in political compromises than anyone else, he was assured of Urquiza’s complete favor, and thus was able to neutralize the threat that the conqueror of Caseros represented to national unity because of his position of strength in the Littoral. Thus the idea of a common destiny for all Argentines took on life and strength, an idea to which the historic labors of Bartolomé Mitre and Vicente Fidel López gave vigorous backing.

A political movement that was destined to have profound influence on the future of the nation began during Sarmiento’s presidency (1868-74). Until then Buenos Aires seemed to dominate the country, and Urquiza by his example had shown the men of the interior that they had to restrain their aspirations to avoid compromising national stability by arousing mistrust of their supposed personalism. But after the assassination of Urquiza in 1870, the political groups of the interior began to line up in a struggle to assert their power. Little by little nuclei of men of influence in the provinces began to establish contact among themselves, and they grouped around the men who, because they shared the principles and ideals of the liberal porteños, would not awaken justifiable suspicions. Sarmiento, who had fallen out with Mitre and was opposed in congress by the followers of the ex-president, began to seek support among those groups, and he did not hesitate to favor Nicolás Avellaneda, a well-known leader from Tucumán whom the governors of the interior provinces looked to as their leader. For reasons similar to those of Sarmiento, the leader of the Autonomist Party of Buenos Aires, Adolfo Alsina, also gave his support to Avellaneda. In 1874 Avellaneda became president, after an election in which he was opposed by Mitre.

Avellaneda’s victory was an event of surpassing importance. Buenos Aires had suffered a defeat, and the victors were the politicians who controlled the provinces. Some of them had been followers of Rosas and many of them had later been partisans of Urquiza. Now all of them were shifting toward liberalism in order to keep themselves in power, but even if they may be accused of hypocritical maneuvering, it was clear that the election was to some extent a triumph of principles, as Avellaneda, an upright and broad-minded person, confidently acknowledged. But Mitre was intransigent, and took up arms, having decided to oppose Avellaneda in the election only because he was convinced, as were many before him, that it was necessary for Buenos Aires to retain control of the republic in order to strengthen constitutional and liberal principles. On accepting his nomination to the presidency, Mitre had said:

So it is that on seeing the threat to popular sovereignty and to honest elections (which are the legal means of demonstrating sovereignty), and considering them threatened by bastard leagues of political bosses who may attempt to impose themselves on the will of the majority, I have not hesitated to accept the candidacy, which has been so spontaneously offered to me by truly popular elements. I think that this noble attitude of the people of Buenos Aires, which gives civic tone to public opinion and enlivens the free suffrage, will contribute powerfully toward making the will of the Argentine people prevail. My ambitions will be satisfied on this occasion if my name may serve to gain victory for a principle that is the only source and the only reason for political power, even though my candidacy may not achieve the honors of a triumph.

The belief that sound liberal convictions could be found only among the people of Buenos Aires isolated Mitre from the provincial groups who supported Avellaneda and contributed to the suffocation of Mitre’s post-election revolution in 1874.

Still the conflict was not ended. Avellaneda governed with the support of Alsina, the leader of autonomist sentiment in Buenos Aires, and with the backing of General Julio Argentino Roca, who was linked to the ruling groups of Córdoba and Tucumán. However, despite the fact that he seemed to embody the viewpoint of the interior, Avellaneda had already been spiritually absorbed by the city of Buenos Aires, and he wanted the port metropolis to be the patrimony of the entire nation —a demand that international commerce was already making— and not the economic and political bulwark of a single province. Events came to a head at the start of the presidential campaign of 1880. Carlos Tejedor, then governor of Buenos Aires, and a representative of the liberal porteño tradition of Mitre and his followers, aspired to the presidency. In opposition to Tejedor was Roca who, with the support of Avellaneda, was preparing his own climb to power. Roca represented the aims of the interior. Out of this dispute grew a conflict between the two governmental powers that resided in Buenos Aires, the provincial and the national, and civil war broke out again.

Nevertheless, the time had passed for a repetition of the episode of Pavón. The national government could now count on powerful resources, and the situation of the country had changed considerably. Tejedor was conquered, and in 1880 the nation consummated the plan to take the national capital from the province of Buenos Aires and deliver it to the country with the status of Federal Capital. Thus the long dispute between porteños and provincianos seemed to come to an end, with the triumph of the latter; but the truth is that in the long run the victory belonged to the province of Buenos Aires and to its city and its port. From Buenos Aires the government of the nation would raise itself above the provinces, because of its abundant resources, and extinguish the last vestiges of federalist localism. Leandro N. Alem, a representative in the legislature of the province of Buenos Aires, clearly warned of this event when the draft law to federalize the city of Buenos Aires was being considered:

By approving this project, the province of Buenos Aires will be left in an impoverished political and economic situation. If these principles were not going to redound to the detriment of the nation, but on the contrary were to bring it the benefits that have been so loudly proclaimed, then all porteños —each one of us— ought to choke back our feelings for our homes, for the general good of the country. But I am thoroughly convinced that the damage that the province of Buenos Aires will suffer is not required to unify the nation or to conjure away imaginary perils. On the contrary, the porteños are perhaps compromising their own future because by this act they are striking the hardest blow against the democratic institutions and the federal system in which they also are involved. By this action we are obscuring the horizon with dark clouds, and even if we have been saved until now from the authoritarian governments that some people wish to establish, it is quite possible that once this solution —which has been brought into this debate in such an ill-prepared way— has been given to this historic political problem, we may get a government so powerful that it will end by absorbing all the strength of the citizens of the republic.

The federalization of the city of Buenos Aires ended the process of national unification. Deprived of the resources provided by the customs of the port city, and stripped of the prestige of its historical capital, the province of Buenos Aires lost a great part of the advantage it had possessed over the provinces of the interior. It was possible now to establish an equilibrium between the several parts of the country, with a substantial chance that the balance might last. However, the spirit of Buenos Aires did not reside in the province but in the capital, and the surrender of the city to the nation meant in fact only the hard-fought conquest of the country by the metropolis. Alem’s predictions were in part fulfilled, and the republic’s march toward a centralized government backed by a strong executive power was soon to begin in the administration of General Roca.

The policy of principles advocated by the men who had organized the nation also triumphed during the three first constitutional presidencies. Mitre’s victory at Pavón and his later rise to the presidency of the republic were in truth triumphs of principle over personalism. Mitre labored tirelessly to guarantee this triumph. In the so-called Carta de Tuyú-Cue, in which he stated his views on the presidential election of 1868, he struck a hard blow at the political aspirations of Urquiza, in whom he saw as always the menace of antirepublican extragovernmental power. Sarmiento won the election against the wishes of President Mitre. The new president’s administration, opposed by all the other parties and challenged in the congress, proved that the provisions of the constitution allowed authority to be used without there being need for the personal rule of an autocratic chief. Once in power, Sarmiento fought against all the outbreaks of the old caudillismo in the interior, while supporting the evolution of political groups that favored liberalism. He did not waver in supporting the candidacy of Avellaneda who, to Sarmiento, embodied that evolution. And, indeed, even though supported by what Mitre called the “bastard alliance of bosses,” Avellaneda kept faith with the tradition of principles and continued to develop the program of liberal and progressive action initiated by his predecessors.

This program had been designed in the era of the exiles; now it was necessary only to put it into practice. Urquiza, as governor of the Confederation, had already taken the first step by attracting foreign capital and groups of immigrants, and by planning railroads and stimulating commerce, agriculture and livestock production. Meanwhile, the government of the State of Buenos Aires had accomplished similar work. But beginning with the presidency of Mitre, these plans were executed with feverish intensity. Reality had to be transformed, and the order of the day was to create the structure of a civilized country in order to force society to accommodate itself quickly to that mold.

Four great problems preoccupied Argentine statesmen: the increase of immigration, economic progress, the legal organization of the State, and the expansion of public education. In order to solve the problems presented by the desert, they considered it indispensable to attract European immigrants and to distribute them over the agricultural regions of the country that needed laborers. This was the main policy among the men running the government, who believed that they could measure the efficacy of their administration by the number of immigrants who entered the country. The statistics were eloquent. In 1862, a total of 6,716 immigrants entered Argentina; during 1870, more than 41,000 came in; by 1874 the figure had risen to 70,000. Out of preference, these people settled in the Littoral. As a result, agricultural centers of some importance sprang up in a very short time. Everything seemed to indicate that the number would continue to grow, but to the extent that it grew, it became more important to develop a well-conceived colonization policy for settling these forerunners of the flood of immigrants and for uniting them with the community.

At the moment, immigration seemed to be only an instrument of economic progress; soon it would be seen that it was a factor of enormous importance which raised serious new problems. Thanks to immigration, agricultural production grew to such an extent that by the time Avellaneda had become president, Argentina had succeeded in exporting wheat, thus inaugurating an era of economic prosperity that was to bring increased benefits to the country. In 1865, total imports had surpassed exports by 4 million gold pesos at a time when the total foreign trade scarcely exceeded 56 million pesos. Fifteen years later, exports reached 58 million pesos j imports amounted to 45 million pesos j and the total volume of foreign commerce exceeded 100 million pesos. The increase of wealth could be noted in the proliferation of credit institutions and in the quick development of mercantile activities, whose growth was related to the transformation that occurred in the style of living, especially in Buenos Aires. Further, the railroads, of which more than 1,250 miles were laid in twenty years, began to awaken various regions of the country, drawing them nearer to the ports and stimulating the establishment of groups of immigrants in the interior. Yet the tendency to make Buenos Aires the focus of the entire economic life of the nation was already noticeable. The city grew; around 1880 it had more than 300,000 inhabitants. The railroads contributed to the centralization of activity, and the construction of a modern harbor, authorized by law in 1875, was to assure the position of Buenos Aires as the unchallenged national port.

Institutional development paralleled this economic growth. The organization of a judiciary, the writing of various codes, the organization of the administration of immigration, the establishment of an electoral system and of monetary, revenue, and accounting systems —all were objects of careful study by public officials who decreed more than one thousand laws during the first three constitutional presidencies (1862-80). On all sides there was a fervent will to organize the country, and there was constant activity in the branches of the government, whose officials fulfilled faithfully and resolutely the republican duty of serving the highest interests of the nation.

Education was one of the basic concerns of the times. As Mitre said in a speech to the Senate:

What is urgent and vital —since it is absolutely incumbent upon us to educate the ignorant— is to expand our activities against the ignorance that invades us. We must be on guard day and night, not losing a moment, not misspending a single peso from the treasury whose use has been entrusted to us, applying our revenues to the greater progress and the greater happiness of society, before the brute masses gain the upper hand and become ungovernable, and before we lose the vigor necessary to guide them onto the road of salvation.

This conviction was firmly held by the men who interpreted the tyranny of Rosas as the product of collective ignorance, and who put all their zeal into bringing to the most remote corners of the country teachers and schools to spread the catechism of civilization. Sarmiento, in his book La educación popular and in many articles, had advocated numerous ideas for the expansion and improvement of elementary education, and the whole country seemed to share his concern for this critical matter. The result was a rapid increase in the number of schools. These were not only elementary schools: Mitre was preoccupied with the establishment of secondary schools, which were then called “colegios nacionales,” and Sarmiento created by law the first normal schools for training teachers. Avellaneda, who certainly did not neglect the expansion of these two branches of education, also interested himself in the organization of the university. As rector of the University of Buenos Aires, shortly after leaving the presidency of the nation, he presented, as a senator, the draft of the university law, which was approved in 1885. Through his initiative, institutions of higher education were developed, and some of the most capable minds in the nation, who honored our culture, received support. All this formed part of the vast educational plan aimed at the extirpation of the “barbarism” against which Sarmiento had declaimed.

So culminated the labors of the liberals who, in a spirit of eager reform, had imposed upon themselves the fulfillment of a policy of realism and reconciliation. They were an elite, but they were republicans and austere men who lived in honorable poverty and who stepped down from their governmental positions to continue as citizens the daily struggle for their ideals. They firmly believed that they were closely linked to the mass of the people and they dreamed, as Sarmiento said, “of making the poor gaucho into a useful man.” Yet, in the final analysis, they did comprise an elite that kept power in its own hands and whose disputes never amounted to more than mere squabbles among persons or groups. Below them were the popular masses, the “gauchaje,” which felt itself oppressed by the new ways of life and voiced its complaint, comparing the past with the present, in the poetry of José Hernández in the gaucho epic, Martin Fierro:

The gaucho was there in his stomping grounds

feeling quite safe and at ease;

but now … damn it all!

things are so messed up

that the poor guy spends all his time

running from the authorities.

And Martin Fierro ended by expressing this hope:

And I let the ball of fate roll on

for it has to stop some day.

The gaucho just has to grin and bear it

until death comes to swallow him up

or we get a criollo chap to rule

this land in the gaucho’s way.

The members of the liberal elite were in agreement among themselves on broad principles, and they comprised a party that acknowledged the opposition only of those who under the name of “Federalists” continued to follow Urquiza and to perpetuate the dictatorial tradition to some extent. After national unity had been secured, the Liberal Party achieved marked political superiority, but it split into two groups during the presidency of Mitre. The Autonomists and the Nationalists were, in truth, nothing more than Alsinistas and Mitristas —followers of Alsina and Mitre— but the Alsinistas quickly learned how to gain popularity by enrolling former followers of Rosas, which won them the support of the old Federalists, who were disunited after the assassination of Urquiza in 1870. The Nationalist followers of Mitre, jealous in defense of their policy of principles, opposed what shortly became the National Autonomist Party, out of which emerged not only Avellaneda in 1874, but also Roca and his successors. In the time of Avellaneda this was not yet a true party, but only a variant of the old liberalism of the exiles. Later the party came to be a very different thing, when it was converted into the mainspring of a political machine that was directed from the Executive Mansion and was intended to ensure to an aristocracy (which had transformed itself into an oligarchy) the enjoyment of the privileges that the flood of wealth brought to those who held the monopoly of power.


PART THREE

The Alluvial Era

Although the beginning of the creole era can be precisely dated at the revolutionary outbreak of i8ioy it is not as easy to determine the moment at which the alluvial era —the era of the flood of immigrantsbegan. It was a period that unfolded slowly and whose characteristics were defined only at the end of a long process. The alluvial era was the result of the social transformations that accompanied the fulfillment of liberal policies, especially the immigration policy; its beginnings, in other words, lay in the program of national organization, and its first stage, uncertain and obscure, coincides with the last period of the creole era. But around 1880 the country underwent a profound mutation: it is then that the alluvial era begins, looming up with its ever-changing faces and posing a multitude of new problems that cannot hide or dissimulate their novelty and their diversity, although they are difused throughout the society.

The first sign of this era in the political-social field is the new divorce of the masses from the elite. The masses changed their structure and appearance, and as a reflection of that shift the minority changed its position and attitudes toward the masses and toward the country’s problems. The results of these changes were immense, and they persist even today on the Argentine scene. The institutional system established and put into efect by the liberals little by little ceased to be adequate, being more advanced than actual conditions in some ways but deficient in many others. The system had been adapted to the regulation of the conventional interplay between parties of the same social class, and it had assured the political functioning of a society in which the masses admitted the legitimate monopoly of power by a minority and acknowledged the elite’s authentic republican virtues. But the system turned out to be inadequate with regard to the struggle between classes that were fighting for their own privileges and ambitions, without giving quarter or recognizing pre-established rights. Thus two antagonistic political lines were drawn, and their conflict had repercussions on the stability of the institutional system.

In response to the confused opinions of the new masses —in part backward and in part progressive— that were forming below the ruling minority, the liberals became increasingly aristocratic and conservative. The masses in turn adopted popular, democratic attitudes that in part coincided with the ideals of liberalism and in part opposed them. Diverse groups successfully took up each of these banners and threw themselves into the struggle in defense of either the entire set of partisan principles or, at times, the particular idea that might be attracting the widest support.

The struggle between these different elements (the popular democratic group soon split into various factions) extends down to our own day. We are still involved in the combat, although it is not given to us to foresee how it will work out in its final stages. The cycle of alluvial Argentina is still unfinished. It offers us only questions and enigmas; yet in diagnosing an era, one finds a great deal of value in identifying objectively the hostile elements that struggle in its depths. On the result of this contest depends the historic course that the republic will follow —its near future and its distant destiny, at once promising and menacing.


VI
ARGENTINA IN THE ALLUVIAL ERA

Because of the stability of its elements —the result of the interplay of clearly defined social forces— creole Argentina followed an orderly social evolution during the first half-century after independence had been achieved. The profile of political life began to alter after 1853 because a profound change had occurred in the composition of society —a change that was the product of the liberal policies then beginning to be resolutely and energetically put into effect.

Even at the risk of describing this change with a precision it lacks (as do almost all social processes), one can point to the transition from Avellaneda’s presidency to Roca’s as the start of a new era in Argentina’s social evolution. In that period the deep-seated disturbances taking place among the various strata of society become obvious, and one notes that the social structure blurs, alters, and assumes different forms. Agustín Alvarez observed in 1894 that Argentina was “a new country, rapidly emerging from barbarism, a land that is changing every five years because of immigration, schools, and railroads, so that, as with children, one who does not see them grow does not recognize them.” Indeed, the changes stemmed from an uninterrupted process that started soon after the fall of Rosas, developed slowly during the twenty years following the organization of the unified nation, and manifested itself on the surface of national life beginning in 1880. Henceforth, the disequilibrium among the social and economic elements, which comprised Argentine reality, was to be increasingly accentuated and marked by foreign characteristics.

There is nothing more difficult than to define the nature of a social complex that is being formed and altered at the same time in a continuing process of readjustment. But there is nothing more necessary to an understanding of the panorama of the political ideas of this period —a cycle in which the country still finds itself— than to analyze the factors that have contributed to shaping that era, especially its economic and social elements. Without first understanding the transformation of reality that then occurred, one cannot appreciate the significance and the transcendent importance of the political phenomena of the alluvial era.

The economic transformation

In the process of transforming reality, undertaken by the liberal statesmen to modify the rudimentary forms of social life, a preferential position was given to demographic policy. Alberdi had categorically asserted that to populate the land was the chief mission of the State in a country whose ills came almost entirely from the dominant fact of its “deserts.” Sarmiento had dreamed of quickly multiplying the population, auguring a happy destiny for the country if his ideas should be carried out. These objectives, if they were not in fact achieved to the extent hoped for, were fulfilled to some degree.

In the half-century between 1810 and 1859 —the approximate period that may be called the creole era— the population of the country had grown from 405,000 inhabitants to 1,300,000 inhabitants. This growth, which was almost exclusively by natural increase, amounted to slightly less than 900,000 persons in a half- century, that is, a rate of 18,000 people per year. No doubt this was an insignificant figure of natural growth for a territory of almost 1,000,000 square miles, and it could not be assumed that the country would emerge from its desert-like condition by following only this course. This conclusion counseled the development of a positive immigration policy, and the Argentine State put that policy into effect beginning with the first days of the organization of the republic.

The results were visible and significant. With a rising rhythm the waves of immigrants kept on arriving in the country, thanks to both an active propaganda campaign and the financial guarantees offered by the State. The numbers of immigrants reached very high levels. During the first presidency of General Roca (1880-86), a total of 483,000 immigrants entered the country, and this average of more than 80,000 persons per year was exceeded on several occasions, reaching 261,000 people in 1889, and an even larger figure in 1906. Italians and Spaniards predominated, and to them were added lesser contingents of people of diverse origins. This river of immigrants, which also stimulated the natural increase of the population, resulted in a rapid demographic change.

The first national census, taken in 1869, had shown a population of 1,830,214 inhabitants. Twenty-six years later, in 1895, this number had reached 3,956,060 inhabitants, an increase of more than two million people, and an average of 81,700 persons per year. Of that total, more than one million were foreigners, almost all of them immigrants, which gives an idea of the rapid transformation of Argentine society, especially if one realizes that in 1869 there had been scarcely 300,000 foreigners in the country. The percentage of foreigners had climbed from 16.6 per cent to 25.4 per cent, and the effects of this circumstance were to become even more accentuated. The census of 1914 gave a population of 7,885,237; the increase of almost four million people in a period of nineteen years is an average growth of 207,000 inhabitants per year, and the proportion of foreigners rose to more than 30 per cent of the total population. And in the sixteen years that elapsed up to 1930, the population kept on growing at an annual average of 223,000 inhabitants, until it reached the figure of 11,452,374 people. (In 1960 the population was estimated to be 21 million.)

This growing population tended to accumulate in the Littoral, and preferentially in the urban centers. The relative size of the rural population, which, if a sound colonization policy had been followed, ought to have increased, diminished markedly: in 1869 it represented 65.8 per cent of the total population, but in 1895 it amounted to no more than 57.2 per cent, and in 1914 to only 42.6 per cent —a declining curve that became even more pronounced until by 1960 the rural population was only about 25 per cent of the total.

The tendency to urban concentration may be noted particularly in the city of Buenos Aires, which had only 85,400 inhabitants in 1852, but which began a disproportionate and dizzying growth in 1870. By 1889, Buenos Aires had more than 500,000 inhabitants, and it doubled its population in less than twenty years, reaching a figure of 1,244,000 in 1909. In the next twenty years the population again doubled. Although the city did not keep up this pace, it continued to grow out of proportion to the rest of the country. The majority of the foreigners settled in the city, which developed the largest share of the nation’s economic activity. As a corollary, the interior regions of the country, particularly the Northwest, showed a stagnation of their population, indicating their economic stagnation. The immigrants settled there only on a very small scale, and the creole element retained all its traditional characteristics. Thus a considerable contrast began to appear between the interior and the Littoral, a difference that became one of the social peculiarities of the country.

The growth of population, together with other causes, set off an intensive development of national resources. Ranching long continued to be the basic activity, but its character changed, thanks to improved stockbreeding. Soon a livestock industry emerged, which opened new horizons for national commerce, especially when the exportation of meat in refrigerated ships became possible. However, the activity which most benefited from the new population of immigrant origin was agriculture. Starting with the founding of the colony of Esperanza —Hope— in 1856 in the province of Santa Fe, important agricultural settlements sprang up in the Littoral. Not without difficulties the fencing of the fields with wire in order to protect them from livestock was undertaken, and the cultivated areas were expanded and improved. In 1880 the extent of cultivated land amounted to 4,940,000 acres; in 1895 the area had grown to 15,350,000 acres; in 1905, to 30,640,000; in 1923, to 50,820,0005 and in 1960 it reached approximately 74,000,000 acres. The expansion of agriculture, which had notable effects on the enrichment of the nation, followed an appreciable subdivision of landholdings. Nevertheless, over vast regions there continued to exist —and still exist— extensive latifundios, which, no doubt, were required for cattle raising, but which were maintained principally by the stubborn, defensive policies of the terrateniente, or landlord, class. Growing activity could also be observed in the exploitation of mineral wealth, notably petroleum, beginning in 1907, but that activity could not compare with the wealth in agriculture and livestock, particularly if one takes account of the export of surpluses.

Industrial activity began to grow after 1880. By 1895, the number of industrial establishments in the nation had reached 24,114, employing 175,000 workers; the number of factories had doubled by 1913, and they employed 410,000 workers. The amount of capital invested in industry had quintupled. But this expansion was far from reaching the proportions acquired by foreign trade. From the time when the exportation of grain had begun during the presidency of Avellaneda, international trade had shown a rapid increase of exports and a proportionate and no less rapid increase of imports. The figures for the total value of trade indicate the intensity of this economic activity and the growing volume of invested capital. The total value of international trade had been 104,000,000 pesos in 1880. It climbed to 254,000,000 pesos in 1889; after the financial and political crisis in the early I890’s, it reached 241,00,000 pesos in 1898, and 724,000,000 pesos in 1910. In addition to the specie in circulation, bank credit expanded, as much because of the needs of increased production as because of speculation, and the total of foreign loans which were assumed by Argentina —loans used mainly for the construction of public works— reached very important figures.

In the latter regard the chief concern was to extend the railroad network. General Roca told the Congress in his inaugural address in 1880:

Anyone who has attentively followed the progress of this country has been able to notice, as you Honorable Gentlemen know, the profound economic, social, and political revolution that the iron road and the telegraph bring as they penetrate the interior. National unity has been assured by these powerful agents of civilization; they have conquered and exterminated the spirit of the montonera and have made possible the solution of problems which seemed insoluble, at least up to the present. Rich and fertile provinces await only the arrival of the railroad to multiply their productive forces one hundredfold by the easy means offered to them to carry to the markets and the ports of the Littoral their varied and excellent products, which include all that nature affords.

This conviction guided Roca’s economic policy. The 1,440 miles of railroad that existed when he took office had risen to 3,720 miles when his administration ended in 1886. Four years later, when the revolution of 1890 broke out during the administration of Juárez Celman, the railroad network had increased to 5,850 miles, and it reached 12,200 miles at the end of Roca’s second presidency in 1904. In the same period, large amounts of money were being invested in other types of construction —bridges, dams, public buildings, and, above all, the building of the port of Buenos Aires. These cost enormous sums which the State obtained through its internal and external credit, in the certainty that prosperity was a law of Argentine economic development.

Widespread optimism led to the abuse of credit, and the economic situation became serious in 1889. A terrible financial crisis struck the nation, producing innumerable bankruptcies that soon made their influence felt on the government’s revenues. In the years immediately preceding the crisis there had been a considerable growth of imports compared with exports, with the resulting impact on commercial balances. In 1887, 117 million pesos worth of goods had been imported, compared with a total of 84 million pesos worth of exports. In 1880 the figures were 128 million pesos as against 100 million, and in 1889 they reached 164 million pesos in comparison with 90 million pesos. In their turn, government expenditures continued to mount out of all proportion to revenues. To meet the expenditure in 1887 of 48 million gold pesos, the treasury had an income of only 38 million pesos. The disproportion was accentuated in 1889 when, with the same amount of revenue the government had to meet expenses totaling more than 55 million pesos. The consequence was inevitable: the government began to issue unbacked currency, and the value of the peso began to depreciate alarmingly. The peso, which in 1886 had been worth .71 of the gold peso, reached a value of  .40 in 1890, with a tendency to go lower, which in fact occurred: in 1892 it was worth .30, and in 1894 it was worth .28. But gradually it was brought into equilibrium, mainly because of the steps taken by President Carlos Pellegrini (1890-92), and the currency was finally stabilized at the same time that the financial and economic situation and government revenues became normal. After this crisis, which affected the political life of the country and caused the revolution of 1890, the nation again set out on the road of economic prosperity that it followed until 1920, a period during which the balance of foreign trade was almost always favorable to Argentina.

Even a hasty survey of the economic transformation of Argentina shows the overwhelming effect that these changes were bound to have on society. If the population structure was being altered by the rapid incursion of foreign elements that could not be easily incorporated into the social complex, the new economic developments were also causing a no less profound upheaval in the social system. Of creole Argentina, ethnically and socially homogeneous and economically primitive, there soon remained only a vague memory, preserved melancholically by those who were losing their influence in the nation. Beginning approximately with the year 1880, alluvial Argentina, the Argentina formed as a result of that upheaval, begins to grow, expand, and struggle to find a balance that, obviously, it could not achieve without the aid of time. Meanwhile, the social and political history of Argentina evolved to the rhythm of that attempt at stability, and in a manner that reveals its essential instability.

The moral configuration of the new social reality

The social reality created by the flood of immigrants who entered creole society took on the characteristics of a conglomerate mass, that is, of an unformed body in which the relations between the parts, and the nature of the whole, are undefined. The inundation of immigrants added some strange characteristics to the Argentine scene, but the immigrants quickly came into contact with the creole mass, and reciprocal influences that would modify both groups stemmed from their relationship.

The psychology of the immigrants was determined by the motives that had caused them to abandon their native lands to risk the American adventure. The impelling force, above all, had been economic; it arose from the certainty that life in America offered limitless opportunities to those who would make bold efforts, efforts that in areas of less intensive economic development produced only slim benefits. Wealth was thus the decisive motive, and everything that stood in the way of its attainment seemed to have little value.

At the outset the immigrants were in an excellent position to get rich. In the wide-open economy the capacity for individual enterprise among those who were disposed to run the risks was bound to bring success, and their chances were further improved by the habit of hard work that had characterized them in their homelands. They did triumph in most cases, and a moneyed class soon appeared with a psychology marked by excessive esteem for economic success. That was not the only peculiarity, however. The immigrant had simultaneously broken his ties with his birthplace and abandoned the system of norms and principles that had regulated his conduct. Both as a citizen and as an ethical being, the immigrant was a person uprooted, to whom his adopted country, because of its scanty population and level of development, could not offer an explicit, fixed, social and moral structure to replace that of the land he had forsaken. The immigrant began to move between two worlds. His situation led him to adopt an unusual psychological attitude, which Sarmiento described as an early result of Argentina’s immigration policy:

The immigrant to South America dreams daily of returning to his homeland, which he idealizes in his fantasies. His adopted land seems to be a valley of toil in which he prepares for a better life. But the years pass; his affairs go on, tying him insensibly to the land; his family binds him indissolubly to the country; his hair turns white—but he still believes that he will return one day to the fatherland of his golden dreams. And when one out of a thousand at last returns to his birthplace, he finds that the homeland is no longer his homeland. He is a stranger there, yet he has left behind in his adopted country the status, pleasures, and affections that nothing else can provide. Thus, living two lives, he does not enjoy one and he cannot enjoy the other. He is a citizen of neither of his two countries, and he is unfaithful to both, failing to fulfill the obligations that the fatherland and the new land impose on those who are born and live in them. He is everywhere a stranger.

The immigrant’s disequilibrium could find no resting place except in economic success. The immigrant preferred to feel like a stranger because he could thus appear to assert his superior economic abilities, and in so doing to claim a victory over the creoles, who went on living in their own manner, in poverty but not in degradation, and fully meeting their psychological needs. “In Buenos Aires,” Sarmiento commented, “a transformation is worked on the obscure immigrant who lands here beaten down, dressed as a laborer or worse, and frightened by the great city. First, he becomes a man conscious of his own worth; then, he is a Frenchman, an Italian, or a Spaniard, according to his place of origin; next, he is a foreigner, with a position and dignity; and in the end, he who began as a mere laborer turns out to be superior to everyone around.”

Such self-satisfaction was understandable. The immigrant was creating an economic system in which he would play a leading role, and he was breaking down the indigenous order in which the creoles were able to retain their humble dignity and their modest pleasures. When the two modes of economic existence came into contact, defeat was inevitable for the traditional order, and the victory of the new system was certain. The result was to awaken hostility, which the creole showed in the quiet contempt with which he referred to the immigrants as “gringos.” The fact was that the immigrant was displacing the creole by setting a standard of economic efficiency that put the latter in an inferior economic position and would also soon put him on a subordinate social level.

A rapid intermingling nevertheless began to occur between the immigrant and creole masses. If this was very common at the lower ranks of society, it was no less so among the members of the middle class that was then beginning to appear and was made up to a large extent precisely of the immigrants whose economic success was leading to their rise in society. José S. Alvarez, in his Cuentos de Fray Mocho (Tales of Friar Mocho), testifies with subtle irony to the social significance of this phenomenon. He describes the Argentine middle class —which was slowly emerging in the alluvial era, and whose characteristics, although still unclear, showed the co-existence of both creole and immigrant ideals— sometimes in conflict, sometimes in a process of fusing, sometimes parallel to each other, but never ceasing to work toward their ultimate mutual adaptation.

The creole minority could not isolate itself from the rising tide of immigration; in a few generations they would be mixed with the descendants of the immigrants. But the creoles made an effort to conserve at least the traditional inheritance of criollismo by consciously overvaluing their customs. Their feeling for leisurely living, the absence of concern for economic goals, their rustic habits, and so many other traits that stemmed from the old rural and patriarchal attitude toward life would come to be hall¬marks of elegance and be considered indispensable for anyone who aspired to take the final step toward winning social status. In the middle class, on the other hand, the economic and social ideals of the immigrants took root more solidly, while in the less-privileged class (even though the immigrants and their descendants were numerically dominant) creole characteristics survived with some strength, perhaps more as rhetoric, but also with the energy of an elemental tradition founded on natural conditions of existence. In the cities, toward the end of the century, popular dances and songs took on hybrid forms, showing the antagonism between new patterns of daily life and an existence which seemed to spring from the earth itself. Thus the Argentine tango emerged, its rhythmic, melodic, and literary components saturated with creole spirit, but laden also with hints of the vital blends of immigrants and creoles.

Buenos Aires was the backdrop against which the destiny of this human conglomeration was worked out. As Sarmiento asked shortly before his death:

Who are the citizens of this El Dorado that was foreseen by the conquistadores of long ago? It is a city without citizens. The most industrious and progressive of its 400,000 inhabitants are strangers who, the more one recognizes them as the artisans of its transformation, themselves remain unchanged in their roles as instruments, makers, builders. Cities are built as cloth is woven, for the use of those who need them; thus a great city of America is produced, a city that is for rent, one in which few have any stake, a world on the march, created by people who leave Europe as ripe fruit separates from the branch, to be carried to these shores by the trade winds. Growing and expanding, we shall build, if we have not already built, a Tower of Babel in America, its workmen speaking all tongues, not blending them together in the task of construction but each persisting in his own, and thus unable to understand the other. And so the world’s great hope for the future against a new cataclysm and flood will be dissipated by the winds of vulgar events —prolonged drought or foreign or civil war. One does not construct a homeland without patriotism as its cement, nor does one build as the soul and glory of nations a city without citizens.

So Sarmiento, one of the proponents of immigration and of unlimited economic progress, lamented the gross manner in which his plans were being implemented, to the peril of Argentine nationalism. Another of the artisans of progress, Roca, roundly affirmed that Buenos Aires was not part of the nation, “because it is a province of foreigners.” But neither he nor other members of the oligarchy who long ruled the country were able, or wished, to do anything to direct a larger number of the immigrants into the interior. To do so would have required alteration of the agricultural system and the creation in the interior of new centers of economic activity to assist permanent settlement by those who arrived in Argentina to find that their only opportunity was to go to work as peons at low salaries on the immense estates of the wealthy. None of these changes was made, and the immigrant took his revenge by remaining in Buenos Aires to try his luck, not in productive labors but in those of distribution, thus multiplying the numbers who aspired to gain wealth by subsidiary economic activities. “The city was growing as a rival of the republic,” Ezequiel Martínez Estrada points out, and the rivalry deepened day by day, aggravated by the social composition and the constant struggle between the rivals: Buenos Aires, amorphous, moving toward grandeur but not yet great; and the rest of the country, made up largely of the rural creoles, rigid and intractable in areas remote from the influence of immigration. This duel conceals, and in great part explains, the lack of definition in our society, and the defects of our political life.

The new social and political groups

The conglomeration formed by the flood of immigrants and the creole population seriously altered the social order and posed grave political issues. Up to this time the elite had tried to keep in close touch with the masses as a result of the experience acquired under Rosas. It attempted to lead the people toward economic and social development, while drawing them away from certain practices that were considered dangerous. Now, faced by the new reality created by the movement of the immigrants, the elite became perplexed about the stand it should take. The process of social transformation began to appear to be unmanageable, and the upper class discovered that the new social mass was acting with a degree of autonomy that was leading it toward its own objectives, which the elite did not share.

In fact, the elements comprising the creole-immigrant mass, endowed with more vigorous economic and social drives than those of the old creole populace, were slowly making profound social adjustments and creating a proletariat and a middle class with definite characteristics. The incentive of riches, the opportunity to exercise initiative, the new possibilities in agriculture and ranching, the expansion of trade and industry, the growth of financial speculation —all contributed to the impulse felt by the new masses to attempt any kind of economic adventure. Among the immigrants many were reduced to the condition of hired hands, while others prospered and climbed high on the social ladder. These changes made a sharp impact on the elite. Up to this time its members had comprised no more than a republican aristocracy: they owned the land, but within the primitive Argentine economy they had made only limited profits, which sufficed to maintain their status in a society that was generally at a low level. The situation was now changing rapidly. Economically, the labor and exertions of the creole-immigrant mass began to benefit the elite to a hitherto unsuspected degree, and the elite turned out to be the owner of the capital that these productive forces needed in order to live and to fulfill its aspirations. As a result, the elite was converting itself into a wealthy oligarchy, through its ownership of the means of production, even before the rise of the masses in society was noticed. The same process that was shaping a middle class and a proletariat out of the amorphous creole-immigrant mass was transforming the former austere, republican elite into a capitalistic oligarchy.

By 1880, the outlines of Argentine society were being defined more and more sharply along those lines. Socio-economic groups began to evolve in response to the new situations in which they found themselves, and they adopted characteristics that were at first imprecise but tended to become defined with the passage of time and with the difficulties that accompanied their development. By the end of the century, the new group had become highly conscious of its role and its opportunities.

More homogeneous, and scarcely altered in their social attitudes, the elite promptly defined its position and reacted categorically to the new terms of Argentine reality. A feeling of social superiority —an aristocratic outlook— began to burgeon among the men of the ruling generation of 1880. They were conscious of the chasm that separated them from the inferior, heterogeneous mass, and this awareness reinforced the certainty felt by the leaders that they were different, that they were true sons of the country and the lords of the land. The conviction swelled in them that they had an unquestionable right, as the patrician class, to benefit from the wealth that the creole-immigrant mass was creating, which was multiplying the opportunities for the elite to enrich itself from its hitherto unproductive properties. Wealth was the new ambition. The austere habits of a Mitre or a Sarmiento began to seem inappropriate to the material greatness that the country was achieving. A fever for luxury, ostentation, and economic power began to torment the elite, which increasingly turned away from the hard demands of republican virtue. On the climb to riches the country could not produce enough to satisfy the elite; it seemed imperative to try one’s luck in any kind of economic adventure, many of which quickly turned out to be shady “deals,” which compromised the sovereignty of the nation and alienated its wealth.

Indissolubly united, the sense of aristocracy and the desire for enrichment shaped the political attitude of the elite in the alluvial era. Although they firmly maintained their liberal convictions, which they regarded as the mark of European civilization, the members of the new oligarchy tended to close their ranks and rally to the defense of their privileges. Liberalism was a desirable and convenient system for them, and now it seemed to be compatible with a resolutely conservative attitude. In effect, the members of the oligarchy believed that political power belonged to them by right and, furthermore, that it was patriotic not to surrender it to the men emerging from the creole-immigrant mass. Conservative liberalism showed itself to be strongly anti- popular. It maintained a kind of enlightened despotism that increased the natural public skepticism in critical situations such as the country was experiencing, in which there were contradictions between theories and facts. Increasingly isolated from the masses, who were the flesh and blood of the country, the oligarchy saw its prestige decline, until in the end it abandoned power with the same elegant indifference of the good loser’s parting with his money at Auteuil or at Epsom Downs.

The numerous creole-immigrant mass, composed of diverse elements and renewed by the constant influx of new immigrants, followed a wavering and contradictory course, neither gaining nor losing much ground. Some of the creole traits acquired by these people involved them more or less effectively in the existing social situation, but the avalanche of immigrants tended on the whole to detach the creole-immigrant populace from the immediate problems of working out their common existence and to submerge that class in the struggle for money. The sentiment of social inferiority that pervaded the creole-immigrant mass contributed to this attitude; their natural reaction was to try to compensate for their status by getting rich, an objective that would mean a corresponding rise in their social position, if it could be achieved.

The aspiration for success was the mainspring of the mass man’s conduct. The goal was not difficult to reach in a developing society that was full of opportunities, and in which restraints and prejudices were only then hardening. Money was the master key that permitted these men, by their own bold efforts, to move ahead to victory for themselves and their descendents. But this process brought with it a tremendous moral crisis, similar to the one that was occurring for other reasons in the oligarchy. Since the goal was to attain certain positions by breaking through determined opposition, it was all too often believed that moral scruples could be cast off in order to reach the objective.

As the nature of the popular mass very slowly became more defined, its political attitudes began to emerge. Only the negative elements seemed to come into play: the mass that was taking shape did so as a reaction to the elite, and showed itself to be anti-oligarchic, antiliberal, and refractory to European civilization. And soon the people would assert their vigorous, democratic tendencies and stress their own ideas, even to the point of overvaluing anything that the elite belittled. Faced with the resistance of a class that was clinging to power, the mass continued to develop its ideas of democratic reform.

This Argentina, in which tradition was clashing and mixing with the elements brought in by the flood of immigrants, was bound to differ from creole Argentina. Slowly the process of homogenization began, stimulated by a capacity for absorption that marked Argentine life. But the process has not yet ended, and it cannot be predicted when it may end, given the long span of time demanded by the phenomena of social fusion. Meanwhile, the reactions of the mass continue to demonstrate the imprecision appropriate to its changing structure, and its predominant political tendencies, especially that of popular democracy, seem to flow in wide channels, out of which lead side channels that divert the tide or even turn it backward. This is Argentina today —uncertain, enigmatic, but full of opportunity, promise, and hope.


VII
THE COURSE OF CONSERVATIVE LIBERALISM

The old republican elite, now raised to the category of an oligarchy not so much by its own exertion as by the pressure applied from below by the creole-immigrant mass, began to fix its position and course of action, having discovered that in its hands lay the instruments that could assure to it the enjoyment of great privileges. The newborn oligarchy was not unaware of the inadequate social basis of its leadership role and of its instability as the class that was monopolizing power and the economic advantages obtained from it. Roberto J. Payró, with his acute critical sense of social problems, has one of the characters in his book, Las divertidas aventuras del nieto de Juan Moreira (The Diverting Adventures of the Grandson of Juan Moreira), say: “We are all descendants of tradesmen or of ranchers —this we know very well. But everyone tries to forget it, and the one who is furthest from his grandfather— who might have been a country storekeeper, a clerk, a shoemaker, or a shepherd—is the most aristocratic.” But precisely for this reason the oligarchy believed that it was necessary to redouble its efforts to fortify its position and to prevent the flood of immigrants from snatching away the advantages it had gained. Joined to a narrow, spirited egoism of class, this conception of Argentina’s social and political problems also reflected an attitude that was considered to be patriotic. The oligarchy believed that it represented the country with greater fidelity than did the newcomers, who were scarcely a part of the nation. Yet certainly the elite’s negligence in assisting and accelerating the process of assimilation and in settling the immigrants and converting them quickly into advocates of the national destiny was not patriotic. It adopted a class outlook and a program in which liberal principles were accommodated to opportunism; in short, the elite oriented itself politically toward decided conservatism.

This attitude, with all its limitations, had some value, but it was deprived of its virtues by increasingly narrow and rapacious policies. The country gained, but much, very much more was gained by the beneficiaries of power, and soon the ideas upheld by the elite on a doctrinal level were dirtied by the gross activities that those principles were intended to conceal. Thus the so-called “Organization” fell, but in falling, it also dragged down a liberal tradition that was worth saving. Gradually the political force that destroyed the regime was obliged to recognize that there was something in the tradition they had to restore and incorporate into their own set of values. From the opposition emerged men and parties who would later, in different ways, embody the defense of the liberal ideals that survived the wreckage of the political group that was once the incidental vehicle of those principles.

The principles

The evolution of the republican elite toward an increasingly oligarchic organization was rapid. From Sarmiento to Avellaneda and from Avellaneda to Roca, power passed from hand to hand —thanks to favoritism— without any serious rift in the system of political inheritance. However, considerable deviation occurred as far-reaching changes took place in the economic and social life of the country, beneath the surface of merely political events.

The support that Sarmiento gave to Avellaneda and that Avellaneda extended to Roca certainly reflected their belief in a continuing political tradition. To some degree this was a fact: some elements of the liberal tradition were perpetuated, but it was no less true that great variations were introduced by the changing rhythm of social and economic reality. And the old representatives of the republican elite, men like Mitre and Sarmiento, led the opposition to these changes.

The men of the generation of 1880 had been shaped in the tradition of the ideas that had served as the basis for the organization of Argentina, and they had absorbed the spirit of liberalism. Eduardo Wilde, who was one of the most typical men of that generation, alluded to the formative years of his generation when he said: “Those were times of continuous dispute over opinions, reputations, and ideas. We all agreed on only one thing —that we were ultraliberals and revolutionists in art and in politics. It was imperative to reform beliefs, to institute socialism (liberal, intelligent, enlightened socialism), and to reorganize the republic— even more, to reorganize America, and to make out of all this a great nation.” Nonetheless, with the passage of time, circumstances caused this liberal tendency to follow another road. Now it became necessary to transform the country, but from above, without allowing the avalanche of immigrants to tear power from the hands of the patricians. This attitude created an internal contradiction between liberal and democratic ideals. “We have the same conservative spirit,” Manuel Quintana said to General Roca when the former succeeded the latter in the presidency in 1904; thus he defined the essence of the shift that liberalism had undergone since the year 1880 at the hands of the new oligarchy. The fact was that liberalism resolutely adopted a conservative position when faced by the pressure exerted by the flood of immigrants.

Without renouncing its progressive ideals, the oligarchy attempted to evade the process of social reform at work in the country. Henceforth, the intent of the elite was to draw a line between politics and economics, emphasizing reform in the latter field while restraining any attempt to change the former. Roca stated his thoughts in a famous phrase at his first inauguration, in 1880: “Peace and administration.” Peace, to Roca, meant not only severe repression of all revolutionary attempts like those that had brought bloodshed to the republic in 1874 and in 1880, but also the determined elimination of any fair and open struggle for power, which might be considered dangerous for a country in the process of being transformed —and even more dangerous for his own class. Administration, on the other hand, meant the fulfillment of liberal ideals of progress and enrichment; that is, the realization of the program laid out by the men who had organized the nation. So it happened that the dual highway the oligarchy would follow was clearly marked out: the one, liberal to the end as far as the economy and administration were concerned; the other, strictly conservative in politics.

Yet the principles of liberalism were unable to endure in their traditional forms. In the eyes of the emerging oligarchy it was necessary to put the country abreast of the economic progress then characterizing Europe. International capitalism was reaching its peak, and Argentina was an economic region whose exploitation attracted capital seeking profitable investment. Nothing was easier than to guide the Argentine economy into this channel, even though it might be necessary to modify principle to some extent, or perhaps even to select the phase of liberal thought that preferred material progress.

The oligarchy was also fundamentally concerned with achieving liberal ideals in the field of the organization of the judiciary and the government. Modification of the colonial form of the State and of its juridical principles was necessary in order to bring Argentina up to the level of the progressive nations that were the oligarchy’s models. The achievement of this program, joined to the plans for economic reform, cast into relief the opinions that motivated the men of 1880, whose only blind spot with respect to the liberal tradition was their skepticism toward the popular masses out of which the nation was being formed. An attentive observer, Pedro Goyena, indicated from his Catholic point of view how a new mentality was appearing in the oligarchy. “Contemplate modern civilization,” he said in 1883. “What is it but the all-absorbing domination of material interest? Is it possible for man to evolve satisfactorily as an intellectual and moral being in the midst of such a pompous display of human industry, wealth, and abundance? The reply cannot be in the affirmative. If it is certain that man has progressed materially, it is not certain that he shines by the splendor of his virtues.” And, in fact, this preoccupation with putting the country on the road to economic and social progress was matched by a profound moral skepticism.

In serving economic progress, the oligarchy discovered that it suited the interests of the nation and its own interest as the ruling class to offer opportunities to foreign capital for making productive investments in the country. Granted that it might be necessary to assure high returns and to offer somewhat excessive guarantees: none of those considerations daunted the men of 1880, who were utterly optimistic about the nation’s destiny. Nor did they have any doubts about possible threats to national sovereignty that might result from the voluntary surrender of the country’s riches. If they felt any doubt, they salvaged their last scruples with the assurance that these economic adventures were contributing to the benefit of their own class interests. Everything, therefore, seemed to favor a policy that should soon modify the economic and social structure of the country.

With regard to the ideas for governmental reform, the oligarchy conceived the audacious plan of giving Argentina a juridical system that would reflect the nation’s social heterogeneity. To replace the antiquated, semicolonial forms of government that had lasted until 1880, there was an urgent need to create a modern, vigorous administrative system provided with the legal instruments that would facilitate the full use of the human resources the country now possessed in order to achieve its dreams of material greatness. All moral resistance and any force that might compete with the State had to be swept aside; all the tools of government, on the other hand, had to be perfected and concentrated within the State. But it seemed no less important to the men of the ruling class that the State should remain totally in their hands, even at the risk of having to abandon the political principles that were the essence of liberalism.

Conservative politics

It was in politics that the old ideals of liberalism fell victim to class interests. As early as the first days of the struggle for economic aggrandizement, the oligarchy learned that if it should succeed in retaining power, it might hope for important benefits and attractive privileges. But the rulers realized that no political instrument should slip out of their hands, and they prepared to do whatever might be necessary, with or against principle, to strengthen their positions. From this political attitude, fed by its easy justification as patriotism, was born what would be called shortly after 1880 the “unicato” (one-party rule), and still later, the “Organization.”

Julio A. Roca and Miguel Juárez Celman were the pre-eminent leaders of the unicato. This was an elemental political system in which one could distinguish the former tendencies toward native authoritarianism, now restrained by the strong brakes of constitutional order; and it was a system that led to both a solemn affirmation of juridical principles and to their constant, systematic violation by fraud and violence. The core of the system was an absolutist conception of the executive branch, determined perhaps by the political instability of the country, but strengthened by the desire for centralization shown by Roca and Juárez Celman and, to a lesser degree, by those who followed them in the presidency, such as Pellegrini, Quintana, and Figueroa Alcorta. Within this concept, republicanism was negated in various ways by the decisive influence exercised over politics by the president of the republic. Voluntarily or involuntarily, all the devices for controlling the institutional life of the country were in his hands, not excluding those that ought to have ensured a federalist form of government. As Congressman Olmedo wrote in a letter to Juárez Celman, referring to the kind of authority that General Roca was already exercising in 1882:

Yesterday it was the province of Corrientes; Entre Rios followed; today it is Santiago del Estero that is falling or will fall under the sword of the Consul, who aims to hold undivided power, no doubt in order to be Caesar, at least for six years. An error! A fatal error! It is not possible for a government to exist without public opinion and legal machinery, but only his personality and power are keeping General Roca in office. What is the point of this boss rule, which is full of peril, makes his friends uneasy, and worse yet, renders his authority useless against the day when he will need it? If he wishes power, is it not his in its highest and most ample form, that given him by the laws, that with which he is armed by the constitution? Must he be the cause of soldiers taking up their machetes? Does he need the cheap words of mercenary reporters to prop up his authority, which no one disputes and which we all wish to fortify legally?

If a co-regionalist, ashamed of the obsequiousness demanded by the president, could make such complaints, it is not strange that opponents painted the situation in still darker colors. Some years later, during the troubled days preceding the revolution of 1890, Joaquín Castellanos would tell a meeting of the Civic Union:

National life is paralyzed as far as the functioning of its established organs is concerned. An all-encompassing centralism such as could not have been imagined by the most fanatical defenders of the Unitarian regime has been substituted for our constitutional forms of government. The president of the republic is exercising de facto total public power. He has in his hands the reins of municipal authority, the keys to the banks, tutelage over the provincial governors, control of the voices and the votes of the members of congress, and he even manages the judicial machinery. Furthermore, he has become what is called the boss of the ruling party, a party whose members are passive bodies who neither deliberate nor decide anything nor exercise public functions, and who have become accustomed to begging as favors from the boss the positions they rightfully should attain at the polls. The president makes de facto use of the Special Executive Powers which were placed in the constitution because of earlier, notoriously unhappy events of our political life, despite the fact that the document provides that those who wield these powers in favor of any one provincial governor should be considered as infamous traitors to the nation. No one has expressly asked him to exercise the Special Powers, but without intent they have been surrendered to the head of the executive branch by the tacit renunciation which other branches of the government have made of their attributes and prerogatives,

These complaints and diatribes reveal the interior dynamics of the unicato, which not only established itself as a centralized regime to the degree required by the defense of its privileges, but became more and more exclusive, as though moved by a blind force that impelled the oligarchy to confide de facto dictatorial power to a savior capable of containing the threats that loomed in the distance. Thus, against all logic, the elite began to demand unanimous support from its own followers in the legislatures, even to the point of humiliating the representatives, which, at the same time, humiliated all representative assemblies. As Osvaldo Magnasco said in 1891:

The Argentine congress, during two administrations and throughout the last ten years, has let itself become a vassal to the pernicious influence of the chief executive. Congress has accepted political slavery and has worked to bring about its current loss of prestige, which demeans a body that, in these hours of unparalleled trials, could have rallied support and the force necessary to make it a focus of resistance, as in other times it has been the solid and unmovable bulwark against the excesses of insolent and autocratic executives.

And who could be surprised at this situation if the most en-lightened men were corroded by skepticism and if there was none among the oligarchy to preserve the traditional devotion to the people that had nurtured the republican fervor of Sarmiento or of Mitre? Eduardo Wilde, a liberal for excelencia, did not hesitate to write these revealing words: “The candidate whom General Roca designates will be the president. The General has made himself responsible for this course and he must accept the honor with a clear conscience: he has gained it legitimately. … It seems as though General Roca must have an oracle hidden some place, which puts the most patriotic ideas into his head every night and places the most just and proper words in his mouth.” And once when he was asked to define universal suffrage, Wilde replied: “It is the triumph of universal ignorance.”

This opinion of the right to vote explains the imperturbable boldness with which the government and party officials arranged and carried out electoral frauds. Mitre, who had remained on the margins of the oligarchy as an illustrious member of the old republican elite, said at the political meeting of April 13, 1890: “Since the lists of registered voters are falsified and the polling places are closed by fraud as the result of this plot by administration officials against popular sovereignty, the people are divorced from their government, excluded from public life, and expelled from the protection of the constitution.” A full-scale system was rigged up to dominate the political situation in every part of the country, and no method was left unexploited to ensure victory. Venality, tricks, fraud, and force were all exercised both by hired thugs and by government forces. The popular Argentine folk-figure, Juan Moreira, was in reality nothing more than one of the bravos who put themselves at the service of the government in order to win elections. While public faith was being insolently violated in every hamlet and city ward, government circles continued dreaming about the uncontainable progress of the country, the unending growth of national wealth, and the perfecting of the juridical devices needed for orderly national life. Nor were solemn and emphatic declarations lacking, such as that made by President Quintana, the most autocratic of the leaders produced by the oligarchy, when he took office in 1904: “Far from being timid, I vehemently desire peaceful, democratic activity for my country, and one of my greatest ambitions is to evoke debate between opposing doctrines and to preside from the presidency with impartiality over the encounter of two great, organic parties.”

Surely nobody was confused by these words: the convictions behind them were notorious. The oligarchy was certain that it was not facing an organized opposition but, rather, a heterogeneous mass that had scarcely begun to outline its vague aspirations. Juárez Celman maintained that a party fit to govern could not be created by the masses, and Mitre himself declared that the Radical Civic Union lacked the characteristics necessary for such a function. The attitude reflected in this conviction could therefore be only that of ensuring the monopoly of power to the oligarchy, which was convinced that it comprised a “party of government,” that is, a group of men who knew what they wanted and what suited their interest.

DEFENSE OF THE OLIGARCHY’S INTERESTS

If, in politics, the oligarchy displayed blind conservatism —blind and suicidal— it maintained only a portion of the dignity of its principles in accomplishing its ideals of economic progress and reform. Before long, the oligarchy saw that the enrichment of the country and of its own members could get out of hand, but it lacked the austerity to orient its steps toward the sole objective of the general welfare of the country. Thus it pursued its policies with cool calculation, and it did not waver in disowning its traditional principles in order to benefit its new privileges.

The oligarchy’s great treasure, its starting point in the race to riches, was the land, of which its members possessed vast expanses. By 1880, almost all usable public land had been taken up, but the landowners were obtaining only slim returns from their property. It should be said that the enormous task that the oligarchy accomplished through the government toward modernizing the country and incorporating recent technical advances was stimulated and guided by the intention to obtain the increment of wealth from these expanses of land. It was not only essential to import laborers who would work the land; it was imperative to make it productive, and above all to bring it near to the centers of distribution. Thus the oligarchy began to stimulate immigration and to construct numerous public works, seeking to have the benefits of such measures redound on their lands.

The immense majority of the immigrants remained localized in the Littoral region, and the public works doubtless benefited the areas where the return was greatest. But to achieve those results the oligarchy dispensed with systematic planning and did not hesitate to concede to foreign capital immoderate advantages, which compromised the national patrimony. While it may have been necessary to grant concessions for the construction and exploitation of specific services, the terms offered to the consortia that agreed to do the work were usually extremely advantageous, even when there were no equivalent risks. The construction of certain railway lines brought awards of enormous tracts of land to the concessionaires; even so, the generosity of the capitalists who were risking their money seemed to be admirable.

In 1887, General Roca, speaking in London after a banquet that was offered to him by the investment house of Baring Brothers, said: “I have always had the greatest affection for England. The Argentine Republic, which will one day be a great nation, will never forget that its present state of progress and prosperity is due, in great part, to English capital, which does not fear distance and which has flowed into Argentina in substantial quantities in the form of railroads, streetcar lines, settlements of colonists, the exploitation of minerals, and various other enterprises.” But these English capital investments took the form of loans on which it was necessary to pay interest. Argentina’s foreign debt quickly reached fabulous figures that threatened the financial stability of the State and its very autonomy. In 1896, Juan Bautista Justo, the founder of the Socialist Party in Argentina, wrote in an article in La Nación:

English capital has done what their armies could not do. Today our country is tributary to England. Every year many millions of gold pesos leave here and go to the stockholders of English enterprises that are established in Argentina. No one can deny the benefits that the railroads, the gas plants, the streetcars, and the telegraph and telephone lines have brought to us. No one can deny to English companies the right to possess vast expanses of land in our country, since the Argentine lords of the land have the right to live on their income wherever it most pleases them. But the gold that the English capitalists take out of Argentina, or carry off in the form of products, does us no more good than the Irish got from the revenues that the English lords took out of Ireland. The money might as well be blown up or sent to the bottom of the sea. We also suffer from absentee capital; without opposing its coming, we ought not to regard as a favor the establishment in the country of additional foreign capital. It is this capital that largely prevents us from having sound money and obliges our financial market to submit to a continuous drain of hard currency. May capital come in all good time —but the capitalists ought to come with it.

Justo’s observations reflected the long-held fear inspired by the State’s large investments, particularly in public works. President Roca advanced his own point of view before congress in 1885:

If the State has spent a great deal of money, it is as active capital of the nation: in railroads that have been completed or are going to be completed, in telegraph lines, port installations, bridges, in the thousands of miles conquered from the savages, in buildings and other public works demanded by the evolution of the country (which has made the permanent capital of the nation out of this city, which belonged to the viceroys and to the regional governments that proclaimed their American independence), in the rapid increase in agricultural production, in flocks and herds of livestock whose quality is improving and who are multiplying endlessly, in the immigration that increases daily, and in the thousand industries that are being born and are vigorously developing throughout the country.

But it is certain that despite the activity of this capital in the country, the servicing of the loans increasingly unbalanced the financial structure, while at the same time the abundance of money rapidly created a climate favorable to business deals, especially to financial undertakings whose expansion was shown by the speculative enterprises entered into by large segments of porteño society. During 1889 and 1890 the stock exchange was the scene of feverish activity. “There,” Julian Martel wrote, “the cream of Buenos Aires society was mixed, so to speak, with the dross of the foreign newcomers, who were trying to disguise their origins.” The speculative fever had in fact penetrated all levels of society, and it was not long before it led to the economic cataclysms that could be foreseen as a consequence of sudden enrichment in the uncontrolled “game of the millions.” The State and private persons suffered grave losses, which, of course, had an impact on the entire economy. The oligarchy, on the brink of disaster, tried to ride out the storm by protecting foreign credit, in defense, certainly, of the good name of the nation, but also with the hope of being able to count in the future as in the past on the support of foreign capital. Carlos Pellegrini, to whom fell the arduous task of leading the country after the crisis of 1890, said later:

When I became president of the republic, I was certain that with the resources which the country possessed at that moment, and as long as no new sources of income were obtained or developed, it would not be possible to service the foreign debt. But I believed that the credit of the nation was worth any sacrifice. Many people criticized me then for what I did. In the midst of the financial anguish, when there was not even money to pay government salaries, I sent the last peso to Europe to pay the interest on our debt for the period from October I, 1890, to January 1891. Along with the money to pay the interest —which pointed up what sacrifices the government was capable of making in order to maintain its credit— I sent Doctor de la Plaza to meet with the committee of the Bank of England, which at that time had been constituted under the name of the Baring Committee and was headed by Baron Rothschild.

After some harsh lessons the country entered on a moderate course. Without completely abandoning its program, the oligarchy tried not to exceed the national economic potential, but since it was important not to cut off foreign capital, the leaders wished to strengthen confidence in the seriousness of the government and planned, during the second presidency of General Roca, to unify the nation’s debts by putting up the customs revenues as security. Without any doubt, the plan was too much of a compromise of national rights, since it authorized foreign intervention in the supervision of national finances. It was violently rejected by the public, and the government soon had to withdraw the proposal. From then on, it became a mark of sound policy to try to limit borrowing. In the end, prosperity began to return, and foreign capital, sure of obtaining huge profits, began to flow in again. In 1908, Figueroa Alcorta was able to say:

The balance sheet from our last harvest, our trade statistics and those representing the growth of our industries, in general, every factor relevant to the material progress of the country, demonstrate that the prosperity we have attained exceeds the most favorable forecasts, and that these labors to build a great nation, which are founded on the efforts of a hard-working and progressive people, have an unshakable foundation and an extraordinary future.

In the same year, when announcing the slate of Socialist candidates, Justo said:

Many of the great landlords do not even know where their properties are located —land they bought at the laughable price of four hundred pesos per square league, which today is worth more than two hundred thousand pesos per league. The work of the bourgeoisie has been to increase the value of their lands by means of concessions and guarantees for railroad construction. They have propagandized for immigration by paying agents in Europe with public funds in order to attract laborers who would cultivate their fields and keep salaries down, a condition made possible only by the increase of available workers.

The accusation was valid. The oligarchy was working for the country’s material progress, but its objective was to satisfy its own interests.

The oligarchy’s conservatism was made categorically clear with the appearance of the first organized labor forces. In 1902, mindful of the spread of resistance to low salaries and to the surplus of workers, congress approved the Residence Law, basing it on a plan drawn up years earlier by Miguel Cané, the subtle humorist of Juvenilia. The law gave the government authority to expel foreigners who were active in provoking social conflict. At the same time, police repression increased. Demonstrations by workers were violently broken up, and the police furiously pursued the laborers who took part in the strikes that occurred frequently after 1904. In 1909 and 1910 labor agitation was renewed, and severely repressed. The anarchists’ answer was to attempt to assassinate the chief of police of Buenos Aires, and a short time later they placed a bomb in the Colon Opera House. The government reacted immediately; in June 1910, congress voted the so-called Law of Social Defense, which applied severe measures to organized labor. Nonetheless, the men who made this answer to such a natural social development were the same men who had contributed toward endowing the country with legislation that was in other respects modern and progressive.

Anti-clerical legislation

After 1880, a definite intent could be observed in the oligarchy to reform and reorganize the State juridically, an intent so vigorous and so defined that the traditionalists affirmed that it amounted to a specific plan. As Jose Manuel Estrada said in 1884 at the closing session of the Catholic Congress:

Gentlemen, whether or not there is a conscious conspiracy at the highest level of the government to put into effect a Masonic program of anti-Christian revolution is not a matter for discussion. We would not be here if the apostasy of those who govern us had not aroused popular indignation! Whether or not this has been a premeditated, dictatorial usurpation of the rights of God and of the nation, I can tell you the tale of a year in which an unfeeling government has trampled simultaneously upon the immunity of the Church, the honor of the teaching career, freedom of conscience, the faith of parents, the innocence of children, the freedom of suffrage, and the independence of the provinces —all our rights as Christians and Argentines.

Estrada was not mistaken. Despite its antidemocratic attitude and zealous defense of its privileges, the oligarchy was thoroughly liberal in some respects. It was characterized by what Miguel Cane defined as “a spirit open to the powerful, evolutionary forces of this century, with faith in science and in human progress.” This tendency caused the religious problem to be specifically raised. In a short time, solutions were found to serious issues of Church jurisdiction, and that institution, not without resistance, lost important positions in Argentine life. In addition to the Law of Civil Registration, the Law of Public Education was approved in 1884, and was debated at length, gravely dividing Catholics and liberals. The former defended the need for religious instruction, maintaining that the State’s educational capacity was too limited to provide the moral training proper to the Catholic tradition of the people. Pedro Goyena, one of the most fiery Catholic spokesmen, said:

To entrust exclusively to the State the formation of the school children would be to make the State a factory for producing people who were carbon copies of whatever model suited the official of the State —that is to say, its governor. That action would deprive future citizens of all original and independent character; it would mean the accumulation of mechanical units, of beings who would lack the inspiration the father of a family wants his children to receive, and to attain which he eagerly seeks a school in which the teacher may communicate those sublime yet simple ideas that enlighten the mind, strengthen the will, and assuage the heart —schools in which the instructor teaches that the supreme law is the law of God, of God who assists us in this world and rewards us in eternity…

The school without religion, the school from which the idea of God has been proscribed, the school in which His name is never invoked —that school is condemned, and no one defends it directly and openly. Schools must be religious in their nature. I tell you that it would be enough to admit that schools should provide moral instruction if we recognize by the same token that they must provide religious instruction.

The liberals, who opposed the Catholics, defended the principle of state education and freedom of conscience, summarizing their ideals in the motto “secular, compulsory, and free schools.” As Delfín Gallo said in congress:

The Church has not forgotten its old theories about its predominance over all temporal authority. As the Decretals state: “All men, even the princes of the earth, must bow their heads before the priests.” And Saint Bonaventure, one of the great Church fathers, said: “As the body is subordinate to the spirit, so too the temporal powers must be subordinate to the spiritual power, which is the highest, the most noble, the nearest to God.” These are the doctrines that the Church has proclaimed, by virtue of which the priest, under the leadership of the Supreme Pontiff, and as the representative of spiritual power, must exercise immediate, direct, and omnipotent domination over all the temporal powers on earth.

I do not believe, Mr. President, that this objective will be achieved, given the state of world civilization; but I do fear that some people, who are not very advanced on the cultural scale —for example, the people of Ecuador, and others of our race who still find themselves submerged in semibarbarism owing to the instability of their institutions and to countless revolutions— may fall into this hidden trap. It is my desire that we not lay even the smallest brick that might contribute to the erection of that edifice. It seems to me that after all the advances that humanity has made, no one can claim the desirability or the utility for the Argentine Republic to have the spiritual power, from which the popes have derived their secular authority, dominate the temporal power, that is to say, the sovereignty of the people, which today is the basis of all political government.

The two positions collided violently throughout the debate, and the conflict echoed widely outside congress. If the Catholics were aggressive, the government of General Roca was no less decisive, not hesitating to take such severe measures as dismissing José Manuel Estrada from his teaching posts and expelling the papal nuncio from Argentina. The oligarchy displayed pride in its attitude, in its intellectual superiority, in its independent character. A little later, during the government of Juárez Celman, emotions were again stirred up by the proposed law on civil marriage. Eduardo Wilde, a skilled writer and man of the world, who was then the Minister of the Interior, supported the law in the chamber of deputies, affirming that its approval was necessary “for the advancement and evolution of our society,” especially, he said, “since we are a country of immigration.” Filemón Posse, the Minister of Justice and Religion, supported the proposed law in the senate with the assurances that the bill was “the genuine expression of the holy freedom of conscience, of that freedom, won by civilization, which today makes it impossible for a man to be marched to the stake because he does not believe in Jesus Christ.”

In opposition to these men the most competent Catholic spokesmen —Estrada, Goyena, Funes, Pizarro— again raised their voices. The polemic aroused public opinion and to some extent contributed to the serious disturbance that occurred in 1890, which was motivated in part by the new and restless democratic spirit and in part by the strong antiliberal movement that had appeared as a reaction to the oligarchy’s decision to impose modern legislation upon the nation.

Vicissitudes of liberalism

The widening breach between liberal principles and democratic principles led the oligarchy to a crisis. Because of its attitude toward the creole-immigrant mass and because of its marked tendency to pull in and close its ranks, the oligarchy gradually weakened its foundations without most of its members noticing that fact. But not all of them failed to see the portents. Mitre deserves credit for having kept up the struggle against the antidemocratic trend; he saved his own reputation and, with him, other men later saved their names —men who once belonged to the oligarchy and were eminent representatives of its principles, but who came to have sharp insights into the formless political and social panorama of the republic. Possibly the most significant among these men were Carlos Pelligrini and Joaquín V. Gonzalez.

Pelligrini had been one of the most typical representatives of liberal, antidemocratic policies. His declarations concerning the desire of some of the people to obtain electoral freedom revealed an audacious contempt for the principles of democracy. However, the changing political conditions had an effect on his generous character, and he began to modify his convictions. In agreement with Roca, and more particularly with the latter’s cabinet minister, Joaquín V. Gonzalez, Pelligrini advocated an important alteration of the electoral system in order to establish a new procedure of counting votes for persons rather than for parties —a change that was later abolished by President Quintana. And when Pelligrini returned to Argentina after a trip to Europe, he maintained with powerful conviction the need for honesty and principle in Argentine politics, a view that he stated with rugged sincerity in the speech he gave in the senate in 1906, when he was discussing the amnesty law for the members of the Radical Party who had launched a revolution in the preceding year:

The past will be forgotten, peace will reign, and we will have reestablished the unity of the Argentine family only when the day comes on which all Argentines possess equal rights, the day when they are no longer confronted with the saddening choice of giving up their privileges as citizens or appealing to arms to vindicate the rights of which they have been despoiled. I utter these words in order to call our leaders to a sense of duty and to tell them that we are not going to cure these ills with fine phrases but only with the strength of our wills, with energy, and with practical acts, with something that will raise up spirits, with something that will drive away the storm clouds and permit our citizens to have hope in the effectiveness of their rights, and to give up methods of violence. I am not abandoning the principles that I have always professed. I condemn and I shall always condemn acts of violence. But it will be a sad day when I have to convince myself that my sincere appeals to patriotism and to duty have been sterile, and that we must abandon the future to its fate.

The death of Pelligrini prevented him from witnessing the triumph of his ideas j perhaps it also saved him the humiliation of witnessing the fall of the regime to which he had belonged. Yet there is no question that his words had profound influence on Roque Sáenz Pena, the artisan of the reform that Pelligrini had advocated in his last years.

Joaquin V. Gonzalez also belonged to the oligarchy, and he was also, for a time, a zealous defender of its interests, which he regarded as identical with the nation’s interests. But he was a man of high character and he possessed the virtue of serenity. Faced with the social problems that were unleashed at the beginning of the twentieth century, his first reaction resembled that of other men of his class, but soon he began to discover the hidden motives behind the agitation among the masses, and he began to counsel prudence to his peers. He himself, as one of General Roca’s ministers, undertook to prepare labor legislation, and when in 1910 he published his examination of the national conscience, which he entitled El juicio del siglo (The Judgment of the Century), he wrote these words, which are especially notable if one recalls that they are contemporaneous with the most violent labor repression in the nation’s history:

Those who control opinion in this country have felt surprise at the appearance in our midst of the spectacle of violence, although our national existence is never more disturbed and bloody than when we quarrel and dispute over control of the government and its key machinery. Now the controlling group is offended by the violent and aggressive forms that the working class has sometimes adopted in its propaganda and in its struggle to raise itself in the social and economic life of the country. Confronted with such tactics, the traditional and dogmatic criteria of the governing class led them to resort to a system of defensive and repressive penal laws. The oligarchy began by imagining that protest movements, collective petitions, and even the passive attitude of strikes, taken as defensive measures, were crimes. Later, calmer and more objective standards judged those acts to be the organic evidence of a permanent condition, a stage in the social evolution of humanity. Preference was given to seeking the causes of agitation and their legislative remedies in order to contain and to direct the ideas and desires of such a numerous and influential class and to cure the masses of any unhealthy or abnormal attitudes they might assume. New labor legislation in Europe, Australia, New Zealand, and the United States has attained the status of a rational system, and these ideas have also begun to spread among us, inspired as they are by the humanitarian principles that feed and nourish the cause of labor. To the extent that the ignorance and prejudices of the upper classes give way to a more enlightened understanding of the scientific aspects of collective living, the severity of their rule will disappear, and in place of measures of exclusion or of violent repression aimed at punishment or extermination, they will seek juridical solutions —forms of justice that may reconcile issues and conflicts between men and classes. Our constitution has opened the doors of this land to all men and to all civilized ideas that imply material or moral progress for Argentine society. Unless it is proven that the social ideas of the working class are a backward step or a crime or a source of disturbance to public order, it is impossible to draw from the letter or the spirit of the constitution a single sentence that would permit the exclusion from the bosom of this nation of those ideas. Such ideas are conserved in the laws and the international treaties of the most civilized European nations, and they spring from the immanent spirit of love, charity, and fraternity which inspires the sublime code of the Gospels, the soul and support of all modern institutions.

Thus liberal ideas —generous, humane, full of democratic understanding— flourished again in the oligarchy. And this trend influenced many men of strong moral fiber, to whom the divorce between progress and democracy had begun to be insupportable.

With its class consciousness weakened, and a breach opened in the ideological structure that supported it, the oligarchy lost its impetus and agreed to its own surrender. There was a unanimous demand for a law that would rectify the electoral system, and when Roque Sáenz Pena came to power in 1910, he prepared to satisfy the demand, the justice of which was no longer doubted. He promptly sent to congress the draft of an electoral law establishing the secret, compulsory ballot, with representation for both majority and minority groups. At that time Sáenz Pena stated in a document of great significance:

At this unique and decisive moment we are balancing the present and the future of our institutions. We have arrived at a point where our road divides into two distinct routes. Either we must proclaim ourselves incapable of developing a democratic system, which depends totally upon free suffrage, or we must do our job like Argentines, by solving the chief problem of our times despite the temporary special interests that now promise only unlimited arbitrary rule without future solutions to our ills.

Sáenz Pena well knew that the interests of the oligarchy were doomed by the approval of the law of secret and obligatory voting. But his appeal to patriotism was backed by threatening public opinion, while the oligarchy, for its part, had begun to lose faith in its exclusive right to govern a country that was growing and changing from moment to moment. So it happened that there was no force able to oppose approval of the law, which in 1912 was added to the institutional framework of the country as an effective instrument for perfecting its democracy.

As soon as the new electoral machinery began to function, the oligarchy lost its political strongholds. In 1916, the Radical Party candidate, Hipólito Irigoyen, became president of the republic. The conservative groups continued to hold some of their positions in certain provinces, but their strength decreased visibly before the drive of the new, free forces. The ideology of the elite was by this time only a shadow of its former liberal conservatism, impoverished as it was by the narrow, limited ambitions of the most reactionary groups. From this ideological posture it was not difficult to make the transition to what was called “nationalism” —the adaptation of the fascist ideology that began to take root among some of these people after 1922.

Nonetheless, the liberal tradition was not entirely lost; it was included in parts of the diffuse program of the Radical Party and was embodied principally in some men who repudiated the excessive personalism that could be noted among the Radicals after they came to power. But it was among other men and other parties that liberalism again bore fruit and regained constructive force by being adapted to new demands and new realities. It was Lisandro de la Torre, the continuer of the inspired work of Aristóbulo del Valle and the founder of the Progressive Democratic Party, who became the bold leader of the march toward material progress and civic betterment. And in the end it was Alfredo L. Palacios who tried to infuse into Socialist thought whatever could be preserved that was at the same time alive and creative in the liberal tradition and compatible with basic Socialist ideology.


VIII
THE COURSE OF POPULAR DEMOCRACY

Another political line began to appear after 1880, frankly divergent from conservative liberalism: popular democracy. Imprecise at first, it slowly took on direction and distinct qualities; it was even influential at a crucial moment in 1890. After that date, popular democracy split into various currents, but it continues to prevail today, in differing guises, on the Argentine political scene.

Popular democracy was born as an aspiration of the creole- immigrant mass. It acquired the form and direction of a political movement through the efforts of other groups that joined in the struggle against the oligarchy by taking the leadership of a mass that was still shapeless and insecure in its convictions and ideals. Nothing contributed as much to the political awakening of the new mass as the severe political and economic crisis that broke over the regime during the administration of Juárez Celman. The incompletely formed ideals, latent in the popular mind, erupted —even though they did not manifest themselves completely— in the rebellion of July 1890. They took concrete form in the demands made by the Civic Union, a party from which men and groups soon split, which strengthened various other political movements with increasingly well-defined objectives. One of these, the Radical Civic Union, received the largest share of popular support. It attained power under the guidance of Hipólito Irigoyen (and thanks to the existence of the new electoral law of 1912) after a long period during which the party had engaged in both revolutionary activity and political boycott.

The Radical Party held power from 1916 to 1930, and tried to realize some of the ideals that had given it life as a party of the people. Meanwhile, other political movements, some popular, others reactionary, developed and grew. Finally, in 1930, a conservative revolution put an end to the Radical era and returned power to an outworn oligarchy that was profoundly antidemocratic and whose intentions showed the influence that fascism had exercised in its ranks. Thus the Radical Civic Union fell from power, in part because of its own errors and in part as a victim of the ferment of reaction that characterized postwar world politics.

Polarizing the popular movement

Scorned and forgotten by the oligarchy, the popular mass that came into existence as the result of the fusion of the lower-class creoles and the immigrants began to feel in its own flesh the consequences of the policies of the conservative regime. Now there were new Argentines —the children of the immigrants— who aspired to take part in public life, spurred on not only by civic spirit but also by the no less justified if less noble ambition to climb to a more glittering social status than that promised by their origins. Yet all of them, even those who were indifferent to political problems, felt the impact of the serious economic situation that arose during the government of Juárez Celman.

Brought on partly by the maneuvers of international capitalism, the crisis of 1889-90 was aggravated in Argentina by the unwise economic policies of the oligarchy. In addition to overextending its own speculations, the elite stimulated the passion for speculation among the less solvent classes. If some of the wealthy were ruined financially, there was not a person in the proletariat and in the middle class who did not suffer the effects of the dizzying rise of the price of gold and the decrease of the buying power of the peso. Although salaries had increased, the proportion of the increase was always less than what was necessary to make up for the devaluation of the paper money. The railroad strike of 1888, during which the workers asked to be paid their daily wages in gold, was the result of that condition, which also caused the strikes that broke out, with the same objective, in the following years.

The misfortunes of the people were, despite all, only one of the symbols of the grave economic situation through which the country was passing. The national treasury felt the results of the crisis quite as intensely, and the government made desperate efforts to rout the depression, but its remedies did not gain support from independent sectors of public opinion, which regarded these efforts as new maneuvers by the oligarchy bordering on the criminal. In June 1890, Senator Aristóbulo del Valle, the embodiment of hostility toward the dominant oligarchy, launched a relentless attack against the government because he had confirmed the existence of secret issues of paper money. Del Valle said:

The facts I have described have been aggravated by the latest event of which this chamber most certainly does not have knowledge and which is going to surprise it as it has surprised me. The fact is that subsequent to the debate that took place in the chamber over the tax on gold, in which this question was discussed, still another secret issue of four and one-half million pesos has been made for delivery to the National Bank, not because of pressure from depositors crowding the doors of the bank and possibly endangering its existence, but to meet obligations whose nature I cannot appreciate, but which would be part of the routine operation of the bank…

The chamber ought to understand that when I present these facts, and thus commit my reputation as a man and as a senator, I must have enough data not only to make a judgment but also to speak with all the moral certainty of which a man is capable. From the moment when this information was revealed to me, I sought to adopt all the procedures that prudence counsels in order to ascertain the truth. When in complete honesty and good conscience I became convinced that this was an actual fact, then I did not feel a flicker of hesitation. Between the so-called demands of the administration and those imposed by the honorable conscience of a man in public life in fulfilling his sworn duties, there was no vacillation by me. I cannot justify any of the secret issues of public money, stamped with the great seal of the nation, that have been made by the national government; nor can I justify the money put in circulation by the public treasury; nor can I justify the issues that have been made to save the National Bank, or to save the Provincial Bank, which was in danger of having to close its doors. Before seeing the seal of the nation falsified by the government of my country, I would prefer that the National Bank and the Provincial Bank should fail. I am not among those who believe that ills are cured by measures that poison society. We are being eaten away by the sickness of moral corruption, a great moral corruption that has fastened upon our bodies like leprosy. There is no way to save ourselves except to burn out the evil by acts of justice.

Del Valle’s demands not only shook parliament and the government but also had enormous repercussions among the public. For some time there had been a growing restlessness on the political front. The “organization” increasingly displayed its cynicism and voracity, and the court followers who surrounded the president did not hide their obsequiousness and their firm resolve to continue the narrow, group politics that marked their regime. By 1889, public indignation had begun to boil over. Francisco Barroetavena said in an article published in La Nación, under the heading, “Tu quoque, juventud”:

The designation of the president of the republic, who constitutionally cannot be a party head, as the boss of the National Party; the docility of congress; the applause that is directed to it from all the provinces when it perpetrates outrages such as closing the Stock Exchange; the suppression of the electoral system; the unconditional support given, as it is tonight, by a group of Argentines protesting against civic decadence: are these not symptoms that demonstrate to us a profound moral regression of the people and a complete perversion of ideas?

Nevertheless, Barroetavena’s article was itself evidence of a healthy, vital reaction by public opinion, which would not be long in making itself felt. A popular movement began to be organized, motivated by a keen civic spirit, which quickly acquired vast proportions.

The first public expression of this awakening of a political conscience was the meeting held at the Jardín Florida (Florida Gardens) in September 1889. From then on, the activity of the opposition groups was feverish. Their energy attracted lively sympathy to the new movement, which was demonstrated in the meeting of April 13,1890, in the Buenos Aires Frontón. A high optimism pervaded the words of the orators, now faced by the evident awakening of the citizens, who had been lulled to sleep for so many years by the harmful acts of the regime. “The very depths of my patriotic feelings are shaken,” said Leandro N. Alem, the president of the new and growing party, “as I contemplate the resurrection of civic spirit in the heroic city of Buenos Aires.” A few months later, Lisandro de la Torre expressed the same sentiment, when he said in Rosario:

I do not say, gentlemen, that the battle has been won, but I say and I maintain that now there are soldiers who will fight it, minds that radiate enthusiasm, hearts and blood that will not shirk. I tell you that this listless people has become an aroused people, and that when faced by the awakened giant, the decadent tyrants can no longer find support and shelter in their unworthy intrigues, which the people despise and disdain.

The leaders of the popular movement, which was beginning its cycle in Argentine political life, were not in error. The majority of the people were arising to defend their rights; they were disposed to redeem them from the minority that had usurped them to its own benefit, for the majority had indeed remained on the margin of the organization created by the “unicato” for the enjoyment of power. Mitre said as much to the meeting at the Fronton:

The whole society is truly represented here. Here are men who represent the past and the present, men who, divided at times by passing issues, are united now in a single end and a single idea, with no other aims than the common good. Here is youth, the hope of the fatherland, to whom the government of the nation will be entrusted in the near future by the law of time. Here are all those who do not unconditionally abdicate their conscience as free men and who raise high the conservative principles that preserve peoples and reinforce good governments.

Mitre was indicating precisely some of the social elements that were joining the ranks of the popular movement. There were segments of the old elite, represented by Vicente Fidel López, Aristóbulo del Valle, Bernardo de Irigoyen, and Mitre himself —men who had not gone over the precipice with the oligarchy, perhaps because some of them belonged to the porteño party, which had been defeated in 1874 and in 1880. Also at the meeting were the youths of Buenos Aires who had not bowed down to the provincial politicians who had held power since the time of Avellaneda, youths who aspired to open a breach into public life without self-compromise or obsequiousness. Also present were other social elements that Mitre perhaps did not discern from his lofty position. The popular masses were there, taking on new substance through the addition of immigrants and by the mixture of Europeans and creoles. Out of this complex a middle class was being formed that was becoming more numerous, and it was motivated by ambitions. The laboring groups were also present, class conscious and unionized to gain their specific demands, not disdaining to lend their support to the struggle for the triumph of formal democracy. Finally, the Catholic groups formed part of the popular movement; these, while defending their democratic ideals, protested energetically against the liberal reforms introduced by the regime.

This heterogeneous social mass fervently embraced the banner of the Civic Union. The Civic Union had been organized as a political party in 1889 and speedily acquired considerable size, especially in the early months of 1890. At the meeting held in April in the Buenos Aires Frontón, Alem was named president of the party. Soon the Civic Union branched out into the interior of the country, where groups were beginning to collaborate in the enterprise that the party had undertaken from the day following the public meeting in April: revolution.

With strong support among the military and warm public backing, the revolution was rapidly prepared and broke out in July 1890. The government succeeded in repressing it, but had to guarantee total amnesty to the rebels. Nor could Juárez Celman be kept in power. He was deserted by many of his erstwhile faithful followers, and he resigned after a few days. Senator Pizarro summed up the result of the revolutionary movement in a famous phrase: “The revolution is conquered, but the government is dead.” Thus there suddenly emerged on the Argentine political scene a party which, at that moment, united all the aims of popular democracy.

Channeling the popular movement

Following the brief coalition of popular forces against the regime, the groups that had temporarily united followed their own tendencies and organized as specific political units. Despite this, there was considerable agreement on the basic ideas of formal democracy and the struggle against the oligarchy.

In the letter in which he had extended his support to the meeting of September 1889, Mitre had defined the fundamental objective of the political struggle that was about to take place as the mission of the new, civic force: “It is to normalize public life by vindicating free suffrage; to guide the future of our fatherland along the honest road of constitutionalism, reconciling facts with rights in order to improve our government by peaceful means and to cause it to be loved for the benefits it will bring in the midst of the liberty of all and for all the people.” This general principle seemed to be a point of agreement for all sectors; it was affirmed by almost all of the articles of the Proclamation issued by the Civic Union in 1889, and it was implicit in the announcement in 1896 of the first political platform of the Socialist Party, which advocated “universal suffrage and the representation of minorities in all national, provincial, and municipal elections.” This was not the only area of agreement. The Socialists and anarchists categorically asserted their position of conflict with the oligarchy from the point of view of proletarian interests, and the Civic Union showed a similar tendency from the point of view of the interests of the inorganic mass that constituted the democratic majority. “We are not overthrowing the government in order to reform men and to substitute others in command,” said the Proclamation of the Revolutionary Junta of July 1890; “we overthrow it in order to return the government to the goals for which the people constituted it, on the basis of the national will, and with the dignity of former times, and thus destroying this ignominious oligarchy of upstarts that has dishonored the institutions of the republic in our own eyes and in the eyes of foreigners.” However, differences between the various groups quickly appeared, dividing the former Civic Union into several parties, each with its own tendencies. And all of the factions were soon to be mutual enemies.

In 1891, the bloc had split into two distinct parties: the National Civic Union and the Radical Civic Union. The former, headed by Mitre, accepted the possibility of trying to reach an understanding with the ruling oligarchy, and limited its political ideals to a short-range formula: national reconciliation under a rule of legality and honor. This led to the “Accommodation” with an oligarchy that at the moment, on the eve of the elections of 1892, seemed to be repentant. Mitre defended this position with clarity:

There are some men who want to pursue a relentless struggle that would exclude all peaceful discussion and be deaf to reason; others protest against the Accommodation in order to remain where they are, left behind by social advances; and still others pursue the course of mere expectation, which is the passivity of impotence, when it is not cowardice. You of my party are in favor of what has been called the Accommodation, in order to eliminate a sterile conflict that would be a waste of vital forces. The Accommodation promises to normalize institutional life in peace and in liberty, and to unite all our brothers in a plan to redeem and reconcile people and governments on legal grounds. You possess the relative truth that seeks final truth; you use your own judgment and intelligence.

This was the most conservative thesis within the reform movement. Its partisans were satisfied with having forced the oligarchy for once to give ground in its narrow ambitions. Yet this accomplishment was possible only because conservative elements had joined the popular movement through the force of circumstances; for these conservatives there was no problem of rising socially and politically as there was for the classes that until then had been looked down on by the oligarchy.

“Relentless struggle” was, on the other hand, the motto of the Radical Civic Union, headed by Leandro N. Alem. He had expressed his specific opposition to the Accommodation. “We will not accept,” he said, “compromises of any kind that imply the continuation of this disgraceful regime that has victimized individuals throughout the republic.” Some years later, in 1897, Hipólito Irigoyen restated this thesis: “When one places faith in the cause for which one has struggled, one preserves above all else the power of principle, with the conviction that victory will come in due time.” Intransigency was an established political device, but it was also the product of a fixed conviction that the people had aspirations the oligarchy was unable to satisfy and demands that could only be fulfilled by total victory. The idea gained momentum that the Radical Civic Union was an exceptional political movement —the true embodiment of the popular majority and, therefore, its authentic political representative. “Your party’s cause is that of the nation itself, and it represents the power of the people,” Irigoyen said. “Thus the party will be judged,” he added, “and thus it will pass into history as the origin and summation of the heroic resistance of the Argentine people to a most despicable oppression.”

Received with mounting acclaim as the only authentic Argentine party, the Radical Civic Union refused to make any arrangement with the oligarchy, or involve itself in the prevailing electoral system, which was based on fraud and on the violation of popular sovereignty. The party proclaimed revolution as the justifiable and necessary answer to illegitimate authority. As Irigoyen said in 1905: “Revolutions are part of the moral law of society. It is possible neither to create them nor to detain them, except by making reparations that are as extensive as the causes that engendered the revolts are deep.” And while the party awaited its triumph, which was possible only by a legal instrument that would assure the free expression of the general will, it abstained from electoral activities so that it would not contribute by its presence at the polls to the legitimizing of intrinsically illegal situations. Revolution and abstention were the fundamental principles of the Radical Party up to 1912, when the law of secret and obligatory suffrage was passed, and the Radicals took pride in maintaining their position. As Irigoyen said: “We have been called revolutionists and abstentionists by prejudiced, incompetent people. That is precisely the most accurate and complete definition of the beliefs we have flaunted as our supreme duty.”

The Radical Civic Union limited itself to the defense of the principles of formal democracy, believing that this was the common aspiration and the core of the unanimous wish of the entire population, except the oligarchy. Irigoyen had repeatedly expressed this belief and he stated it again concisely when he was elected president. “The Radical Civic Union,” he said in a message in 1916, “is not with anyone or against anyone, but with all for the good of all.” But this was a faulty evaluation. As long ago as the time of the heroic struggle against the oligarchic regime, the principles of radicalism had been denounced by the Socialist Party as insufficient from the point of view of the claims of the proletariat, which it advocated in accordance with the basic principles of Marxist doctrine. The founder of the party, Juan B. Justo, pointed out that the Radical Civic Union, like the oligarchy, was preoccupied only with attaining power and that it lacked the capacity to confront fundamental economic and social problems. In 1898 Justo said:

Some people, arrogant because they have not completely ruined the country during many years in power, believe it is essential that they continue to rule. Others believe mainly that the country needs something they have called civic virtue —but they will prescribe for the country whatever they wish once they have taken over the government. Finally, still others personify virtue and, in deprecating the virtue of their fellows, sometimes arrive at a point of intransigence, believing that their own accession to power is the great public need of the moment.

Socialism, in turn, considered the political problem to be secondary, while not ignoring it, because it saw embodied in the principle parties the economic and social interests that worked against those of the proletariat. In 1896 the first proclamation of the party stated:

Until now, the wealthy or bourgeois class has had the government of the country in its hands. The followers of Sáenz Pena, Mitre, Irigoyen, or Alem are all alike. They fight among themselves because of their appetites for power, or from hatred or out of personal loyalties, or because of cheap, shameful ambitions, and not for a program or for an idea. This is demonstrated in each party by the sorry picture of their internal dissidences. If the public still goes along with this political farce, it is because the people are confused by the phrase-making of paid charlatans or because they are shamefully selling their votes for a miserable pittance. All the parties of the wealthy class in Argentina are alike when it comes to increasing the benefits of capitalism at the cost of the working people, even though this may be done stupidly and by compromising the welfare of the country. The Socialist Worker’s Party does not claim that it is struggling out of pure patriotism, but only for its legitimate interests; it does not pretend to represent everybody’s interests, but rather those of the working people against the oppressive, parasitic, capitalistic class; it does not make the people believe they can attain well-being and liberty at any time, but it assures them victory if they commit themselves to a tenacious, persevering struggle; it expects nothing from fraud or from violence, but everything from intelligence and popular education.

The Socialist Party was founded at a convention held in June 1896 and, impelled by these ideas, ran a ticket in the election of that year. From then on it worked with persistence, winning its first victory in 1904, when Alfredo L. Palacios was elected as a representative to congress. The party produced studious men who critically analyzed the national political scene —men such as Juan B. Justo, Enrique del Valle Iberlucea, and José Ingenieros, who was the author of important essays on our political and social development, namely, Evolución de las ideas argentinas and Sociología argentina.

However, socialism was not the only route taken by the workers’ movement. Anarchism began to develop almost simultaneously, at first adopting the individualistic form; later, with Pedro Gori’s arrival in the country, it began to swing over toward anarchistic socialism; finally it lined up with Kropotkin’s faction, which was known as anarchistic communism. This was the orientation followed by the strongest of the anarchistic organizations, FORA, or the Argentine Regional Workers Federation, established in 1901, which later split off in order to follow an exclusively syndicalistic policy. Refractory on principle to any form of organization, anarchism clashed physically with socialism, just as these political groups clashed over theoretical approaches to social and political questions.

Of all the factions that emerged from the popular movement that erupted about 1890, the one that made the most rapid gains and attained the greatest influence was the Radical Civic Union. A party of vague ideals, motivated more by emotion than by thought, it promptly attracted the largest number of creole- immigrant supporters, whose interests and aspirations it eminently represented. Its first leader was Leandro N. Alem, a popular orator who gave masterful, electrifying speeches. He had belonged to the Autonomist Party in the time of Adolfo Alsina, and, like Alsina, he tried to win the people —the “slumdwellers,” as the oligarchy called them with some reason— among whom persisted more than a trace of the tradition of Rosas. Some of the men who had joined the Radical Civic Union had also belonged to the Rosas party, such as Bernardo de Irigoyen; and Alem himself was tied to the Rosas regime through his family.

Alem became the undisputed head of the Radical Party at the time of the revolution of 1890, of which he was the civilian leader, and his authority was confirmed after the withdrawal of the Mitre group in 1891. But there were some men of great moral authority and political strength, such as Aristóbulo del Valle and Hipólito Irigoyen (a nephew of Alem), who continued to exercise influence. Beginning in 1889, secret hostility developed between Alem and Irigoyen; it came out in the open in 1893, when they headed unrelated revolutionary plots: Irigoyen in the province of Buenos Aires, and Alem in Santa Fe. When both movements failed, the Radical Civic Union entered a period of crisis. The hostility between the two leaders divided their followers and weakened the party, about whose destiny Alem made a notable prophecy in 1896: “The conservative members of the Radical Party will go along with Don Bernardo [de Irigoyen]; other Radicals will become socialists or anarchists; the Buenos Aires rabble, led by that perfidious traitor, my nephew Hipólito, will come to an agreement with Roque Sáenz Peña, and we intransigents, we will go to ——.” Aside from its emotionalism, the prophecy was partially fulfilled. The party crisis was serious, and Alem understood that he had lost influence and authority, a circumstance that appears to have led him to commit suicide that same year. “I have ended my career; I have concluded my mission,” he wrote on the night of his death. “It is preferable to die rather than to live a life of sterility, uselessness, and humiliation. Yes, a man may break, but he must not bend. I have fought so hard in recent years that I cannot bring myself to speak of it; but my energy, perhaps already spent, has been incapable of holding back the mountain —and the mountain crushed me.” Thus the caudillo confessed his defeat at the hands of the man who was then climbing toward the front rank of the Radical Civic Union: Hipólito Irigoyen.

Introverted and subtle, Irigoyen imposed his decisions by moving party wires from behind the scenes. These tactics brought about in the following year the separation from the party of a man who was destined to play a brilliant role in Argentine public life. Lisandro de la Torre proclaimed his dissident stand in a revealing document published in 1897, when he resigned as a member:

From its origin the Radical Party has had in its midst a hostile and disturbing influence that has slowed its progress, deflected its best policies, and converted every patriotic act into a cheap altercation full of rancor and personal ambition. This influence has been that of Senor Hipólito Irigoyen, an unrelenting, hidden influence that operated in the same manner before as after the death of Dr. Alem; a negative but terrible influence that with cold premeditation aborted the revolutionary plans of 1892 and 1893 and that at this moment is destroying the great plans for a party coalition by placing low, petty sentiments ahead of the good of the country and the wishes of the party.

De la Torre was referring to Irigoyen’s resistance to a new accommodation between the Radical Civic Union and Mitre’s party, a plan against which Irigoyen had renewed his stand of noncollaboration. His attitude allowed General Roca to be elected president for a second time and brought about the near-disappearance of the Radical Civic Union for some years.

But its disappearance was merely an illusion. Irigoyen soon began secret preparations for another revolution, employing without haste or hesitation his delicate technique of conspiracy. After long labor, the revolution, laid almost exclusively within the army, broke out in 1905. It failed to accomplish its objectives, but from then on the conservative oligarchy began to realize that the course of noncollaboration and revolution which the Radical Party had decided to follow was a constant menace that had to be removed. The Radical Civic Union was growing and becoming stronger, and the oligarchy reached the point of convincing itself that the party indeed represented the majority of the people. Many of the best men of the elite began to repeat Irigoyen’s belief that only an honest suffrage could restore peace to the nation.

In 1907 and 1908, Irigoyen had two meetings with President Figueroa Alcorta to discuss amnesty for the revolutionists of 1905, and the need to establish an electoral system that would assure the secret and obligatory vote to the citizens who were registered on the national military rolls. Irigoyen later discussed this second point with his old friend, President Roque Sáenz Peña; out of this instructive meeting there came shortly afterward the draft law, which the president sent to congress and which was approved in 1912. This prerequisite having been fulfilled —“the first step in the longed-for redemption that will make our inheritance fruitful,” Irigoyen had said— the Radical Civic Union went to the polls and won control of the government in 1916, with the election of Irigoyen as president.

The radical administration

A new epoch in Argentine politics was inaugurated with the attainment of power by the Radical Party. In general, the members of the traditional oligarchy were ousted from office and the seats were filled by new men who were for the most part not linked to conservative interests. At the same time, there were signs of the rise of the middle class to respectable levels in various aspects of national life —the final phase of a process that had begun many years earlier.

Nonetheless, the oligarchy was neither conquered nor did it remain totally removed from control of the State. In the ranks of the Radical Civic Union were many men who were connected to the agricultural and livestock wealth of the country —the true representatives of their class interests who inevitably would temper the economic and social action of the new government. Furthermore, it quickly became apparent that political concerns were placed ahead of all others and that there was no plan for social and economic transformation of the existing order. In politics, on the other hand, there was clear-cut direction, marked out unequivocally by the president of the republic, who was recognized as the head of the party.

During the fourteen years of administration by the Radical Party, some continuity in fundamental principles was noticeable; in other ways, however, the presidency of Marcelo T. de Alvear (1922-28) was a modification of the policy that Irigoyen had followed during the period between 1916 and 1922, and that he instituted, even more emphatically, during his second, brief presidency (1928-30). The fact was that Alvear and the Radicals who gathered around him, who were known as “antipersonalists,” abandoned certain lines of Radical policy, of which Irigoyen was the outstanding representative, and oriented themselves toward a new form of conservative liberalism. But without doubt it was the policy of Irigoyen, with its successes and its errors, that represented the political beliefs dominant among the people who comprised the Radical Party following, and who considered them-selves to be the majority in the country.

The first objective of the Radical Civic Union on attaining power was to carry out what Irigoyen had called the policy of “reparation,” that is, to correct the political and administrative vices identified with the conservative regime. As the president said in his message of 1922:

We have held public office in obedience to the popular mandate and inspired by the duty to make reparation, within our abilities and to the extent that time permits, for all the injustices, moral and political, collective and individual, that have long dishonored the country. For this reason, and under no circumstances, must we shun those sacred obligations, which constitute the moral and physical health of the fatherland.

Devoted to his cause, and motivated by a messianic spirit, Irigoyen believed —as Juan B. Justo had pointed out many years before— that the mere fact that the Radical Party had come to power meant that it would fulfill its aim of reforming Argentina. But the practical activities of the party were not motivated by any clear and organized system of ideas, and its political enemies, especially Lisandro de la Torre, a frequent opposition candidate, pointed out that the Radical Party lacked a program, that is, a categorical statement of the solutions it proposed for the various national problems. Irigoyen had already answered this objection by stating that the significance of the Radical Civic Union, which he considered to be the expression of the nation, was in itself a program:

Only those who are confused would ask this movement of national redemption for its program. As pretensions to legality and norms of justice, these appeals affect me in the same way as those of the subject who asks for a reckoning from his ruler, or the criminal who questions and judges his judge. It is the same as trying to operate institutions that have not been established or to apply a constitution that has not been written.

This view was open to censure as being antidemocratic, and that is the way de la Torre put the case during the presidential campaign of 1916. Yet it may be more just to see in it traces of the antiliberal feeling that lay behind the uncertain posture of radicalism.

The fact is that Irigoyen personified, and brought into his administration, the old Radical hostility toward the oligarchy; and that hostility was shown not only by repudiation of the “fraudulent and discredited” regime of the latter, but also by opposition to the liberal tradition and, to a certain extent, by loyalty to some of the attitudes that had prevailed during the era of Rosas. Faced by the offensive that foreign imperialism had unleashed upon the country, Irigoyen asserted the principles of economic nationalism and the urgent need to defend the patrimony of the nation. “During his term of office,” Irigoyen said in 1920, “the president will not alienate an ounce of the public treasure, nor will he cede an iota of the absolute dominion of the State over those riches.” This line of thought led him to establish strict controls over the exploitation of Argentine oil resources under a system that granted to the State “monopoly rights over the production and sale of petroleum.” This attitude was not merely circumstantial, nor was it motivated solely by forebodings about the economic policies of the United States (an apprehension that in fact was felt by Irigoyen and by many prominent Radicals); a further motive was a deep-rooted conviction of the need to expand the intervention of the State in economic life. Irigoyen expressed his belief in a message he sent to congress in 1920:

The State ought to acquire day by day a position of greater authority in the industrial enterprises that provide public services; and there should be a substitution of existing private capital in some of those businesses in countries like ours, which are undergoing constant, progressive development, and in which public service must be considered primarily as an instrument of government.

Irigoyen also brought to the government a concern for the defense of Catholicism. When the legislature of the province of Santa Fe approved a provincial constitution that reduced the importance of the Church in relation to the State, Irigoyen pointed out to the governor of the province, who was also a Radical, the unsuitability of such a policy; shortly after, the constitution, which had been inspired by Lisandro de la Torre, was vetoed. In the same manner, Irigoyen opposed the approval of a divorce law, and he more than once tried to entrust important public functions to members of the clergy. But he displayed his antiliberal feeling most clearly with respect to the use of presidential authority, an authority that he carried to the extreme by establishing a regime that was publicly defined as “personalism.”

There can be no doubt that Hipólito Irigoyen had a vigorous and persuasive personality that deeply affected those around him; it is equally clear that he proposed to bend to his will, without violence, but stubbornly, those who opposed him, and to constitute with his followers a solid mass whose actions could only sap institutional freedom. In spite of his mystical respect for republican government, in spite of his genuine devotion to constitutional order, Irigoyen demanded of his partisans in public office a loyalty bordering on the sycophantic. The prompt result was an increasingly centralized system of government. To the degree that the Radical Party continued to win provincial governorships and seats in congress, the majority of those who held public office seemed to depend even more closely on the president of the republic, whose influence was customarily invoked wrapped in unmistakable terminology such as “the high party authorities.” The wishes of the president were almost always influential in settling matters that, according to law, were the concerns of existing agencies that had been established specifically to counterbalance the authority of the president, whose suggestions were equivalent to orders. Thus a strongly personal government grew up, and those who supported it in the provincial legislatures and in the national congress were called “the regimented majority.”

As a result of his desire to reform Argentina, Irigoyen did not hesitate to intervene in the provinces for political reasons. There can be little doubt that he had some administrative justification for his acts, since almost all the provincial governors and legislators had been illegally elected. The president intended to cleanse the political atmosphere of the country by removing those officials, and by offering to the people of the provinces the chance to express their wishes. “There was no human force that could have made me desist from reorganizing all such illegitimate governments, the usurpers of popular sovereignty,” he asserted in an important document in 1918. Later he said that he would ensure the most absolute honesty in the new elections, but there were ample opportunities to engage in political maneuvering aimed at putting in power men of the party who obeyed the president’s wishes.

Motivated by the desire to eliminate the representatives of the oligarchy from any positions they continued to hold, the Radical government strongly backed the student movement that began at the University of Cordoba in 1918 and touched off a general reform of all the universities. Unpremeditated and inspired by noble ideals, the students sought to renovate university life. The first manifesto of the reform movement, drawn up by Deodoro Roca, stated:

Up to the present the universities have been the secular refuge of mediocrities, the source of income for illiterates, a safe hospital for invalids and, still worse, the place in which all kinds of tyranny and insensitivity have been expounded from the chairs of learning. The universities have come to be faithful reflections of a decadent society, and they persist in presenting a sad spectacle of senile immobility. That is why wisdom passes silently by these mute and shuttered halls, or enters, distorted and grotesque, into the service of bureaucracy. When on a fleeting impulse, the universities open their doors to men of lofty intellects, their officials later repent, and make life impossible for those scholars within their walls. Thus it happens that under this system instinctual forces work to vulgarize teaching; finally, the vital expansion of university functions does not become the product of organic development but depends instead on the inspiration of periodic revolutions.

Although the Radical government, because of its militant opposition to the oligarchy, supported the university reform movement, and consented to modify the statutes regulating the institutions of higher education, the party was nonetheless remote from the true spirit impelling the young students who sensed the revolutionary restlessness of the day. The Russian Revolution of 1917 had aroused a lively preoccupation with social issues, which was reflected in student circles. The effects of the Russian upheaval were felt in other areas j before long, and because of the pro-Allied position of its members in the national legislature, a split occurred in the Socialist Party. In January 1918, the dissident group founded the International Socialist Party, which changed its name to the Communist Party in December 1920, when it joined the Third International. A new revolutionary fervor began to appear among the working masses, as was demonstrated by some serious strikes that put to the test the social convictions of the Radical government.

Early in 1919, a conflict that started among the metallurgical workers led to a serious strike. Up to that time, the government had tried to act with moderation toward the laboring movement, but on this occasion its repression was violent. The government not only resorted to the use of force, but also tolerated the activities of private gangs, organized by the employers, who committed absolutely irresponsible acts in the streets. The expulsion of foreign workers and the imprisonment of Argentine workers put a fitting end to this task of oppression, which deserved the name, “the Tragic Week,” by which those days came to be known.

Nevertheless, the Radical government was not the systematic enemy of the workers, whom it tried to benefit by certain protective laws; it was, rather, indecisive, moderate, and contradictory, as a result of the mixture of diverse elements within the governing party. Because of this moderation and diversity, the Radical Party was unable to create either a Radical bourgeoisie, which might have been able to eliminate the oligarchy, or a vigorous, organized, Radical laboring mass. The conservative parties maintained their strength in several provinces; the Progressive Democratic Party became powerful in Santa Fe; the Federal Capital was little by little won by the Socialist Party. Under these conditions it was no surprise that Irigoyen’s successor, despite the fact that he had been selected by Irigoyen himself, should promptly receive a warm welcome from the anti-Irigoyen elements, which nurtured the hope of stripping the popular Radical boss of his prestige and altering his political course.

As soon as he had taken over the presidency in 1922, Marcelo T. de Alvear lost no time in putting distance between himself and Irigoyen. Alvear was not disposed to tolerate control by the party leader over and above his own constitutional authority, and the methods which were followed by his predecessor in dominating all branches of the government were repugnant to the new president. Furthermore, by conviction and background Alvear was an heir of conservative liberalism. He soon gathered around him the Radicals who did not share in the idolatry of Irigoyen, and many other sympathizers who, without being openly active in politics, shared the conservative outlook. The Radical Party quickly split: the “antipersonalists” backed the president; the “personalists” continued to support Hipólito Irigoyen with tenacious devotion, to the point that they more than once seemed to represent a danger to the government. And it was during Alvear’s presidency that the oligarchy began to react energetically. Foreseeing Irigoyen’s victory in the elections of 1928, the leading conservatives and some ranking army officers began political conversations. But circumstances did not seem ripe to prevent Irigoyen’s accession to power for the second time, and, indeed, he won the election from the antipersonalist candidate by such a margin that his victory could be described as a plebiscite.

Irigoyen’s second presidency ought to have been the culmination of the first; now he should have been able to carry out a more resolute policy, since the opposition was weaker. However, when the president took office he was aged, and around him he found only self-serving obsequiousness. His political course was in general the same as that of his first administration, perhaps more emphatic in certain aspects, for example, in its economic nationalism, which was displayed in the forceful yet dignified words on intervention that Irigoyen addressed to the President of the United States, Herbert Hoover. But Irigoyen’s use of power accentuated political and administrative vices, and popular discontent was added to the old, inflexible opposition of the oligarchy. In 1932, Ricardo Rojas, who was then being persecuted by the dictatorial government of General José Evaristo Uriburu, wrote:

Perhaps the great sin of the Radical government has been not so much its administrative disorganization as its violation of the Saenz Pena electoral law in Cordoba, in Mendoza, and in San Juan; in having nullified the collaboration of the cabinet and control within the legislature, because of a misconceived sentiment of party solidarity; in having been careless in selecting political appointees; and in having put pressure on the opposition by means of certain demagogic techniques. All this signifies forgetfulness of historic Radicalism, of its doctrine of free suffrage, of its constitutional program, and of its democratic ideals. Maybe that is why the government fell without a struggle in 1930.

The revolutionary movement which had appeared to be in-opportune earlier, during the presidency of Alvear, broke out in September 1930. Now it developed that the conservative groups, in whose ideology the influence of Italian fascism could be traced, together with military leaders of similar tendencies and politicians of different parties who wished at any price to bring about Irigoyen’s fall, were allied. Out of the alliance had come a military conspiracy that executed the revolt on the assumption of having support from the public, which, for its part, had also repudiated the indefensible administration of Irigoyen. However, the people did not understand what was hidden behind their presumed saviors: on September 6, 1930, they lined the streets of Buenos Aires to see the revolution, which was not much more than a military parade headed by General Uriburu, but they soon showed their aversion to the oligarchic, reactionary, and fascist elements within the movement. Thus began the era of bitter problems that are still corroding Argentina’s political conscience.


IX
THE COURSE OF FASCISM

Following the revolution of 1930, a fascist pattern was firmly imprinted on Argentine political and social life. Although the fascist line was sometimes uncertain, it occasionally took on vigor and definition; then one day, despite its meandering course, the modification of its true colors by the diverse influences that came into play and by the indefiniteness of its goals (the result of the contrary forces at work), it succeeded in imposing itself on all the other currents of opinion, and it prevailed for a time, until it was swept away by the weight of its own ignominy.

The existence of this political line began to be noted on the eve of the revolution of 1930, when the influences of European fascism initially found soil suitable for cultivation in Argentina, partly by chance, and partly because of national and world conditions. Only a very short time before the outbreak of the military movement headed by General Uriburu, voices began to be heard that were different from the voices expressing the sentiments of conservative liberalism or of popular democracy. Leopoldo Lugones let himself be seduced by the glitter of forceful solutions to social problems, and on the anniversary of the victory of Ayacucho he proclaimed that “the moment of the sword” had come for Argentina. He blazed a wide trail that was followed by some small groups that feared more than anyone else the results of a popular democratic government, possibly because they knew at close quarters the fallacies and flaws in the remnants of conservative liberalism. Besides, democratic government had once been pure and vigorous, but it was now corrupt and menacing; behind it they saw the specter of Communism, which awakened undreamed-of terror among the advocates of the use of force.

The magazine, La Nueva República, brought together, among others, Rodolfo and Julio Irazusta, Ernesto Palacio, César Pico, and Juan E. Carulla, the original core upon which great influence was exercised by Charles Maurras and Benito Mussolini. Among minority groups, which to an extent had aristocratic pretensions, these men spread ideas of the need for a government of force “which would maintain,” as Carlos Ibarguren wrote, “social order, a hierarchical system, and discipline, in order to escape the menace of Soviet Communism.” Such words permit one to define these groups as the first to lay down the line of Argentine fascism, which popularly went under the name of “nationalism.”

The leader of the revolution of 1930 kept in close touch with these elements, and it is undeniable that fascist doctrine came to be more or less influential in Uriburu’s thinking. The traditional Germanophile concepts then prevailing among officers of all ranks in the army also met with his approval, as did the commonly held opinion that the defects of the second Irigoyen administration were inescapable in a democracy. Finally, Uriburu had the idea that what had happened in recent years was only a detour in the nation’s political path, and that the backwardness of conservative liberalism could somehow be ascribed to the inexperience of popular democracy in exercising power. All those influences converged upon the man who had sufficient audacity to attempt a movement that was eminently antipopular, a fact realized by the country in general a few days after the new government took control.

Fascism and fraudulent democracy

The antipopular revolution began as a result of an uneasy feeling that had spread among the Argentine people in the preceding years. In November 1931, Ramon Doll, who later joined the nationalistic ranks, gave his explanation of the revolution:

Whether we have a government by political machine or a government run for an ideal, in our history they end up the same: sterile, inefficient, and apathetic. The first is a little more informed; the second, a little more patriarchal, but both are equally remote and disconnected from the great national problems. In other words, both machine rule and rule for an ideal create the inert, empty caricature that in Argentina today passes for government and politics.

To meet the crisis that began in 1930, several different approaches were attempted, which finally reduced to two: one was typically fascist; the other we may call fraudulent democracy. They were antithetical positions: the first was held by a minority, the second was more acceptable to the liberal majority, which, once the Radical Party had been eliminated from honest electoral competition, sought refuge in the hope of victory under the government-sponsored system of presidential voting.

There had been much discussion whether or not Uriburu, before launching his revolution, had explicitly stated that he intended to lead the country toward a para-fascist organization. Whereas it is true that the politicians who participated in the regimes that emerged from the heat of the September revolution denied that there had been any commitments of that nature from the General, the nationalists associated with Uriburu asserted that plans of that kind were clearly defined in his mind but were perhaps not expressed to the politicians because an exclusively military revolution had been planned. It is certain that the documents that date from the early days of the revolution resolutely affirmed that the new government would submit to “the revolution and the basic laws.”

The express revelation that the movement concealed a corporative design was not long in coming. On October 1, General Uriburu issued a public proclamation in which, among other subjects, he stated:

The impatience of certain political groups, especially the fact that they invoke agreements we have not made and words we have not spoken, have compelled us to break our silence and to interrupt for the moment the primary and most urgent task the country demands we fulfill: the reorganization of public administration. … If the revolutionary government restricted itself simply to replacing the men who have held political offices, certainly its action would win the applause of all the parties that might benefit. But the revolution was not made to change the electoral structure. Placed above the parties, we do not seek to impose our ideology, but we have the duty to make it public so that it may be considered and discussed. …We do not regard either the constitution or the existing basic laws to be perfect or untouchable, but we declare that they cannot be reformed except by the methods set forth in the constitution itself. …We believe it is necessary to reform the constitution in a way that would harmonize the national and provincial revenue systems, give effective autonomy to the federal states, assure the functioning of congress, provide for the independence of the judiciary, and perfect the electoral system —all these so that the constitution may take into account the social needs of the people and the fuerzas vivas (the dynamic elements). We are of the opinion that when those elements can be brought to bear in an effective manner, it will not be possible to reproduce the evils that the revolution has extirpated. When the representatives of the people cease to be merely representatives of party committees, and take their seats in congress as workers, ranchers, farmers, professional men, industrialists, and so on, democracy for us will have come to be something more than a beautiful word. But it will be a congress elected by the Saenz Pena law, which will state the need and the extent of these reforms, in accordance with the provisions of Article XXX of the national constitution.

The principles enunciated by the leader of the revolution provoked resistance, above all, among the politicians who threatened to make the government an orphan in terms of public opinion. It was perhaps to assuage alarm and to affirm those principles that Carlos Ibarguren, who shared or perhaps inspired Uriburu’s views, gave a speech in Cordoba in which he confirmed the intention to make a revolution in depth, although he modified the scope of the corporative policy stated in the manifesto of October 1. Ibarguren said:

Public opinion may also be represented in parliament in the same way that representation is extended to the unions and to corporations that are solidly organized. Society has evolved profoundly from the democratic individualism that is based on universal suffrage to the collective structure that responds to general interests that are more complex and organized in coherent form within the social framework.

It thus became evident that a more or less well-defined movement of a fascist type existed, and that it was vaguely trying to resolve the contradiction between conservative liberalism and popular democracy, provided that the solution was not too prejudicial to the former. This new-born fascism had elite pretensions; in spite of the fact that it talked about social problems, it concentrated on the problems of the State, without paying attention to the ones created in the social order by the existence of privilege. An armed militia, the Argentine Civic Legion, was organized to support the movement. Like the nationalist movement itself, this militia did not recruit its members from among the common people but from the sons of conservative families, and it practiced small-scale terrorism with discreet police backing.

A few years after the advent of Mussolini, a complete parody of fascism had thus appeared in Argentina, but it was a copy made by aficionados who had no contact with the masses and who tended toward what might be called “enlightened fascism.” Their words had reached the ears of General Uriburu, who was well prepared to receive them because of his old authoritarian and pro-German inclinations. And even though the leader of the revolution was unable to obtain from his advisers or from his own ponderings an acceptable program for directing the work of government, an attitude was established that was hostile to the activities of those who were called “the politicians.”

Some nationalists have pointed out that nationalism coincided in its aims with radicalism, and that the revolution was transformed into a movement against radicalism only by chance. Be this as it may, the first steps of the fascist revolution were frustrated by the acts of the politicians of whom the nationalists thought so ill. Perhaps that was why Uriburu maintained in a speech at the end of 1930 that the movement had been carried out by the army “without making any sort of agreements with the political parties,” which, he claimed, considered themselves “to be chosen to divide the spoils of the party that had fallen from power.” This claim was made repeatedly both by the leader of the revolution and by the nationalists.

Nonetheless, the parties that had opposed Irigoyen were gaining strength little by little, thanks partly to the support they received from some of the military leaders, headed by General Agustín P. Justo, who were not satisfied with the prospect of a fascist dictatorship. This development raised the problem of determining what had been the objective of the revolution, especially after the proclamation of October 1 and the speech by Ibarguren in Córdoba on October 15. Federico Pinedo of the Independent Socialist Party described the background of the movement in the newspaper Crítica on October 10, pointing out not only the corporatist inclinations of General Uriburu but also the efforts that had been made by the parties opposed to Irigoyen to prevent those inclinations from becoming the main object of the revolutionary government. Referring to a conversation he had with Uriburu, Federico Pinedo wrote:

Not everything he told me gave reason for optimism and tranquillity. During the course of the conversation, the General did not conceal the political and social ideas that he cherished and that I had known about for a long time. The General did not believe in the suitability for our country or for nations in general of certain institutions that the majority of Argentines considered essential in a democracy. He did not believe that citizens ought to have the vote simply as citizens, that is, without any distinction based on their activities, their economic interests, their social functions, their standing or rank. He believed that grouping men according to the goals of political organization in a purely geographical way by mixing all the citizens within each district, without distinction between them, and with one vote for each man —in other words, the electoral system prevailing in all the democratic countries— was and would continue to be pernicious.

He maintained that an immensely superior system would be the one that would base political power on grouping citizens in categories —unions, professional bodies, and corporations, divided according to interests. Only thus was it possible to escape domination by the committees of the political parties that, according to him, were the only arbiters of the destinies of countries organized on the basis of the individual and equal ballot for all men, simply as men.

The objections I made to all these ideas can be imagined. The General listened with deference to my defense of our legal electoral system, which is similar to that of all other countries except Russia and Italy. He listened to me express my firm conviction that the prevailing democratic system not only permits but assures control by public opinion rather than by political committees, because the latter, although they are able to influence elections, are obliged to submit to the dictates of the masses. I told him that even if the prevailing system had no other merits to make it worthwhile, it had decisively in its favor the fact that there is no way to replace it, since the country would never agree to having a group of people decide to declare themselves superior to their peers and try to impose their rule by diminishing the political power of the rest of the people by means of conditions and limitations on the right to vote. The General expressed the view that he had no intention of depriving anyone of the right to vote, and that everyone would be able to vote, even women, but that the people should exercise their vote within their group, category, union, or corporation. I made the observation that in this case elections would lack meaning, because it mattered little whom the workers, farmers, industrialists, merchants, and property owners were going to elect if it were known beforehand from the organization of the electoral system that congress would have such and such number or representatives of the workers, so many from the farmers, so many from the property owners, etc. I referred to the publications written on this point by the liberal German, Mises. The General declared that he would take into account with pleasure those and any other observations, objections, and arguments, since he did not hold rigidly to his own opinions and was not trying to impose any set system on the country. He said he was only suggesting the ideas that he considered useful, that he tolerated and respected fully the rights of others to make their points of view prevail.

A variety of arguments was also employed by orators who spoke in Cordoba on October 25 in reply to Ibarguren, attacking the propositions he had advanced ten days earlier; and Alfredo Palacios expressed similar ideas on December 6. But not all of the positions taken against the fascist offensive had the same implications. The Socialists, the Progressive Democrats, and some of the other parties insisted —as Palacios expressed their views— that they were not opposed to considering a possible constitutional reform once a legal government had been established, if the aim were to enlarge democracy, not suppress it. The parties that formed the National Democratic Federation (and later those of the so-called “Concordance”) claimed that under the existing circumstances it was necessary to defend democratic institutions but at the same time to suffocate the Radical Party, which without doubt was supported by the majority of the electorate. This was an admission that the reign of fraudulent democracy was near, because everyone was aware of the resources, both in leadership and among the people, that were still possessed by the party that had been conquered in the military revolution.

So the dilemma was posed. Either the revolutionary government would opt for a fascist course, or it would give in to the advocates of a democracy based on electoral fraud. Events forced General Uriburu to choose the second course. Nonetheless, it was stained with the colors of fascism.

The period of fraudulent democracy

Events moved on with measured pace. When General Uriburu saw his plan for basic reforms vanish, he agreed to support the presidential candidacy of General Justo, who had no chance of winning except by fraud. Not without melancholy Uriburu observed the creation of the Democratic Socialist Alliance, whose ticket was headed by his intimate friend, Lisandro de la Torre; and he further noted the strong comeback of the Radical Party, whose candidate for the presidency, Marcelo T. de Alvear, had been prohibited by the government from running for office. When the leader of the antipopular revolution turned over the seals of office to General Justo, he left to the latter his old profascist plans, along with the hope that they might be initiated by constitutional means.

The epoch of fraudulent democracy began. The circumstances of its origin shaped its destiny and the thinking of the men who served it, and it is important to observe those conditions carefully. In essence, the old duel between popular democracy and the oligarchy was being renewed, but now with shades of meaning that fundamentally altered the situation. The first of the conditions was the renewed predominance of the oligarchy after its many years in opposition, an assertion of power now complicated by various factors such as the adherence of some Radical groups that were called antipersonalists and were of typically conservative mentality, together with the more or less stable support of certain nationalist groups. The latter served as spearheads for the oligarchic cause by their spectacular and chauvinistic patriotism and by their extemporaneous mobilization of the ideas of the old conservatism —as if those ideas were suited to the times. The second new factor was the division in the Radical Party, which was deepened gradually by the influence of the group led by Marcelo Alvear, an influence that was undeniably democratic, but was less sensitive to popular social unrest. Other sectors in the party reacted more positively toward the needs of the people and toward the issues represented by a more advanced group who created Forja, a center for economic and political studies. Meanwhile, the alliance of socialism with the Progressive Democratic Party had also forced the Socialists to swing a little to the right, so that the political panorama within the country during this period of fraudulent democracy revealed a diminution of civic virtue and a retreat by all the progressive forces capable of stimulating social progress.

In this way a political situation developed that was based on fraud and supported by a predominantly conservative coalition that had the backing of the army and the Church, and within which fascist groups served as the catalyst. These groups were inspired at the outset by Maurras and Mussolini and were swept along by the principles of Hispanidad as understood by Ramiro de Maeztuj they were seduced later by the Wagnerian arrogance of Hitler.

The apologists for fraudulent democracy claim that theirs was not a continuation of Uriburu’s government but, on the contrary, was inspired by the political thinking of men who, as Federico Pinedo said,

saw that it was impossible to avoid a military revolution, and therefore threw themselves into the struggle to make sure that the movement would follow a democratic path. They sought to restrain the revolutionary leaders from their proposed imposition of the corporative or fascist ideas of reform that the head of the movement favored and that he had the sense of honor not to conceal. It may be that some, or many, of these men and these parties later sinned in electoral matters: I will speak of that in due course, and these words are not written to excuse them. Yet the fact is that in the most difficult times through which Argentine republican and democratic institutions have passed —which did not come when frauds were being committed and concealed, but when there was the definite, confessed intention to change the bases of public power by creating a system of corporations or guilds or other more or less fascist bodies— it was the men and the parties in the coalition, and not the ones who refused to join, who waged the battle to limit all of the extravagant revolutionary ideas and who maintained as the foundation of the Argentine State the will of its citizens, reckoned simply as citizens.

Pinedo’s opinion, naturally, was not shared by those who actively opposed the regime. From the center parties to the extreme left, the unanimous opinion held of the men who were running the government or who were in the legislature was that they were seeking to retain power either to restore or to extend the privileges that the oligarchy had long enjoyed. The Radical leader, Enrique Mosca, spoke of this period as “these somber and chaotic days that, beginning on September 6, have witnessed the revolt of the barracks against the citizens.” The leader of the Progressive Democrats, Lisandro de la Torre, courageously criticized the entire era by analyzing the government’s economic policies. The Socialists, Palacios and Bravo, launched fierce campaigns in the senate against the acts of the dictatorship that in their judgments warranted reproof.

The government made no answer except to maintain what Pinedo called “half-way democracy” —that is, the system of fraud that was carefully organized by the Governor of Buenos Aires province, Manuel Fresco, and lauded as “patriotic” by its representatives. Electoral fraud corrupted the authority of the government and opened the way for absolute irresponsibility, particularly in the handling of political problems. The administration of General Justo believed that the crisis that had affected the whole world since 1929 involved deep danger for Argentina, and the government became still more alarmed by the results of the Imperial Conference held in Ottawa in 1932, at which Great Britain agreed to give preferential treatment to imports from its dominions. The consequence of this alarm was a policy of exaggerated concessions to Great Britain, combined with a reform of the banking structure and the first attempts at State intervention in economic matters by agencies charged with regulating the production and consumption of certain products. Anything seemed preferable to losing the English market, which so greatly benefited the old and the new oligarchy, whose privileges were being guarded by the government.

Fraud and privilege were the characteristics of the era. Frequently it seemed that the constant public accusations directed against the government would end in awakening the sensibilities of the men who were abusing power; but all was in vain. The results were serious, above all because industry was beginning to develop, a new alignment of the popular masses was taking shape, and the people were slowly succumbing to the most acute political skepticism. These were the signs of the turbulent days of the “infamous decade,” as one of the nationalists called it. President Roberto Ortiz, who came to office through fraud, aroused hope that an end might be in sight to the illegal political system by which the country was being drugged; his statements, his acts, and the election of some of his associates seemed to imply that the free ballot would be restored. However, illness forced him to give up the presidency in 1940, and that hope was lost. The people again fell into dark pessimism. Thus the way was prepared for the eruption of fascism.

The rise of fascism

The ground for fascism was prepared especially among small minority groups. The political bankruptcy of the nationalists who had tried, in the person of General Uriburu, to seize control of the September revolution fragmented the views and activities of that movement: some were disposed to come to an understanding with the regime; others were pushed into underground conspiracies or strategic regrouping.

Organizations with fascist tendencies multiplied. To the “Legion of May” and the “Civic Legion” were added the “Argentine Nationalist Action,” headed by Juan T. Ramos, the “Argentine Guard,” led by Leopoldo Lugones, the “Military Legion of the Schools,” and the “Nationalist Civic Militia.” But the most significant organization, as Carlos Ibarguren points out, was the “Argentine Civic Legion,” which was later transformed into the “Alliance of Nationalist Youth,” headed by General Juan Bautista Molina. At the same time, within Forja a current of Radical nationalist thought developed; and the philo-fascist groups, led by Raúl Scalabrini Ortiz, were also strong.

After 1933, and especially after the arrival in Argentina of the German Ambassador, von Thermann, the influence of Hitler’s doctrines and methods began to dominate among the groups that had formerly drawn their inspiration from Mussolini and Maurras. In some civil and military circles the overpowering prestige of Nazi Germany blinded the proselytes of the “New Order,” who, furthermore, were used and generously compensated by the German Embassy.

Ibarguren, who in a sense was the leading theoretician of the movement, has complained that nationalism in the period from 1933 to 1943 has been badly understood and malevolently confused with the fascist and Nazi movements; but his own career demonstrates the continuity of ideals between these groups and the similarity of goals between the underground movement of that decade and the unmasked, pro-Nazi revolution of 1943, to which is owed the final coming of fascism with the government of Perón.

Ibarguren himself expounded on various occasions what he called “the doctrine of Argentine nationalism.” The fact is that his is a moderate fascism, colored by the same observations about “true democracy” that fascism has used everywhere as arguments. But it is enough to recall the connection between those ideas and Peron’s so-called “Justicialist Doctrine” to demonstrate the beliefs implicit in the declarations of the man who had inspired the Civic Legion. Here are some of the points of what Ibarguren has called the “Statute of the Nationalist State”:

1) The interests of the Nation comprise the supreme public order for Argentina; the State must guarantee, disseminate, and develop those interests. No one may assert rights against Argentine public order.

2) It will be necessary to endow the State with a structure by which, in place of the State’s being an expression of the political parties and of their committees, as is the case at present, it may represent society in all its integral, organized parts. This entire structure ought to be consecrated by the will of the Nation as expressed in assemblies that derive from the enrollment or registration of social groups, in conformity with the functions that those groups fulfill in Argentine life in the economic, spiritual, professional, and laboring order.

3) The State recognizes and guarantees all the liberties and rights of man as a human being, and of the citizen as a political element of the Nation, in accordance with the order established in this statute.

4 The national economy, made up of the totality of production and trade, must have as its prime goal the well-being of the collectivity and the potential of the Nation.

5) The State, thus integrated by all the organized social forces, will be their authentic expression and will have the obligation of coordinating and rationalizing all production and distribution within the economy of the country.

6) The State must protect and assure labor its just return, and firmly establish social welfare to such a degree that each laborer may have a decent existence fitting to his level of living, which will be verified periodically in the different regions of the country. By means of the respective organized social groups —guilds, unions, corporations, professions— the State will coordinate and regulate the interests of employers and of labor on a basis of parity. It will approve the collective contracts that are agreed upon and resolve questions that may arise. For this purpose the State will establish labor tribunals, and thus avoid conflicts and the so-called “class struggle.”

To complement nationalist thinking, Ibarguren believed it opportune to publish, in 1948, a book entitled La reforma constitutional, whose principles in good measure inspired Peron’s “Justicialist Constitution” of 1949, a document that was not, however, as corporative as Peron asserted it to be. However, the constitution of the Chaco province (1951), and various laws that at the time created “Organizations of the People” throughout the country, reveal the continuity of the same type of political thought. The outbreak of World War II was a critical date in the growth of the fascist movement in the decade from 1933 to 1943. The propaganda and activities of the philo-Nazis were intensified soon after the war began. Periodicals and magazines were published in order to serve the German cause; the information services and espionage and counterespionage organizations sought sympathizers to collaborate in their tasks. Nationalists of all shades seemed most suitable for such jobs, although some of them, out of a sense of honor, refused to collaborate, whereas others accepted, on the principle of uniting for a cause. The nationalists, a great majority of whom were members of the oligarchy, attacked the imperialist powers from the outset, particularly Great Britain. German sources contained abundant materials for ascertaining the character and measuring the rate of penetration of British capital into Argentina, and there was no lack of investigators to study the data, and thus feed the anti-imperialist zeal of the nationalist groups. With that material, and with less substantial data, nationalism forged the belief that it was necessary to shake off the English yoke. To accomplish this, Great Britain and the entire democratic world would have to be smashed by the German forces. These ideas had unity, and nationalism was pro-Nazi by virtue of these beliefs.

The international policy of President Ortiz leaned toward a neutrality that was faintly benevolent for the democratic powers and seemed to be a serious obstacle to the nationalists. But beginning in 1940, when Vice-President Ramon S. Castillo succeeded Ortiz, that orientation began to change slowly. Castillo, who was certainly favorably disposed to the nationalists’ point of view, began to feel the pressure from the pro-Nazi groups, and the government switched its course. The neutralists, who scarcely concealed their totalitarian sympathies, redoubled their activities, despite evidence that public opinion —even anti-British opinion— was by no means favorable to the Germans. Soon the entire apparatus of public power came to be an instrument of pro-Nazi policy, which in foreign affairs favored the Axis and in internal affairs led to decided gains for totalitarianism. The then Colonel Juan D. Perón was counted in the ranks of those who served the Nazi cause. Faced with the drive toward internal totalitarianism, which now was prudently cloaking the fraudulent old framework of our democracy, the political skepticism and despair of the masses grew deeper. Thus the country moved down strange roads toward the triumph of fascism.

The revolution of june 1943

In spite of his sympathy for the Axis, President Castillo at heart continued to be a typical representative of fraudulent democracy, which became more and more corrupt with the passage of time, and was increasingly committed to defending its own privileges. Here is the way in which Carlos Ibarguren described the social situation in a letter to Robustiano Patrón Costas, the oligarchy’s nominee for president:

As an Argentine and as your sincere friend, I strongly hope that you may have the greatest success in your government, and that you will cleanse the public scene of the present actors, who are nothing but a gang of professional politicans striving to hold onto their jobs and their private interests. May you win the complete economic independence of our fatherland, liberating it from monopolies and from the pressure of international capitalism that now choke many of its vital organs. May you bring morality into the public administration, which today, in spite of the personal rectitude of Doctor Castillo, presents such a lamentable spectacle of venality that any part that is examined spurts out the pus of corruption, staining even the highest officials. I am confident that in our foreign relations you will know how to manage effectively Argentina’s needs and interests, and that you will defend proudly and valiandy our sovereignty and our traditional honor.

Caught between the need to defend the interests of those who supported his policies and the claims of the pro-Nazis and nationalists who demanded that he support the Axis countries (with the corollary of promoting internal totalitarianism), President Castillo was obliged to juggle his decisions. The year 1943 brought indications of the weakening of the Nazi-Fascist offensive. The president turned again toward his faithful followers, who preferred to resort to the illegitimate tranquillity of fraudulent democracy and sacrifice the glad hope of being part of Germany’s lebensraum. It was then that Patron Costas was nominated as the conservative candidate for the presidency, but he did not satisfy the toughest and boldest defenders of the Axis. Out of the barracks emerged the mysterious GOU —the Group of United Officers— a collection of pro-Nazi military men who, one way or another, had to perpetuate the existing situation because of their commitments.

The traditional political parties that opposed fraudulent de-mocracy —the Radicals, the Socialists, and the Progressive Democrats— continued to confront the suspected pro-Nazi plotters and the reactionary forces who were trying to establish in Argentina a totalitarian regime or a hybrid government made up of a German-type totalitarianism and North American capitalism. At the same time, the GOU went on working in the greatest secrecy to prevent the country from escaping a system that would guarantee the security of the groups that were heavily involved with the Reich. A committee set up by congress to investigate Nazi penetration found substantial reasons for alarm, and public opinion was put on the alert, but the administration responded with increased pressure to prevent its own situation from becoming critical.

Meanwhile, the GOU was closing its ranks and preparing to use force; at the same time, it was trying to present its views as though they were ideals for the government of Argentina. From the secret document that Carlos Ibarguren said he possesses and that appears in his book La historia que he vivido ( The History That I Have Lived), one may extract some suggestive paragraphs that define the characteristics of the GOU:

The Work of Unification seeks to bind together the officers of the Army, in spirit and in fact, understanding that in such a fusion lies the true solidarity of all the ranks, from which is born unity of action, the basis of all national, collective effort. The order of the day is to create a single body animated by one ideology and possessing a single will. It is impossible to protect the Army against all its internal and external enemies if one does not place its interest above all personal gain and if all of us do not feel the same holy pride in being its servants.

We face the danger of war at a time when our home-front is in complete collapse. Two enemy courses of action may be clearly seen: to bring to bear powerful pressure by the United States or by its agents, or to threaten a communist revolution of the Popular Front type. … Confronted by these hostile political forces, the nation shows only a dispersion and division of the elements of order.

In international matters, we follow the orientation of our government. We choose to fight for our country and to die for it, if necessary, doing so in defense of its honor and its interests, no matter who may try to compromise them. … Internally, political instability may soon lead either to the victory of existing tendencies (but only with a change in the present international situation and, as a result, in the war), or to the triumph of the Popular Front, disguised as a Democratic Union, which will immediately seek to make a communist revolution, as in the case of Spain. … The Popular Front must be destroyed in order that we may avoid a civil war, which we do not fear but which we have the patriotic duty to shun.

Today it is necessary not only to grasp the political problems that in the end may occasion the serious disturbances with which we are familiar, but also to prepare the army so that it may in good time avoid those problems. That objective will be achieved only when military men are guided by a single ideal and share a single doctrine and, resolved to labor with the greatest unity of action, find each other resolute to impose order, from the moment when stability is first threatened. In our country we have long upheld the concept of exaggerated respect for the Law, which puts us above any suspicion of political activity. This will serve us as a shield when the time is ripe for us to set to work. If that moment arrives, it will be necessary to proceed rationally to do our job: the Chief of the Army will make the decisions and we will execute them.

Evidently this plan aimed at reducing the civil life of Argentina to its narrowest bounds and enclosing it within rigid military limits. This attitude was incomprehensible unless one assumed that the military leaders were trying to justify something in which the public ought not to share, and about which the public should know nothing. Indeed there was something hidden behind the plot that broke out in revolution on June 4, 1943, which in itself was only a salvage operation by the group involved with Nazi infiltration, and which also sought to prevent the Castillo government from swinging toward the United States.

The revolution began as a profoundly unpopular military dictatorship, and it laid the basis for a totalitarian regime, especially after the elimination of the last moderate revolutionists in mid-October 1943. Its methods were unequivocal: the activities of the political parties, of the unions, and of the universities were hobbled; simultaneously, obligatory religious instruction was established by the minister of public instruction, Martínez Zuviría. Perhaps in order to strengthen its weak position, the government turned for support to groups of workers who collaborated with the police. In a vast attempt to compromise the free consciences of the workers, the sub-secretary of war, Perón, was named director of the department of labor. Fully committed to its organizational tasks, fascism was on the march.

The course of “peronismo”

This entire process was nothing less than the genesis of a fascist regime, but, as events developed, certain peculiarities appeared that derived from the personality of the principal proponent of the movement. There can be no doubt that Peron was the most active leader among the pro-Nazis in the revolutionary government, and he began to utilize methods typical of those counseled by Nazi-Fascist tradition and by the political views prevailing in military circles. The tenets of the military men are summarized in a proclamation issued to the army by pro-Nazi officers shortly before the revolution of June 4. The last paragraphs of the proclamation referred to the manner of using power after it had been seized:

Once we have conquered power, it will be our mission to be strong —stronger than all the other [South American] countries together. We must arm ourselves and remain armed always, triumphing over difficulties, battling against internal and external conditions. Hitler’s struggle in peace and in war will be our guide.

Alliances will be the first step. We already have Paraguay; we shall have Bolivia and Chile, and it will be easy for us to put pressure on Uruguay. Then the five united nations will easily draw in Brazil, because of its form of government and its great nuclei of Germans. The South American continent will be ours when Brazil falls. Our tutelage will become a fact, a grandiose and unprecedented fact, achieved by the genius and heroism of the Argentine Army.

Mirages! Utopia! people will say. Nevertheless, we turn our eyes once more toward Germany. Conquered, she was forced in 1919 to sign the Treaty of Versailles, which would have kept her under the Allied yoke as a second-class power for at least fifty years. In less than twenty years she traveled an amazing road. Before 1939 she was armed as was no other nation, and in the midst of peace had annexed Austria and Czechoslovakia. Later, in war, all Europe was bent to her will. But this was accomplished only by hard sacrifice. An iron dictatorship was necessary, to impose upon the people the renunciation essential to that formidable program.

So it will be in Argentina. Our government will be an inflexible dictatorship, although at the beginning we will make the concessions needed to put it on a solid basis. The people will be attracted to the cause, but they must work, deprive themselves, and obey —work more and deprive themselves more than any other people. Only thus will it be possible to effect the armaments program that is indispensable for the conquest of the continent. Following the example of Germany, we will inculcate into the people by radio, by the controlled press, by films, by books, by the church, and by education a spirit receptive to understanding of the heroic road that must be followed. Only thus will the people succeed in renouncing the pleasant life they now lead. Our generation will be a generation sacrificed on the altar of the highest good —the Argentine fatherland, which will shine with unequaled light for the greater benefit of the continent and of all humanity.

To reach this goal, Perón used a tool of inestimable value —his ability as an orator capable of employing the tone, the vocabulary, and the ideas most appropriate for swaying the Argentine masses, especially the people of the urban working districts. This factor, whose value was multiplied by the use of the radio, came to have immeasurable significance in Argentine politics.

Little by little, this unpopular revolution began to become popular, although the politicians and the middle class did not notice what was happening. A natural orator, who had a monopoly of the radio, Perón began to gather around him more or less dissatisfied labor leaders and worker organizations that were justifiably disenchanted by the conservative policies which had prevailed since 1930. His master stroke was to include all the political parties of the country in the blame for the existing situation, while in fact the responsibility belonged only to the groups on the right. On October 15, 1944, Perón stated:

Everything had been falsified: liberty, the rights of citizenship, political leadership, justice, and morality. As a result, our people were on the point of losing their most important resources —hope and faith.

The most secretive and venal of oligarchies, holding the State in its power, had rigged an electoral machine that gave the people the right to vote but never allowed them to elect their leaders. As if this were not enough, the oligarchy even split its gains with the party bosses who were apparently in opposition.

With such arguments, supported by the instruments of power, Perón succeeded bit by bit in planting his fascist slogans in the minds of the politically inexperienced masses.

These themes were partially or completely expounded on different occasions. “We seek to suppress the struggles between classes, and supplant them by a just agreement between workers and employers —that is to say, the people— under the sheltering justice that emanates from the State,” Perón said on May 1, 1944. “We do not divide the people into classes in order to set them to struggling, one against the other; we try to organize them so that they may collaborate in the aggrandizement of the Fatherland,” he added on August 11. “All sympathy for the bourgeoisie has died; a new era of the world is born; the rights, the responsibilities, and the role of the People in providing basic solutions to their problems must be asserted daily,” he stated on July 19, 1945. These preachings, revolutionary and reactionary at the same time, like all fascism, kept on gaining vitality; they ended by striking root in the consciences of certain social groups that belonged to the category that has been technically described as the lumpenfroletariat. On the other hand, Perón’s implicit and explicit doctrines alarmed many people in the middle class and among the capitalists, but they continued obstinately to reject the social reality that was emerging before their eyes, rejecting it as if it did not exist, just as they had been doing since 1930.

An attempted military revolution in October 1945 forced Perón to retire briefly from power, but it gave him the opportunity to organize meticulously his return to public life, which took place under extraordinary circumstances that demonstrated how deeply his policies and plans had penetrated. On October 17, 1945, with the unconcealed collaboration of strong elements of the army and the police, a march was organized that led out from the suburbs and the workers’ districts and converged on the center of Buenos Aires to demand “liberty” for Perón. This movement had, on a grand scale, the same internal structure as others that had been organized previously by the police so as to give a little popular “warmth” to the acts of the revolutionary government of 1943; but this time there could be no mistaking the spontaneity of the mass movement of people for whom the name of Peron had become a symbol of social reform. Peron himself defined the special nature of the movement in the speech which he gave on October 17 from the balcony of Government House:

May this historic hour be dear to the republic; may it create a bond of union that will lead to an indestructible brotherhood between the People, the Army, and the Police. May this union be eternal and infinite, so that this people may grow in spiritual unity within the true and authentic forces of nationality and order. May this union be indestructible and infinite, so that our people may not only possess happiness but also be worthy of understanding it.

What could this rare identification between the people, the army, and the police signify except a dictatorship of the masses, controlled, supported, and directed by the apparatus of power? Everything indicated that the political plans of the new leader were only an imitation of fascism, as Perón had outlined them in the speech that he had given as minister of war at the University of La Plata on June 10, 1944.

The new order

Peron triumphed on February 24, 1946, in presidential elections that were controlled by the army and preceded by an electoral campaign in which the forces of the State and of the government-backed gangs systematically attacked the opposition. He was inaugurated some months later, on June 4, 1946, and took up his tasks of government. It could be noted that he was preparing to make substantial modifications in the organization of the State. Everything favored him: he had a great majority in the chamber of deputies and in the senate, and his party —or, rather, the conglomeration of parties and groups that had gathered around him— had won in all but one of the provinces. With the universities placed under government control, the press censored, the labor unions controlled, and the administrative machinery and the military and police forces unconditionally at his service, Perón began to lay the foundations for a “New Order” for Argentina.

The fact is that he did not make excessive innovations, but limited himself to implementing, with variations and additions, the old aspirations of the nationalist groups. Perón, who now presented himself as the leader of the Argentine people and the standard-bearer of the proletariat, using very modern formulas to solve economic and social problems and talking about antiimperialism and atomic energy, said in a speech on June 28,1944:

The Argentine Republic is the product of the Spanish conquest and colonization, which brought to our shores the cross and the sword, joined together like brothers with a single will. And in these present times it seems as if that extraordinary conjunction of spiritual forces and of power will again be created, representing humanity’s two greatest symbols: the Gospel and the Sword.

Perón did not in fact deny his ideological inheritance. He had the open backing of the Church, the army, and the police; these comprised a grid into whose openings he inserted the support that was given him by the proletariat groups. On that basis he began to erect his government organization, threatening the army with the popular masses and with the specter of a general revolutionary strike, while intimidating the workers’ organizations with the apparition of the army and of military dictatorship. Fascism was fulfilled in Peron because of the unusual circumstances that surrounded his appearance in public life, conditions that favored the co-participation of forces from divergent political traditions. The “New Order” had to have two ceremonials, two different masks. The stern posture of an army trained on the Prussian model had to be alternated with the crude, chaotic exaltation felt by the mass of the descamisados —the “shirtless ones” — whom he tried to inoculate (vainly, as it turned out) with brutal sentiments of violence. And Peron learned the art of tireless speech-making in two distinct styles: one, that of the severe and laconic military man; the other, that of the agitator at the barricades.

The diverse aspects of the “New Order” gradually fell into place. For some time, the dictator reserved to himself the serene exposition of the constructive labors of his regime, while leaving to his wife, Eva Perón, the apparently revolutionary vehemence of speeches delivered amid clamorous approval. In both cases, radio oratory was a key technique of government: the virile voice of the president and the throaty voice of Eva Perón had a profound effect on the politically inexperienced masses, far different from anything to which they were accustomed. They carried the people to the zone of instinctual reactions. The influence of Eva Perón brought support to the “New Order” equal in strength to that produced by the lofty and severe discourses, full of manly expressions and noble arrogance, which the president delivered to his military comrades on official occasions and in the garrisons. And by means of this abundant oratory, the president kept on introducing ideas that spelled out the real and achievable dimensions of the long-standing program of Argentine nationalism.

One of the fundamental problems of the “New Order” concerned the economic basis of the new State. Strangely, two currents of ideas coincided in the plan proposed by the president: on the one hand, there was a generic design adapted to the principles of the General Staff, which in turn was inspired by German theoreticians from von der Goltz and von Clausewitz to Goerlitz; on the other hand, there was a specific plan for the Argentina that the nationalists were glorifying in accordance with the fascist variation of anti-imperialism.

The first trend was categorically revealed by Perón, then minister of war, in the speech that he delivered at La Plata on June 10, 1944. After referring to the demands implicit in “total war,” as described by Ludendorff, he dealt with the problems of “Industrial Action” in the following terms:

When we examine the problem of industrialization with specific reference to our country, we can state that it constitutes the critical point in our national defense. The cause of the crisis must be widely sought in order to be able to solve it.

Over a long period of time, Argentina’s production and wealth have been of an almost exclusively agricultural and ranching character. This is due in large part to the fact that our population growth by immigration has not been as great as was hoped, owing to the high return from this type of production in relation to the number of workers needed. When world markets became saturated, production was automatically limited and, consequently, so was entry into the country of the laborers required in that production.

Argentine capital, invested in this secure but scarcely brilliant way, showed reluctance to find outlets in industrial activities, which were long considered to be reckless adventures and, although this may seem laughable, not suitable for gentlemen.

Foreign capital dedicated itself especially to commercial activities in which all profits, no matter how quick and excessive they might be, were always permissible and legitimate; or it, too, sought security in the establishment of public services or basic industries, often with a minimal return guaranteed by the State.

The economy of the country rested almost exclusively on the products of the earth, which were processed in a most inferior manner; later, when these products had been transformed in foreign lands, to the benefit of those economies, we acquired them again as manufactured goods.

Foreign capital showed little interest in establishing itself in Argentina in order to develop our natural resources; a policy of that nature would mean benefits for our economy and would aid our growth, but it would be prejudicial to foreign interests, since our products would compete with those made abroad.

It is evident that the recovery of our economic freedom must be undertaken by Argentine capital; at the very least, the State should stimulate capital, leading it and pointing out the road to follow.

The scarcity of foreign manufactured goods, brought on by the World War of 1914-18, fortunately impelled the boldest capital to throw itself into the new adventure, and a great variety of industries was established, demonstrating our true possibilities. When the war ended, many of these industries disappeared, some because they were artificial; others, which ought to have been maintained, because they lacked government assistance, which they needed in order to maintain themselves. Yet many emerged magnificently from the trial by fire of foreign competition both within and outside the country.

But this industrial transformation was carried out on its own, by the private initiative of some “pioneers” who had to overcome innumerable difficulties. The State did not possess the foresight that ought to have guided and instructed capital: directing the rational utilization of energy, facilitating the training of laborers and executive personnel, coordinating the exploration for and extraction of raw materials with the need and possibilities of processing them, guiding and protecting the sale of products in national and foreign markets. All of these would have considerably benefited the national economy.

To support these statements, I shall refer to only one of its aspects. We have spent great sums of money abroad in acquiring war materials. We have paid seven times their value because seven is the coefficient of security in war industries. All that money has left the country without benefiting our economy, our industries, or the working masses whom it could have fed. An intelligent policy would have allowed us to build the factories to make those goods in Argentina, and now we would have the factories, as well as substantial industrial experience, and the invested capital would have passed from hand to hand —Argentine hands.

What I say about war material can be applied to farm machinery and to equipment for transportation by land, river, or by sea, and it can be extended to any other type of activity.

Argentine technicians have demonstrated that they are as capable as foreigners, and if anyone believes that they are not, then we should bring the foreigners here so that we can promptly assimilate all they can teach us.

The Argentine worker, when he has been given an opportunity to learn, has shown himself to be as capable, or more capable, than foreigners. If we do not have machinery in sufficient quantity or quality, we can manufacture or acquire as much as necessary.

The raw materials are offered to us by the bowels of our land, which waits only for us to extract them. If we do not possess them all, we will acquire them wherever they may be found, doing the same as the European countries, which also do not have all such resources.

The present conflict, which has caused foreign manufactured goods to disappear almost completely from our markets, has caused our industries to flourish again, and in a way that causes admiration even among the leading industrial countries.

The theory to which we long clung, that if the day came when danger threatened our Fatherland we would find in foreign markets the materials of war that we would need in order to complete the initial equipping of our army and to assure its resupply, has been demonstrated to be utopian.

National Defense demands its own powerful industrial establishment, not any sort of industry, but heavy industry. In order to achieve such industrialization, official action by the State is undoubtedly necessary. This will solve the problems that I have cited, and it will protect our industries, if need be. Nor do I refer to artificial industries, established exclusively for profits, which have recovered from their invested capital many times over, but to those that dedicate their activities to this lasting work, which will contribute to the good of the economy and will assure National Defense.

This typically General Staff conception dealt with the material goods of the nation, with its wealth. The doctrine aimed at national self-sufficiency. But the generalization of such requirements brings one inexorably to a totalitarian concept, which the dictator expressed in his “National Doctrine” in this forbidding phrase: “The defensive action of the nation extends inward from its geographic frontiers to include the ideological formation of the people, in the person of each and every one of its inhabitants.” And the entire country, which had not undergone any war or sighted any enemy, was put in a condition of internal defense or, as the dictator later established it, a “state of internal war,” a situation in which he could experiment with his political theories.

The idea around which the dictator revolved was that of organization. The State must be organized; the government must be organized (if this goal were attained, the government would be personified in the figure of “the Leader”); and the masses must be organized (then they could call themselves “the People”). Each facet of Peron’s political views took on extraordinary characteristics, but none was as singular as the image that the dictator formed of himself as “the Leader.”

Conduction —“leadership”— a term transferred to the political lexicon, but of military origin —was, to Peron, an art. El conductor nace, no se hace —“the Leader is born, not made”— he frequently said. At the same time, he denied to the masses the opportunity to lead themselves. “When the mass has no sense of leadership, and no one takes it by the hand, it is incapable of proceeding alone, and it ends in political catastrophes,” he said on March 15, 1951. But if the masses can count on a skillful leader —a circumstance presumed to be providential— they can attain all their ambitions, since como él sea, será la masa (“as he is, so will be the mass”). The Leader, therefore, is an artisan, an artist. He is different from the caudillo, because the Leader plans and executes; like the artist, his task is “to create, always to create, always to be ready to create.”

This notion called for a bridge between the masses and the talented Leader. The dictator imagined that the chasm would shrink if the masses were organized into the People, and if the People would give themselves up to their vocations, grouped in great organizations —workers, students, businessmen, professional people— which would facilitate the artist’s task of molding them. But even so, he believed it essential —another reflection of his barracks training— to create what he consistently referred to as “staffs” of intermediate directors. “It is necessary to teach those at the intermediate levels about leadership, because leadership cannot be accomplished by only one man and the people; if this mass is not held together tightly, it will dissolve.”

The theory was put in practice, and the dictator succeeded in creating all of its forms that his fertile imagination could conceive, but this was accomplished only on the basis of a powerful apparatus of force that increasingly demanded intellectual immobility from the country. The dictatorship practically choked the free expression of ideas, precisely because all the heavy armor that sustained the government could not withstand the slightest critical inspection. Perhaps the dictator believed in the efficacy of his Argentine version of decrepit European fascism because, in his egoism, he used to say that he would never commit what he called “Mussolini’s mistakes.” It was his misfortune to commit even worse errors; and one day, ingloriously, he fell from power. In a short time nothing remained of the vast corporate structures he had created; soon his words echoed hollowly, except for some, which were prophetic. Listen to his pronouncement of October 21, 1946: “We are not in the least the enemies of capital, and the future will show that we have been its true defenders.” The fact is that during the last months of his rule, he prepared to concede vast oil-bearing zones to a foreign enterprise.

The forces in reserve

While the fascist movement that dominated Argentina from 1943 to 1955 was being born and was developing, the traditional political parties maintained and refined their theoretical positions. The vast social movement that had been evolving in Argentina since the crisis of 1929 and the revolution of 1930 forced the parties to accentuate their concern for social problems.

That concern was by no means new for the Socialist Party, which had been fighting the privileged classes since the end of the nineteenth century, and which, since 1930, had not only energetically defended political liberty, but also had struggled actively to uphold the principles of social justice, insofar as these could be defined in the light of Argentine reality. For this reason, Américo Ghioldi was able to say at a Socialist Party congress in June 1948:

Finally, I want to assert that we are the Left in this country. There is no movement more advanced than ours, because we link together in admirable alliance three ideas that dispute for supremacy among themselves but that must live in harmony: democracy, equality, and liberty. Political democracy was dominant for a time, but it weakened because it did not satisfy the demands for equality which are the profound requirements of a society in need of social justice. Under the present government there may exist a trend toward the predominance of the egalitarian principle, but it lacks the feeling and the creative sense of liberty without which human beings atrophy and the living nucleus that creates and re-creates is extinguished.

Nor was the Communist Party unaware of the tensions within society; it condemned the policy of the oligarchy and it labored in its own way to create strong and disciplined groups within the working class in order to spread its revolutionary principles.

On the other hand, concern for social conditions had been less intense among the other parties, but all of them now began to feel the need to take a stand in the face of the portents that were daily becoming more visible. The problem was most severe within the Radical Party, a popular party by definition, and the one that had traditionally regarded itself as representing the majority of the people. It was profoundly shaken by the defeat of February 24, 1946. As a result of the election, the reform ideas of a faction of the party, which adopted the name of “Intransigent,” began to gain strength. Its main objective was to bring some definition into the vague general principles that Radicalism claimed to uphold, but those principles went through constant changes when presented to the electorate. As Arturo Frondizi wrote in his book, Petróleo y política:

We have affirmed that we must accomplish our revolution by an “absolute change, as much in the internal as in the external order of our society”; that this revolution is historically linked to our past; and that it is also linked at this moment to the course of events through which Latin America is passing. We must now specify some of the fundamental facts that will give being to this revolution in order to transform the old social order into a new one, consonant with the real needs of the people. This revolutionary content is tied to basic changes in the socio-economic structure, which embrace at least three concrete and essential aspects: (a) agrarian reform; (b) industrialization; (c) economic democracy.

In succeeding Intransigent Radical Party publications, sharper focus was given to solutions of long-standing national problems that the Peron regime had pretended to solve but had only deepened. And because of the astute and sustained effort of this group, one could note a progressive winning over of minds, as if to the increased deepening of problems there corresponded a progressive clarification of their solutions. Such were the positions taken by the popular parties, among which one must not forget the Progressive Democratic Party that —following the inspiration of Lisandro de la Torre— made every effort to clarify its liberal doctrines. Concern for social problems arose even among the conservative groups that had divided into different political entities during the era of fascism. Despite the early warning by Marx, the theme of social reform had been ignored by the privileged minorities, and even by the parties that represented popular democracy. The violent seizure of the country by fascism was the sign that the problem existed. At the close of the cycle of Argentine fascism —an epoch of twenty-five bitter years— Argentine political thought began to show enough maturity to perceive the truth that always hides behind political alternatives.


BIBLIOGRAPHY AND SELECTED READINGS

I. BIBLIOGRAPHY

 (The author’s list of argentine works in spanish)

Alberdi, Juan Bautista. Bases y puntos de partida para la organización política de la República Argentina. 4th ed. Buenos Aires, 1952.

——. Fragmento preliminar al estudio del derecho. Buenos Aires, 1942.

Alvarez, Juan. Las guerras civiles argentinas. Buenos Aires, 1914. Alvarez Suárez, Agustín Enrique. Adonde vamos? Buenos Aires, 1915

——. South America; ensayo de psicología política. Buenos Aires,1918.

Ayarragaray, Lucas. La anarquía argentina y el caudillismo. Estudio psicológico de los orígenes argentinos. 2d ed. Buenos Aires, 1925.

Azara, Félix de. Descripción e historia del Paraguay y del Río de la Plata. 3d ed. Buenos Aires, 1943.

Canal-Feijoo, Bernardo. Constitución y revolución, Juan Bautista Alberdi. Buenos Aires, 1955.

Carbia, Romulo D. Historia crítica de la historiografía argentina (desde sus orígenes en el siglo XVI). La Plata, 1939.

Cárcano, Ramon José. De Caseros al 11 de septiembre (1851-1852). 2d ed. Buenos Aires, 1918.

——. Del sitio de Buenos Aires al campo de Cepeda (1852-1859). Buenos Aires, 1921.

Castiñeiras, Julio R. Historia de la Universidad de la Plata. 2 vols. La Plata, 1939-40.

Celesia, Ernesto H. Rosas; aportes para su historia. Buenos Aires, 1954.

Chanetón, Abel. Historia de Vélez Sársfield. 2d ed. Buenos Aires, 1938.

——. Retorno de Echeverría. Buenos Aires, 1944.

Cúneo, Dardo. Juan B. Justo y las luchas sociales en la Argentina. Buenos Aires, 1956.

Echeverría, Esteban. Dogma socialista. La Plata, 1940.

Estrada, José Manuel. Lecciones sobre la historia de la República Argentina. Vols. II and III of Obras completas de Jose Manuel Estrada. 2d ed. 12 vols. Buenos Aires, 1898-1927.

Frondizi, Arturo. Petróleo y política; contribución al estudio de la historia económica argentina y de las relaciones entre el imperialismo y la vida política nacional. 2d ed. Buenos Aires, 1955.

Gálvez, Manuel. Vida de Hipólito Yrigoyen, el hombre del misterio. 2d ed. Buenos Aires, 1939.

García, Juan Agustín. La ciudad indiana; Buenos Aires desde 1600 hasta mediados del siglo XVIII. Buenos Aires, 1953.

García Merou, Martín. Alberdi; ensayo crítico. Buenos Aires, 1916.

González, Joaquín V. El juicio del siglo o cien anos de historia argentina. Buenos Aires, 1913.

——. La tradición nacional, con una carta del general Bartolomé Mitre. Buenos Aires, 1957.

González, Julio V. Filiación histórica del gobierno representativo argentino. 2 vols. Buenos Aires, 1937-38.

Groussac, Paul. Estudios de historia argentina: el padre José Guevara.—Don Diego de Alvear.—El doctor don Diego Alcorta.— Las bases de Alberdi y el desarrollo constitucional. Buenos Aires, 1918.

——. Los que pasaban. José Manuel Estrada.—Pedro Goyena. —Nicolas Avellaneda.—Carlos Pellegrini.—Roque Saenz Pena. Buenos Aires, 1919.

——. Santiago de Liniers. 3d ed. Buenos Aires, 1952.

Gutiérrez, Juan María. Origen y desarrollo de la enseñanza pública superior en Buenos Aires. Buenos Aires, 1915.

Ingenieros, José. La evolución de las ideas argentinas. 4 vols. Buenos Aires, 1937.

——. Sociologia argentina. Buenos Aires, 1946.

Justo, Juan B. El socialismo argentino. Buenos Aires, 1910.

——. La teoría científica de la historia y la política argentina. Buenos Aires, 1898.

Korn, Alejandro. Influencias filosóficas en la evolution nacional. Buenos Aires, 1936.

Larra, Raúl. Lisandro de la Torre; el solitario de Pinas. 6th ed. Buenos Aires, 1957.

Levene, Ricardo. La anarquía de 1820 en Buenos Aires, Buenos Aires, 1933.

——. Ensayo historico sobre la Revolution de Mayo y Mariano Moreno; contribución al estudio de los aspectos político, jurídico y económico de la revolución de 1810. 4th ed. 3 vols. Buenos Aires, 1960.

——, ed. Historia de la Nación Argentina (desde los orígenes hasta la organización definitiva en 1862). 2d ed. 10 vols. Buenos Aires, 1939-47.

López, Vicente Fidel. Historia de la República Argentina; su origen, su revolución y su desarrollo político hasta 1852. 4th ed. 10 vols. Buenos Aires, 1926.

Lugones, Leopoldo. Historia de Sarmiento. 2d ed. Buenos Aires, 1961.

Luna, Félix. Yrigoyen, el templario de la libertad. Buenos Aires, I954.

Martínez Estrada, Ezequiel. Muerte y transfiguración de Martin Fierro; ensayo de interpretación de la vida argentina. 2 vols. México, 1948.

Mitre, Bartolomé. Historia de Belgrano y de la independencia argentina. 2d ed. 4 vols. Buenos Aires, 1960.

——. Historia de San Martín y de la emancipación sudamericana. Buenos Aires, 1952.

Oddone, Jacinto. Historia del socialismo argentino. 2 vols. Buenos Aires, 1934.

Orgaz, Raúl Andrés. Alberdi y el historicismo. Córdoba, 1937.

——. Echeverría y el saint-simonismo. Córdoba, 1934.

——. Vicente F. López y la filosofía de la historia. Córdoba, 1938.

Palacio, Ernesto. Historia de la Argentina, 1515-1957. 3d ed. 2 vols. Buenos Aires, 1960.

Palacios, Alfredo Lorenzo. Esteban Echeverría; albacea del pensamiento de mayo. 3d ed. Buenos Aires, 1955.

——. La justicia social. Buenos Aires, 1954.

Palcos, Alberto. La visión de Rivadavia; ensayo sobre Rivadavia y su época hasta la caída del triunvirato. Buenos Aires, 1936.

Paz, José María. Memorias póstumas del general José María Paz. 2d ed. 3 vols. La Plata, 1892.

Piñero, Norberto, and Eduardo L. Bidau. “Historia de la Universidad de Buenos Aires,” Anales de la Universidad, I (1888), 5-431.

Probst, Juan. Juan Baltasar Maziel, el maestro de la generación de mayo. Buenos Aires, 1946.

Quesada, Ernesto. La época de Rosas. Buenos Aires, 1950.

Ramos Mejía, Francisco. El federalismo argentino (fragmentos de la historia de la evolución argentina). Buenos Aires, 1915.

Ramos Mejía, Jose María. Las multitudes argentinas. Buenos Aires, 1934.

——. Rosas y su tiempo. 2d ed. 3 vols. Buenos Aires, 1907.

Ravignani, Emilio. Historia constitucional de la República Argentina. 3 vols. Buenos Aires, 1926-27.

Rivero Astengo, Agustín. Juárez Celman, 1844-1909. Estudio histórico y documental de una época argentina. Buenos Aires, 1944.

Rojas, Ricardo. Historia de la literatura argentina. 6 vols. Buenos Aires, 1948.

——. El profeta de la pampa; vida de Sarmiento. Buenos Aires, 1945.

——. El radicalismo de mañana. Buenos Aires, 1932.

Saldías, Adolfo. Historia de la Confederación Argentina. Rozas y su época. 3 vols. Buenos Aires, 1951.

Sánchez Viamonte, Carlos. Historia institucional de Argentina. México, 1948.

Varela, Luis Vicente. Historia constitucional de la Republica Argentina. 4 vols. La Plata, 1910.

Vedia y Mitre, Mariano de. Roca. Paris, 1928.

Yunque, Alvaro. Leandro N. Alem, el hombre de la multitud. Buenos Aires, 1953.

II. SELECTED READINGS

(Works in english suggested by the translator)

Alexander, Robert J. The Peron Era. New York, 1951; London, 1952. Labor and politics during Perón’s first presidency. Backhouse, Hugo. Among the Gauchos. London, 1950.

Blanksten, George I. Perón’s Argentina. Chicago, 1953. Apolitical scientist examines some of Peron’s theories and practices.

Bradford, Sax. The Battle for Buenos Aires. New York, 1943. Appraises Nazi penetration of Argentina and Argentine-United States relations.

Bruce, James. Those Perplexing Argentines. New York, London, Toronto, 1953. Views of a United States ambassador.

Bunkley, Allison Williams. The Life of Sarmiento. Princeton, N.J., 1952.

Burgin, Miron. The Economic Aspects of Argentine Federalism, 1820-1852. Cambridge, Mass., 1946.

Cady, J. F. Foreign Intervention in the Rio de la Plata, 1838-50. Philadelphia, 1929.

Davis, Thomas B., Jr. Carlos de Alvear, Man of Revolution. Durham, N.C., 1955.

Defense of Freedom. By the editors of La Prensa. New York, 1952. Editorials from a great Buenos Aires newspaper reveal the fight for liberty under the Peron dictatorship.

Ferns, H. S. Britain and Argentina in the Nineteenth Century. London, 1960.

Greenup, Ruth and Leonard. Revolution before Breakfast: Argentina, 1941-1946. Chapel Hill, N.C., 1947.

Hanson, Simon G. Argentine Meat and the British Market: Chapters in the History of the Argentine Meat Industry. Stanford, California, and London, 1938.

Haring, Clarence H. Argentina and the United States. Boston, 1941. A short but useful introduction.

Hernández, José. The Gaucho, Martin Fierro. Adapted from the Spanish and Rendered into English Verse by Walter Owen, with Drawings by Alberto Güiraldes. New York, 1936. A superb translation of the most famous Argentine poem, which also documents the close of the age of the gaucho and of the open range.

Herron, Francis. Letters from the Argentine. New York, 1943. Perceptive reports on life in Argentina, particularly in the interior.

Hudson, William Henry. Far Away and Long Ago; A History of My Early Life. Many editions. One of the masters of English prose describes life on the pampa in midnineteenth century.

James, Preston E. Latin America. 3d ed. New York, 1959. The chapter on Argentina maintains the high level of this study of Latin American geography.

Jefferson, Mark. Peopling the Argentine Pampa. New York, 1926.

Johnson, John J. Political Change in Latin America: the Emergence of the Middle Sectors. Stanford, California, 1958. Argentina is one of the countries examined in detail.

Kennedy, John J. Catholicism, Nationalism, and Democracy in Argentina. Notre Dame, Ind., 1958.

Kirkpatrick, F. A. A History of the Argentine Republic. Cambridge, 1931. A British view, stressing the colonial period and the War for Independence.

Lieuwin, Edwin. Arms and Politics in Latin America. Rev. ed. New York, 1961. Consideration is given to Argentina in this general analysis.

Lynch, John. Spanish Colonial Administration, 1782-1810. The Intendant System in the Vice-Royalty of the Río de la Plata. Fair Lawn, N.J., 1958.

McGann, Thomas F. Argentina, the United States, and the Inter-American System, 1880-1914. Cambridge, Mass., 1957.

Metford, J. C. J. San Martin, the Liberator. Oxford, 1950.

Nichols, Madaline. The Gaucho: Cattle Hunter, Cavalryman, and Ideal of Romance. Durham, N.C., 1942.

Owen, Frank. Peron, His Rise and Fall. London, 1957.

Pendle, George. Argentina. New York, 1957. Brief description of the land and aspects of society and the economy.

Rennie, Ysabel F. The Argentine Republic. New York, 1945. From Rosas to the rise of Perón.

Sarmiento, Domingo F. Life in the Argentine Republic in the Days of the Tyrants, or, Civilization and Barbarism. Trans, by Mrs. Horace Mann. New York, 1868. First published in Spanish in 1845. Mrs. Mann’s translation was reprinted in paperbacks in 1960 and 1961.

Szulc, Tad. Twilight of the Tyrants. New York, 1959. Contains a long chapter on Peron’s dictatorship.

Taylor, Carl C. Rural Life in Argentina. Baton Rouge, La., 1948.

Tinker, Edward Larocque. The Horsemen of the Americas and the Literature They Inspired. New York, 1953. Emphasizes the gaucho and gauchesco literature.

Whitaker, Arthur P. Argentine Upheaval: Peron’s Fall and the New Regime. New York and London, 1956.

——. The United States and Argentina. Cambridge, Mass., 1954.

Stresses the twentieth century, particularly the Peron era.

White, John W. Argentina; the Life Story of a Nation. New York, 1942.

Williams, John H. Argentina International Trade under Inconvertible Paper Money, 1880-1900. Cambridge, Mass., 1920.

Willis, Bailey. A “Yanqui” in Patagonia. Stanford, California, 1947. A geologist’s experiences in southern Argentina, 1910-15.


GLOSSARY

adelantado: a conquistador-governor named by the Crown.

audiencia: a superior court and also the region of its jurisdiction, in Spain and in Spanish America.

Banda Oriental del Uruguay: the East Bank of the Uruguay (River). This was the name used in the colonial era and in the nineteenth century for the region that is now Uruguay (officially, the Republica Oriental del Uruguay).

cabildo: the town council. Also, the building in which the council meets.

cabildo abierto: an expanded town council, enlarged by the addition of qualified citizens.

caudillo: local or national politico-military chief.

Charcas: an administrative area of the Spanish empire, including much of present-day Bolivia, Paraguay, and northwest Argentina, under the authority of the Viceroy in Lima.

consulado: a royal corporation of citizens engaged in trade in Spain and in Spanish America.

Cortes: the Spanish parliament.

creole (criollo): a person born in the New World of Spanish parents.

criollismo: the way of life of the creoles; the traditional, generally rural attitudes stemming from the colonial and early national periods. In Argentina in the later nineteenth and in the twentieth centuries, a term synonymous with older national values.

encomendero: in the New World, a Spaniard (or other person) to whom an allotted number of Indians owed tribute in labor, goods, or money, and who in turn owed the Indians the obligation to Christianize and protect them,

encomienda: the institutionalized relationship of Spaniards and creoles with the Indians, involving mutual responsibilities.

estancia: a large Argentine land-holding, either for ranching or agriculture.

estanciero: the owner of a large Argentine land-holding.

fuero: a legal right or code of rights pertaining to a group or corporation.

golpe de estado: couf d’etat, or the act of overthrowing a government.

hacendado: owner of a large landed estate.

hidalgo: a member of the lower nobility; literally, “the son of someone” (hijo d’algo).

junta: a governing committee.

legua: a league; approximately three miles.

litoral: the littoral of the Rio de la Plata and the Parana River, mestizo: a person of Spanish and Indian parentage.

montonera: irregular gaucho cavalry, led usually by a caudillo.

Palermo: the suburban estate of Rosas, now a park within the city of Buenos Aires.

patronage: royal patronage (the patronato real), by which the papacy gave the crown the right to nominate members of the religious hierarchy and to exercise other controls over Church activity.

peninsular: a person born in Spain but living in America, in contrast to a creole.

porteño: specifically, a resident of the port of Buenos Aires.

Reconquest: of Spain from the Moslems, extending from the eighth to the fifteenth centuries.

reduction: a mission to which Indians were brought to live (“led back”). Santa Cruz: a southern Bolivian province.

El estilo de la cultura argentina. 1972

Los argentinos somos gente preocupada por nosotros mismos. Por lo que somos nosotros mismos, y no sólo por nuestra imagen, como a veces se ha dicho no sin malevolencia. Ciertamente, es explicable. Los argentinos constituimos una sociedad integrada por grupos sociales muy diversos, autóctonos unos y de origen inmigratorio otros, que mueve a los espíritus más inquietos a pensar quiénes somos como conjunto o, mejor dicho, cómo somos en cuanto protagonistas de nuestra propia historia, cómo nos comportamos. Y llegados a este punto, el interrogante salta ante nosotros con cierto dramatismo: ¿Hemos creado —o estamos en vías de crear— una cultura con un signo propio, diferenciado, inconfundible? O, dicho de otro modo, ¿existe una cultura argentina con un estilo singular e inequívoco, que prometa la continuidad de ciertos signos y la acumulación de creaciones sucesivas que alcancen un día madurez y profundidad?

A este interrogante quieren contestar estas palabras, y conviene que desde ahora se sepa que mi respuesta es afirmativa. Nadie vea en ella una superficial expresión de fácil optimismo. Corresponde a una convicción profunda que está más allá del amor a la tierra y que se arraiga en encadenadas observaciones. Y aun cuando estas palabras no fueran convincentes, quizá por su brevedad o porque no haya dado con los argumentos decisivos, mi convicción subsiste y parece autorizarme a invitar a mis oyentes a que ahonden en estas reflexiones.

Es claro que la cultura argentina no tiene la madurez de la española, la francesa o la china. Pero yo no voy a hablar de grado de madurez, sino de la existencia cierta de ciertos signos premonitores de que la cultura argentina puede alcanzarla; mi análisis es el de un historiador que proyecta el pasado sobre el futuro; y la presencia de esos signos parece indudable.

Más aún, lo más sorprendente es que la cultura argentina se insinúa precozmente como animada por un estilo definido. Y digo precozmente, porque el proceso histórico-social de la Argentina no favorece esa continuidad de la creación que parece dar a otras culturas su vigorosa coherencia interior.

Ciertamente, es así como parecen haberse constituido las grandes culturas: a través de una sostenida continuidad en el tiempo de una sociedad homogénea. Pues bien, el caso de Argentina es otro. De la era colonial Argentina pasó a lo que he llamado en otra ocasión la era criolla con suave desplazamiento de tendencias, combinando su arraigada tradición española con las influencias intelectuales de Francia y de Inglaterra, y percibiendo por cierto con claridad las implicaciones de ese cambio de preferencias. En esa combinación arraiga el fundamento de la cultura argentina, criolla y europea a un tiempo, pero conmovida por la dramática tensión descubierta en el seno de los dos integrantes. Y no fue observación superficial la de Unamuno cuando señaló que Sarmiento, tan europeo por sus ideas, era un inequívoco español, que criticaba a España como un español. Como no es un azar que el criollismo polémico y agresivo de José Hernández tenga tan visible acento hispánico.

Pero de la era criolla Argentina pasó en las últimas décadas del siglo XIX a la era aluvial, como la he llamado en mi libro sobre Las ideas políticas en Argentina. Esta transición ha sido decisiva. En pocos decenios Argentina cambió sustancialmente su estructura social por obra de una vigorosa y sostenida inmigración, preferentemente de italianos y españoles provenientes de regiones de escaso desarrollo. Fueron millones de inmigrantes los que llegaron a Argentina, constituyeron sus familias, importaron sus modos de vida y sus formas de mentalidad, y alteraron la homogeneidad de la sociedad criolla tradicional. Ese proceso empezó hace un siglo, y aun hoy estamos en pleno desarrollo del más intenso experimento demográfico y cultural que pueda imaginarse, porque cada generación de hijos de inmigrantes aporta su propia problemática y sus propias aspiraciones a la realización del destino común. Nada más opuesto que este proceso social a aquella condición que parecía in-dispensable para la constitución de las grandes culturas: una sostenida continuidad en el tiempo de una sociedad homogénea. Y sin embargo, en el fondo del agitado proceso de cambio demográfico y cultural se siguen observando las constantes que, contra toda apariencia, revelan la existencia de una cultura argentina poseedora de un estilo propio.

Quizá sea porque la premisa era falsa. La cultura helenística nació de simbiosis semejantes, y otros muchos ejemplos podrían señalarse. Los cruzamientos enriquecen y los contactos de culturas estimulan el genio creador. Pero en todo caso, nuestra estructura social tradicional ofreció a los nuevos grupos sociales que se incorporaron a la vida argentina sólidos cuadros dentro de los cuales fue posible arraigar las formas de vida y de mentalidad de esos grupos, acaso porque las condiciones de la inmigración los estimularon a olvidar, a lo largo del océano, los fundamentos de la cultura que traían.

Pero, además, y desde el punto de vista del genio que preside la creación cultural, la inmigración que renovó la vida argentina no era tan heterogénea con respecto a la cultura tradicional como los viejos grupos criollos pensaron, o simularon pensar. La inmigración predominante fue española e italiana, mediterránea al fin. Y si quisiera expresar ya mi personal punto de vista, tendría que decir que la trasmutación fundamental que la inmigración produjo no signi-ficó una pérdida del estilo criollo de raíz española, sino un enriquecimiento por la ampliación de otros horizontes dentro del mismo estilo. La cultura argentina dejó de ser excluyentemente hispánica para ser eso mismo pero mejor: una cultura mediterránea, española e itálica a un tiempo, en la que la trascendencia de Calderón se combina con la inmanencia de Boccaccio. Estoy persuadido de que aquí reside la cuestión. Argentina no será ya nunca un país de pura tradición hispánica, sino mediterránea, con todo lo que esto significa de síntesis profunda y genial, con todo lo que significa como perspectiva abierta a un mundo de creación en el que se combinen sabiamente la realidad y la irrealidad, lo que se piensa en el más libre juego de la inteligencia y lo que se toca con la yema de los dedos, lo que se postula en nombre de los sagrados principios y lo que se reconoce como inexorablemente existente. Que es como decir la combinación más eficaz para prevenir ese maniqueísmo frustrante en un mundo que revela todos los días la coexistencia y la inviolable interpenetración del bien y el mal.

Quizá por eso la cultura argentina se caracteriza por un mesurado pero pertinaz ejercicio del sentido crítico, aplicado a una realidad innegable. Yo descubro este rasgo en toda la creación argentina. Y no sólo en la cultura intelectual de las élites, sino en la cultura popular, tan difícil como sea identificarlas. Se advierte en la trasmutación del folklore popular urbano. Se nota en nuestros escritores y en nuestros plásticos. Se nota en nuestras formas de vida y en el sistema vigente de normas y valores. En la manera de vestir. En la manera de hablar.

Muchas horas se necesitarían para desarrollar esta idea, aplicándola a los productos concretos que ha creado la cultura argentina. Pero estoy seguro de que una mentalidad mediterránea —con el sentido ya expresado— alienta el pensamiento más vivo de nuestros pensadores y, sobre todo, sus actitudes polémicas y sus búsquedas incesantes. Porque hay un pensamiento argentino, mucho más original de lo que se supone, si se es capaz de distinguir el sistema de ideas que se ha heredado o aprendido de las formulaciones que ha devuelto bajo la forma de pensamiento propio. Y lo mismo podría decirse —en mi opinión— de la literatura, del teatro, de la plástica, de la política, de la moda, de los giros verbales, de las formas de convivencia.

Argentina reconstruye, a su modo, una cultura mediterránea. Creo que nada se parece tanto al mar de los romanos como el Río de la Plata.

Buenos Aires, una historia. 1971

A mí se me hace cuento que empezó Buenos Aires: la juzgo tan eterna como el agua y el aire.

[Jorge Luis Borges]

Pero no es cuento. Empezó dos veces, fundada la primera por Pedro de Mendoza en 1536 y la segunda por Juan de Garay en 1580. Fue, antes que una ciudad real, un acta y un plano. De las 144 manzanas previstas, sólo 30 estaban edificadas en 1750, cuando la iglesia de San Juan —en Alsina y Piedras— era un curato de indios. Para entonces, los 300 habitantes de 1580 habían llegado a ser 12.000: “vecinos” propiamente dichos los comerciantes, los militares, los funcionarios y los eclesiásticos, y simples habitantes los más, entre los que había criollos, indios, mestizos y negros esclavos que se vendían en Retiro.

Era una sociedad amodorrada la de la ciudad indiana, en cuyo seno sólo solían hacer fortuna los exportadores de cueros, los gobernadores y los funcionarios, y algún contrabandista. Al margen de las rutas metalíferas, inhabilitado el puerto, los estímulos faltaban a esta sociedad que sólo se conmovía cuando se anunciaban los temidos piratas o cuando trascendían las contiendas entre obispos y gobernadores.

Pocas fiestas —como la de la coronación de Fernando VI— sacudían la calma aldeana. Y sólo los domingos se animaba la ciudad cuando los fieles se dirigían a sus iglesias: la Catedral, La Merced, San Francisco, por lo demás los únicos edificios —con el Cabildo y el Fuerte— que le daban a la aldea de casas de barro cierto aire de ciudad.

Buenos Aires cambió notoriamente hacia 1776, cuando se transformó en capital del nuevo virreinato; pero sobre todo porque, a partir del año siguiente, se reemplazó el sistema económico del monopolio por un régimen de comercio libre. Se creó la aduana en 1778, se autorizó poco después la salida de barcos cargados con frutos del país, se orientó el tráfico de la plata potosina hacia Buenos Aires y se creó el Consulado en 1794. Fue una inyección de riqueza y de vida, que se advirtió en seguida en la plaza Mayor —donde se construyó en 1802 la Recova para los comerciantes— y en los mercados de la plaza Monserrat, de la plaza Lorea y de la plaza Nueva, que se abría donde está hoy el mercado del Plata. Tres mataderos aparecieron: el del sur, en la plaza España, el del norte, en la Recoleta, y el del Centro —o de Caricaburu— en la plaza Once. Los caminos de acceso a la ciudad —Santa Fe, Rivadavia y Montes de Oca, que se prolongó desde 1791 en el puente de Gálvez para cruzar el Riachuelo— comenzaron a volcar al mercado urbano los productos alimenticios y artesanales del interior con tal intensidad que el virrey Vértiz tuvo que prohibir en 1783 que las carretas penetrasen en el centro. Aquellos mercados fueron, precisamente, los lugares de arribo.

La ciudad crecía. Aumentaban las manzanas edificadas y las casas modificaban su estilo, sustituyendo el techo de tejas por la azotea con barandas de hierro. Y aumentaba la población, que alcanzó en 1778 a más de 24.000 habitantes, en 1790 a 32.000 y en 1810 a 44.000. El grupo más activo era el de los comerciantes que explotaban las nuevas posibilidades económicas. Tiendas de productos variados surgieron, importados y locales, y sus propietarios acumularon un capital que los transformó en los intermediarios obligados de toda la actividad económica de la ciudad. Algunos comenzaron a formar explotaciones agropecuarias en campos no muy distantes, y poco después surgirían los saladeristas que entrarían de lleno en una vigorosa actividad internacional. Así, el puerto vivificó a la ciudad, en la que empezó a constituirse una burguesía local de españoles y de criollos. Y no sólo de comerciantes, sino también de funcionarios, de militares, de eclesiásticos, y poco a poco de gentes dedicadas a las profesiones liberales. Un mundillo marginal creció en los nacientes barrios populares —Monserrat, Concepción, San Telmo— del cual fueron los más significativos personajes aquellos que estaban vinculados a los mataderos.

También cobraban importancia las clases populares dedicadas al pequeño comercio, a las artesanías, a las tareas del puerto, al transporte, sin que faltaran en su seno los mendigos —algunos a caballo— y las gentes de mal vivir que flotaban entre la ciudad y la campaña. Había criollos, negros y mulatos, indios y mestizos. Pero todo ese mundillo popular o marginal no oscurecía el brillo que empezaba a tener la nueva burguesía urbana, seducida por el ingenuo orgullo de constituir la clase directora en la sociedad del nuevo virreinato, cuya corte poblaba el recinto del Fuerte. Los virreyes procuraron ennoblecer sus salones, harto modestos, y los tenderos y funcionarios eran convocados de vez en cuando para asistir a las fiestas que ofrecían remedando las de Madrid o Lima. Pero la burguesía porteña era modesta. Se contentaba con trabajar, con pasear por la Alameda que construyera Vértiz, con ir a misa, los hombres al café y las mujeres de tiendas por las cuadras de Bolívar, Perú o Victoria donde se concentraba el comercio, y especialmente por aquélla que tuvo el primer empedrado que conoció la ciudad. Y en las veladas, la tertulia familiar, en la sala de estrado o en los patios poblados de limoneros y diamelas congregaba a parientes y amigos para dejar correr las habladurías de la aldea.

Ciertamente, la sociedad comenzó a perder su sencillez a medida que crecieron las fortunas y se diversificaron los intereses. Los progresistas ilustrados se opusieron a los tradicionalistas, y hubo polémicas y enfrentamientos. El Colegio de San Carlos, la Casa de Comedias primero y el Teatro Coliseo después, los periódicos que publicaron Cabello en 1801 —el Telégrafo Mercantil— y Vieytes en 1802 —el Semanario de Agricultura, Industria y Comercio— sirvieron de instrumentos para la renovación de las ideas. Estaban los pacatos repetidores de las que sustentaban sus abuelos, pero estaban también quienes difundían lo que aprendieron en Chuquisaca, o en los libros de los filósofos franceses que subrepticiamente entraban en la ciudad, o en los que con rara valentía intelectual reunía en su biblioteca privada el padre Maciel. Eran, por lo demás, las ideas que circulaban y triunfaban en el mundo, y en la ciudad fueron llamadas a un primer plano cuando se renovaron las formas de la actividad económica y, sobre todo, cuando los ingleses llegaron como invasores y como portadores al mismo tiempo de una nueva alternativa económica y política.

En 1806 y 1807 lucharon los porteños con los invasores ingleses e hicieron su primera experiencia urbana de coherencia y solidaridad. El saldo fue muy favorable. Se constituyeron grupos definidos de opinión, se desvanecieron mitos anacrónicos, y la ciudad se situó dentro del cuadro real que ofrecía el mundo. Poco después la situación se precipitó. Liniers reemplazó a Sobremonte como virrey, y Cisneros a Liniers. España había caído ante las fuerzas napoleónicas, pero ya antes su imperio colonial había caído ante la fuerza del comercio inglés. Un día —25 de mayo de 1810— Buenos Aires hizo su segunda experiencia urbana y, a través de una insurrección popular y militar, se dio un gobierno propio echando las bases de un nuevo régimen para toda el área del virreinato.

Desde ese día, Buenos Aires entró en conflicto con el interior del país, que rechazó su pretensión a conservar la hegemonía. La ciudad se hizo jacobina, asumió dramáticamente su papel revolucionario, pero tuvo que ceder poco a poco a la resistencia de la realidad. Las burguesías criollas se vieron desplazadas por los comerciantes ingleses en las actividades mercantiles, pero mantuvieron la llama progresista, que culminó en la Asamblea del año 1813, reunida en el edificio del Consulado, en la calle San Martín. Hubo periódicos, representaciones teatrales y, sobre todo, discusiones apasionadas, en los diez años que siguieron a la revolución. La ciudad pasó de 44.000 habitantes en 1810 a 51.000 en 1820, y requirió más atenta policía, que fue confiada al capitán Rafael Alcaraz. En aquel año terminó la hegemonía de Buenos Aires sobre el antiguo virreinato y sus orgullosos y progresistas burgueses se espantaron ante los caballos de los gauchos montoneros que se acercaron a la plaza Mayo, donde ya lucía la Pirámide recordatoria de la Revolución. Un acuarelista inglés —Emeric Essex Vidal— dejó una imagen insustituible de esa ciudad modesta y orgullosa que, tras la experiencia jacobina, creía fervorosamente en su destino:

Silencio, que al mundo asoma

La gran capital del Sur.

[Vicente López y Planes]

Cuando las guerras civiles consagraron su caída como capital de las Provincias Unidas, Buenos Aires pasó a ser, en 1821, la capital de la provincia más próspera, más progresista y más europeizada. Salían por su puerto cueros, sebo, astas y carne salada, que producía una elite rural que empezaba a formarse; y entraban por él productos manufacturados preferentemente ingleses, que dejaban en la aduana fuertes sumas que las provincias del interior envidiaban. El comercio fue la actividad principal de la ciudad, y desde aquel año funcionó una Bolsa mercantil. El gobierno provincial que encabezaba el coronel Martín Rodríguez, y en el que Rivadavia imponía sus ideas modernizadoras, dispuso en 1822 que se realizara un censo, y los habitantes de Buenos Aires supieron a ciencia cierta que llegaban al número de 55.416. Sin duda la mayor aglomeración estaba en las 30 manzanas que rodeaban la plaza Mayor; pero una edificación discontinua cubría ya alrededor de 260 manzanas, definiendo progresivamente la fisonomía de los barrios: Monserrat, San Telmo, Concepción, y más allá, San Miguel, Balvanera, Piedad, Socorro. Las parroquias iban creciendo y la iglesia —a veces reconstruida más de una vez— constituía su centro, sin perjuicio de que los habitantes los identificaran a menudo mencionando una pulpería que resultaba un centro de reunión social tanto como de actividad económica. Y la vida vecinal —y con ella la mala vida— fue puesta bajo la vigilancia de una nueva organización policial que dirigió Joaquín de Achával.

Se erigió por entonces el edificio de la Sala de Representantes —en Perú y Moreno—, y se inauguró el nuevo frente neoclásico de la Catedral. Rivadavia procuró introducir costumbres civilizadas en la ciudad, reglamentó la vida urbana y proyectó las grandes avenidas del futuro: Callao, Santa Fe, Córdoba, Corrientes, Belgrano, Independencia, San Juan y Caseros. Y para adecentar la ribera, dispuso que se trasladaran al otro lado del Riachuelo los saladeros malolientes: allí nacería poco a poco la ciudad de Avellaneda.

La sociedad ilustrada quería vivir en una ciudad limpia y ordenada. Un vecino que firmó “Un inglés” describió agudamente sus formas de vida. Había salones distinguidos, tertulias literarias, centros financieros, tiendas bien provistas, todo lo que deseaba la burguesía “decente” sin que faltaran por cierto los centros de reunión para las clases populares, cuyo género de vida era distinto. Cuando se fundó la Universidad, inaugurada el 12 de agosto de 1821, Buenos Aires se sintió centro intelectual. No faltaban las buenas bibliotecas privadas, las librerías ni los periódicos, progresistas unos y reaccionarios otros, como los que publicaba con títulos estrafalarios el padre Castañeda para combatir a Rivadavia, mentor de toda modernización.

Había también una minoría rivadaviana que compartía sus ideas: Agüero, Varela, Lafinur, Alcorta, Argerich. Eran cultos, progresistas, pero, ciertamente, desdeñaban al pueblo. Todo el pueblo crecía, tanto en los suburbios de la ciudad como en las zonas rurales vecinas, y adquiría cierta conciencia en el interior del país. Buenos Aires, la Buenos Aires ilustrada, no reparó en que crecía, y lo ignoró. Ciertamente, los problemas la abrumaban: quería reconstruir la nación, pretendía someter a las provincias, y se vio comprometida en la guerra contra el Brasil. Rivadavia fue elegido presidente de la República en febrero de 1826 y el 4 de marzo se declaró a Buenos Aires capital de la Nación. Pero fue una aventura efímera y en junio de 1827 todo volvió a ser como antes.

Muchos años después evocarían los recuerdos de esta época José Antonio Wilde en Buenos Aires desde setenta años atrás y Santiago Calzadilla en Las beldades de mi tiempo, dos libros insustituibles para la historia del viejo Buenos Aires.

Dorrego, nuevo gobernador, fue depuesto por un golpe militar que encabezó Lavalle. Buenos Aires se estremeció al saber que el vencedor había fusilado al vencido, y comprendió que se abría una nueva era. Fue cierto. Lo que empezó fue algo así como una recuperación de la ciudad por esas elites rurales que habían empezado a constituirse poco antes y por las clases populares. Ya se vio durante el primer gobierno de Rosas de 1829 a 1832; se vio durante los inquietos días de la “Revolución de los Restauradores” a fines de 1833; pero se vio mejor cuando Rosas inauguró en 1835 su largo gobierno. Al principio no se notó mucho el cambio, y pudo constituirse, en la librería de Marcos Sastre en la calle Victoria 59, una institución tan refinada como el Salón Literario, inaugurado en junio de 1837, en una sesión en la que participaron Juan María Gutiérrez y Juan Bautista Alberdi. Pero las cosas cambiaron pronto. Un movimiento de terror cundió en la ciudad cuando se supo que el presidente de la Sala de Representantes, Manuel Vicente Maza, había sido asesinado el 27 de junio de 1839 en su propio despacho. Rosas, desde su casa de la calle Moreno y luego desde el palacio de Palermo, donde habitó con su corte, vigilaba a los rivadavianos y a los unitarios, que se redujeron a silencio y comenzaron a emigrar. La nueva elite fue federal y tradicionalista, fiel a la mentalidad criolla, y a su alrededor se aglutinaron las clases populares, urbanas y rurales. Sus enemigos dejaron reflejado el cuadro de la sociedad porteña de entonces: Echeverría en El Matadero y Mármol en Amalia. Pocas ciudades latinoamericanas de esa época tienen tan singulares testimonios de su vida urbana que, por su parte, Pellegrini, Bacle y Morel reflejaron minuciosamente en sus litografías y grabados.

Pero la ciudad no se estancó, pese a la crisis del progresismo. El puerto vio crecer su actividad. La población, que Rosas hizo censar en 1836, llegó en esa fecha a 62.000 habitantes, y alcanzó a 85.000 en 1852, dispersa en más de 350 manzanas edificadas. Tonificada por la presencia de extranjeros, la nueva elite no dejó de tener cierto aire internacional: el ministro inglés —que desde su quinta llegaba a Palermo por la calle abierta para él, hoy Canning—, los cónsules, el sabio De Angelis, dialogaban en la casona con el Restaurador, con su hija Manuelita, y también con figuras tan exquisitas como la hermana de Rosas, poetisa, el doctor Vélez Sarsfield, jurista, o el joven Mansilla, aprendiz de hombre de mundo. Juan Aurelio Casacuberta y Trinidad Guevara que habían hecho las delicias de los espectadores del Teatro Coliseo, se retiraron de las tablas y dejaron paso a otros actores que se lucieron con el Macias de Larra en el nuevo Teatro de la Victoria, inaugurado en presencia de Manuelita Rosas el 24 de mayo de 1838. Parecía que la vida seguía; pero seguía de otra manera, y la Mazorca se encargaba de recordar a los desmemoriados que los tiempos habían cambiado. Buenos Aires era ahora la cabeza de la llanura, y el plano que el cartógrafo Sourdeaux dibujó hacia 1850 reflejaba cómo la pampa se insertaba en el ámbito urbano.

Vencido Rosas en Caseros en 1852, entró en Buenos Aires Urquiza con sus tropas. Hubo saqueos en los suburbios, temores en el centro y fusilamientos en Palermo. Poco después Buenos Aires tuvo su gobernador, y al cabo de poco tiempo su legislatura. Pero el clima político y social de la ciudad fue de tirantez durante mucho tiempo. Repentinamente, la ciudad cambiaba su elite federal y tradicionalista por una nueva, decidida a imponer su ideología liberal. El ajuste fue difícil. Los debates en la legislatura y las polémicas periodísticas tuvieron repercusión en las tertulias y en las calles, caldeando los ánimos.

La revolución porteñista encabezada por Alsina sacudió la ciudad en setiembre, y el sitio de Lagos acentuó la inquietud: fue una época vibrante, en la que los porteños sintieron reverdecer su viejo jacobinismo y se sintieron los defensores de la ciudadela liberal contra el país bárbaro. En Buenos Aires, la rivalidad entre porteños y provincianos creó unos enconos que durarían largo tiempo, y que todavía en la década del sesenta descubriría Miguel Cané entre los alumnos del Colegio Nacional, tal como lo refirió en Juvenilia.

Activa y politizada, la ciudad empezó a crecer aceleradamente en riqueza. El puerto, además de los productos tradicionales, exportaba ahora lanas en proporción creciente: 12 millones de toneladas en 1855, 18 millones en 1858, 90 millones en 1875. Un creciente mercado interno atraía muchos productos manufacturados extranjeros —percales y muselinas, porcelanas y chocolates— que se exhibían en las tiendas de las calles Victoria o Perú, y se consumían en el seno de las familias acomodadas que, poco a poco, pasaron de la sencillez republicana al lujo ostentoso de las nuevas burguesías. Lucio V. López describió este tránsito con lucidez y encanto en La gran aldea. De 90.000 habitantes en 1855, la ciudad pasó a 128.000 en 1862 y a 286.000 en 1880. Era un cambio numérico importante, pero más importante era el cambio cualitativo, porque la ciudad empezaba a incorporar una masa creciente de inmigrantes europeos que modificaría muy pronto su fisonomía social y cultural.

Los inmigrantes no pasaron de pertenecer por estos años a la clase popular. Estaban, en la jerarquía social, junto a los criollos pobres, quizá junto a los pardos o negros; pero traían otro ímpetu, y pronto comenzarían a ascender. Ya por estos años algunos comenzaban a alcanzar ciertos niveles de pequeña clase medía, especialmente los españoles, favorecidos por las ventajas que les deparaba su lengua. Tenderos y almaceneros generalmente, algunos pudieron hasta introducirse en la burocracia o la enseñanza elemental. Pero sólo unos pocos, porque las clases medias criollas se mostraron celosas de sus privilegios en la ciudad orgullosa, y muy pronto formaron una barrera contra los “gallegos” y los “gringos”.

Ciertamente, más sólida fue la barrera que puso la alta burguesía urbana, ese patriciado que se sentía protagonista de una epopeya iluminada por las antorchas del liberalismo y del progreso. Sólo las actividades modestas parecían a ese patriciado propias para estos recién llegados a los que tuteaban con cierto menosprecio. Y atrincherado en su naciente fortuna, se dio un estilo de vida, imitado de la burguesía francesa, que ingenuamente tomó como el más inequívoco signo de aristocracia.

El Club del Progreso, que poco después de su fundación se instaló en el palacio Muñoa, en Perú y Victoria, fue el centro de los alardes de lujo y señorío de la nueva burguesía. El salón de los retratos servía para las grandes recepciones, había espejos, estrados lujosos, y sobre todo, un comedor donde se servía excelente cocina francesa y se podía beber champagne, mucho champagne. Por las noches, las veladas del Teatro Colón —levantado en la plaza Mayo en 1857 e inaugurado con una memorable Traviata cantada por Tamberlick— reunían a los elegantes, que se sentían transportados no tanto por la música como por el brillo de la reunión social. Sarmiento se burló con alguna crueldad de esa sociedad que se esforzaba denodadamente por parecer la “buena sociedad”. Pero con los años las fortunas se hicieron viejas, las generaciones se sucedieron y las costumbres se refinaron. Muchos de los miembros de la nueva burguesía contrajeron el hábito de la lectura, se compenetraron del contenido de cada número de la Revue de Deux Mondes —para los iniciados, simplemente “la Revue”—, frecuentaron la literatura francesa y algunas veces la inglesa, y algunos brillaron en el foro, en los debates parlamentarios y en las letras, además de destacarse en la dirección de sus intereses privados.

El esplendor económico se reflejaba también en los otros estrados sociales. Había teatros para diversos gustos: el Victoria, donde podía escucharse ópera, el Argentino, donde podía verse a la Rístori, el Alcázar, donde se presentaron los Bouffes parisiens, el Alegría, para la zarzuela española, y luego el Variedades, el Porvenir, el Hipódromo, para los géneros más populares. Había también para la gente del pueblo circos y fiestas de Carnaval, procesiones, bailes para morenos, y poco a poco sociedades de las colectividades extranjeras en cuyos salones comenzaron a sonar los aires de la tarantela o la muñeira.

El dinero y los buenos jornales no faltaban, pero el trabajo era duro: diez o doce horas era la jornada de un trabajador. Pero todos, y sobre todo los inmigrantes, no medían su esfuerzo porque aspiraban a ahorrar y a acumular sus ahorros, a pasar de jornalero a comerciante y a “labrarse una posición”. Buenos Aires era —o parecía— un paraíso del que empezaba a hablarse con arrobamiento en las aldeas de Galicia y Piamonte.

Para los hijos de criollos e inmigrantes, abundaron las escuelas primarias. Para la nueva burguesía se estableció el Colegio Nacional de Buenos Aires en 1863 y fundaron los jesuítas el del Salvador en 1868. La Universidad progresaba notablemente desde que asumiera el rectorado Juan María Gutiérrez en 1861, y los periódicos crecían en número y calidad: El Nacional, La Tribuna, La Prensa, La Nación. Una elite intelectual empezaba a formarse al lado de la elite económica y política, en la ciudad que se poblaba y se extendía.

Para 1855 ya estaban edificadas 683 manzanas, con casas modestas en su gran mayoría. Pero en el centro —Catedral al sur— empezaban a aparecer algunos edificios de categoría: casonas privadas, palacios de ricos estancieros, como los de Muñoa, Bosch o Miró, escuelas públicas, hospitales y el nuevo Congreso Nacional inaugurado en 1864. Algunas iglesias se modernizaron, y las casas privadas contaron con provisión de gas. En 1871 la epidemia de fiebre amarilla conmovió a la ciudad e interrumpió su vida; y a su término el centro elegante comenzó a emigrar hacia el norte, como lo comentó con su gracia habitual Fray Mocho, sutil cronista de la vida cotidiana de la ciudad. El norte prosperó, y se hicieron clásicos los paseos de la Recoleta y de Palermo, este último llamado oficialmente parque Tres de Febrero e inaugurado por Avellaneda en 1875; el sur, en cambio, comenzó a declinar lentamente y fue ocupado por sectores medios y populares, convirtiéndose algunas de las viejas casonas patricias en nuevos “conventillos”. Pero surgían otros barrios. El tranvía a caballos, que empezó a correr en 1853, acercó poco a poco las zonas suburbanas, y así crecieron Barracas y Balvanera, la desordenada aglutinación de la Boca y hasta el lejano San Cristóbal, más allá de Entre Ríos. El Once era ya un barrio remoto; pero la ciudad sabía que crecería, y en 1867 se fijaron sus lejanos límites: el Riachuelo, el arroyo Maldonado y las calles Córdoba, Medrano, Boedo, Castro Barros y avenida Sáenz, según sus denominaciones actuales. Esta última conducía al Paso de Burgos —luego Puente Alsina—, que adquirió gran importancia cuando, en 1872, se trasladó el matadero a los Corrales, donde hoy está el Parque Patricios. Caseros y Amancio Alcorta acrecentaron su caudal de tránsito: carretas, arreos y jinetes. Y en 1871, colmado el cementerio del Sur —hoy plaza Ameghino— y casi colmado el de la Recoleta, se estableció el de la Chacarita, en una zona tan remota que pronto hubo que establecer un ferrocarril para conducir hasta allí los féretros y sus cortejos.

Un día se inauguró la estación del Parque, en 1857, desde la que partía el ferrocarril a Floresta. La vía hacía una curva al llegar a Callao, pasando de la calle Lavalle a la calle Corrientes: así quedó trazada Rauch. Fue por entonces cuando se hizo el primer plan de pavimentación de la ciudad, un año después de inaugurarse la iluminación a gas en las calles Victoria, Bolívar y Chacabuco. Era el triunfo del liberalismo y la modernización: el atildado gentleman del Club del Progreso podía esperar que Buenos Aires se pareciera pronto a París. Valía la pena ser porteño:

¡Qué me importan los desaires

con que me trate la suerte!

Argentino hasta la muerte

he nacido en Buenos Aires.

[Carlos Guido Spano]

La ciudad de las dos culturas

La empresa de llevar a cabo esa tarea de convertir a Buenos Aires en una metrópoli europea fue asumida por Torcuato de Alvear, el primer intendente que tuvo la ciudad después que fue federalizada en 1880, Hubo una revolución ese año y se combatió duramente, pero Roca asumió la presidencia e inauguró una era de renovación, y la ingente riqueza que produjeron las nuevas actividades económicas permitieron, como un lujo, transformar y embellecer la capital del país organizado y progresista.

El puerto adquirió un movimiento tan intenso que en 1889 se decidió construir uno modernísimo, según et proyecto del ingeniero Madero, que se inauguró parcialmente en los años que siguieron hasta 1897. Por él comenzó a salir no sólo el ganado en pie y las lanas sino también las carnes congeladas y los cereales que empezaron a cultivarse; y simultáneamente creció la cantidad de productos que entraron por él, para satisfacer un mercado interno cada vez más exigente y consumidor. Buenos Aires se convirtió en una fuerte plaza comercial, en la que no sólo aparecieron poderosas casas mayoristas que concentraban las operaciones de exportación e importación, sino también una multitud de pequeños comercios dispersos por el centro y los barrios.

La Bolsa de Comercio, en la plaza de Mayo, fue el santuario de quienes se dedicaban a esas actividades, y dos novelas —La Bolsa, de Julián Martel y Quilito, de Carlos María Ocantos— reflejaron la gravitación que ejerció en la vida de la ciudad y en el desarrollo de su sociedad heterogénea. Las especulaciones tentaron la ambición y la fantasía de los porteños, y gracias a ellas crecieron y se desplomaron muchas fortunas. En 1890, una crisis sacudió dramáticamente la vida de la ciudad. Tras las corridas, hubo fugas y suicidios, derrumbes vertiginosos y sospechosas supervivencias. Y, entretanto, otra crisis sacudió al régimen político y enfrentó al gobierno con un naciente movimiento popular que desafió a la naciente oligarquía. El Parque de Artillería, en la plaza Lavalle, sirvió de cantón a los revolucionarios, y hubo combates callejeros en los que el gobierno, finalmente, se impuso. Pero pasaron las dos crisis: la política se canalizó otra vez, la economía se recompuso y la prosperidad volvió a reinar poco después en la ciudad, un poco cartaginesa, en la que el dinero medía los prestigios.

Por el puerto entraron durante estos años no sólo mercancías sino también ingentes cantidades de inmigrantes europeos. El gobierno los llamaba para que trabajaran la tierra, pero muchos de ellos se quedaban en Buenos Aires o volvían a ella después de una corta y generalmente triste experiencia rural. En cincuenta años la ciudad decuplicó su población. De los 286.000 habitantes con que contaba en 1880 pasó a 649.000 en 1895 y a 2.254.000 en 1930. Fue como una inundación que provocó una alteración sustancial de la fisonomía urbana, y el joven Ricardo Rojas la descubrió en La restauración nacionalista. Muchas lenguas y muchas costumbres se entrecruzaron, rompiendo los cuadros de la antigua ciudad criolla.

Durante bastante tiempo los grupos inmigrantes permanecieron encerrados dentro del cuadro de las clases populares o de las pequeñas clases medias. Fue en el seno de estos grupos donde empezó a operarse, muy lentamente por cierto, la integración entre los recién venidos y los grupos criollos tradicionales, todos en estrecho contacto en los barrios populares o en los suburbios orilleros.

De ese conglomerado se desprendió, en cierto momento, un nuevo proletariado manufacturero y luego industrial que empezó a tener alguna significación a fines del siglo pasado. Pero nunca fue más que un sector minoritario, pese al triunfo de Alfredo L. Palacios en 1904 como candidato a diputado socialista por la jurisdicción de la Boca, pues la mayoría dentro de las clases populares estaba decidida a “hacer la América” aprovechando la apertura económica que ofrecía el país. Esa mayoría se desentendió de la acción gremial y política, y buscó el ascenso social por la vía del trabajo tesonero y el ahorro metódico: muchos de sus miembros lograron éxito, y así empezó a constituirse una creciente clase media de singulares caracteres sociales y culturales. Para alcanzar ese ascenso, el pequeño comercio fue el camino preferido por los grupos inmigrantes, en tanto que las primeras generaciones de sus descendientes prefirieron el camino de la burocracia y, sobre todo, el de las profesiones liberales, como lo mostró Florencio Sánchez en M’hijo el dotor. Uno de los factores del éxito que tuvo la campaña proselitista de la Unión Cívica Radical fue el generoso ofrecimiento de puestos públicos que hacían los caudillos de barrio.

En ese acelerado proceso de cambio social —confuso, como todos— se constituyeron también extensos grupos marginales que le dieron a Buenos Aires un carácter peculiar. En las orillas de la ciudad —cerca de los Corrales, en Barracas, en la Boca— se entrecruzaron los troperos criollos que llevaban los arreos de ganado a los mataderos con los peones de las barracas laneras o de los frigoríficos, los marineros, desembarcados en la ribera del Riachuelo con los carreros y cuarteadores, y alrededor de este heterogéneo mundo de hombres solos —sin arraigo, sin mujer, sin familia— surgieron los prostíbulos, los salones de baile y los cafés, las pulperías y las cantinas, los “despachos de bebidas” que se agregaban a los almacenes, lugares todos donde los parroquianos buscaban un poco de compañía y un poco de enajenación, en un ambiente de libertad que se sustraía al sistema de costumbres y de normas propio del centro de la ciudad burguesa. Junto a los hombres de trabajo, las prostitutas, los ladrones, los jugadores, los “cafishios’’, los borrachos consuetudinarios, los guitarreros y cantores se mezclaban, sin suscitar distanciamientos ni reproches ni repugnancia a las humildes familias del vecindario ni sorpresa a los chiquilines. Fue, en conjunto, una apretada sociedad marginal, en cuyo seno se elaboraron nuevas formas de convivencia, inflexibles reglas de juego y ciertos ideales originales y vigorosos que contaron con un decidido consentimiento. De acuerdo con esos ideales de vida se delinearon ciertos tipos sociales: el malevo, el guapo, el compadrito, el canfinflero, la percanta, la yira, la milonguita, el ciruja, que se sumaban a los que daban forma local a viejas profesiones: los cuenteros, las adivinas, los escruchantes, los punguistas, los jugadores fulleros. Era, ciertamente, una sociedad marginal, pero inseparable y parasitaria del núcleo de la gran ciudad, que se constituía al calor de un enriquecimiento acelerado, desbordando los marcos tradicionales.

Durante cierto tiempo, la sociedad tradicional ignoró este mundo marginal, como todavía lo revelaba la autora de Stella [Emma de la Barra, “César Duayen”], esa novela de principios de siglo que presentaba una Buenos Aires idealizada. Las viejas y las nuevas clases acomodadas se mostraron sorprendidas e irritadas por la aparición de estos mundos disímiles pero concurrentes: el de los inmigrantes que trabajaban ahincadamente para lograr su ascenso social y se mostraban ajenos a la vida del país tradicional —ignorantes de San Martín e indiferentes a la emoción del Himno Nacional—, y el de este mundo marginal que crecía en las orillas de la ciudad y cuyo eco llegaba lentamente hasta el centro, llevado unas veces por la crónica policial y otras por la sorprendente revelación de algún hijo de familia “bien” que se había deslizado en tren de “garufa” hacia sus misteriosas profundidades. Fue una sorpresa que engendró nuevas actitudes sociales de vastas consecuencias.

La reacción de las clases acomodadas, cada vez más ricas y cada vez más celosas de su poder, fue retraerse, constituirse en una verdadera oligarquía y afianzarse para defender sus privilegios y su estilo de vida. Una obsesiva preocupación por los “apellidos” subyugó a las clases altas —de la que dejó curioso testimonio Gastón Federico Tobal en sus Evoluciones porteñas— y aun a las clases medias tradicionales que se sintieron unidas a aquéllas, y sólo muy lentamente, y ante la tentación de las nuevas fortunas, comenzó a transigirse con el matrimonio de una niña “bien” con un “gringo con plata”. Los salones y los clubes —el del Progreso, el Jockey, fundado por Pellegrini en 1882, el Círculo de Armas— se hicieron cada vez más herméticos y pasaron algunas décadas antes de que comenzaran a abrir sus puertas a las nuevas fortunas. Los palacios lujosos del barrio norte congregaron a los grupos cerrados, de los que, sin embargo, solían escapar los jóvenes “patoteros” para deslizarse en el café de Hansen o en el Armenonville en busca de alegres compañías que hubieran espantado a sus padres si muchos de ellos no se hubieran familiarizado con gentes parecidas en las dudosas operaciones electorales, en la vida de los studs o en las subrepticias aventuras eróticas. Era la nueva burguesía una clase cada vez más conservadora, pero que se mostró incapaz de conservar, en su propio círculo, el estricto sistema moral de “la gran aldea”. Porque, nacida del cambio, no podía sustraerse a la situación que ella misma había desencadenado.

El cambio fue notorio en la fisonomía física de la ciudad. Tanto y tan pronto se poblaron sus baldíos que en 1888 se consideraban edificadas 1.363 manzanas. Cierto es que el ámbito de la ciudad había cambiado. El año antes, una ley había incorporado a la ciudad los partidos de San José de Flores y de Belgrano, llevando los límites urbanos hasta lo que es hoy la avenida General Paz: un total de 19.000 hectáreas aproximadamente, con lo que Buenos Aires se convertía en una de las ciudades más extensas del mundo.

En poco tiempo se modificó profundamente la infraestructura de la ciudad. Se construyó el puerto Madero, se concluyeron las obras de salubridad en la década del 80, se extendieron y electrizaron los tranvías desde 1902, se desarrollaron las líneas suburbanas de ferrocarriles, aumentaron los hospitales, los mercados y los parques, se electrificó el alumbrado público a partir de 1882, se construyó el primer subterráneo, inaugurado en 1914, aparecieron los ómnibus y los colectivos, y se hicieron sobre el río el Balneario Municipal y la avenida Costanera. La Asistencia Pública, creada por el doctor Ramos Mejía en 1884, trataba de cubrir los servicios de salud, en tanto que los Bomberos Voluntarios de la Boca, constituidos el mismo año, y el cuerpo de Bomberos de la Policía, reorganizado por el coronel Calaza en 1890, se esforzaban por contrarrestar los incendios. Con algún retardo, todos los servicios públicos fueron desarrollándose al compás del vertiginoso crecimiento de la ciudad.

Tanto el intendente Alvear como sus sucesores procuraron modificar el casco viejo de la ciudad para adecuarlo a las nuevas necesidades. Demolida la Recova en 1884, la plaza Mayo cubrió dos manzanas. Donde había estado el viejo Fuerte —demolido también en 1853— se construyó la Aduana primero y la Casa de Gobierno después. Pero la obra más importante de remodelación del centro fue la apertura de la avenida de Mayo, iniciada en 1888 e inaugurada en 1894, que obligó a mutilar —no sin polémicas— el viejo Cabildo. Dos años antes se había erigido el edificio de la Municipalidad y poco después se inauguraron los del Congreso Nacional y del Palacio de Justicia. Y frente a este último, en la plaza Lavalle, se construyó en 1908 el nuevo Teatro Colón, que abrió sus puertas el 25 de mayo con una fastuosa función en la que subió a escena la ópera Aída.

El barrio norte se poblaba de suntuosas viviendas y se creaban hermosos rincones en los que brillaban los palacios y palacetes de estilo francés, y el barrio sur seguía siendo ocupado por gentes modestas. Y en tanto que las avenidas Alvear y Quintana sólo veían el desfile de los distinguidos vecinos, la avenida de Mayo, con sus cafés de españoles, como el Tortoni o el Colón, y la calle Corrientes, con sus cafés bohemios y sus cafés de tangos, sus teatros y sus restaurants, se transformaron en los polos de atracción de la gente de los barrios.

Justamente, la experiencia más llamativa de Buenos Aires fue por entonces el desarrollo de los viejos barrios y la aparición de otros nuevos. Los transportes públicos acortaron las distancias. Se podía llegar en subte hasta Caballito primero y hasta Chacarita después, combinando allí con tranvías u ómnibus que prolongaban el recorrido; o se podía ir en tren hasta Belgrano o Villa Devoto o Vélez Sársfield o Villa Urquiza; o se podía usar el tranvía, el ómnibus o el colectivo —este último, un espontáneo invento porteño aparecido en 1928— para alcanzar los innumerables barrios que surgieron poco a poco, más allá de los tradicionales.

A veces los barrios surgieron espontáneamente a lo largo de la vía tranviaria, o de las avenidas que se alejaban del centro cruzando una semicampaña, como Villa Crespo y Almagro en los últimos años del siglo pasado. Otras veces crecieron como aglomeraciones alrededor de un foco de atracción: Abasto, alrededor del mercado inaugurado en 1889 en Corrientes y Laprida; Nueva Pompeya, en las proximidades del puente que cruzaba el Riachuelo, cerca de donde estuvieron los Corrales: Nueva Chicago, alrededor de los nuevos mataderos, inaugurados en 1901; Palermo, recostado sobre el arroyo Maldonado y polarizado hacia plaza Italia en cuyos bordes se inaugurara el Jardín Zoológico en 1875 y el Jardín Botánico en 1898.

Aun en estos barrios fue importante la acción de los rematadores, que en otros, en cambio, significó una creación desde la nada. Los rematadores descubrieron y emprendieron el negocio del fraccionamiento de viejas quintas o extensos solares baldíos, tentando a los que querían afincarse. Los lotes eran ofrecidos en espectaculares remates que se hacían los domingos. “Se compra sin dinero”, decía en 1889 un cartelón en el que anunciaban lotes a razón de cinco pesos mensuales a una cuadra de Rivadavia y Cuenca. Alguna vez el rematador ingenioso levantaba un simulacro de construcciones para atraer a sus presuntos clientes. Y tanto el aprendiz de especulador que adivinaba el futuro incremento del valor de la tierra urbana como el ahorrativo trabajador que acariciaba el sueño de la casa propia compraban su parcela, aquél para revenderla en momento oportuno y éste para edificar su vivienda.

No todos edificaban su casa de una sola vez. Muchos edificaban no sin sacrificio una pieza de material, y así podían abandonar el sórdido conventillo. Un primitivo retrete y una cocinita bajo techo precario permitían sobrellevar una nueva etapa de ahorro, tras de la cual la casa se iba completando, sin preocupaciones estilísticas. En cambio, los más acomodados, o los que edificaban para alquilar, confiaban la construcción a un maestro de obra generalmente italiano —y hubo muchos— que repetía, en un lote de diez varas de frente, el plano de la casa de habitaciones en fila, esmerándose en la ornamentación de una fachada de remotas reminiscencias renacentistas con sus cornisas y balaustradas: una puerta y dos balcones daban su fisonomía a la “cuadra”, expresión que localizaba el entrañable habitat de los nuevos porteños.

Así surgieron incontables núcleos urbanos, inscriptos en el área más extensa del barrio. Algunos de esos barrios fueron importantes desde un comienzo, como Villa Devoto o Villa Urquiza, en tanto que otros crecieron lentamente, sin que se edificaran sus baldíos, como Villa Soldati, La Paternal, Villa Ortúzar o Villa Lugano. En algunos, una plaza o la estación suburbana del ferrocarril crearon un polo de atracción comercial y social; en otros fue una esquina —como la de San Juan y Boedo, o la de Caseros y Rioja, o la de Lope de Vega y Jonte— la que concentró los pequeños negocios y alentó el encuentro de sus habitantes a la tardecita, después del trabajo, o por la mañana, a la hora de la compra. Y algunos recibieron el don de un vasto parque público —Centenario, Patricios, Lezama, Avellaneda— que conservó largo tiempo cierto aire de pampa en el seno de la ciudad.

Fueron barrios familiares, de gente honesta y trabajadora, ahorrativa, cuyos objetivos familiares e individuales consistían primariamente en mejorar de condición económica y social, en casar a las hijas y en asegurar un porvenir a los muchachos: una clase popular con expectativas de pequeña clase media que, a medida que crecía, se constituía en el grupo social más significativo de la población de Buenos Aires. Pero era una sociedad inestable, puesto que se integraba al calor de los ascensos y descensos de clase, de los triunfos y las frustraciones: junto al almacenero próspero estaba la “costurerita que dio aquel mal paso”; junto al muchacho que conseguía un empleo en un ministerio, el que se desgraciaba por un estúpido alarde de machismo; junto a la chica que se casaba con un rico, la que hundía su vida en un taller del que salía tuberculosa, o la que, deslumbrada por “las luces del centro”, terminaba de “milonguera” en un cabaret; junto al “bacán” perezoso, el obrero esforzado que se sobreponía a su fatiga para leer un folleto de propaganda anarquista. Era esa sociedad inestable que descubrió Evaristo Carriego, revelándola a través de una sociología en verso que era, a la vez, su exaltación sentimental. Un café ofrecía compañía y solaz a los muchachones, un “despacho de bebidas” a los viejos, y un cine reunía los sábados y domingos a las familias para ver las películas de Perla White o de Rodolfo Valentino. Pero las “barras” preferían el fútbol —activo en los potreros, pasivo en las canchas de Boca Juniors o de San Lorenzo de Almagro—, y a veces aparecían en el centro para escuchar tangos en el Café de Pacho o en El Estribo, o en los que aparecieron en Corrientes, todavía estrecha.

Así se diversificó la sociedad porteña. En distintos sectores de la ciudad se alojaron sociedades distintas, netamente diferenciadas, y cada una de ellas desenvolvió una cultura singular que durante largo tiempo se mantuvo enfrentada irreductiblemente con la otra. Hubo una cultura de las clases tradicionales y una cultura de las nuevas formaciones sociales, esta última escindida a su vez en la de los grupos inmigratorios que mantenían vivas sus tradiciones populares europeas y en la de los grupos criollos hibridados de las orillas.

La cultura de las clases tradicionales se alimentaba de sus raíces criollas y se adornaba con el reflejo de la cultura burguesa propia de París y de Londres. Brilló en el centro, en las residencias aristocráticas, en los bailes y en los clubes, en la platea y los palcos del Teatro Colón, en la Universidad, en las tertulias literarias, en la tribuna de socios del Hipódromo Nacional, en las redacciones de los grandes diarios. Allí se alojó la moda parisiense, el Art Nouveau, luego el Modernismo —cuando en 1896 publicó Rubén Darío Prosas Profanas en Buenos Aires—, y luego el Ultraísmo, cuando el grupo literario de Florida comenzó a publicar el periódico Martín Fierro. Era una cultura brillante, sin duda, pero un poco convencional y, sobre todo, muy dependiente de las novedades de París, tan visibles en los escaparates de Harrods como en la revista Nosotros, o en la polémica cotidiana del Café de los Inmortales, refugio de una bohemia que pintó agudamente Manuel Gálvez en El mal metafisico, o en la evolución de la cocina criolla, alterada por los mandamientos del Cordon Bleu. Y no era sólo la cultura de las clases altas, sino también la de las clases medias tradicionales y la de las nuevas clases medias a medida que lograban integrarse en la sociedad tradicional, unas lectoras de Plus Ultra y de La Nación, otras de El Hogar y de La Prensa, unas habitués de Harrods y otras de Gath y Chaves o La Ciudad de México, revistas, diarios, tiendas, confiterías, todos sutilmente signados por un matiz que revelaba el sector de la estratificación social a que respondían. Era una cultura constituida.

En los barrios, en cambio, se constituía una cultura inédita, propia de los sectores inmigrantes y marginales, que tuvo dos matices distintos. Los grupos de inmigrantes y de hijos de inmigrantes constituyeron una cultura marginal, pero incómoda en su marginalidad y que dio muestras de aspirar a su rápida integración. Subsistían los signos de sus raíces populares europeas: el predominio de una cocina española o italiana, la vigencia de normas éticas y sociales que correspondían a los lugares de origen, generalmente aldeas cuyas formas de vida se acomodaban difícilmente a las de la gran ciudad que era ya Buenos Aires. Pero la aspiración al ascenso social forzaba las limitaciones impuestas por la tradición y empujaba a las nuevas generaciones a aceptar las pautas establecidas por las clases dominantes: había que abandonar el genovés o el idish, había que tratar de entrar al Colegio Nacional, había que aprender las maneras convencionales de trato. Fue un aprendizaje duro. Los grupos que aspiraban al ascenso podían parecer “guarangos” o “caches” a los ojos de las clases tradicionales —que a veces se ponían demasiado “tilingas”—, precisamente porque estaban elaborando, a su modo y para adaptarlo a sus necesidades, el modelo que las clases altas les ofrecían. Ciertamente, la elegancia de las chicas de barrio no era la misma que la de las niñas de clase alta, pero aspiraba a serlo, y lo lograba poco a poco. Esa reelaboración del modelo de la clase alta por las nacientes clases medias constituyó una curiosa aventura cultural del Buenos Aires de las dos culturas.

Pero no fue ésta la única cultura inédita que surgió en los barrios. Al lado, y ocasionalmente mezclada con ella, apareció una cultura marginal que aceptó su marginalidad, asumió sus raíces y sus tendencias, y afirmó su peculiaridad. La elaboraron, en los suburbios marginales de los Corrales, Barracas, la Boca, Palermo o Nueva Chicago o Nueva Pompeya, paisanos de la llanura e inmigrantes italianos y españoles que entrecruzaron sus sentimientos y a veces sus ideas, sus costumbres y sus principios, sus atávicas formas de comer y sus sistemas de lucha por la vida. Y la coincidencia tuvo tal vigor que crearon un habla —el lunfardo—, un baile y una canción —el tango—, y dieron vida al mismo teatro criollo que desembocó muy pronto en una entrañable expresión teatral, el sainete. Los valores de la cultura del centro no se cuestionaron sino que, simplemente, fueron ignorados; las normas se dejaron de lado y se sustituyeron con otras que respondían exactamente a las situaciones reales. Considerada en sus elementos no parecía una cultura original, pero fue inusitada la combinación de los viejos elementos y el sentido que se atribuyó a esa combinación. Fue un formidable experimento, forzado por la presencia y el contacto de grupos diferentes puestos en una misma situación, y para quienes la segregación actuó como agente catalizador.

Esta cultura marginal que aceptaba su marginalidad y perseveraba en su peculiaridad, coincidía con la cultura marginal que no aceptaba su marginalidad en que ninguna de las dos podía vivir sin la cultura del centro. Por eso las dos se entremezclaron y formaron un vago conglomerado para responder al desafío de la cultura constituida, que era la cultura del poder.

Las culturas marginales se enfrentaron con la cultura del centro, y aceptaron las vías de contacto que en cierto momento empezaron a establecerse: y así comenzaron a entrecruzarse mil sutiles hilos entre las dos culturas, que concluyeron por crear una trama común para las dos en el Buenos Aires de 1930. ¿Quiénes los tejieron?

Fue la “milonguita” que quiso abandonar la miseria suburbana y ofreció compañía pasajera en los cabarets a la juventud dorada. Fue el político de fuste que buscaba votos en los comités de suburbio, comisionaba agentes electorales y contrataba guardaespaldas entre los muchachos de avería. Fue el “cafishio” que proveía de “programas” al caballero distinguido con “bulín” puesto. Fue el turfman que se entreveraba con jockeys, cuidadores y tahures en los studs del bajo de Belgrano. Fue el “niño bien” que no podía olvidarse en casa de lo que había aprendido en Hansen, en los prostíbulos o en los salones de baile. Fue Crítica, el periódico de Botana, que canalizó los valores de la cultura del suburbio y los volcó en el centro. Fue la calle Corrientes, terreno neutral de las dos culturas, donde una y otra se encontraban a gusto. Fue Maffia y Firpo, Contursi y Flores, Carlos Gardel y Rosita Quintana, que ganaron el centro con un tango que de milonga se hacía canción. Fue Soria y García Velloso, González Castillo y Vacarezza, que intentaron la épica del conventillo, con el enfrentamiento del compadrito y el cocoliche. Fueron los bodegones del Abasto, las cantinas de la Boca, los restaurants de la cortada Carabelas y los cafés de Corrientes. Fue Olinda Bozán y Arata, Muiño y Simari. Fue Carlos de la Púa y Last Reason, Arlt y Olivari. Por la presión de la periferia sobre el centro, las dos culturas se compenetraron, y en la década del 20 quedó a la vísta que la integración quedaría consumada en poco tiempo.

El crecimiento de las masas radicales lo confirmó. Los muchachos que vivaban al doctor Yrigoyen ganaron el centro y expresaban en ese símbolo todo ese bagaje de ideas y sentimientos del suburbio trabajador tanto como del suburbio orillero. En las fiestas del Centenario, en 1910, las clases tradicionales habían sellado su decisión de mantenerse puras y resistir la contaminación. Hicieron lo que pudieron desde la escuela, desde la tribuna, exagerando a veces un patriotismo formalista. Cuando la nueva sociedad se manifestó violentamente, a través de las bombas de los anarquistas o a través de la protesta de los obreros de Vasena, la sociedad tradicional la enfrentó con dureza, a veces desmedida, como en la Semana Trágica de 1919, que Arturo Cancela llamó con ironía una semana de holgorio. Para recuperar el poder que había perdido en 1916, cuando Yrigoyen subió al poder en medio de extraordinarias manifestaciones de júbilo popular, recurrió a la conspiración y al golpe de estado. El 6 de setiembre de 1930 Buenos Aires se sacudió con el desfile de los cadetes del Colegio Militar que derrocaron a Yrigoyen y pusieron en el poder a Uriburu. Al pasar, cañonearon el Congreso.

La capital de la crisis

La revolución de 1930 inauguró una época crítica para el país, y Buenos Aires fue la capital de la crisis. La dictadura se mostró temerosa y la represión fue dura con los opositores. Torturadores vocacionales hicieron famoso su nombre en la ciudad, y años después, cuando se constituyó el nuevo Congreso, fueron denunciados por Alfredo L. Palacios en un debate del Senado. Para entonces, la revolución había desembocado en un régimen surgido de elecciones, y los presidentes Justo y Ortiz mejoraron los métodos represivos. Hasta se pudo votar libremente en la ciudad de Buenos Aires, seguramente en homenaje a la imagen internacional del país. No sólo se habló de las torturas en el Senado. Se habló también de los escándalos en la compra de armamentos y se habló de las carnes, en un debate memorable conducido por Lisandro de la Torre en 1935 y en cuyo transcurso fue asesinado en pleno recinto el senador Bordabehere.

Entre 1930 y 1943, una paz varsoviana reinó en la ciudad. Las clases altas se sintieron cómodas. Fue una época de cierto brillo cultural, con buenas temporadas líricas en el Colón, conciertos excelentes de música moderna, exposiciones y conferencias en el salón que en la calle Florida tenía Amigos del Arte, cursos en el Colegio Libre de Estudios Superiores, y una buena difusión de la mejor literatura europea de la que se encargaba la revista Sur. Pintores y escultores, muchos recién llegados de Europa, difundían a través de sus obras las nuevas concepciones plásticas, y los escritores más refinados vertían las influencias de Huxley y de Joyce. Al margen de la cultura, cierto sentimiento aristocratizante campeó por la ciudad, manifestado en una sostenida preocupación por la elegancia que acentuó el tradicional empaque del porteño y de la porteña. Florida era todavía una calle un poco exclusiva donde la gente se saludaba, y los lugares de reunión estaban claramente discriminados por grupos sociales, cuyos miembros acataban las reglas del juego: sólo los “petiteros” —como se les llamaría poco después— entraban al Petit Café, en Santa Fe casi Callao, frente al Aguila, donde se daban cita las personas mayores. Y en el Congreso Eucarístico de 1934 se aglutinaron las damas y los caballeros de la buena sociedad.

Para el resto de la sociedad la situación fue muy dura. Hubo cesantías en la administración pública y en las actividades privadas, y la desocupación se notó en el centro en el lustre de los trajes viejos y en los barrios populares bajo formas más dramáticas: el hambre de los desocupados, que no alcanzaban a mitigar las “ollas populares” que se ofrecieron a los más pobres, o el abandono de la pieza del conventillo que conducía a sus habitantes a la Villa Desocupación, que surgió en Puerto Nuevo. Conseguir trabajo —o “el mango que te haga morfar”— era para muchos la preocupación cotidiana, y Discépolo expresó el sentimiento general de la “mishiadura”, de la frustración y del cinismo que embargó a las clases medias y populares. Fue entonces cuando Scalabrini Ortiz intentó retratar al “hombre que está solo y espera” en la esquina de Corrientes y Esmeralda donde nada esperaba.

Agolpados frente a las pizarras de los diarios muchos lloraron la caída de la República Española, los triunfos de Hitler y la ocupación de París. La desilusión cundía. Dos suicidios, el de Lugones en una isla del Tigre en 1938 y el de De la Torre en su departamento de la calle Esmeralda en 1939, adquirieron un valor simbólico en la ciudad tumultuosa que Martínez Estrada llamaría poco después La cabeza de Goliath.

Pese a todo, el centro prosperaba y se embellecía. Se rectificó el trazado de la avenida Leandro N. Alem, se ensancharon las calles Santa Fe, Córdoba y Corrientes, se continuó la Diagonal Norte, se empezó a abrir la avenida Nueve de Julio y se erigió el obelisco en 1936 para conmemorar el nuevo centenario de la primera fundación de la ciudad. Pero los barrios progresaron poco, y su población empezó a cambiar nuevamente con la aparición de crecidos contingentes de inmigrantes del interior, más empobrecido aún que la capital, que luego desbordaron los límites urbanos para asentarse en los pueblos suburbanos. Algunas industrias que aparecieron con motivo de la disminución de las importaciones que acarreó la guerra empezaron a ofrecer salarios tentadores y la situación de algunos sectores populares mejoró un poco. Los rancheríos —las villas miseria— empezaron a extenderse por Avellaneda, Lanús, San Martín, San Justo, a veces en las afueras de los suburbios donde se instalaban las pequeñas industrias de reemplazo, y sus pobladores —muchos muy morenos— empezaron a modificar la fisonomía de la ciudad. No se los veía mucho por el centro, pero existían.

Un día aparecieron en la plaza Mayo, el 17 de octubre de 1945, junto con otras muchas gentes que se politizaron de pronto, después de muchos años de politización prohibida. Poco antes, otras multitudes habían celebrado la recuperación de París en la plaza Francia. Pero ésta del 17 de octubre era una multitud nueva, desconocida para las gentes del centro, y revelaba un cambio sustancial en la composición social de la ciudad. Perón, un líder político de nuevo estilo, logró movilizar esa multitud nueva, y la ciudad cobró un aspecto diferente entre 1945 y 1955. Las clases tradicionales advirtieron la presencia de los que llamaron ‘‘cabecitas negras” y comprobaron el ascenso económico y social de las clases populares, que ahora consumían más productos alimenticios, más artículos para el hogar, colmaban los ómnibus y los trenes suburbanos y acudían en grandes cantidades a las canchas de fútbol y a los cines. Para muchos fue un espectáculo intolerable y los aristocratizantes lectores de Ortega y Gasset descubrieron que estaban en presencia de una real “rebelión de las masas”, a causa de la cual muchas señoras debían lamentar la falta de servicio doméstico. Así, la ciudad se vio escindida socialmente una vez más, y más aún que en la época en que aparecieron en las calles las masas que vitoreaban al doctor Yrigoyen. Fue normal que las gentes acomodadas no salieran de sus casas los días de grandes concentraciones populares en la plaza Mayo, cuando Perón y Evita hablaban a las multitudes convocadas por la Confederación General del Trabajo. Pero eran, en cambio, días de fiesta auténticos para las clases populares, sobre todo si ei líder anunciaba para el siguiente el feriado de “San Perón“.

De cualquier manera, la nueva justicia social no perjudicó a los poseedores. Algunos de ellos sufrieron persecuciones económicas. Pero, en general, el bienestar general alcanzó a las clases tradicionales, y sobre todo a aquellos que supieron aprovechar la coyuntura. En el sector de la clase alta aparecieron nuevos tipos de ricos, el industrial o el empresario, que competían con los ricos tradicionales en la suntuosidad de sus departamentos de la avenida Libertador, compraban tierras para pasar por estancieros, procuraban ser admitidos en el Jockey Club y derrochaban sabiamente su dinero o especulaban con él. Se los veía codeándose con las familias que habían perdido el reducto de la Sociedad de Beneficiencia, en las nuevas boutiques de la calle Santa Fe, en el grill del Alvear o en las boites de lujo. Y en la Bolsa el juego hizo y deshizo fortunas como en los tiempos del 90, porque la especulación giraba alrededor de informaciones reservadas que todos pretendían tener acerca de las empresas que prosperarían por misteriosas razones. Un automóvil importado era un signo de que su propietario contaba con buenas conexiones porque no se veían en Buenos Aires por entonces sino viejos coches en cuya conservación se esmeraban los mecánicos porteños de sutil ingenio.

Las fricciones sociales y políticas adquirieron a veces contornos dramáticos. Las campañas electorales eran duras y los conflictos entre obreros y patronos muy tensos. En la Universidad los conflictos se sucedieron ininterrumpidamente, y la policía empezó a entrar en los recintos de las facultades cada vez que la FUBA organizaba actos relámpago, cuyo saldo solía ser la detención de numerosos estudiantes. Allí, como en otros campos, la delación fue una sucia práctica que enturbió la convivencia. Un día, el gobierno se incautó de La Prensa. Otro día, grupos bien organizados incendiaron el Jockey Club, algunas iglesias y varios locales pertenecientes a partidos políticos: alguien —no se sabe quién— incendió una bandera argentina. La situación empezaba a ponerse crítica, sobre todo porque desde 1951 la euforia económica había pasado y en las panaderías empezó a venderse un pan negruzco que simbolizaba la crisis.

Lo más típico de la vida de la ciudad fue, por esos años, cierta ruptura en las formas tradicionales de pensar. Para entonces la ciudad había sublimado la vieja oposición entre el centro y el suburbio, que el tango del 40 —Homero Manzi típicamente— idealizaba:

Barrio de tango luna y misterio,

¡desde el recuerdo te vuelvo a ver!

Pero de pronto se avivó otra vez con un ligero desplazamiento ecológico: el centro descubrió de nuevo su adversario no tanto en los viejos barrios urbanos, sino en las nacientes aglomeraciones del Gran Buenos Aires, que crecían como mancha de aceite, y la oposición volvió a plantearse entre el centro y la periferia. Más allá de las definiciones políticas, la gente se definió por una u otra sociedad, por una u otra cultura. Para algunos lo popular empezó a ser odioso y despreciable y para otros lo aristocrático empezó a ser ridículo y exacrable. Por su parte, el habla popular y las revistas satíricas —Rico Tipo, Tía Vicenta— se hicieron cargo de la tarea de precisar matices intermedios de la sensibilidad, distinguiendo entre lo “bien” y lo “mersa”, lo primero referido a los gustos y tendencias de ciertas burguesías asentadas y lo segundo a los de ciertas clases medias en ascenso que procuraban imitar a aquéllas; y para que no hubiera dudas de que la sociedad porteña tenía profundas vacilaciones acerca de lo que debía y lo que no debía hacerse o decirse, el humorista se ocupaba de ofrecer listas completísimas de lo que se consideraba “in” y lo que se consideraba “out”, clasificado por categorías. Entremezclados, los odios de clase y las tendencias al ascenso de clase engendraron una turbia forma de convivencia, que aprovechaba cualquier oportunidad para manifestarse: una fue el inusitado espectáculo del velatorio y entierro de Eva Perón en julio de 1952; una multitud acongojada desfiló días y noches por la capilla ardiente, instalada en la Secretaría de Trabajo y Previsión, mientras los opositores al régimen se indignaban por lo que consideraban una función carnavalesca. Entretanto, las minorías intelectuales y sensibles proclamaban su adhesión al existencialismo y entonaban su fervor antiperonista con el vivo ejemplo de la Resistencia francesa, que ya había producido y difundido una abundante literatura.

Las migraciones internas apresuraron el proceso de formación del Gran Buenos Aires, de la megalopolis moderna. Un cinturón industrial empezó a rodear a la ciudad, y allí crecieron los barrios nuevos. Hubo tierras ocupadas ilegalmente, pero sobre todo loteos modestos, a veces en tierras bajas y siempre alejadas de las grandes avenidas y de los medios de transporte. Pese a todo, las viviendas se multiplicaron, precarias, levantadas con cartón, con latas, con cajones de automóviles, hacinadas y sin servicios públicos. Allí se constituyó una sociedad nueva y marginal de singulares caracteres. No faltaban, sin duda, algunos delincuentes y muchas gentes de vida irregular; pero la sociedad de los ‘‘villeros” se compuso generalmente de gente honesta y trabajadora, cuyo problema fundamental era la imposibilidad de conseguir otra clase de vivienda. Solían ser obreros de las nacientes industrias que ganaban buenos salarios, lo cual les permitía alimentarse y vestirse bien, y en muchos casos adquirir su radio, su heladera y su lavarropas. El contraste entre la vivienda y el nivel de vida llamó la atención de muchos que, ignorantes del proceso de formación de barrios semejantes en otras partes, achacaban al régimen el desencadenamiento de procesos sociales y económicos que eran, por el contrario, los que habían suscitado y sostenían al régimen. Pero las villas miseria —que “también son América”, dijo Bernardo Verbitzky— no sólo indignaban a los opositores sino que molestaban al régimen. Cuando se construyó la autopista al aeropuerto de Ezeiza —la obra más importante, junto con el aeropuerto mismo, que se construyó por entonces en relación con la modernización de la ciudad— se levantaron muros delante de las villas construidas al costado para que los viajeros no contemplaran el deprimente espectáculo de las pobres viviendas hacinadas. Sólo esporádicamente comenzó a esbozarse una política de edificación de viviendas económicas para salir al encuentro del problema.

Testigo de tantas concentraciones peronistas, la plaza de Mayo presenció el 16 de junio de 1955 el más inusitado espectáculo: los aviones de la Marina bombardearon la Casa de Gobierno como par- te de un fracasado plan revolucionario. Hubo una conmoción general en la ciudad, que se repitió en setiembre, cuando se supo que Lonardi había sublevado en Córdoba algunas guarniciones. Esta vez la revolución triunfó, y los porteños se enteraron de que Perón se había embarcado en una cañonera paraguaya con destino a Asunción. Era visible la pesadumbre en los barrios populares y en los suburbios: en Lanús, en Avellaneda, en San Martín. De otros barrios más céntricos, en cambio, salieron hacia la plaza de Mayo los nutridos grupos que se concentraron cuando juró Lonardi como presidente. Y mientras los grupos suburbanos se sobrecogían ante las amenazas de las fuerzas de represión, los grupos del barrio norte se sobrecogían ante el temor irracional de que una incontenible ola de “descamisados” se volcara sobre ellos para satisfacer su presunta vocación de incendio, saqueo y muerte.

Ciertamente, la ciudad estaba dividida: la componían otra vez dos sociedades, dos culturas. Hubo represión y ajuste de cuentas, y la hostilidad más bien se acentuó. La Confederación General del Trabajo, en cuyo edificio de la calle Azopardo descansaban los restos de Eva Perón, fue intervenida, desapareciendo el féretro, y los sindicatos fueron severamente controlados. Pero la fuerza real del movimiento obrero como grupo de presión no decreció y se manifestó a través de huelgas y/o ocupaciones de fábricas que probaban que la situación social no se encauzaba. Tampoco se encauzaba la situación política. Hubo elecciones y Aramburu salió de la Casa de Gobierno vitoreado por algunos grupos, que le manifestaron su respeto por haber cumplido su palabra de restaurar el régimen constitucional. Pero las dificultades subsistían. Juró Frondizi, cayó Frondizi, juró Guido, mientras el escribano Garrido testimoniaba una y otra vez los actos oficiales que se sucedían. Unas veces los porteños veían en la Casa de Gobiernos a los granaderos con su brillante uniforme histórico; pero otras veces veían las tropas en traje de fajina, con las armas listas para disparar y con el apoyo de los tanques. Entre 1962 y 1963 hubo pronunciamientos, salieron los tanques a la calle, y en una ocasión hasta se realizaron dispositivos de combate en varios lugares de la ciudad. Pero no fue muy grave. Los porteños, burlones e incisivos, se sonrieron cuando el conductor de un tanque detuvo su vehículo en la esquina de Santa Fe y Callao al encenderse la luz roja del semáforo, y no faltaron en los barrios los chicos que se trepaban por los costados de los temibles monstruos, que se humanizaban cuando se descomponían y quedaban inmovilizados junto al cordón de la vereda. El poder cambiaba —aparentemente— de manos, pero la ciudad seguía su ritmo de vida oscilando entre el “no se vende nada” de los comerciantes pesimistas y el “ahora empieza a moverse un poco” de los optimistas.

Sobre todo, la ciudad crecía como si fuera el desaguadero de toda la República. El Gran Buenos Aires tenía cuatro millones y medio de habitantes en 1947, más de seis millones y medio en 1960 y llegó a 8.352.000 en 1970. Muchos —quizá medio millón por día— ingresaban al casco viejo de la ciudad para trabajar o para recorrer oficinas o casas de comercio. Pero poco a poco el casco viejo dejó de ser el único polo de la ciudad, y otros polos aparecieron en los barrios suburbanos y en el Gran Buenos Aires. Resultó tan difícil estacionar un automóvil cerca de Cabildo y Juramento, o de Rivadavia y Pedernera, o de San Juan y Boedo, como en pleno centro, donde, por lo demás, el estacionamiento fue prohibido en las calles. Como otros barrios, Belgrano perdió su aspecto de ciudad jardín, sumergido por las altas casas de departamentos, y la avenida del Libertador —refugio del más alto status económico— vio correr en las horas de pico caravanas interminables de automóviles que llevaban a sus propietarios hacia sus residencias de Acassuso o San Isidro, desfilando entre torres residenciales, boutiques de lujo y boites elegantes que por la noche congregaban a ejecutivos en tren de esparcimiento y figuración y a jóvenes de familias ricas que querían estar “en el ruido”.

Durante el gobierno de lllia la Municipalidad trabajó intensamente para urbanizar el bajo de Flores. En la zona circundante, las calles de acceso empalmaron con la autopista a Ezeiza y las avenidas que corrían hacia el centro, estimulando la ocupación de zonas poco habitadas; y el barrio de San Telmo empezó a colmarse de restaurantes snobs que atrajeron a turistas y ejecutivos. Huelgas, ocupaciones de fábricas, disturbios estudiantiles y mitines políticos animaron la vida de la ciudad, que casi gozaba de libertad. El paso del tiempo parecía haber moderado la tensión entre las dos sociedades y las dos culturas, que se mostraban inclinadas a confundirse dentro de los marcos de la creciente sociedad de consumo. Pero lllia cayo y juró Onganía, siempre mediante la intervención del escribano Garrido, en quien los porteños que contemplaban las fotografías y los noticiosos televisivos veían la imagen viva de la Historia y sus mudanzas. Muchos creyeron que el orden predominaría cuando se cerraron los locales de los partidos políticos, se reprimieron enérgicamente las huelgas y se castigó a la Universidad en la persona de sus estudiantes y profesores. Pero no fue así, porque en Buenos Aires, como en otras muchas ciudades, la inquietud de los grupos estudiantiles y de las clases populares más bien tendía a crecer que a disminuir. Signo secreto, en las canchas de fútbol, en las que se aloja la predominante pasión porteña, la “hinchada” empezó a cantar la marcha de “Los muchachos peronistas”.

En Buenos Aires hubo pocos hippies. Algo que se le parecía empezó a reunirse en “la manzana loca” —donde funcionaba el salón de exposiciones del Instituto Di Telia, vidriera del “Pop Art” y otras tendencias avanzadas— o en el bar Moderno de la calle Maipú, o en algunos teatros independientes. Los jóvenes adoptaron la barba y el pelo largo, y las jóvenes oscilaron entre la maxi y la mini, todo dentro de una moderación muy porteña. Algunos adoptaron posiciones ideológicas e intelectuales muy avanzadas, se declararon estructuralistas o marxistas y ostentaron en su cuartos los posters del Che Guevara. Pertenecían generalmente a las clases medias y aunque no hicieron ninguna revolución política, hicieron una importante revolución en las formas de vida.

Como en casi todas las ciudades del mundo, en Buenos Aires se liberalizaron las costumbres. Las muchachas empezaron a llegar tarde a sus hogares burgueses ante la creciente indiferencia de sus padres. Las parejas comenzaron a besarse en público más que antes, y a nadie que estuviera “en la onda” —manía porteña— se le pasaba por la cabeza interrogarse sobre la existencia de libreta de matrimonio cuando advertía en aquéllas cierto intenso grado de intimidad. Por lo demás, había comenzado la era de la píldora, y en pequeña escala la de las drogas.

Pero todo eso no era un fenómeno típicamente porteño, sino una puesta al día de la ciudad siempre un poco pacata y respetuosa. Lo que sí fue un fenómeno típicamente porteño propio de estas clases medias liberalizadas fue el desafío a cierta retórica tradicional, que se manifestó en las formas del lenguaje. Sorpresivamente, las palabras prohibidas empezaron a circular libremente con tal fuerza que invadieron hasta los círculos más convencionales. Las malas palabras se hicieron buenas. Y para consagrar la revolución se inscribieron en un contexto en el que el “vos”, las formas verbales porteñas —salí, corré, volá— y crecido número de palabras lunfardas adquirieron plena vigencia, articuladas a veces en una sintaxis trabajosa simbolizada en el uso del fatídico “de que”. La Fiaca —una obra teatral de Talesnik que recupera un tipo muy porteño— señaló la licitud del nuevo estilo idiomático, consagrado no sólo por el teatro sino también por la radio y la televisión. Y quedó establecido que, cuando a una chica le presentan un muchacho, debe decir: “¿Cómo te va?”. Modesta, era una revolución para facilitar la comunicación en una sociedad compuesta por grupos muy dispares y acostumbrada, por eso mismo, a aferrarse a ciertas convenciones que aseguraran la distancia inicial hasta saber quién es quién. Inversamente, los ejecutivos, los adictos a la sociología usual y los lectores de las revistas semanales de información concentrada —Primera Plana, Panorama, Análisis— comenzaron a difundir un lenguaje críptico cuyos elementos fundamentales eran giros norteamericanos traducidos y palabras técnicas de la economía y de la sociología, que se consideró el desiderátum de la objetividad y la precisión.

Un día asesinaron a Jáuregui, otro a Vandor, otro a Aramburu, otro a Alonso. Las tensiones parecían crecer y cayó Onganía, después que se construyeron los puentes sobre el Riachuelo y sobre el cruce de Córdoba y Juan B. Justo. Aunque moderadamente, la infraestructura de la ciudad mejoraba. No puede decirse lo mismo de la estructura.

Una misión. 1946

El Iniciador viene a cumplir una misión. Como aquel otro ilustre periódico montevideano de las horas aciagas, cuya bandera y cuyo nombre quiere lucir de nuevo, este, más humilde aunque no menos decidido, quiere cumplir con la noble e inexcusable misión de luchar por la libertad y la cultura del pueblo. Y quiere hacerlo hoy, cuando las ve amenazadas por la negra sombra de la dictadura, para seguir haciéndolo mañana, con más alegría en el corazón, cuando el país retorne a ese clima de paz en que es posible desenvolver con más sosiego las ideas.

Juzgamos que no pueden desertar de esta misión —más urgente hoy que nunca ante el espectáculo de la demagogia desatada por la sensualidad del poder— los hombres a quienes agrupa el Partido Socialista, y que han llegado hasta sus filas porque lo consideran una fuerza eficaz en el progreso de la nación. Está en su tradición ideológica el afirmar que no hay dignificación del proletariado ni elevación social sin una lenta y metódica educación de las masas, y esta verdad alcanza en nuestros días una evidente y plena corroboración. Porque solo la ignorancia y el desprecio por la inteligencia y la cultura pudieron preparar este brote de totalitarismo criollo que hoy nos amenaza, y que dejará un rastro sombrío en las páginas de la historia de la república.

En la medida en que nos lo permitan nuestras posibilidades queremos ser vehículo de cultura. Si una línea puede despertar un día una conciencia adormecida, cuatro páginas pueden ser, pese a su poquedad, instrumento no despreciable de difusión. El lector descubrirá en El Iniciador —que aparece como órgano de la Comisión de Cultura del Partido Socialista— una intención militante al servicio de una causa; pero el periódico será más que eso, y el lector hallará también los elementos de información sobre la actividad cultural de nuestra época y, alguna vez, la evocación de la antigua y eterna militancia del espíritu que, cuando es sincera y honda, concurre siempre a elevar al hombre. Y de hombres —no lo debemos olvidar— está compuesto lo que genéricamente se llama pueblo.

Nada que toque de cerca o de lejos el problema de la cultura popular será ajeno a El Iniciador, ni en su faz teórica ni en sus aspectos prácticos. Es necesario retomar todos los hilos y echar todas las redes para volver a situarnos en el centro de la cuestión educacional y alcanzar una visión de ella que sea exacta en sus fundamentos y eficaz en sus conclusiones. Hay, pues, que hacer todo lo que habían hecho los mejores hombres de la nación antes de Sarmiento: indagar los hechos, meditar sobre los problemas, estudiar las doctrinas y, sobre todo, llegar a sentir con patriótica angustia el amargo dolor del pueblo y de la tierra. Luego vendrán las conclusiones, las fórmulas precisas y sintéticas que resuman todo ese esfuerzo previo de conocimiento y de comprensión. Hay una segunda Argentina cuyo enigma se yergue en el camino de nuestra vida política, que se opone también al desarrollo de nuestra vida cultural. Tenemos que saber cómo somos ahora, porque el destinatario de toda política cultural no constituye una abstracción sino que es ese doliente ser de carne y hueso que pasa a nuestro lado al que hay que llegar con un lenguaje que él sea capaz de comprender para poder tocar a la más noble fibra de su espíritu, a la que sobrevive a todas las miserias, a la que puede provocar su redención.

No nos engañemos: ya no es este un problema de escuelas. Bienvenidas las que se levanten, porque todavía faltan muchas. Pero su necesidad es un hecho tan arraigado en nuestra conciencia que no es necesario volver sobre él. La cuestión es ahora qué hay que enseñar en ellas, con qué objetivos hay que conducir la labor educacional, qué espíritu se debe infundir en nuestros maestros y, sobre todo, qué puede hacerse fuera de la escuela para salvar a nuestra adolescencia, carne de cañón para los demagogos y materia humana perdida muchas veces para nuestro engrandecimiento. La educación popular —es bueno repetirlo— no es solo un problema de hechos; es más que eso, un problema de ideales, a cuyo servicio deben estar las realizaciones.

Ningún momento, pues, más apropiado que este para volver sobre el problema de la política cultural que debe orientar, en la Argentina de estos días, la acción privada y la acción del Estado. Al cumplirse los cien años de la aparición del Facundo, nos ha sido dado comprobar que no existen en la tradición del último siglo otras inspiraciones fecundas sobre este problema que las que provienen de Sarmiento y de los hombres de su generación. El hecho es halagüeño en cuanto revela la solidez y la perduración de los nobles ideales que se acuñaron en la mejor época de la república; pero quienes creen encarnar la tradición de aquellos hombres y ser fieles a la esencia de su pensamiento democrático y progresista, tienen el deber y el derecho de preguntarse si ha sido hecho todo lo que ellos quisieron que se hiciera, y si, además, no es necesario hacer otras cosas nuevas para ajustar aquellas orientaciones de la política cultural a la nueva realidad social y espiritual del país.

Este reajuste de nuestra política cultural debe ser meditado. En esta materia toda improvisación conduce al fracaso, y, a veces, es contraproducente y nefasta. Porque el primer paso de esta labor debe ser —nada menos— la indagación de los caracteres de nuestra realidad, y esto ni está hecho ni es fácil hacerlo. Toda política cultural implica saber a ciencia cierta qué se quiere lograr, hacia qué metas se quiere conducir, de qué manera es necesario obrar; pero nada es tan urgente como saber a quién se dirige, y hoy los argentinos —confesémoslo— apenas sabemos cómo es nuestra realidad social en su multiforme variedad y cuáles son los contenidos espirituales que animan a cada uno de los sectores en que nuestra sociedad se escinde. Esta es, pues, también labor que quiere estimular y realizar El Iniciador, procurando aunar los esfuerzos de todos los que, en alguna medida, advierten la gravedad del problema, y de todos los que lo sientan y estén dispuestos a trabajar en su solución.

Aclarar este sector del drama argentino y contribuir —tan humildemente como sea— a encarar sus soluciones es la misión que se ha propuesto El Iniciador. Que los espíritus preclaros que lucharon en aquel otro ilustre periódico montevideano de las horas aciagas iluminen nuestro camino y guíen nuestros pasos. Nos reconocemos, orgullosos, sus herederos espirituales y procuraremos hacernos dignos de su memoria venerable.

Cambio social, corrientes de opinión y formas de mentalidad, 1852-1930. 1966

El intenso cambio económico-social que se operó en la Argentina a partir de las décadas que siguen a la batalla de Caseros (1852) fue el resultado de diversos factores. Por una parte, fue una respuesta a las perspectivas que abrían los mercados europeos, transformados como consecuencia del desarrollo industrial; pero por otra, fue la consecuencia de la sustitución de una minoría dirigente, empeñada en la defensa tenaz de una estructura tradicional, de origen colonial y desproporcionada con las posibilidades del país, por otra minoría que había madurado en la oposición política, en el análisis de la situación nacional y en el examen de las variaciones que se operaban en Europa y en los Estados Unidos. Tanto aquel análisis como este examen fueron hechos —como lo hacían, por lo demás, los doctrinarios europeos— a la luz de un cierto sistema de ideas. Para la minoría argentina, ese sistema de ideas tenía no solo el prestigio de su origen europeo y de su modernidad sino, además, la garantía del éxito, pues se lo consideró inseparable del progreso técnico que se advertía en los países civilizados. Llegada al poder después de la derrota de Rosas en 1852, esa minoría impuso sus puntos de vista, desencadenó audazmente una política de cambio económico-social y se enfrentó, naturalmente, con las consecuencias de su acción.

Así, a la promoción del cambio, por una parte, y a la evolución de sus consecuencias, por otra, correspondieron ciertas corrientes de opinión en las minorías predominantes. Pero a esas corrientes de opinión, como era inevitable, respondieron otras. Primero, de los sectores pasivos que manifestaron una fuerte resistencia al cambio; luego, de los diversos grupos que surgieron de la acentuada y rápida diferenciación social que el cambio produjo.

El objeto de este estudio es analizar esas corrientes de opinión. En primer lugar, se examinarán aquellas que corresponden al desencadenamiento del cambio (antes de 1880); en segundo lugar, las que surgen al calor de los fenómenos de cambio que, naturalmente, fueron muy complejos y escaparon al control de quienes los habían desencadenado (de 1880 a 1910); y en tercer lugar, las que predominan al producirse el primero de los momentos de reajuste y estabilización (de 1910 a 1930).

Antes de 1880

El período que transcurre entre 1862 y 1880 constituye una etapa trascendental en el desarrollo de la Argentina. Para la historiográfica tradicional, ha sido el período de “la organización nacional“, esto es, de la liquidación de los problemas suscitados a partir de la independencia, en 1810, y del ordenamiento de la vida nacional dentro de un cuadro institucional vigoroso y estable. Para nosotros, su trascendencia consiste en que, precisamente cuando se constituye ese cuadro institucional que organiza la nación, se desencadena un cambio estructural que altera sus supuestos.

Se advierten, en efecto, dos tendencias bien definidas, no necesariamente contradictorias, desde el punto de vista de la acción, pero sin duda divergentes y capaces de producir efectos muy diversos. Por una parte, se cierran ciertos problemas tradicionales; pero, por otra, se abren otros de mucha mayor envergadura que introducen gravísimas tensiones dentro del cuadro institucional.

SITUACIONES Y GRUPOS DE OPINIÓN

Desde el punto de vista político, la situación del país después de la batalla de Caseros parece ser de ruptura instantánea y violenta. No lo es, sin embargo, sino en parte. El equipo triunfante en 1852 es heterogéneo, y solo en Buenos Aires se advierte un grupo radical. El resto es ligeramente conciliador, no con el régimen político derrocado, pero sí con las situaciones subsistentes en las diversas provincias. Estas actitudes corresponden al proceso operado en el país desde 1810 y condicionan las respuestas al interrogante que abre la caída de Rosas.

La revolución que había dado origen a la independencia —prácticamente ya en 1810— tuvo su centro en Buenos Aires y se irradió con bastantes dificultades hacia el resto del Virreinato del Río de la Plata. Fue un movimiento de las burguesías urbanas, cuya mentalidad había adquirido una fisonomía singular al calor de los cambios económicos e ideológicos de la segunda mitad del siglo XVIII. Pero, pese a los cambios de mentalidad, esa burguesía urbana conservaba la actitud básica de los grupos urbanos españoles que habían hecho la colonización. La ciudad era un baluarte europeo en medio de la barbarie, y solo en ellas se desarrollaba un estilo de vida civilizado, capaz de encuadrar la actividad política. La actitud colonizadora se había perpetuado, adquirió más firmeza —y más estrechez de miras, al mismo tiempo— a medida que crecía la burocracia colonial, y no llegó a ser sobrepasada totalmente por quienes recibieron la influencia de la fisiocracia.

A causa de esta concepción eminentemente urbana de la colonización, el desarrollo de las áreas rurales fue libre y espontáneo. Se formó allí una sociedad sui generis, cuyos miembros crearon un modo de vida apropiado a sus necesidades y posibilidades. Era, sin duda, una sociedad no política, que solo entraba en relación con el orden político y administrativo —vigente en las ciudades— de manera ocasional y bajo la forma de presiones esporádicas que la distancia y la despoblación neutralizaban. A fines del siglo XVIII, esas poblaciones rurales comenzaron a ponerse de manifiesto y a gravitar cada vez más sobre las ciudades. Félix de Azara, entre otros, advirtió su presencia y procuró comprender su idiosincrasia. La ciudad —y Buenos Aires especialmente— recibió las primeras influencias a través del habla rural —de los gauderios o gauchos— y conoció a estos cada vez mejor a través de los mataderos y saladeros. Era una población que crecía en importancia económica a través de la relación patrón-peón, pero que era ajena a la vida civil y política.

Esta situación cambió esencialmente después de la revolución. Las poblaciones rurales aparecieron en la escena y, con su apoyo, los grupos productores rurales exigieron un reajuste de la participación política. El resultado fueron las guerras civiles y el régimen de la Federación. No corresponde explicar aquí este proceso, pero basta señalar que las minorías urbanas perdieron influencia en casi todas partes, aun cuando en Buenos Aires la conservara gracias al puerto y a la aduana; pero aun en ella se operó un cambio importante, pues quedó desplazada la burguesía progresista.

La época de las guerras civiles y la Federación (1820-1852) significó un ascenso y predominio de la mentalidad rural y tradicionalista. El poder político estaba en todas las provincias en manos de grupos que podían caracterizarse por tal mentalidad y que, puesto que poseían la tierra, poseían también el control directo e indirecto de todas las actividades económicas. Solo Buenos Aires poseía una burguesía urbana significativa, cuyos sectores superiores, vinculados a las actividades agropecuarias y a su comercialización, estaban en estrecha relación con el poder político.

Ya cerca de la mitad del siglo, algunos de los grupos provincianos comenzaron a manifestarse sensibles a ciertas influencias diferentes. En la región litoral, los estancieros entrevieron nuevas posibilidades de exportación en relación con las demandas europeas y procuraron adecuarse a esa situación. Pero Buenos Aires constituía un obstáculo, pues controlaba la aduana y vedaba la libre navegación de los ríos interiores por donde esos productos podían salir al exterior. Fueron esos grupos provincianos los que comenzaron a acercarse a los grupos de emigrados de Montevideo y comenzaron a revisar sus opiniones. Los grupos de emigrados eran, generalmente, antiguos “unitarios”, en principio partidarios de un régimen centralista de gobierno, pero sobre todo representantes de una mentalidad burguesa y liberal. Enemigos políticos de Rosas, algunos de ellos rechazaron cualquier aproximación a quienes parecían compartir su política; otros, en cambio, aun manteniendo sus posiciones radicales en materia económica, social y política, trataron de influir sobre aquellos representantes de la mentalidad tradicional a quienes la situación empujaba hacia una apertura.

Tres tipos de mentalidad se vislumbran, pues, fundamentalmente al producirse la batalla de Caseros. En primer término, la mentalidad tradicional, de raíz colonial y apoyada en las líneas de la reacción absolutista posterior al Congreso de Viena, sustentada por vastas masas en las que se apoyaba una minoría rural poderosa. En segundo lugar, una mentalidad transaccional sustentada por un grupo disidente del anterior a partir del momento en que descubren nuevas perspectivas. Y en tercer lugar, una mentalidad liberal burguesa, sustentada activamente por grupos emigrados pero compartida pasivamente por pequeños grupos urbanos residentes en el país, aunque marginalizados por el régimen vigente. Estos tres grupos y estas tres actitudes se encontrarán frente a frente a partir de Caseros y rivalizarán por fijar el rumbo del país.

EL ENFRENTAMIENTO DE LOS GRUPOS TRANSACCIONALES Y LOS GRUPOS LIBERALES BURGUESES

Desde 1852 hasta 1862, los grupos transaccionales y los grupos liberales burgueses sostuvieron puntos de vista diferentes e inconciliables sobre la solución que debía darse a los problemas tradicionales del país.

Los grupos transaccionales garantizaban el apoyo de los grupos rurales provincianos al nuevo régimen, lo cual les daba una gran fuerza, pero los obligaba también a mantener una actitud cauta. Sensibles a los puntos de vista de la minoría progresista —burguesa y liberal—, los habían asimilado, sobre todo, porque coincidían con la política económica que convenía a la región donde el grupo transaccional había aparecido: el litoral. Pero no podían transformarse en defensores incondicionales de esos puntos de vista sin poner en peligro el apoyo de los grupos rurales provincianos y, eventualmente, sin situarse en posición de inferioridad frente a la minoría progresista, más coherente y radical.

En la situación de predominio que les otorgó la victoria (puesto que su principal representante, el general Urquiza, era el vencedor y jefe del ejército triunfante) asumieron la defensa de los intereses provincianos frente a Buenos Aires y trataron de contener la influencia de los grupos progresistas, no en cuanto tales sino como representantes de los intereses de Buenos Aires.

Los grupos progresistas, a diferencia de los grupos transaccionales, carecían totalmente de compromisos políticos y, sobre todo, de responsabilidades efectivas, fuera de las que Urquiza quisiera otorgarles. Su radicalismo se acentuó en la medida en que se observaba cierta reticencia de los grupos transaccionales. Y así como estos asumieron la defensa de los intereses provincianos, los grupos progresistas asumieron la defensa de los intereses de Buenos Aires.

De este modo, el más grave de todos los problemas suscitados por la Revolución de 1810 —el de las relaciones entre Buenos Aires y el interior del país— volvió a plantearse con caracteres semejantes a los que había tenido en 1820. Y otra vez, la respuesta fue la secesión: Buenos Aires se separó del resto del país.

Una diferencia fundamental había, sin embargo. El grupo transaccional no retrocedió de sus posiciones transaccionales. Se mantuvo firme en ellas y no opuso a los grupos progresistas un retorno a la vieja mentalidad rural. Por el contrario, aceptó el punto de vista elaborado por los grupos progresistas y de acuerdo con él echó las bases de un orden institucional, consagrado en la Constitución de 1853.

En adelante hubo, pues, un enfrentamiento de hecho. Los grupos progresistas de Buenos Aires se dividieron entre los que querían consumar la secesión definitiva y los que, admitiendo que el nuevo orden constitucional coincidía con sus principios generales, aspiraban a reintegrar a Buenos Aires al conjunto nacional.

Fueron estos últimos los que predominaron en Buenos Aires y los que finalmente impusieron su punto de vista. A partir de 1862, el país quedó unificado. Los grupos progresistas de Buenos Aires se impusieron a los grupos transaccionales, y su representante, Bartolomé Mitre, fue elegido presidente, dentro del orden institucional que los grupos transaccionales habían establecido en la Constitución de 1853.

EL PREDOMINIO DE LOS GRUPOS PROGRESISTAS

Desde 1862 en adelante predominaron los grupos progresistas. Sin embargo, tal predominio tuvo matices muy importantes. Al principio, predominaron los grupos típicamente burgueses y liberales de Buenos Aires, a quienes les tocó enfrentar la oposición de la mentalidad tradicionalista manifestada a veces como una mera resistencia pasiva al cambio y a veces como una resistencia activa, polémica y que en ocasiones apeló a la fuerza. Pero a medida que impuso sus tendencias, atrajo hacia ellas a grupos originarios del interior, los que, al aceptarlas, las adecuaron en alguna medida a la receptividad que hallaban en el seno de sus sociedades locales. La oposición fue, finalmente, aniquilada; pero hacia 1880, los grupos originarios del interior consiguieron predominar e impusieron una nueva forma de mentalidad transaccional. En ella, el componente tradicional era mucho más débil que en la mentalidad transaccional de 1852.

Entre 1852 y 1862, los grupos transaccionales y los grupos progresistas de la burguesía liberal disputaron sobre la solución que debía darse a los problemas heredados de las cuatro décadas anteriores. Desde 1862, las soluciones fueron definiéndose cada vez más. Dentro del límite de los principios fijados por los grupos transaccionales —que habían cristalizado en la Constitución de 1853— los grupos progresistas fueron ejecutando esas soluciones metódicamente, extremando acaso las decisiones. Pero el programa de acción fue el que había dado la Constitución de 1853.

En general, en la mayoría de los problemas no se plantearon sino cuestiones de hecho, porque la Constitución amparaba en alguna medida la posición radical de los grupos progresistas. Solo el problema de las relaciones entre Buenos Aires y el interior del país replanteó polarizaciones de la opinión en términos agudos. La discusión giraba alrededor de si la ciudad de Buenos Aires —su puerto y su aduana— debía estar dentro de la jurisdicción de la provincia de Buenos Aires o dentro de la del gobierno federal. Un sector, conocido como “nacionalista”, era partidario de la federalización; otro, conocido como “autonomista”, se oponía. El “autonomismo” se convirtió en un movimiento popular y hacia él se canalizaron las fuerzas políticas que habían apoyado a Rosas; el “nacionalismo”, en cambio, aglutinó a las clases medias más cultas. El problema no fue resuelto hasta 1880 y hasta entonces provocó repetidos brotes de tensión. La última fue la revolución bonaerense de 1880, pero ya para entonces había predominado la idea de que era inevitable la federalización de Buenos Aires y así lo resolvió el Congreso nacional y lo admitió la legislatura provincial. Todo el período está caracterizado por una fuerte tensión entre provincianos y “porteños”, que solo comenzó a ceder a medida que el funcionamiento de las instituciones fue otorgando cada vez más el control político a las mayorías provincianas.

Los grupos progresistas eran de remota tradición unitaria y habían transigido con los principios del federalismo como un precio que se debía pagar para asegurar la existencia de la nación unida. Precisamente, la idea de la Argentina como una nación unida había sido el supuesto esencial del viejo unitarismo y había resurgido después de Caseros como pivote del pensamiento político de la burguesía liberal. Aun en la época en que la provincia de Buenos Aires estuvo separada de la Confederación Argentina, esta idea no había dejado de ser sustancial. Al tratarse la constitución del Estado de Buenos Aires en 1854, Mitre había afirmado que “hay una nación preexistente”, y frente a la insurrección provincial de 1880 el presidente Avellaneda declaró que “no hay dentro de la nación nada superior a la nación misma”. Esta convicción básica determinó toda una línea de la acción de la burguesía liberal cuando llegó al poder.

Esa línea fue la de afianzar el ordenamiento institucional de la nación, que, en rigor, era entonces solo una virtualidad. La nación fue constituida, casi creada, como consecuencia de aquella convicción. Si como político y estadista trabajó Mitre por proveer a la nación de todos sus órganos políticos y administrativos, como historiador procuró crear, bajo la influencia del romanticismo, la imagen de un destino nacional que desde el pasado se proyectaba hacia el futuro.

La burguesía liberal constituía un conjunto homogéneo, tanto por la formación ideológica de sus miembros como por las expectativas que tenía como clase. Fue, pues, solidaria, y trabajó para proveer a la nación de todo el aparato de poder que necesitaba. Se dictaron las leyes fundamentales y se redactaron los códigos; se organizó el ejército nacional y se suprimieron las milicias provinciales; se echaron las bases de las finanzas nacionales y su administración; se organizó la justicia y se fijaron cuidadosamente las relaciones entre el Estado nacional y los poderes provinciales; se aniquiló el poder de los indios y se incorporaron a la producción vastas extensiones de tierra. En lo fundamental, toda esa obra fue cumplida antes de 1880. Para esta fecha, el Estado nacional contaba con los recursos necesarios para asegurar su autoridad suprema y había alcanzado un vigor irrevocable. Por eso ha podido considerarse que la obra fundamental del período fue la “organización nacional“.

La creación del Estado nacional y su ordenamiento institucional no fue, empero, el único cauce de las opiniones de los grupos progresistas. Cuando alcanzó el predominio en la vida política se advirtió que, entrecruzada con aquella preocupación, había otra no menos importante o acaso más importante aún en el fondo de su pensamiento. La organización nacional no parece haber sido un fin en sí mismo, sino un medio para promover un cambio económico-social meditado desde mucho tiempo atrás.

El sector activo y militante de los grupos progresistas se había constituido en la lucha contra Rosas y la Federación. Pero en tanto que algunos unitarios de mentalidad rígida vieron en el rosismo un fenómeno político y un caso personal de vocación tiránica, otros comenzaron a ver en él un resultado de una situación económico-social. Bajo la influencia de las ideas del romanticismo social y de la historiográfica romántica, pusieron sus ojos en los fenómenos sociales. De allí nació un diagnóstico de la situación, fundado en el análisis y la evaluación de las relaciones entre vida urbana y vida rural, de las actitudes y tendencias de las clases populares, de las relaciones entre masas y élites, y de la gravitación del ambiente geográfico y las relaciones económicas sobre los distintos sectores sociales del país. Este diagnóstico se elaboró lentamente. Ciertos libros orgánicos y ricos en doctrina contienen los elementos fundamentales: el Fragmento preliminar al estudio del derecho, de Juan Bautista Alberdi (1837), el Dogma socialista, de Esteban Echeverría (1839), y el Facundo, de Domingo Faustino Sarmiento (1845). Todos escritos al calor de la lucha política, son verdaderas inducciones de la realidad, aunque elaboradas a través de las ideas en boga en la literatura sociológica europea contemporánea. Pero además de estos conjuntos orgánicos de observaciones e interpretaciones, hubo innumerables observaciones esporádicas, que contribuyeron a formar una corriente de opinión vigorosa. En la discusión de los vaivenes de la política y, sobre todo, en el examen del fracaso, para muchos inexplicable, de las sucesivas rebeliones contra Rosas, el sistema interpretativo fue afinándose hasta componer un cuerpo coherente.

A ese diagnóstico acompañó y siguió un sistema de soluciones. Partiendo de la solución de facto—esto es, la destrucción del poder de Rosas— se inició la indagación de cómo debía encauzarse luego la vida del país no solo para que no volviera a repetirse un episodio semejante, sino también para que el país entrara en la vida de lo que Sarmiento había puntualizado como la otra opción que se ofrecía: la civilización. Ahora bien, la civilización era, para la generación romántica, la forma y el contenido de la vida europea. El sistema de soluciones debía, pues, girar alrededor de la idea de europeizar al país e incluirlo en la red de la economía y la cultura europeas.

Se trataba, pues, de promover un cambio sustancial. Poblar el desierto suponía alterar la estructura demográfica, social y cultural del país. Robustecer la vida urbana, modificar las formas de la economía rural, crear nuevos sistemas de comunicaciones e introducir todos los dispositivos necesarios para europeizar las formas de vida significaba abrir un interrogante sobre el futuro, puesto que se alteraban las formas de la acción social al tiempo que se alteraba el sujeto de esa acción. Una confianza absoluta en que se obtendría en esas condiciones un éxito semejante al que se había obtenido en los diversos países europeos y en Estados Unidos movió a los grupos progresistas a desencadenar aceleradamente el cambio. Podía descontarse la resistencia de los grupos tradicionalistas, pero no pareció un obstáculo serio sino, por el contrario, un aliciente para acelerar el proceso de su neutralización o, eventualmente, su aniquilamiento. En rigor, los grupos progresistas adoptaron la actitud propia del despotismo ilustrado.

El cambio se desencadenó a través de una decidida política inmigratoria y una política, no menos audaz, de promoción de inversiones y préstamos extranjeros. Estas dos líneas fueron impulsadas simultáneamente y con pareja intensidad. Resultados visibles fueron alcanzados en plazos brevísimos y se los juzgó satisfactoriamente: acrecentamiento de la población, desarrollo de nuevas actividades agrícolas, incremento del monto del comercio exterior con franco superávit para las exportaciones, modernización de las formas de vida, progreso urbano. A la organización nacional acompañaba una apertura inédita.

LOS GRUPOS TRADICIONALISTAS FRENTE A LA organización nacional Y AL CAMBIO ECONÓMICO-SOCIAL

La triple acción de los grupos progresistas predominantes —solución de los problemas heredados, ordenamiento institucional y promoción del cambio— obtuvo el consentimiento de los sectores ilustrados de clase media urbana, pero debió enfrentar un fuerte sentimiento de resistencia por parte de los grupos rurales y por parte de quienes por una u otra razón asumieron su representación.

El signo más visible fue la aparición de un fuerte sentimiento xenófobo. El inmigrante fue menospreciado por el criollo, especialmente en las áreas rurales, y sus formas de vida subestimadas. Como el inmigrante recibió cierta protección —quizá solamente la que necesitaban como seres humanos— el criollo consideró que la ley —la ley impuesta por los gobiernos progresistas— era un simple instrumento de opresión. Las poblaciones criollas desarrollaron cierto resentimiento, no solo contra los inmigrantes, sino contra los gobiernos que los atraían. Era, en principio, resentimiento contra ciertas formas de actividad económica desusada: por ejemplo, la agricultura, el cultivo de huertas o el tambo. Luego, resentimiento contra la explotación de los intermediarios. Y luego, contra las nuevas formas de vida y contra el orden jurídico que poco a poco se consolidaba.

A este resentimiento acompañó una progresiva idealización del tipo tradicional del criollo y de sus virtudes. José Hernández y Eduardo Gutiérrez —en el Martín Fierro o el Juan Moreira— respondieron a ese sentimiento. Y en ocasiones, el resentimiento derivó hacia una resistencia, pasiva unas veces y activa otras, contra el poder del Estado nacional. Las insurrecciones fueron escasas pero muy enérgicas. La eficacia del nuevo dispositivo estatal pudo neutralizarlas. La actitud de estos grupos rurales explica su escasa participación política durante este período.

De 1880 a 1910

Desencadenado el cambio económico-social, sus efectos comenzaron a multiplicarse, no solo a causa de la atracción que ejercía el país sobre ciertos sectores europeos —tanto para la emigración como para la inversión— sino también a causa de la creciente seguridad que ofrecía en la medida en que se afianzaba la organización del Estado nacional. Esa multiplicación de los efectos económicos y sociales deparó poco a poco, a partir de 1880 aproximadamente, situaciones tan complejas como imprevistas. El proceso fundamental seguía su curso —crecimiento de la población, expansión de la producción agropecuaria, modernización del equipamiento del país—, pero los grupos promotores y el gobierno comenzaron a perder su control. Los epifenómenos surgieron a la vista: especulación, inflación, interferencias políticas, crisis financieras, inadecuación de los grupos inmigrantes, insularización de las colectividades, etc. Tales epifenómenos amenazaban el éxito del proceso fundamental.

SITUACIONES Y GRUPOS DE OPINIÓN

La situación no solo se hizo contradictoria, sino incoherente. El crecimiento general de la riqueza era notorio y provocaba una euforia general; pero su distribución azarosa, como correspondía a una perspectiva abierta y al parecer ilimitada, originó la formación de grupos diversos. Cada uno de ellos —y sobre todo los subgrupos, que reaccionaban según su propia experiencia en fenómenos de ritmo acelerado— no solo elaboró un tipo peculiar de comportamiento social, sino que elaboró también una subimagen del país —dentro de la generalizada imagen de optimismo económico— y un sistema de opiniones sobre su presente y su futuro.

Localizada la inmigración preferentemente en la región litoral, en el resto del país se acentuó la situación de inferioridad económica. Allí, naturalmente, la condición de los grupos populares criollos no solamente no mejoró sino que involucionó desfavorablemente, sobre todo en términos comparativos. Donde aparecieron o se desarrollaron actividades productivas con mano de obra criolla (obrajes, yerbatales, explotaciones de tanino, azúcar) las condiciones de trabajo y de vida de los trabajadores criollos empeoró. En cuanto a la región litoral, los grupos populares criollos siguieron vinculados a la producción ganadera, en tanto que se mantuvieron ajenos a la producción agrícola. Fueron también ajenos, en general, a la actividad comercial, desde las primarias y locales hasta las más complejas y metropolitanas.

Los contingentes de inmigrantes —preferentemente italianos y españoles— llegaron a la Argentina como consecuencia de una intensa propaganda estatal y, a veces, de la gestión de empresarios privados. La decisión de radicarse se fundaba en la seguridad adquirida de que había inagotables fuentes de trabajo, pero solo en contadas ocasiones hubo destinos preestablecidos para los contingentes inmigratorios. Así, los grupos inmigrados se caracterizaron por cierta tendencia a la aventura, puesto que sabían más de la ausencia de perspectivas en su lugar de origen que de las posibles perspectivas en el lugar hacia donde se dirigían. Vastos sectores se dedicaron a la agricultura como braceros o arrendatarios. Otros se establecieron en las ciudades y se dedicaron a ejercer distintos oficios, unos especializados, pero los más a ocupaciones no especializadas. Otros, finalmente, al pequeño comercio. La aventura fue estrictamente individual. A partir de ese comienzo, los destinos fueron variados. Algunos retornaron a su lugar de origen, con más o con menos de lo que habían traído; otros permanecieron en sus ocupaciones primeras fluctuando dentro de pequeñas variantes en cuanto a éxito económico y social; otros, finalmente, ascendieron a ritmo diverso y en diversa medida.

Los inmigrantes que ascendieron —o los pocos que llegaron con un oficio muy solicitado, una profesión liberal o algún capital para establecerse comercialmente— constituyeron una naciente clase media de caracteres imprecisos. En la primera generación de inmigrantes el ascenso se produjo por compra de tierra e incremento de la producción, por evolución comercial y en menor escala por especulación. Al éxito económico acompañó un ascenso social. A partir de la primera generación de hijos de inmigrantes, el ascenso se buscó a través de las carreras profesionales, del comercio y de la burocracia. También se buscó a través de matrimonios que emparentaron la naciente clase media con la pequeña clase media tradicional y ocasionalmente con la clase alta. La política comenzó a ser utilizada también.

Fue característica de estas nuevas clases medias —como en otros casos bien conocidos— una extraordinaria movilidad y una gran diferenciación de grupos.

Descendientes y herederos de los grupos progresistas que habían desencadenado el cambio, las minorías tradicionales continuaron su política pero perdieron el control del proceso. Los resultados que estaban a la vista eran contradictorios: los objetivos fundamentales se estaban cumpliendo, pero la atmósfera general del país se había hecho confusa y al parecer incontrolable. Sobre todo en las regiones de afluencia inmigratoria, las minorías tradicionales, aun conservando el poder político, quedaron distanciadas de las clases populares. Su retracción fue inevitable y comenzaron a adquirir los rasgos de una oligarquía cerrada e incomunicada. En las regiones que habían quedado al margen del aluvión inmigratorio, por el contrario, conservaron su ascendiente social sobre las clases populares criollas y configuraron un grupo tradicionalista en el seno de la clase dirigente así escindida.

LAS TENDENCIAS DE LOS GRUPOS POPULARES criollos

Los grupos populares criollos fueron los que sufrieron el más profundo impacto como consecuencia del predominio de los grupos progresistas. Su actitud fue distinta —dentro de pequeños márgenes— en tres áreas del país.

En las regiones que se mantuvieron al margen del proceso de cambio —esto es, que no tuvieron inmigración, ni obras de fomento ni fuertes inversiones de capital— la posición y las actitudes de los grupos populares criollos se mantuvieron estables, aunque su posición se deterioró aún más por factores secundarios. Mantuvieron allí su adhesión a los valores, a las formas de vida y a los principios de participación política tradicionales. El deterioro provino de que, cualquiera fuera el grado de desarrollo local, las minorías tradicionales, propietarias de la tierra, robustecieron aún más su poder al calor del crecimiento del poder del Estado. Los grupos populares criollos constituyeron la clientela política de los que tenían derecho a ejercer las funciones públicas: todos ellos adquirieron fisonomía de “caudillos” políticos de mayor o menor envergadura, apoyados en estas relaciones de dependencia social y económica que controlaban. Los grupos populares criollos acentuaron su posición de dependencia, su marginalidad política, su escasa significación social.

En las regiones sometidas al proceso de cambio la situación varió de dos maneras diferentes. Hubo regiones en las que el cambio se manifestó sobre todo en el incremento de capitales y de la actividad productiva, sin que hubiera importante aflujo inmigratorio. Tal fue el caso de las regiones del norte donde se desarrolló o se intensificó la producción industrial —o semiindustrial— del azúcar, la yerba mate, el tanino, la madera. Allí, las inversiones de capital produjeron la aparición de un tipo de empresa aparentemente moderna por el tipo de producción, pero que se montó sobre la base del uso de una mano de obra sometida y explotada en términos casi de servidumbre. La fatiga, la desnutrición, las enfermedades, el alcoholismo, redujeron las posibilidades sociales de esos grupos criollos, cuya marginalidad fue extremándose. Por otra parte, hubo regiones en las que el cambio se manifestó no solo a través de fuertes inversiones de capital y de importantes obras de fomento, sino también a través de la aparición de grupos inmigrados y de nuevas formas de producción. Tal fue el caso del área litoral, donde surgió un vasto desarrollo de la actividad agropecuaria. En las explotaciones ganaderas los grupos populares criollos mantuvieron su posición dentro de un régimen patriarcal y conservaron su mentalidad tradicional: el culto al coraje, a la pericia en los trabajos de campo, considerados en cierta manera dentro de una concepción deportiva. Pero socialmente, el régimen patriarcal mantuvo la marginalidad política de los grupos populares criollos, excepto en la indirecta participación que ofrecía el apoyo al patrón o al caudillo local. En las áreas donde se desarrolló la actividad agrícola, casi exclusivamente en manos de inmigrantes, hubo unas veces adecuación e incorporación a la concepción económica del inmigrante y otras veces marginalidad y, naturalmente, descenso económico y social. Pero en ambos casos se advirtió poca participación política y un fuerte escepticismo.

LAS TENDENCIAS DE LOS GRUPOS INMIGRADOS

Instalados preferentemente en las zonas aptas para la agricultura y para el desarrollo de un activo comercio, los grupos inmigrantes no tuvieron una fuerte tendencia a operar en regiones inciertas. Algunos lo hicieron, pero no constituyen el caso típico. Esta tendencia predominante corresponde a las actitudes fundamentales del grupo.

La motivación económica fue fundamental en los grupos que emigraron de Europa. A la imagen de su lugar de origen como un área sin perspectivas, contrapusieron la imagen de la Argentina —o de otro lugar de América— como un área de perspectivas inagotables. En consecuencia, al incorporarse a la sociedad argentina, el grupo inmigrante estableció como objetivo fundamental y en cierto modo excluyente el de acumular sus ganancias. No se trataba solamente de conseguir mejores jornales o salarios: se trataba de acumular ganancias para constituir cuanto antes un capital. A veces, el inmigrante pensaba en volver con ese capital a su lugar de origen, y en ese caso, mayor tenacidad se aplicaba a la conquista de la ganancia, para acortar el plazo del desarraigo. Pero aun si no pensaba en volver, igualmente el esfuerzo era tenaz y excluyente. Ganar lo más posible y ahorrar lo más posible eran principios fundamentales: de donde resultaba la norma de gastar lo menos posible, y esto caracterizaba un modo de vida.

En el orden de la producción, este modo de vida significaba producir con el mínimo de calidad competitiva y realizar el mínimo de inversiones. Y en cuanto a las formas de la vida cotidiana, significaba no plantar árboles, construir viviendas mínimas y exentas de todo elemento prescindible, disminuir el ocio y con él las posibilidades de perfeccionamiento cultural y social. Era, pues, un trasplante de los hábitos de economía intensiva de los lugares de origen, extremados ahora en virtud de las exigencias de un objetivo apremiante: alcanzar la riqueza en un plazo lo suficientemente corto como para poder tener un período útil de vida para gozar de la riqueza obtenida.

Ese objetivo pudo o no lograrlo cada inmigrante. Pero mientras lo procuraba, configuraba un grupo social que impostaba un tipo de economía extensiva o, más aún, consuntiva. El resultado fue una violenta contraposición de dos estilos de vida, con los consiguientes conflictos de valores y desequilibrios de prestigio social.

El prestigio social no fue una meta en primera instancia para los grupos inmigrantes: por el contrario, los hábitos de trabajo y ahorro determinaron una valoración negativa del ocio, de las formas de trabajo-deporte propias de la actividad ganadera, del refinamiento en las formas de vida, de la acción política y, más aún, de las preocupaciones de figuración y posición social. Pero muy pronto se produjo un cambio. El éxito económico provocó la diferenciación social y los grupos inmigrantes acomodados, propietarios de tierras o dedicados a un comercio de cierto nivel, comenzaron a buscar el prestigio social, primero dentro de la colectividad y muy pronto en la sociedad tradicional a la que procuraban integrarse. Una definición de esta actitud apareció en el momento en que debía decidirse sobre el destino de los hijos. Y en la primera generación de hijos de inmigrantes, la busca del lucro comenzó a equilibrarse o a ser desplazada por la busca del ascenso social y del prestigio.

Los grupos inmigrantes que buscaron el prestigio social fueron, sobre todo, los que se radicaron definitivamente, esto es, los que abandonaron el designio de retornar a su lugar de origen y dispusieron y organizaron su vida familiar y social sobre la base de un establecimiento definitivo. Estos grupos manifestaron una actitud cultural variable. Generalmente, asimilaron la cultura de sus países de origen con su propia experiencia; y como en general eran de extracción muy humilde —campesinos u obreros no especializados— y provenían de pequeñas aldeas de países sin desarrollo industrial, subestimaron la cultura de sus países de origen, de la que solo participaban en lo elemental, y procuraron adherirse a la de su país de adopción. Así se produjo en ciertos grupos una acentuada adecuación, cuyo signo fue la pérdida total o parcial del idioma y, sobre todo, la pérdida de la lengua materna por sus hijos. Aquella adhesión no podía ser al principio sino muy superficial, más formal que profunda; y como entretanto había un rechazo del trasfondo originario, la característica de tales grupos fue cierta inconsistencia radical que no solo se manifestó en una suerte de incoherencia intelectual y sensible, sino también en una suerte de atonía moral. Al abandono de cierto sistema de normas —inadecuado para la nueva situación—, siguió no la adopción de las normas vigentes en la sociedad de adopción, sino la adopción de las normas adecuadas para la conquista del ascenso económico y del ascenso social.

Solo en los grupos inmigrantes que habían pertenecido en sus lugares de origen a la clase media profesional o mercantil —escasos, por cierto— o al proletariado urbano con cierta formación sindical, se manifestó cierta tendencia a conservar el legado cultural de los países de origen. Fundamentalmente, procuraron estrechar los lazos de la colectividad para la ayuda mutua, pero también para la conservación de la lengua, mediante el mantenimiento de escuelas. El mantenimiento de los vínculos de la colectividad supuso la conservación de costumbres y normas morales, estas últimas defendidas por el control social del grupo.

El predominio de la tendencia al lucro, estrechamente dependiente de las motivaciones del desarraigo del inmigrante, determinó un estilo de vida en el que no cabían, sino excepcionalmente, las preocupaciones políticas. La actitud normal fue, pues, la prescindencia. Solo a través de ciertas vías llegó el inmigrante a participar, directa o indirectamente, en la vida política del país. Una vía fue la necesidad de amparar o promover la acción de las colectividades. Poseedoras de importantes bienes societarios —escuelas, hospitales, asilos, etc.— y cuidadosas de su papel tutelar, las instituciones que apoyaban a las colectividades inmigrantes debieron aproximarse al poder administrador y utilizar eventualmente las vinculaciones económicas o sociales de algunos de sus miembros para obtener determinados fines. Especialmente en las ciudades, la actividad comercial y la fortuna permitían a algunos grupos actuar frente a los poderes públicos con cierta seguridad de ser escuchados. Pero más importante fue la posibilidad de establecer vínculos de simpatía, adhesión o dependencia, teniendo en cuenta la importancia que adquirieron las clientelas políticas dentro de la rudimentaria y fraudulenta organización electoral.

A veces, la defensa de ciertas actividades económicas resultó ser una vía de introducción de ciertas colectividades en el juego de las presiones políticas. Algunas de esas actividades estaban casi absolutamente en manos de una o varias colectividades extranjeras. La defensa de esas actividades suponía el ejercicio de una acción colectiva frente al poder administrador, que se encontraba frente a un grupo de extranjeros cuyos intereses, sin embargo, eran fundamentales para la comuna, la provincia o el país, y al que era necesario escuchar puesto que ignorarlos significaba poner en peligro la economía en cambio. Por esa vía, un grupo inmigrante, a veces hablando incorrectamente la lengua o ignorando la historia del país, se transformaba de pronto en un importante grupo de presión. Quizás el caso más significativo fue el de la constitución final de un partido político en la provincia de Santa Fe —la Liga del Sur, organizada por Lisandro de la Torre— que adquirió los típicos caracteres de un partido de clase, porque aglutinó preferentemente a los agricultores del sur de la provincia en defensa de sus intereses.

Pero la acción política más intensa que desarrollaron los grupos inmigrantes fue la de los obreros calificados en los grandes centros urbanos. En el ferrocarril, las artes gráficas y otras industrias menores, los obreros extranjeros, con formación y experiencia sindical adquirida en sus países de origen, promovieron la formación de sindicatos o asociaciones obreras a los que infundieron los principios teóricos y la táctica elaborada en Europa al calor del movimiento obrero que acompañó la revolución industrial. Esa actividad era insólita y provocó fuertes reacciones. Los grupos obreros eran de tradición socialista unas veces y de tradición anarquista otras. En ambos casos, una vigorosa disciplina les permitía ejercer una acción visible y llamativa a pesar de que el número de los militantes solía ser escaso. Y como no abundaron los nativos que se sumaron a sus filas, la acción sindical apareció como fundamentalmente extranjera. Actos públicos, periódicos, huelgas y organizaciones sindicales fueron las manifestaciones de esa acción, cuya expresión formal más importante fue la fundación del Partido Socialista, bajo la inspiración de un argentino, Juan B. Justo.

La singularidad de la acción sindical dio a esta participación política de determinado grupo inmigrante un carácter singular, puesto que más contribuyó a marginalizarlo que no a integrarlo. Los poderes públicos juzgaron sediciosa esa acción y las clases medias acusaron su presencia con un sentimiento de temor. Pero, de todos modos, quedó abierto un camino por el cual nutridos grupos de inmigrantes se compenetraron con el proceso político del país.

LAS TENDENCIAS DE LAS NUEVAS CLASES MEDIAS

Las nuevas clases medias constituyen la resultante social más importante del cambio promovido desde mediados del siglo XX. Se trata de un conjunto heterogéneo de grupos sociales constituido por la integración en la pequeña y estática clase media tradicional de vigorosos grupos de inmigrantes o hijos de inmigrantes en acelerado ascenso. Esa integración es de carácter social. Desde el punto de vista económico, en cambio, son los nuevos grupos de origen inmigrante los que inauguran buena parte de las actividades cuyos beneficios provocan el ascenso social, y los grupos nativos son atraídos poco a poco a esas actividades. De aquí dos componentes distintos —y casi contradictorios— en la fisonomía de las nuevas clases medias, que se advertirán, sobre todo, en su actitud económico-social.

La dinámica del ascenso conservó en los grupos de origen inmigrante una predominante tendencia al lucro. Pero los grupos que más rápidamente alcanzaron cierto nivel de fortuna capaz de permitir un abandono del trabajo personal comenzaron a introducirse paulatinamente en el medio social de las clases medias nativas y en ocasiones en el de la clase alta. Así se configuró una alta clase media —muy reducida todavía en el período en estudio, pero que se extendería poco más tarde—, en cuya constitución intervino la formación de pequeñas oligarquías dentro de las colectividades.

Las bajas clases medias nuevas mantuvieron su predominante tendencia al pequeño lucro. Los grupos que seguían ascendiendo, en cambio, comenzaron a combinar esa tendencia al lucro con cierta disposición a las inversiones destinadas a mejorar su status. La carrera no fue fácil, puesto que la prosperidad general elevaba también los niveles de vida de las clases medias nativas y, más aún, los de las clases altas, a las que ambas procuraban imitar. Esos altos niveles de vida no solían corresponder exactamente a los niveles de fortuna, puesto que, en plena euforia y en medio de una fuerte corriente especulativa e inflacionaria, había aparecido la necesidad permanente de exhibir una prosperidad que fuera garantía y aliciente para nuevas empresas. Solo una actitud decidida y audaz podía permitir a unos pocos miembros de las nuevas clases medias alcanzar su integración en el cuadro de la alta clase media o la clase alta nativa.

El proceso que acaba de describirse se relaciona con los grupos inmigrantes que comenzaron su ascenso a partir de los rangos inferiores; eran estos, en su mayoría, de origen español o italiano. En cambio, los grupos inmigrantes de origen inglés o francés, que llegaron generalmente vinculados a las empresas que desarrollaron importantes actividades, tuvieron más fácil acceso a la alta clase media y a la clase alta nativas: podría decirse que de manera natural se incorporaron a ellas.

Los grupos de las nuevas clases medias que mantuvieron, pese a sus primeros pasos hacia el ascenso social, una predominante tendencia al pequeño lucro, mantuvieron también, generalmente, su prescindencia política. Algunas circunstancias, sin embargo, contribuyeron a estimular su participación política.

La primera fue la progresiva aparición de una primera generación de hijos de inmigrantes. Nacida y educada en el seno de una sociedad muy politizada, agitada por fuertes tensiones y por explosiones revolucionarias, predispuesta en algunos casos por la actitud familiar, en la que el jefe de familia solía disimular su fervor político —como en el caso de los italianos de tradición garibaldina o los liberales españoles—, esa generación de hijos de inmigrantes se sintió predispuesta a incorporarse a la lucha política.

La segunda fue la crisis financiera y política de 1890, que tuvo fuerte y desastrosa influencia sobre la economía de muchos inmigrantes, predisponiéndolos a una actitud hostil hacia las clases gobernantes. Por esa vía se comenzó a constituir una atmósfera general de oposición política que arrastró a muchos inmigrantes e hijos de inmigrantes.

Esta primera apertura hacia una participación política es difícilmente mensurable. Se manifestó bajo la forma de una corriente de opinión y se bifurcó, naturalmente, separando a conformistas y disconformistas.

Quienes temían los enfrentamientos y preferían aprovecharlos para enrolarse en las clientelas políticas de los grupos influyentes prestaron a la clase gobernante un apoyo importante. Con él se robusteció la acción de la oligarquía, que manejaba los créditos bancarios y el favor oficial, traducido en la favorable resolución de gestiones administrativas o el logro de concesiones o bienes. A cambio, los grupos inmigrantes mantenían una atmósfera favorable a la clase gobernante y, eventualmente, servían para colaborar en las oscuras operaciones electorales que caracterizaron el período.

Frente a ellos comenzó a constituirse un grupo de opinión disidente o disconformista. La agitación que se produjo en 1890 constituyó el clima favorable para su formación, porque quedó sometida a pública discusión la conducción de la economía del país. Esa discusión no quedó limitada a los ciudadanos, que ya participaban en la vida política; como la crisis golpeó a todos —argentinos y extranjeros— el problema quedó planteado en la calle, en la puerta de los bancos en quiebra, en la bolsa, en las oficinas de los consignatarios de “frutos del país”, en los mercados de hacienda, en los mercados mayoristas, etc. A través de la discusión acerca de la conducción de la economía, la participación política creció instantáneamente. El movimiento de oposición que surgió hacia fines de 1889 y cristalizó al año siguiente encontró gran eco popular en Buenos Aires, al que no fue ajeno el sector de inmigrantes e hijos de inmigrantes. Cuando se constituyó la Unión Cívica Radical, bajo la inspiración de Leandro N. Alem, tanto en la capital como en el interior del país se reunieron bajo su bandera los sectores inmigrantes que comenzaban a comprender que la defensa de sus intereses económicos estaba en la lucha política. Esos grupos no ofrecieron todavía líderes, pero constituyeron el conglomerado informe, indeciso, que prestó el principal apoyo al movimiento disidente nacido en 1890.

LAS TENDENCIAS DE LAS MINORÍAS TRADICIONALES

Las minorías tradicionales sufrieron un proceso de transformación bastante acentuado durante el período en estudio. Situados en las posiciones clave desde las que se manejaba la política y la economía, sus miembros recibieron el impacto inmediato y directo del proceso de cambio y respondieron con rápidas reacciones para adecuarse a las nuevas situaciones y mantener el control del país y, en especial, el control del proceso de cambio. Esas reacciones de adecuación no fueron, sin embargo, acomodaciones miméticas y pasivas, sino que entrañaron una afirmación polémica de los derechos eminentes de la minoría tradicional a conservar su hegemonía.

Las minorías tradicionales conservaron —o acaso acentuaron— la vocación intelectual que las había caracterizado desde antes de alcanzar el poder. Constituidas originariamente en la oposición a Rosas, habían desplegado un ingente esfuerzo para adoptar, primero, una actitud crítica, y luego, una actitud constructiva. En esta última etapa, el metódico análisis de la situación del país y el estudio de las soluciones posibles para sus problemas crearon hábitos intelectuales que, poco después, el refinamiento perfeccionó y enriqueció con nuevas inquietudes y curiosidades. La élite política fue también la élite intelectual.

La fisonomía cultural de las minorías tradicionales fue dada por su europeísmo. En rigor, la devoción por Europa solo alcanzaba a los países de intenso desarrollo industrial, y especialmente a Francia e Inglaterra. Pero no solo se debía a ese desarrollo, sino también a las formas de vida que había creado la alta burguesía al calor de la prosperidad económica. La elegancia y el refinamiento en los hábitos cotidianos sedujeron a las minorías tradicionales. Y la creación literaria, sobre todo, fue acogida con entusiasmo y devoción.

El europeísmo correspondió a la preocupación por las formas. Las minorías tradicionales se deslizaron hacia cierto formalismo que se manifestó en diversos aspectos: desde los más intrascendentes, como el del trato social, hasta los más importantes de la conducción política. El formalismo inspiró, en última instancia, una imagen de la nación, según la cual su desarrollo consistía fundamentalmente en la adquisición de una forma institucional dentro de la cual deberían conjugarse todas las fuerzas de la sociedad. Si se compara el punto de vista histórico, sociológico y político de Bartolomé Mitre con las ideas que Juan Manuel de Rosas había desarrollado en la llamada “carta de la hacienda de Figueroa”, se advertirá este rasgo distintivo de las minorías preponderantes después de Caseros.

Cuando las minorías tradicionales fueron cerrándose —de acuerdo con el proceso que se describirá más adelante—, su fisonomía cultural adoptó los rasgos de una verdadera “aristocracia de la inteligencia”. Por eso halló eco en su seno la doctrina que, al comenzar el siglo, desarrolló el filósofo uruguayo José Enrique Rodó y que, por el título de la obra en que la expuso, fue conocida como “arielismo”.

El europeísmo no era, en las minorías tradicionales, una mera actitud intelectual. Fue la opción que consideró más eficaz para salir de una situación de estancamiento. En términos económicos, europeísmo significó estimular ciertos cambios en la producción para poder orientarla hacia el mercado europeo, cada vez más absorbente, abriendo al mismo tiempo el mercado local para los productos manufacturados europeos que contribuirían al equipamiento moderno del país y a la elevación del nivel de vida, en particular de las nuevas clases medias. Esta política no podía ser sino una imitación de la que había presidido el desarrollo industrial de los países europeos. Como imitación, fue promovida en estrecha relación con los países a los que parecía justo imitar, y en particular con los grupos económicos de esos países que podían interesarse por la economía argentina como subsidiaria de la propia. Tal actitud condujo al establecimiento de un sistema de escasa autonomía, y hubo grupos, especialmente en el interior, que lo consideraron nefasto y contrario a los intereses nacionales. También se manifestaron disconformes los pequeños grupos industriales que se organizaron en la década de los setenta y pugnaron por resistir la competencia extranjera. Pero la actitud predominante fue la de los promotores del desarrollo agropecuario y de las inversiones extranjeras para el equipamiento del país, cuya política pareció a la mayor parte de sus miembros garantía de prosperidad y bienestar.

El variado curso del proceso económico, a lo largo del cual se alternaron los éxitos y los fracasos, no alteró la firme y generalizada convicción de que el sistema económico adoptado era bueno. Las minorías tradicionales siguieron desarrollándolo, aunque se dividieron las opiniones acerca de las medidas que frente a cada caso debieran tomarse. En cambio, el proceso social y político que acompañó al cambio económico sacudió profundamente a las minorías tradicionales, que comenzaron a revisar sus ideas, pero ya antes habían revisado sus actitudes.

El espectáculo de la constitución de una sociedad marginal de origen inmigrante, cuya integración parecía teóricamente deseable pero que producía un inocultable sentimiento de rechazo, provocó en las minorías tradicionales una actitud de retracción. La nueva fisonomía social del país era la que ellas habían prefigurado, pero al verla transformada en realidad aparecía en sus miembros una secreta repugnancia. Persistieron en la obra emprendida, pero prefirieron reducir al mínimo su contacto con las nuevas multitudes. Adoptaron una actitud de aristocrático desdén hacia ellas, y se encerraron dentro de círculos cerrados donde regían las normas que se habían impuesto y tenían plena vigencia las convenciones, las preferencias y los sobreentendidos que la convivencia del pequeño grupo de familias había elaborado. Poco después, las minorías tradicionales habían adquirido un vigoroso sentimiento oligárquico, con el que creían poder justificar su convicción de que eran los amos legítimos del país, acosados por cierto por una jauría deseosa de satisfacer sus apetitos materiales. Este sentimiento, que engendró una marcada incomunicación, pondría poco a poco en peligro su ascendiente sobre los nuevos grupos sociales que se constituían con elementos de origen extranjero.

La influencia de tales elementos suscitó en las minorías tradicionales un creciente sentimiento xenófobo. Cosa curiosa, el europeísmo no cubrió con su prestigio a los grupos humanos concretos, de origen europeo, que se incorporaron a la vida del país. Por el contrario, la primera manifestación xenófoba fue un inocultable desprecio por los inmigrantes, que luego se transformó en abierta repulsión. En el origen de ese sentimiento estaba, simplemente, la sensación de cambio que introducían en un mundo pequeño y coherente, ahora en peligro de escapárseles de las manos a las minorías tradicionales. Pero en su intensificación obraron otros fenómenos, especialmente la progresiva politización de algunos grupos inmigrantes. La organización de huelgas y movimientos de resistencia obrera, la difusión de doctrinas revolucionarias —como el anarquismo y el socialismo— y la creación de movimientos sindicales no fueron observados por la mayoría de los miembros de las minorías tradicionales como fenómenos derivados del proceso económico-social, sino como resultado de la acción malintencionada de grupos subversivos. La reacción fue reprochar a los grupos obreros su deslealtad para con el país que los había acogido y les proporcionaba trabajo para subvenir a sus necesidades. Tal interpretación suponía rechazar los riesgos que inevitablemente debía acarrear la europeización. Y de acuerdo con ella se sancionó una “ley de residencia” que autorizaba la expulsión de los extranjeros que realizaran una acción sindical o política susceptible de ser considerada subversiva, en tanto que se descuidaba introducir la legislación obrera que el desarrollo de la producción requería.

El sentimiento oligárquico presidió la acción política de los grupos preponderantes de las minorías tradicionales. A medida que los cambios sociales se intensificaban en el país, el riesgo de perder su control se hizo mayor. Pareció imprescindible, pues, evitar la participación política de los nuevos grupos sociales, e impedir que se polarizaran los sectores disconformistas. La consecuencia fue el perfeccionamiento de la máquina electoral oficialista, respaldada con todos los recursos del Estado. El fraude fue sistemático y pareció legítimo.

Favorecieron la perpetuación del régimen político diversas circunstancias. En las regiones donde el cambio económico-social había sido escaso o nulo, subsistían las antiguas relaciones de dependencia que hacían menos visible el fraude político. En las regiones más desarrolladas, los grupos inmigrantes tendían a la prescindencia. Pero la prescindencia significó, de hecho, un apoyo a los grupos que detentaban el poder, los cuales pudieron utilizar a los grupos inmigrantes, directa o indirectamente y en diversa escala, para el funcionamiento de la máquina electoral.

Aparecieron, sin embargo, en el seno de las minorías tradicionales, algunos grupos que adoptaron una actitud distinta. Unos enrostraron a quienes ejercían el poder político el ejercicio del “fraude y la violencia”; otros, su nepotismo; otros, su inmoralidad. La lucha entre los grupos y entre las personas, acentuada cada vez al negociarse la distribución de las candidaturas, cavó fosos profundos en el seno de las minorías tradicionales; y esas disensiones, unidas a las que nacían del enfrentamiento de las opiniones, crearon núcleos de polarización para los sectores disconformistas. Fue muy significativo el que encabezó Bartolomé Mitre, el que dio origen al Partido Republicano, el que resultó de la disidencia de Carlos Pellegrini con el general Roca y, sobre todo, el que inspiró Roque Sáenz Peña. Más trascendencia había de tener la disidencia total de Aristóbulo del Valle y Leandro N. Alem, de la que resultaría la formación de una corriente de opinión definida y hostil a la línea predominante en las minorías tradicionales: la Unión Cívica Radical.

Independientemente de los enfrentamientos políticos, se suscitaron en el seno de las minorías tradicionales otros acaso más graves. Resultaron de la contraposición entre católicos y liberales. Estos últimos no solo se apoyaban en firmes convicciones doctrinarias, sino que consideraban que su política —dirigida hacia una separación entre la Iglesia y el Estado, que no llegó a consumarse— era la que correspondía a la situación creada por el cambio económico-social. Los primeros, por su parte, defendían sus convicciones tradicionales apoyándose no solo en el valor universal y eterno de su doctrina, sino también en la necesidad de conservar la fe católica como instrumento de unificación del complejo social creado por la inmigración. El enfrentamiento ideológico —que era también una expresión del europeísmo, puesto que reproducía conflictos que ya habían aparecido en Europa— adquiría profundidad en la medida en que oponía dos soluciones diferentes a un problema real.

De 1910 a 1930

La celebración del centenario de la Revolución de Mayo, en 1910, provocó una apasionada revisión de la situación del país y contribuyó a definir las posiciones. Las circunstancias eran apropiadas. El proceso de cambio económico-social se intensificaba; habían comenzado a advertirse muchas y muy complejas consecuencias, casi todas imprevistas, en virtud de las cuales el proceso había escapado a todo control; y la situación general era, pese a la generalizada sensación de optimismo con respecto a la prosperidad, de cierta incertidumbre con respecto a las etapas futuras. Los problemas sociales se acentuaban, el clima era de intranquilidad, y tanto la corriente inmigratoria como las inversiones de capitales extranjeros seguían llegando como resultado de un dispositivo incontenible. Al hacerse el “juicio del siglo” —tal fue, por ejemplo, el título de un libro muy significativo de Joaquín V. González— parecía advertirse que la prosperidad tenía un precio. Las opiniones variaron acerca de si era justo o excesivo.

Para esa época, las tensiones políticas eran tan fuertes que, poco después, los grupos que controlaban el poder consintieron en sancionar una ley que aseguraba el voto secreto y obligatorio, con lo que se condenaban a sí mismos, poniendo fin a una larga era de falseamiento del régimen representativo.

Estas circunstancias marcan un viraje en las situaciones que se manifestaron en las corrientes de opinión.

LOS GRUPOS DE OPINIÓN

La continuidad del proceso de cambio mantuvo, en líneas generales, los rasgos fundamentales de la situación social. Pero algunos se extremaron. La movilidad social se acentuó notablemente o, mejor dicho, se hicieron más visibles sus resultados. Las nuevas clases medias crecieron y acentuaron su diferenciación interna. Los grupos de proletariado urbano precisaron su fisonomía social y sus objetivos. Los grupos de las minorías tradicionales se diferenciaron también, destrozados, en cierto modo, por la intensidad del proceso a que se vieron sometidos. Y algunos sectores del proletariado rural acusaron nuevos impactos que desmejoraron aún más su condición.

LAS MINORÍAS TRADICIONALES

Si fue típico del período que siguió a 1880 el fortalecimiento de los vínculos internos de las minorías tradicionales y del sentimiento oligárquico, a medida que avanzó el proceso de cambio ambos rasgos se disociaron: el sentimiento oligárquico se acentuó, pero los vínculos internos se debilitaron, creándose, en consecuencia, subgrupos muy definidos y de actitudes divergentes. En cuanto a otros aspectos, las tendencias persistieron. El europeísmo siguió presidiendo la concepción de la vida, de la economía y de la política, y el sentimiento xenófobo referido a los grupos inmigrantes se acentuó a medida que crecía su número y su politización.

Las alteraciones más sensibles en el seno de las minorías tradicionales se produjeron en su actitud política. Acostumbradas al poder y a las ventajas que deparaba a quienes lo ejercían y a su grupo circundante, vieron con progresiva zozobra el ascenso de la ola que amenazaba su posición. El crecimiento de las nuevas clases medias, nutridas por las sucesivas generaciones de hijos de inmigrantes y por el ascenso de ciertos grupos, así como el desarrollo del proletariado urbano, modificaba sustancialmente el conjunto social que las minorías tradicionales estaban acostumbradas a manejar. Perpetuar los métodos usados para neutralizar la participación política se hacía cada vez más difícil, más arriesgado y sin duda más inseguro. Ante esa situación, las minorías tradicionales comenzaron a escindirse entre las que preferían una obcecada persistencia en las actitudes tradicionales y las que, por convicción moral o por escepticismo político, creyeron que había llegado el momento de revisarlas.

Los primeros afirmaron su derecho a conservar el control del país, descalificaron políticamente a las nuevas clases en ascenso y justificaron todos los métodos utilizados para retener el poder: una concepción clasista disimulaba, en el fondo, este designio fundamental. Pero la concepción clasista echaba raíces y ahondaba el abismo entre la sociedad tradicional y la nueva.

Los segundos, en cambio, consideraban que la situación se hacía insostenible. Si algunos, por escepticismo político, estaban dispuestos a entregar el poder —y acaso a abandonar el país—, otros advertían que era preferible conceder a tiempo y mediante negociación lo que no parecía imposible que los nuevos grupos sociales pudieran un día obtener por la violencia. Estos no alimentaban el desdén por la nueva sociedad y reconocían como un hecho irreversible la alteración que se había operado. Fueron ellos los que favorecieron la sanción de la nueva ley electoral de 1912.

Producido el triunfo de la Unión Cívica Radical en 1916, el nuevo gobierno incluyó buen número de miembros pertenecientes a las minorías tradicionales. Alternaron con los “recién llegados” que eran mayoría en sus cuadros y pusieron de manifiesto la hibridación que comenzaba a producirse en el seno de la clase alta.

Cuando, después de la Primera Guerra Mundial, se acentuaron no solo los fenómenos normales derivados de la progresiva asimilación de los grupos inmigrantes, sino también las tensiones sociales, arraigaron en el seno de las nuevas generaciones de las minorías tradicionales las doctrinas aristocratizantes de los monárquicos franceses y las doctrinas corporativistas y autoritarias del fascismo italiano. Con esos componentes se integró una teoría llamada nacionalista, cuyo disfraz ideológico era la defensa de los valores de la tradición hispánica y criolla. Se manifestó como un movimiento antipopular de fuerte sentido clasista y tuvo influencia en el desencadenamiento de la revolución militar de 1930, que puso fin al gobierno radical y repuso a las antiguas minorías tradicionales.

LAS NUEVAS CLASES MEDIAS

A medida que avanzó el proceso de cambio, las clases medias crecieron numéricamente y se diversificaron dentro de una gama extensa. En su límite superior, se perfiló nítidamente una alta clase media cuyos caracteres no fueron particularmente originales; pero en su límite inferior, algunos de los variados grupos sociales que se constituyeron presentaron rasgos singulares. La actitud de los inmigrantes fue adversa al trabajo asalariado y cada uno de ellos no lo aceptó sino como una derrota. Como trabajador independiente o como pequeño comerciante, adoptó ya actitudes socioculturales de clase media; y como asalariado, procuró ocultar su condición proletaria hasta donde pudo. En ambos casos, el penoso o frustrado ascenso de clase fue transferido hacia los hijos, a los que se procuró situar en una posición de clase media. El resultado de esta tendencia fue una gran variedad en las clases medias inferiores y el consiguiente desdibujamiento del sector asalariado como grupo compacto.

La alta clase media, inclusive en sus rangos superiores, comenzó a incluir miembros de origen inmigrante: algunos vinculados a actividades comerciales en gran escala; otros, que actuaban en ambientes urbanos pero que nutrían su fortuna en actividades agropecuarias; y otros que prosperaban en las profesiones liberales, generalmente de primera o segunda generación inmigrante. Los miembros de origen nativo pertenecían aproximadamente a los mismos sectores económicos. La aproximación y fusión fue fácil y frecuente, sobre la base de la mayor fortuna de los grupos inmigrantes —en cierto modo condición del ascenso— y de su designio de vencer toda clase de obstáculos para lograr esa aproximación. Los recién incorporados trataron de filtrarse en las instituciones sociales tradicionales, de adquirir los hábitos y las formas de vida vigentes dentro del sector al que se aproximaban, y se solidarizaron con las actitudes sociales y políticas de estos.

Más que los de origen nativo, los miembros de origen inmigrante de la alta clase media —no muy numerosos todavía— sintieron el rechazo de las minorías tradicionales, especialmente de los sectores terratenientes y ganaderos que constituían la clase alta, de tendencia muy exclusivista. Pero no vacilaron en intentar también el ingreso a ese sector. Ciertas actividades económicas —la consignación de frutos del país, el remate de animales y tierras, las finanzas— establecieron preferentemente los contactos. La adquisición de residencias urbanas en los mejores barrios, la participación en obras de beneficencia y otros mecanismos semejantes permitieron también facilitar esa aproximación; y la adquisición de tierras para ganadería perfeccionó el ciclo. También en estos casos hubo mimetismo: adopción de formas verbales y de hábitos propios de los estancieros, preferencia —auténtica o fingida— por ciertas actividades sociales; eventualmente, los matrimonios mixtos consolidaron las alianzas.

En general, las clases medias superiores manifestaron marcada prevención hacia las clases populares, en las que descubrían unas veces una actitud demagógica y vulgar, otras una desbordante agresividad, y otras un fuerte resentimiento. Esta prevención se acentuó cada vez que las clases populares, o algunos de sus sectores, se comprometieron en acciones de tipo sindical o político que condujeron a actos de violencia. Más benévolas fueron con las clases medias, en las que descubrían no solo identidad de origen con los miembros de origen inmigrante que ya formaban parte de ellas, sino también con sus tendencias y aspiraciones, lo cual entrañaba una solidaridad en cuanto a ideas, normas y valores. La fuerte movilidad social mantuvo abierto el conjunto de las clases medias y todos sus grupos coincidieron en una filosofía de la vida fundada, precisamente, en el prestigio del éxito económico y de la tendencia al ascenso social y a la posesión de bienes.

Todos los grupos de las clases medias coincidieron también en una definida actitud política, cuyo contenido fundamental era el logro y la conservación de una democracia formal. Conscientes de que constituían la mayoría, aspiraban tan solo a que los mecanismos institucionales le aseguraran la participación que les correspondía en un régimen democrático. Fue propio de las clases medias vituperar el “régimen”, esto es, el sistema de gobierno de las minorías tradicionales anteriores a 1915, pero de ninguna manera el sistema económico-social sobre el cual ese régimen descansaba. La oposición política a las minorías tradicionales consistió en exigirles que les permitieran participar en la administración del sistema vigente, pero no para alterarlo sino para compartirlo.

Esta condición de la clase media abierta y móvil se tradujo en la acción de los gobiernos radicales que surgieron después de la nueva ley electoral de 1912. Temidos como destructores del sistema, se transformaron en sus defensores, aun cuando ampliaron el grupo social que recibía sus beneficios y obtenía los privilegios derivados del ejercicio del poder.

Más complejo fue el cuadro de las pequeñas clases medias. Su rasgo distintivo fue la tenuidad de los límites que las separaban de las clases asalariadas, a causa de la actitud de estas últimas. En ese límite inferior de las clases medias, las actitudes y expectativas correspondientes a tales clases fueron adoptadas por quienes todavía no se habían incorporado a ellas, aun cuando conservaban la esperanza de lograrlo, por sí mismos o más tarde por medio de sus hijos. Hubo, pues, variados grupos intermediarios que reflejaban la extremada fluidez social y la vigencia general de una concepción burguesa de la vida.

Esta actitud burguesa alejó a los asalariados que aspiraban al ascenso de cualquier actitud política que implicara un compromiso con su condición de asalariado y supusiera un arraigo de la “conciencia de clase proletaria”. Más bien predominó el conformismo político, la tendencia a integrar clientelas políticas de nuevo cuño y un inocultable deseo de no asumir responsabilidades. Tales actitudes configuraban un clima político de escasa rigidez moral.

El proletariado urbano

En Buenos Aires y en algunas otras grandes ciudades siguió creciendo el proletariado urbano. Conservó las mismas características. Los obreros especializados, sobre todo, eran de origen inmigratorio, y fueron algunos de entre ellos los que mantuvieron y desarrollaron la organización sindical y los que, eventualmente, promovieron huelgas de cierta trascendencia. Anarquistas, socialistas y comunistas infundieron a las organizaciones donde predominaban una doctrina bastante rígida, que a veces era difícil ajustar a las situaciones concretas del país, no tanto porque no fueran válidos sus esquemas en términos generales, sino a causa de la peculiar actitud de la mayor parte de la masa obrera de origen inmigratorio, que no se manifestaba dispuesta a enrolarse en una lucha clasista. Solo grupos de élite sindical mantuvieron el movimiento, que, quizás a causa de eso, fue muy doctrinario. Para la gran masa, en cambio, la actitud paternalista que puso en funcionamiento el gobierno radical —surgido en 1916, después de la vigencia de la nueva ley electoral— constituyó cierta garantía que acentuó su prescindencia sindical.

EL PROLETARIADO RURAL

La situación de los grupos criollos incluidos en las explotaciones ganaderas no cambió. Se acentuó, en cambio, el deterioro del proletariado de las regiones del interior que tenían cierto desarrollo industrial: explotaciones de caña de azúcar, tanino, madera, yerba mate, minas. Las condiciones económicas de los empresarios mejoraron, pero las condiciones del trabajo empeoraron y siguieron funcionando cada vez más crudamente las relaciones de dependencia para mantenerlas en los más bajos niveles.

Fue distinta la situación del proletariado que se desplazó hacia las explotaciones petroleras —que mejoró— y la del que trabajaba en la industria vitivinícola, en la región de Cuyo, que tuvo discretos niveles de salarios y buenas condiciones de vida.

En todos los casos hubo cierta prescindencia política. Al cambio de partido político, en 1916, siguió un cambio parcial de las organizaciones electorales que arrastró parte del proletariado rural, quizás un poco más entusiasta con la nueva situación que con la tradicional. El proletariado rural siguió considerándose postergado, marginal, y acumuló un singular resentimiento, nacido de un régimen que consideraba opresor. Oscuramente, se dibujaba una vaga reacción antioligárquica.

La independencia de Hispanoamérica y el modelo político norteamericano. 1976

Un proceso tan agitado y confuso como el de la independencia de las colonias españolas del Nuevo Mundo debía desembocar, en primera instancia, en una elección entre los diversos modelos políticos que tenían a la vista los grupos responsables del movimiento emancipador. Férreamente ordenada hasta entonces, la sociedad del mundo hispanoamericano estalló en movimientos anárquicos en los que no fue fácil discernir las tendencias predominantes. Grupos antes marginados e inoperantes ingresaron repentinamente en la vida pública expresando sus intereses particulares, sus puntos de vista espontáneos acerca de las soluciones que esperaban de la nueva situación y, sobre todo, su ignorancia de las fórmulas políticas a las que pudiera recurrirse para satisfacer y canalizar sus aspiraciones. Más aún, naturalmente, de las fórmulas en las que pudieran coincidir las aspiraciones de todos los grupos que se fueron aglutinando en las nuevas sociedades políticas, por lo demás también indefinidas inclusive en cuanto a su ámbito geográfico.

Hubo opiniones de grupos claramente identificados acerca de lo que debía hacerse con las nuevas entidades políticas surgidas de la revolución emancipadora. Pero considerando el universo social que las constituía, parece justificado hablar de un desconcierto total acerca del camino a seguir. En rigor, la lucha por lograr un ordenamiento político y social en cada uno de los países hispanoamericanos resultó del variable consentimiento que ese universo social prestó a los modelos políticos que fueron proponiendo aquellos grupos caracterizados por una ideología adquirida en la experiencia ajena y en los textos extranjeros. En principio, fueron modelos orgánicos, a veces dependientes de una sola fuente; otras veces la experiencia práctica, así como la polémica teórica, indujo a ofrecer modelos complejos, resultantes de combinaciones y transacciones en las que, sólo poco a poco, comenzó a entrar como ingrediente la peculiaridad local. No era extraño, puesto que la tradicional peculiaridad local se conocía poco, y menos aún la nueva peculiaridad que iba creando la irrupción de las fuerzas sociales después de la emancipación. Por eso los modelos políticos teóricos conservaron, de una u otra forma, su significación, y cundió el sentimiento de que había que elegir una fórmula ya establecida para aplicarla a la nueva realidad.

Los modelos disponibles para los grupos dirigentes del movimiento emancipador no eran muchos. Previo a cualquier otra consideración, estaba el sentimiento de que había que aprovechar de un gobierno propio para darle a la nueva sociedad un régimen más libre que el que había tenido como colonia. Quedaban, pues, descartados los regímenes absolutistas, cuyo modelo representarían acabadamente el restaurado Fernando VII y los gobiernos inspirados por la Santa Alianza. La opción quedaba limitada, en consecuencia, a cuatro modelos: el hispanocriollo de tradición igualitaria española; el inglés de la monarquía constitucional según los principios de la Declaración de Derechos de 1688, la teoría política de John Locke y la experiencia parlamentaria elaborada en el juego político de tories y whigs; el francés, originalmente claro a la luz de la Declaración de los Derechos del Hombre y del Ciudadano, aprobada en 1789 e incorporada primero como preámbulo a la Constitución de 1791 y luego a la de 1793, pero oscurecida después a lo largo del proceso político e institucional que condujo al establecimiento del imperio; y, finalmente, el modelo norteamericano, fundado en claros documentos constitucionales y puesto en funcionamiento a lo largo de las presidencias de Washington, Adams, Jefferson y Madison, al momento de producirse el estallido revolucionario hispanoamericano.

Ciertamente, no faltan estudios acerca de la influencia de cada uno de esos modelos en los distintos países de Hispanoamérica. Pero falta un estudio de conjunto que analice, a la luz de las nuevas situaciones sociales y económicas creadas por la emancipación, cómo utilizaron los diversos grupos cada uno de esos modelos. Se advierte fácilmente que las preferencias se manifestaron por zonas de influencia económica y por zonas de influencia cultural. Pero es más difícil establecer los fundamentos de las preferencias de ciertos grupos sociales. No cabe duda de que los modelos políticos disponibles obraron como ideologías proyectivas —o utopías, si se prefiere—, aceptadas originariamente en bloque y descompuestas después en sus diferentes elementos para adecuarlas a las situaciones reales. Son significativas dos distinciones contemporáneas hechas en el modelo preferido. Al editar en Buenos Aires una traducción del Contrato social en 1810, el argentino Mariano Moreno escribía en el prólogo: “Cómo el autor tuvo la desgracia de delirar en materias religiosas, suprimo el capítulo y principales pasajes [sic] donde ha tratado de ellas”.[1] Y por los mismos días escribía en Cartagena el colombiano Antonio Nariño, primer traductor y divulgador de la Declaración de los Derechos del Hombre y del Ciudadano:

“En el estado repentino de revolución, se dice que el pueblo asume la soberanía; pero en el hecho, ¿cómo es que la ejerce? Se responde también que por sus representantes. ¿Y quién nombra estos representantes? El pueblo mismo. ¿Y quién convoca este pueblo? ¿Cuándo? ¿En dónde? Esto es lo que rigurosa y estrictamente arreglado a principios, nadie me sabrá responder. Un movimiento simultáneo de todos los individuos de una provincia en un mismo tiempo, hacia un mismo punto, y con el mismo objeto es una cosa puramente abstracta y en el fondo imposible. ¿Qué remedio en tales casos? El que hemos visto practicar ahora entre nosotros por la verdadera ley de la necesidad: apropiarse de cierto número de hombres, de luces y de crédito, una parte de la soberanía para dar los primeros pasos, y después restituirla al pueblo.”

Distinciones como estas, introducidas en los modelos preferidos en bloque, resultaron de las primeras experiencias sociales y políticas sufridas después de la revolución. Pero el modelo preferido contenía siempre algo que no se quería perder, y el problema fue entresacarlo de su contexto. Caso singular, el modelo político norteamericano contenía algunos elementos que aparecían allí más desenvueltos que en otros, y a él se aferraron ciertos grupos en la primera etapa revolucionaria. Tan importantes eran esos elementos que, abandonado el modelo al cabo de poco tiempo, en algunos países se volvió a él una y otra vez hasta que se encontró la fórmula para trasvasarlo adecuadamente a la cambiante e inestable realidad nacional, precisamente cuando pareció que comenzaba a estabilizarse.

Cómo se formó el modelo político norteamericano

Para los países de la América hispánica, el modelo político nor-teamericano adoptó la forma acabada y sistemática que le prestaban los textos constitucionales y, en menor medida, las glosas de El Federalista. También contribuyó a caracterizarlo el balance de su funcionamiento práctico a través de las presidencias de Washington, Adams, Jefferson y Madison, porque hubiera sido distinta su influencia si hubieran estado a la vista los fenómenos sociales y políticos que se desarrollaron a partir de la época de Andrew Jackson. Pero, en cambio, poco se reparó —fuera de algunas excepciones, como el caso del mexicano fray Servando Teresa de Mier— en el proceso a través del cual ese modelo se había constituido. Ese proceso, sin embargo, ocultaba la significación y el sentido de ciertas fórmulas, así como la posibilidad de su aplicación a situaciones que emanaban de una evolución muy diferente.

Quienes se comprometieron a una “perpetua unión” en 1778, a través de los Artículos de Confederación, fueron trece colonias de muy diverso origen y con pocos vínculos entre sí: New Hampshire, Massachusetts Bay, Rhode Island and Providence Plantation, Connecticut, New York, New Jersey, Pennsylvania, Delaware, Maryland, Virginia, North Carolina, South Carolina y Georgia. Esa diversidad de sus orígenes es bien conocida, como es bien conocido el distinto proceso social y económico que cada una de ellas desarrolló desde su instalación hasta que comenzó el enfrentamiento con Ingla-terra. Pero algo hubo que las sometió a todas a análogas tribulaciones: el haber surgido en el seno de una crisis —no la primera, pero sí la más intensa en Inglaterra— en la que debía ajustarse el viejo orden feudal y el nuevo sistema capitalista. Todas estaban, por lo demás, sacudidas por los problemas religiosos, inclusive la católica Maryland. Todas, en fin, acusaban la misma preocupación por la defensa de un nebuloso individualismo que parecía condición indispensable para el éxito de la aventura personal de cada colono.

Dos sectores sociales y económicos se alinearon desde un comienzo en una lucha virtual: agricultores que pensaban, como Franklin dijo, que la agricultura era “el único medio honrado” para adquirir riquezas, y comerciantes que se instalaban apresuradamente en los cauces abiertos del capitalismo comercial. Fue, sobre todo, en Nueva Inglaterra donde quedó claro el enfrentamiento; y fue en Nueva Inglaterra donde se definieron oposiciones ideológicas y políticas que tendrían importancia decisiva en la elaboración del modelo político al que se ajustaría el país constituido.

De hecho, tan férrea como la posición de los señores de las planta-ciones sureñas fue la de los comerciantes de Nueva Inglaterra que constituyeron una rígida oligarquía, entre mercantil y teocrática. Nutrido de tradición calvinista, el presbiteranismo puritano estimulaba el sentimiento minoritario de los que se sentían elegidos. Aun reprimidos por otras tendencias, dejó ese sentimiento una escuela que se sentiría latir debajo de muchas opiniones posteriores. Pero entretanto, el independentismo robustecía sus posiciones. Se afianzó en Connecticut y en Rhode Island y promovió no sólo la formación de iglesias más democráticas, sino también la de una sociedad más democrática: fue en Hartford donde se dictaron en 1639 las Fundamental Orders, que establecían un gobierno popular, antítesis del sistema político predominante en Massachusetts. De ese modo se agitaba en el seno de las colonias de Nueva Inglaterra el conflicto en-tre presbiteranismo e independentismo, que traducía a términos de fundamentación religiosa el conflicto entre una concepción aristocrática y una concepción democrática del gobierno.

En cuanto a la fundamentación política, la apelación al derecho divino de las oligarquías arraigadamente calvinistas y los actos políticos restrictivos no llegaron a desvanecer el principio del pacto social, que en Nueva Inglaterra conservaba la huella indeleble del que se había establecido a bordo del Mayflower para constituir como cuerpo político a los peregrinos que se instalarían en Plymouth. El principio se aplicaría repetidamente, y recibiría vigoroso respaldo doctrinario con la obra de John Locke. Pero, entretanto, se afianzó poco a poco una fundamentación económica del orden político. El derecho de propiedad, referido principalmente a la tierra, creció en significación; y si descartaba a los no poseedores y, naturalmente, a los no libres, restringiendo, de otra manera, el principio igualitario, al menos socavaba la concepción aristocrática de la oligarquía de Massachusetts.

Finalmente cedió esa oligarquía a la presión de las circunstancias. No sólo creció el número de los agricultores poseedores de tierras —que se le oponían—, sino que el gobierno inglés revocó en 1684 la cédula real que se había declarado ley fundamental y que legitimaba el poder del restringido grupo mercantil. Se nombró un gobernador, y el proceso de declinación de la oligarquía se acentuó.

Pero las líneas del proceso social e ideológico estaban trazadas y se hicieron más nítidas a medida que se desarrollaban las otras colonias, especialmente la que William Penn organizó de acuerdo con sus ideas cuáqueras. Otro factor incidió decisivamente en la definición de ciertas líneas políticas: desde principios del siglo XVII comenzaron a acentuarse las corrientes inmigratorias, y a partir de 1718 nutridos contingentes de irlando-escoceses, ingleses y alemanes se instalaron en los bordes de las zonas colonizadas, incorporando a la vida de las trece colonias una zona de frontera que alcanzaría un carácter peculiar y una fuerte influencia en el diseño de la fisonomía social y política del país organizado. Para la época de la independen-cia los emigrantes habían llegado a 200.000, y la frontera constituía una compleja reserva social y política, ajena a los cánones establecidos hasta entonces por la sociedad establecida.

La renovación social que significó el establecimiento de las poblaciones de la frontera y la alteración que provocó en el equilibrio tradicional de las distintas fuerzas sociales e ideológicas trajeron consigo un afianzamiento del individualismo democrático. El viejo principio protestante del “sacerdocio de todos los creyentes”, que implicaba una radical actitud igualitaria, se vio robustecido por este nuevo estrato de agricultores pobres y libres cuyos sentimientos coincidían con los que ya se habían visto enfrentados con las oligarquías. Así se fue constituyendo y fortificando lo que luego se llamaría la “democracia jacksoniana”, pero que por ahora, en vísperas de la independencia, era, por lo menos, un activo fermento republicano y liberal, cuya expresión política debía ser una democracia parlamentaria nutrida por la vibrante exaltación de los indeclinables derechos naturales.

La experiencia empezó a aconsejar el establecimiento de un pacto de alianza entre las trece colonias, que Benjamín Franklin enunció precozmente en 1754 bajo el rótulo de “Plan de Unión”. Si de momento el proyecto pareció poco oportuno, porque implicaba revisar en alguna medida el vigoroso sentimiento autonómico de las colonias, de tan diversa tradición, el desarrollo y las consecuencias de la guerra de los Siete Años favorecieron la viabilidad de la idea. Tras el Tratado de París de 1763, Inglaterra se propuso reordenar el sistema colonial bajo la inspiración de los ministros Grenville primero y Townshend después, ambos conservadores y dóciles a la inspiración autoritaria del nuevo rey Jorge III. La piedra angular del plan era una nueva política impositiva para las colonias, tan agresiva y tan discutible en términos jurídicos y políticos que unificó la reacción de las tres regiones, tan diversas, en que se dividía, por sus tendencias, el mundo colonial: el aristocrático sur de las plantaciones, la zona costera central, preferentemente conservadora y mercantil, y la nueva región fronteriza agraria. John Dickinson expresó la generalizada reacción contra los impuestos precisamente en términos jurídicos y políticos:

“He estudiado todas las disposiciones legales y estatutarias referentes a estas colonias desde su primer día hasta la fecha —escribió— y aunque muchas de ellas fijaban contribuciones sobre el comercio, siempre esos impuestos estaban destinados a compensar algunos intereses por alguna otra actividad y así favorecer al bienestar general. De modo que nunca se tuvo en cuenta un fin fiscal sino de protección comercial. Si Gran Bretaña puede ordenarnos que debemos comprarle a ella los bienes que necesitamos y además está facultada para imponernos las contribuciones que le plazcan sobre esas mercaderías —a pagar en el puerto de salida o de entrada— entonces somos esclavos tan abyectos como los miserables que en Francia y Polonia se ven desgreñados y calzando zuecos.”[2]

Pero Inglaterra persistió, las tensiones crecieron y los acontecimientos se precipitaron. Después del Boston Tea Party hubo nuevas “leyes coercitivas”, dirigidas principalmente contra Massachusetts, cuyo objetivo final parecía transformar las colonias en provincias reales. La consecuencia fue la reunión del Congreso de Filadelfia en septiembre de 1774, cuyos debates concluyeron con la redacción de una Declaración de Derechos, en la que se solicitaba la derogación de las disposiciones legales, apelando a “las leyes inmutables de la Naturaleza, los principios de la Constitución inglesa y las diversas cartas o contratos”. Y aunque hubo opiniones encontradas y se delineó un grupo decidido a impedir que se precipitara la crisis, otro —los whigs— se preparó para la guerra, que se desencadenó con el combate de Lexington en 1775. Luego vino la guerra que culminó con la victoria americana en Saratoga y, finalmente, con la de Yorktown en 1781.

Pero, entretanto, el modelo político había empezado a constituirse. El 4 de julio de 1776 se había declarado la Independencia, enunciándose en la declaración los principios básicos en que debía asentarse el gobierno de la Nación:

“Nosotros creemos que es evidente por sí mismo: Que todos los hombres nacen iguales: que son dotados por su Creador de ciertos derechos inalienables; que entre estos están la vida, la libertad y la búsqueda de la felicidad. Que para asegurar estos derechos se instituyen entre los hombres los gobiernos, derivando sus justos poderes del consentimiento de los gobernados. Que siempre que cualquiera forma de gobierno se haga destructiva de estos fines, toca al derecho del pueblo alterarla, o abolirla, y establecer otra nueva, echando sus fundamentos sobre aquellos principios, y organizando sus poderes en aquella manera que juzgue más conducente para el efecto de su seguridad y felicidad.”

Preparado por Jefferson, el texto recogía las ideas fundamentales de John Locke y sentaba tanto el principio de los derechos naturales como el del pacto social. Esas ideas quedaban explícitas también en las constituciones locales que se dieron las diversas colonias, entre las cuales la de Massachusetts declaraba:

“El cuerpo político es formado por una voluntaria asociación de los individuos. Es un compacto social por el cual todo el Pueblo estipula con cada ciudadano, y cada ciudadano con todo el Pueblo, que todos serán gobernados por ciertas leyes para el bien común. Por tanto es el deber del Pueblo, al formar una Constitución con el gobierno, proveer un modo equitativo de hacer las leyes, como también de que sean interpretadas con imparcialidad y ejecutadas fielmente para que todos los hombres puedan hallar en todo tiempo su seguridad en ellas.”

Pero esa misma Constitución introducía un elemento que calificaba a los miembros del cuerpo político. Decía, al establecer el método de elección de la Sala de Representantes:

” III. Cada miembro de la Sala de Representantes será elegido por votos escritos; y por un año a lo menos, inmediatamente antes de su elección habrá sido habitante, y habrá poseído legítimamente propiedad del valor de cien libras dentro de la ciudad donde fuere elegido para representar, o algunos bienes, que deban ser gravados hasta el valor de doscientas libras: y cesará de representar la dicha ciudad inmediatamente que deje de estar calificado como se ha dicho arriba.

IV. Todo hombre (de edad de veintiún años, y residente en alguna ciudad particular de esta República, por el espacio de un año inmediatamente antes de ahora) que tenga una propiedad de bienes raíces dentro de la misma ciudad, cuya renta anual será de tres libras, o algunos otros bienes de valor de sesenta libras, tendrá derecho para votar en la elección de un Representante o Representantes para la dicha ciudad.

Con diversas variantes, todas las constituciones locales establecieron análogos requisitos a la condición económica del ciudadano, con lo que quedaban descartados del cuerpo electoral importantes sectores sociales, a los que se agregaban los sectores no libres.

Entretanto, la conducción de la guerra y las necesidades de la política habían planteado el problema de las relaciones entre las colonias. Absolutamente independientes unas de otras hasta el momento, los problemas generales de la guerra y la política quedaron confinados al Congreso Continental. Pero a medida que avanzaba el proceso revolucionario, se advirtió la necesidad de prescribir expresamente la parte de soberanía que cada estado relegaba en el Congreso y en qué términos. Así se convino en un sistema de relaciones entre los estados gobernados que quedó formulado en los Artículos de Confederación aprobados por el Congreso de julio de 1778. El artículo 1 establecía la existencia de una Confederación, que el III definía como una “liga de amistad”. Pero el II declaraba taxativamente: “Cada Estado retiene su soberanía, libertad e independencia, y todo poder, jurisdicción y derecho que no es delegado expresamente por esta Confederación a los Estados Unidos juntos en Congreso”. Y afirmando la igualdad entre los estados, cualquiera fuese su importancia o el monto de su participación financiera en la causa común, el inciso 4 del artículo IV asignaba un voto a cada estado, pese a la oposición de Franklin durante la discusión del proyecto.

Pero el documento no creaba un poder ejecutivo de la Confederación, de modo que el único órgano confederal era el propio Congreso. Así, la Confederación reconocía la preexistencia de los estados soberanos y no reconocía, en cambio, la preexistencia de la nación entera como unidad; eran, precisamente, esos Artículos de Confederación los que iban creando, poco a poco, la conciencia de que la nación comenzaba a existir.

Ciertos problemas —el de las nuevas tierras incorporadas, sobre todo— dificultaron la ratificación del documento por los estados, postergando su entrada en vigencia hasta 1781. Pero después del Tratado de Versalles creció el movimiento para afirmar una unión más estrecha. Washington, Hamilton y Madison, que representaban a los sectores conservadores, apoyaron esa tesis, que triunfó finalmente al convocarse la Convención de Filadelfia. De un largo proceso deliberativo en el que los distintos estados, los distintos estratos sociales y las distintas ideologías trataron de imponer sus principios y, finalmente, de hallar fórmulas conciliatorias, resultó al fin la Constitución de 1787.

Era, prácticamente, el primer texto constitucional ajustado a las ideas del mundo moderno. Allí se estableció cuál debía de ser la arquitectura de una constitución, los temas que debía abordar, las soluciones entre las que se podían elegir. Consagró la división de poderes y prescribió la naturaleza de cada poder. Definió la condición del ciudadano frente al Estado y a las leyes. Resolvió los problemas organizativos de la unión constituida sobre la base de las antiguas colonias. Pero, sobre todo, inauguró el principio de la existencia social tutelada por una constitución escrita, fija aunque fuera perfectible por las vías que ella misma establecía.

La Constitución entró en vigor en 1788, y al año siguiente se eligió el primer presidente constitucional, Jorge Washington. Durante su mandato y el de sus primeros sucesores —Adams, Jefferson, Madison— el régimen constitucional se puso en marcha, y entre el gobierno federal, el de los estados y la Corte Suprema no sólo se fueron solucionando los problemas que surgían, sino que se fue estableciendo una minuciosa jurisprudencia que aclaraba y perfeccionaba los alcances de la Constitución.

Cuando en 1810 se produjeron los movimientos emancipadores en América hispánica, el modelo político norteamericano estaba prácticamente definido y perfeccionado. A esa altura, tras treinta y cinco años de experiencia de gobierno propio y veinte de gobierno constitucional, ese modelo se presentó a los ojos de los inexpertos revolucionarios de las colonias españolas como una obra madura, nacida de una experiencia inédita, en la que parecían resueltos muchos problemas teóricos y prácticos que seguramente se les presentarían. El modelo norteamericano pareció, en consecuencia, apto para ser considerado al lado de los otros modelos que se ofrecían a su consideración como fórmulas probadas.

En última instancia, el modelo norteamericano interesaría a determinados sectores y en relación con determinados problemas. Era evidente que escondía una trabajada elaboración de la tradición liberal inglesa, combinada con elementos del radicalismo de los filósofos políticos franceses, Rousseau y Montesquieu sobre todo. De esa combinación habría resultado una afirmación resuelta de los derechos naturales, que, en el orden civil, implicaban el resguardo de los derechos individuales y, en el orden político, una concepción republicana basada en la igualdad. Pero el principio de la igualdad política había sido limitado en función de ciertas circunstancias sociales. Si se afirmaba el derecho de todos a la propiedad, en el plano político se convino en que la condición de poseedor o propietario era, implícita o explícitamente, imprescindible para el ejercicio de los derechos políticos. Y se convino, obviamente, en que sólo los poseían los que eran libres. Así quedaba definido el cuerpo político. Y para darle estructura, el modelo norteamericano instauraba un gobierno de fundamento popular y representativo pero con un ejecutivo fuerte y una equilibrada división de poderes. El principio de la Unión se basaba en la preexistencia de los estados confederados, cuyas facultades no expresamente delegadas en el gobierno federal conservaban todo su vigor. Equilibrado y sabio, el modelo político norteamericano había nacido de la experiencia de una sociedad; restaba saber si se adaptaba en bloque a otras sociedades.

La sociedad y el Estado hispanoamericano

Sin duda, impresionaron a los pocos que las conocieron en Hispa-noamérica tanto la revolución norteamericana de 1776 como la francesa de 1789. Pero la revolución hispanoamericana parecía —y era— utópica en ese momento. Sólo en 1793 publicó el colombiano Antonio Nariño su traducción de la Declaración de los Derechos del Hombre y del Ciudadano: y fue en 1797 cuando estalló en Venezuela la revolución de Gual y España, en relación con la cual preparó Juan Bautista Picornell el texto titulado Derechos del hombre y del ciudadano con varias máximas republicanas y un discurso preliminar dirigido a los americanos. Y aún entonces, y pese a los vagos proyectos de Miranda, la revolución emancipadora parecía utópica a la inmensa mayoría.

Si la idea de la emancipación iba a arraigar progresivamente en las burguesías urbanas, fue porque no mucho antes estas habían empezado a adquirir significación social y cierta claridad en los objetivos de su propia acción relacionados con sus nuevos intereses. Fue un fenómeno inédito, que no puede observarse antes del establecimiento del comercio libre en 1778. Cabe preguntarse dentro de qué cuadro general se planteó esa situación nueva.

La vieja organización social y política que siguió a la conquista y que fue consolidada por los Austria había dejado una huella imborrable. Substituía en Hispanoamérica esa sociedad barroca creada por la conquista, con su abismática separación entre colonizadores y colonizados, entre blancos hispánicos e indígenas americanos. En nada sustancial había cambiado la condición de estos al llegar los Borbones al trono español, y nada cambiaría con las reformas que instauró el despotismo ilustrado. Era una sociedad escindida, en la que los españoles y los criollos blancos constituían una minoría, frente al conjunto de los sectores sometidos. Empero, la escisión cobraba aspectos singulares a raíz de los fenómenos de mestizaje. Entre los dos polos sociales —conquistadores y conquistados— se había constituido poco a poco un creciente sector mestizo que en el siglo XVIII llegó a tener ciertos caracteres de clase media, tanto desde el punto de vista económico como del social. Muy móvil, la clase mestiza ofrecía diversos grados de alejamiento de los grupos indígenas y de aproximación a los grupos españoles y criollos. Había mestizos intermediarios cuya función económica crecía y gracias a la cual lograban cierto ascenso social. Pero el prejuicio alimentado por la obsesión de la hidalguía que caracterizaba a españoles y criollos dejaba siempre una última línea de separación que parecía infranqueable.

La situación era inequívoca en las ciudades, reductos tradicionales de la colonización y del exclusivismo hispánico, pero en las cuales, entretanto, había crecido la actividad comercial; y poco a poco cayó en manos de mestizos, si no la dirección y el ejercicio de los grandes negocios, al menos la práctica de las operaciones menores, también muy retributivas.

Pero el prejuicio social siguió vigente y no hizo sino complicar el esquema de la sociedad escindida, en la que muy pocos podían hacer valer su condición de miembros de pleno derecho, en tanto que muchos constituían un vasto anillo de marginalidad social quebrado apenas por situaciones reales no convalidadas socialmente. Pesó el perjuicio social, abierta e inequívocamente, sobre los indígenas, y pesó casi con la misma firmeza sobre los mestizos, cuyo número crecía constantemente no sólo a través de uniones de una y otra raza, sino a través de combinaciones variadas que creaban un complejo espectro racial y social. Lo importante era, sin embargo, que los mestizos se separaban de los grupos indígenas y establecían un cierto grado de proximidad y colaboración con la población blanca que rompía en alguna medida el esquema tradicional.

Más lo rompió, sin embargo, el crecimiento del número de los blancos nacidos en América, los criollos, cuya condición era inequívocamente privilegiada en derecho, pero sobre los cuales pesaba como un estigma su lugar de nacimiento, según lo imponía un prejuicio social mantenido por los españoles, tanto de América como de España, y utilizado sistemáticamente por estos últimos en defensa de sus intereses de grupo. Empero, la presión del número se hacía notar, puesto que crecía permanentemente el de criollos y no crecía de la misma manera el de españoles. En un pasaje muy significativo escribía Alejandro de Humboldt: “Fue en México, y no en Madrid, donde oí vituperar al virrey conde de Revillagigedo por haber enseñado a la Nueva España entera que la capital de un país que tiene cerca de seis millones de habitantes no contenía, en 1790, sino 2.300 europeos, mientras que se contaban ahí más de 50.000 españoles-americanos”. [3] La cuenta resultaba tremenda desde el punto de vista social si, después de sumar el número de europeos y el de criollos, se tomaba conciencia del volumen de la población in-dígena y mestiza. Pero desde un punto de vista social y político conjuntamente, resultaba alarmante la significación de los grupos criollos, subestimados de hecho pero conscientes de su legítima condición jurídica. Herederos de españoles, los criollos solían ser propietarios afincados. Pero lo solían ser también muchos mestizos que habían amasado una mediana o acaso una considerable fortuna. Todo impediría más adelante ver claro acerca de la constitución del futuro cuerpo político de las naciones independientes, dadas las relaciones de clases sociales, grupos económicos y estratos raciales.

Situaciones heredadas de la conquista y afianzadas gracias a los criterios sociales vigentes en época de los Austria poco cambiaron, sin embargo, con las reformas borbónicas. En rigor, el reformismo del siglo XVIII se ocupó principalmente de los problemas políticos, administrativos y financieros de las colonias; sólo, luego, de los problemas económicos y muy poco de los problemas sociales. La creación de nuevos virreinatos o el sistema de las intendencias respondieron a necesidades de la administración metropolitana. La burocracia se perfeccionó en la medida en que las colonias crecían y se hacían más complejos y variados los problemas; y los funcionarios, generalmente españoles, parecieron empeñados más en contener el desarrollo que en estimularlo. Pero algo resultó de importancia creciente para el futuro: el absorbente papel que la burocracia asignó a las capitales y a las ciudades más importantes, que acentuó la diferencia entre las áreas rurales y las áreas urbanas y, especialmente, entre las capitales principales o secundarias y las diversas regiones de su jurisdicción.

Fueron, sobre todo, las capitales las que se beneficiaron con el régimen económico del monopolio; pero fueron también las que más se beneficiaron con el ejercicio del contrabando. Asentadas en fortunas originarias en una o en otra actividad —y frecuentemente en las dos al mismo tiempo— comenzaron a constituirse embrionarias burguesías que fueron tomando los hilos no sólo del limitado comercio legal que se desenvolvía dentro del ámbito español, sino también del comercio ilegal, inserto de hecho en el sistema mercantilista mundial en el que prevalecía el comercio inglés.

Así caracterizadas, eran esas burguesías grupos económicos de cierta coherencia, cuyos miembros coincidían en que buscaban el lucro mercantil. Pero socialmente eran heterogéneas. Estaban ligados en el trámite de los negocios funcionarios de diverso rango, viejos hidalgos terratenientes o mineros, criollos empujados por la necesidad de labrarse una posición, mestizos emprendedores que se abrían camino por entre una sociedad hostil. Cuando cambiaron las circunstancias, no todos esos sectores continuaron unidos: y el cambio se produjo cuando la política económica de los Borbones abandonó su orientación monopólica para intentar una apertura a través del Reglamento y Aranceles Reales para el Comercio Libre de España e Indias, establecidos en 1778. A partir de entonces se suprimieron numerosas trabas al comercio, se habilitaron trece puertos españoles para el tráfico con las colonias y, sobre todo, se autorizó la actividad comercial de veinticuatro puertos hispanoamericanos que, desde ese momento, se transformaron en focos de un creciente desarrollo económico.

Con la corrección de la política económica adquirió cada vez mayor importancia la burguesía mercantil. Pero como el nuevo sistema comercial asestaba un rudo golpe a los sectores monopolistas, comenzó a manifestarse un enfrentamiento entre ellos y los sectores que se adscribieron al nuevo género de actividad. Eran, en general, grupos distintos, con mentalidades distintas y con distintos intereses. Mucho jugó el criollismo de los sectores más abiertos, pero más jugaron las posibilidades de apertura que se le ofrecieron a los grupos criollos.

Ajenos a la tradición monopolista y a la singular actitud que entrañaban, aceptaron estos las nuevas condiciones establecidas para la actividad económica y se adecuaron a ellas con gran rapidez: en poco tiempo, se perfiló, como un grupo de definida personalidad, la burguesía mercantil criolla.

Frente a ella estaban los viejos poseedores —de tradición o de pretensiones hidalgas—, dueños de haciendas o de minas y poco predispuestos a cambiar su manera de producir, de comercializar su producción y aun de vivir. Estaban también los viejos comerciantes monopolistas, que algunas veces eran los mismos poseedores. Y estaban los funcionarios y los hombres de iglesia. Lo que casi no había, a diferencia de las colonias inglesas, era una robusta clase de pequeños propietarios libres, con mentalidad de adelantados y capacidad para adecuarse a las reglas del mercado; no habría, pues, en Hispanoamérica, conflicto entre agrarismo y mercantilismo en los términos en que se dio en aquellas. Cuando se dio, fue entre el mercantilismo urbano y unas masas desposeídas, encabezadas generalmente por viejos poseedores que expresaban, a su modo, el sentir popular: un vago sentimiento democrático e igualitario dentro de un esquema vigorosamente paternalista y apegado a la tradición. También ese enfrentamiento contribuyó a que no se pudiera ver claro acerca de la constitución del futuro cuerpo político de las naciones independientes.

El paternalismo autoritario resultó de una transmutación del viejo autoritarismo. autoritaria era la concepción política de los Austria, y no lo fue menos la de los Borbones, aunque estuviera canalizada a través del despotismo ilustrado. Pero había una raíz democrática escondida en la tradición popular castellana, insinuada en episodios como el de Irala en Asunción desde 1541, y abiertamente manifiesta en los movimientos comuneros del Paraguay, entre 1717 y 1735, y de Nueva Granada, en 1780. El paternalismo fue la respuesta del autoritarismo a la evidencia de ese sentimiento. Por lo demás, impotente para vencer la férrea concepción del Estado español, esa raíz democrática nutrió tan sólo una actitud social que, sin duda, respaldó las tendencias emancipadoras e igualitarias que aparecieron unidas desde 1810. Pero no era fácil trasvasar aquella actitud, en realidad un sentimiento de raíz medieval, difuso y debilitado por muchas frustraciones, a un sistema político e institucional moderno.

Gravitó fuertemente sobre la vida colonial no sólo el autoritarismo español, sino, sobre todo, su concepción centralista. El poder, originado en la corte española, se transmitía por sus órganos naturales a las capitales primarias y secundarias, y allí parecía resolverse cuanto importaba a la vida colonial. Pero a lo largo de varios siglos se había constituido una sociedad diferente de la urbana en las áreas rurales. Un poco al margen de la ley, o acaso indiferentes a ella, esas sociedades rurales habían adquirido cierta autonomía y, sobre todo, una vaga concepción autonómica de la vida, un poco bárbara y soberbia, acaso como réplica a su marginalidad política. Un vigoroso sentimiento regional se insertaba, pues, dentro del marco de una estructura política y administrativa centralizada, que legó al desarrollo futuro de las nuevas nacionalidades graves y difíciles problemas: esas nacionalidades, tan imprecisos como fueran sus términos geográficos, pesaron como estructuras preexistentes en cuanto heredaban los marcos políticos coloniales, y tenían un centro indiscutible en las capitales, sedes tradicionales del poder y centros económicos fundamentales; pero las regiones irrumpieron, con la independencia, como realidades sociales, económicas y culturales de irreductible significación y exigieron que las nacionalidades se constituyeran no según el esquema centralista de la colonia, sino contando con ellas. La nación preexistente debía ser ahora un conjunto de regiones de definida fisonomía. Fue larga la lucha para imponer ese principio.

El contacto entre los dos procesos

Al producirse los movimientos emancipadores de 1810, Hispanoamérica miró hacia sí misma y recuperó el modelo político hispano- criollo, de raíz medieval e igualitaria. Miró a Inglaterra y a Francia, cuyos regímenes políticos derivaban de sendas revoluciones, una en el siglo XVII y la otra, más próxima, en el XVIII, desenvuelta a través de un proceso tormentoso en los últimos veinte años. Y miró a Estados Unidos, el único caso en el que el movimiento democrático y republicano se había dado junto con un movimiento emancipador. Había muchas razones para poner los ojos en ese país del Nuevo Mundo que se había independizado y había logrado instaurar un sistema político moderno, democrático y eficaz. Pero sin duda hubo también quienes creyeron desde un principio que el modelo político norteamericano era inadecuado para los países hispanoamericanos, y el precursor Francisco de Miranda, el primero.

Con todo, la existencia de un estado independiente en el Nuevo Mundo debía contar como un dato político inexcusable para los revolucionarios hispanoamericanos. Podía esperarse de los Estados Unidos acaso apoyo militar y financiero o, al menos, respaldo político en la tensa situación mundial dentro de cuyo cuadro se producían esas revoluciones. Pero diversas circunstancias revelaron inmediatamente que el problema planteaba ciertas dificultades. Sin duda, ciertos sectores norteamericanos veían en Hispanoamérica —de la que tenían, por cierto, una idea muy vaga— un área para su posible expansión comercial y para la difusión de los principios republicanos. Pero Estados Unidos estaba ya enfrentado con Inglaterra, con la que entraría en guerra en 1812, y era evidente que Inglaterra ejercía una influencia decisiva sobre el mundo hispanoamericano. Era en el ámbito del comercio inglés donde querían entrar los nuevos países; era con Inglaterra con quien más estrechas relaciones tenían Miranda y los grupos revolucionarios locales de diversas áreas, entre ellos los de Buenos Aires; y era Inglaterra la más segura garantía contra la posible acción represiva de España primero y de la Santa Alianza después.

Pero, en rigor, el mayor obstáculo para establecer una relación útil con los Estados Unidos era la opinión que predominaba allí acerca de la América española. Antes del movimiento que conduciría finalmente a la política de Monroe, no sólo reinaba en Estados Unidos una marcada indiferencia y una generalizada ignorancia sobre los países hispánicos del continente americano, sino que prevalecía un sentimiento rayano en el desprecio y una arraigada convicción acerca de la disparidad de objetivos y perspectivas de los mundos en que, en realidad, se dividía el Nuevo Mundo. Expresión de esos antiguos sentimientos y convicciones fue el artículo que Edward Everett escribió en 1812 titulado “South America”:

“No tenemos nada que hacer con América del Sur. No tenemos simpatía por ellos, no es posible que tengamos ninguna simpatía política fundada. Hemos salido de distintos troncos, hablando distintos idiomas, hemos sido criados en diferentes escuelas sociales y morales, hemos sido gobernados con diferentes códigos legales, profesamos códigos religiosos radicalmente distintos. Si abrazamos la causa de ellos, nos pedirían prestado nuestro dinero y concederían comisiones a nuestros corsarios, y posiblemente algunos privilegios a nuestro comercio, si el temor a los ingleses no lo impide. Pero no actuarían en nuestro espíritu, no seguirían nuestro consejo, no podrían imitar nuestro ejemplo: ni todos los tratados que pudiésemos hacer, ni todos los comisionados que enviáramos, ni el dinero que pudiésemos prestarles, transformarían a sus Pueyrredones y a sus Artigas en un Adams o en un Franklin, o a sus Bolívares en un Washington.”[4]

Cierto es que tal actitud no era sino una prolongación del viejo an-tagonismo entre España e Inglaterra, que ahora se revertía sobre sus colonias, y de la mutua incomprensión que derivó tanto del enfrentamiento político y económico como de las distinciones religiosas. Pero es evidente que era un sentimiento predominante, apenas combatido por algunos espíritus abiertos y luego por otros más ceñidos al análisis de los verdaderos intereses continentales de Estados Unidos. En rigor, las expresiones de simpatía solían no ser sino la confirmación de aquel sentimiento. Henry M. Brackenridge, que estuvo en Montevideo y Buenos Aires en 1817 como secretario de la misión Rodney, escribía poco después:

“El hecho de que prestemos demasiada poca atención a América del Sur, se repetirá muchas veces hasta que salgamos de nuestro estado de apatía. Por parte de Estados Unidos, lo mismo que de Gran Bretaña, sería inexcusable no prestar atención a lo que pasa en aquella región del mundo. Son capaces de defenderse, de gobernarse y de ser libres, a despecho de todo lo que digan las gentes de mente estrecha y presuntuosa. Esperan de nosotros amistad y buena voluntad y tienen de-recho a esperarla. Si no podemos hablar favorablemente de ellos, por lo menos no debiéramos proclamar deliberadamente lo que creemos que son sus debilidades.”[5]

Luego recordaba Brackenridge los agravios que los hispanoamericanos tenían contra sus vecinos del norte y afirmaban que las palabras despectivas de algunos norteamericanos no eran las de su gobierno. Pero era evidente que era él y quienes pensaban como él —como Clay, John Quincy Adams, Monroe— quienes constituían la excepción.

Pese a eso, los revolucionarios hispanoamericanos —o mejor, ciertos grupos entre ellos— siguieron pensando en los Estados Unidos. Pero no fue tanto en la ayuda o el apoyo que como país pudieran prestarle. Fue sobre todo, en el modelo político que los Estados Unidos habían elaborado y puesto en funcionamiento en lo que más pensaron, seguramente aun antes de que pareciera verosímil esperar un abierto respaldo del gobierno norteamericano. En rigor, el influjo que tuvo el modelo político no parece haber estado en relación con el deseo de un contacto directo con el país donde el modelo se ha-bía elaborado, parecería como si el modelo se hubiera emancipado de su fuente originaria y se hubiera constituido en una típica ideología. Cabe indagar quiénes la propiciaron.

Dos puntos fundamentales obtuvieron respuesta suficiente a través del modelo político norteamericano, que no lo tenían conjunta y apropiadamente en otros modelos. Uno fue el principio republicano y otro el principio federal. Si el primero estaba implícito en la teoría política francesa, no había hallado una apropiada expresión institucional a lo largo de la revolución y, por lo contrario, se había visto desvirtuado con la instauración del imperio; y ni el modelo hispanocriollo ni el inglés se referían a él. En cuanto al segundo, sólo el modelo norteamericano ofrecía una respuesta institucional satisfactoria. Fueron, pues, quienes sostuvieron desde el primer momento el sistema republicano y federal quienes se apoyaron en el modelo norteamericano.

Es claro, inversamente, que debían rechazar ese modelo los partidarios de un régimen monárquico o, al menos, de un poder ejecutivo tan fuerte que equivalía a una monarquía. Por una monarquía de estilo inglés se había decidido Miranda —aunque hablara de “incas”— y se opuso al modelo norteamericano, como lo haría Bolívar que se expresó terminantemente contra él en el discurso de Angostura. En rigor, buena parte de las nuevas burguesías urbanas pensaban en sustituir el “despotismo ilustrado” de los Borbones por una “democracia ilustrada” que mantuviera cerrado el cuerpo político. Pero el proceso revolucionario hispanoamericano trajo consigo, precisamente, una vigorosa tendencia a abrir el cuerpo político. Se plegaron al modelo norteamericano quienes se adhirieron a esa tendencia, ideólogos de tradición intelectual en muchos casos, pero también grupos sociales que querían romper el monopolio político de las burguesías urbanas, especialmente de sus grupos altos influyentes, sobre todo, en las capitales.

De allí también otro equívoco curioso. Tanto Miranda como Bolívar pensaron en vastas confederaciones, cada uno de cuyos miembros debían ser las grandes unidades administrativas y políticas coloniales. Para ellos, ese era el significado de la palabra confederación. Pero el proceso revolucionario siguió otros cauces. Afirmó la unidad y la autonomía de las nuevas nacionalidades constituidas sobre aquellas unidades coloniales, entendiendo como utópicas las vastas confederaciones; y en cambio, puso de manifiesto la personalidad de cada una de las regiones que de hecho componían esas unidades, y expresó con la palabra federación el sistema que debía agruparlas, otorgándoles personería política. El distingo era decisivo. En el segundo sistema, se reconocía implícitamente la necesidad de una apertura del cuerpo político para dar lugar a vastos sectores populares, antes marginales, que expresarían su vocación regional sin renegar del sentimiento nacional. Quienes optaron por ese sistema se adhirieron al modelo norteamericano, en tanto que lo rechazaron por inadecuado quienes temían las peligrosas consecuencias sociales, económicas y políticas de esa apertura. De ese modo, el republicanismo mismo pareció peligroso, y más peligroso aún si se lo combinaba con el sistema federal entendido como reunión de las regiones que empezaba a despertar.

Para Hispanoamérica, pues, el modelo político norteamericano fue una ideología radical. Y como tal fue defendido o combatido. No, por cierto, objetando su calidad jurídica y política, sino por creer que sólo se justificaba en una sociedad como la que constituía los Estados Unidos, óptimamente predispuesta para una democracia republicana y federal. Lo diría claramente en 1819 Simón Bolívar en el Congreso de Angostura:

“Cuanto más admiro la excelencia de la Constitución Federal de Venezuela —se refería a la de 1811—, tanto más me persuado de la imposibilidad de su aplicación a nuestro estado. Y según mi modo de ver es un prodigio que su modelo en el Norte de América subsista tan prósperamente y no se trastorne el aspecto del primer embarazo o peligro. A pesar de que aquel pueblo es un modelo singular de virtudes políticas y de ilustración moral; no obstante que la Libertad ha sido su cuna, se ha criado en la Libertad, y se alimenta de pura Libertad: lo diré todo aunque bajo de muchos respectos, este Pueblo es único en la historia del género humano, es un prodigio, repito, que un sistema tan débil y complicado como el Federal haya podido regirlo en circunstancias tan difíciles y delicadas como las pasadas. Pero sea lo que fuere, de este Gobierno con respecto a la Nación Americana, debo decir, que ni remotamente ha entrado en mi idea asimilar la situación y naturaleza de los estados tan distintos como el Inglés Americano y al Americano Español. ¿No sería muy difícil aplicar a España el Código de Libertad política, civil y religiosa de Inglaterra? Pues aún es muy difícil adaptar en Venezuela las Leyes del Norte de América. ¿No dice el Espíritu de las Leyes que estas deben ser propias para el Pueblo que se hacen ? ¿que es una gran casualidad que las de una Nación puedan convenir a otra? ¿que las Leyes deben ser relativas a lo físico del país, al clima, a la calidad del terreno, a su situación, a su extensión, al género de vida de los Pueblos? ¿Referirse al grado de Libertad que la Constitución puede sufrir, a la Reli-gión de los habitantes, a sus inclinaciones, a sus riquezas, a su comercio, a sus costumbres, a sus modales? ¡He aquí el Código que debíamos consultar, y no el de Washington!”[6]

Más detalladamente, pero siguiendo la misma línea de pensamiento, lo expresaría en 1823, el mexicano fray Servando Teresa de Mier en el Congreso Constituyente:

“La prosperidad de esta República vecina ha sido, y está siendo, el disparador de nuestra América porque no se ha ponderado bastante la inmensa distancia que media entre ellos y nosotros. Ellos eran ya Estados separados e independientes unos de otros, y se federaron para unirse contra la opresión de la Inglaterra; federarnos nosotros estando unidos, es dividirnos y atraernos los males que ellos procuraron remediar con esa federación. Ellos habían vivido bajo una constitución que con sólo suprimir el nombre del rey es la de una República: nosotros encorvados 300 años bajo el yugo de un monarca absoluto, apenas acertamos a dar un paso sin tropiezo en el estudio desconocido de la libertad. Somos como niños a quienes poco ha se han quitado las fajas, o como esclavos que acabamos de largar cadenas inveteradas.

Aquel era un pueblo nuevo, homogéneo, industrioso, laborioso, ilustrado y lleno de virtudes sociales, como educado por una nación libre; nosotros somos un pueblo viejo, heterogéneo, sin industria, enemigos del trabajo y queriendo vivir de empleos como los españoles, tan ignorante en la masa general como nuestros padres, y carcomido de los vicios anexos a la esclavitud de tres centurias. Aquel es un pueblo pesado, sesudo, tenaz; nosotros somos una nación de veletas, si se permite esta expresión; tan vivos como el azogue y tan movibles como él. Aquellos Estados forman a la orilla del mar una franja litoral, y cada uno tiene los puertos necesarios a su comercio; entre nosotros sólo en algunas provincias hay algunos puertos o fondeaderos, y la naturaleza misma, por decirlo así, nos ha centralizado.”[7]

Los moderados hispanoamericanos coincidían, pues, con el enfoque realista de Edward Everett.

El uso del modelo político norteamericano

Las alusiones al modelo político norteamericano —o las ideas que lo presidían— aparecieron muy pronto al desencadenarse los movimientos revolucionarios hispanoamericanos. El argentino Mariano Moreno evocaba en 1810 las palabras de Jefferson, pero no ocultaba sus reticencias. En Paraguay, el Triunvirato que acababa de hacerse cargo del poder redactó, el 17 de mayo de 1811, un manifiesto en el que aparece la idea de una confederación en la que se unirían todas las provincias del antiguo virreinato; y en la nota enviada a Buenos Aires el 20 de julio reaparece la idea, presumiblemente por inspiración del doctor Francia. En Chile, Camilo Henríquez difunde, a través de las páginas de La Aurora de Chile, en 1811, el “Ejem-plo memorable” —así se llamaba el artículo— de la Constitución norteamericana.

Pero la primera aplicación práctica del modelo político norteamericano fue la Constitución venezolana de 1811. Un enemigo encarnizado de la revolución, José Domingo Díaz, escribiría en los recuerdos que publicó en 1829 que “era, por mejor decir, una pueril imitación de la de los Estados Unidos”.[8] La fuente de la que surgió esa imitación fue la obra que en 1811 publicó el venezolano Manuel García de Sena, que contenía las traducciones de varios fragmentos de Thomas Paine y de un conjunto de documentos nor-teamericanos: la Declaración de Independencia, los Artículos de Confederación y Perpetua Unión, la Constitución de los Estados Unidos y las constituciones de Massachusetts, Connecticut, New Jersey, Pennsylvania y Virginia. La obra fue titulada La independencia de la Costa Firme justificada por Thomas Paine treinta años ha,[9] y ejerció notable influencia, no sólo en Venezuela sino también en otras regiones.

La presencia del ejemplo dado por los Estados Unidos se advierte en el discurso que el 4 de julio de 1811 pronunció en el Congreso el doctor Miguel Peña.[10] Los procesos de los dos países le parecían comparables, aun cuando acota: “La poca o ninguna ilustración de los pueblos de Venezuela sobre el conocimiento de una materia tan importante, no es un obstáculo, como se supone, para la declaración de su independencia”. Era un apoyo para la causa no sólo el ejemplo de un pueblo que había luchado y vencido, sino también el legado de ese corpus político que García de Sena ponía al alcance de todos. Estos textos sirvieron de modelo para la carta constitucional de 1811 que, a veces, fue su transcripción literal. Tal es el caso de los artículos referentes a atribuciones de los poderes legislativo, ejecutivo y judicial.

El capítulo octavo —y en cierto modo el noveno— tiene un carácter marcadamente doctrinario y declarativo. Se refiere aquel a los “Derechos del hombre que se reconocerán y respetarán en toda la extensión del Estado” y, si bien denota la influencia del modelo francés, no aparece allí esa influencia con más vigor que la del conjunto de los textos políticos norteamericanos que ya la habían absorbido. Los artículos 141 y 142 definen los principios del pacto social; los artículos 144 y 145, el principio de la soberanía popular. El artículo 147 establecía el principio de la igualdad en los siguientes términos: “Todos los ciudadanos tienen derecho indistintamente a los empleos públicos del modo, en las formas y con las condiciones prescritas por la ley, no siendo aquellos la propiedad exclusiva de alguna clase de hombres en particular, y ningún hombre tendrá otro título para obtener ventajas y consideraciones particulares, distintas de las de los otros en la opción a los empleos que forman una carrera pública, sino el que proviene de los servicios hechos al Estado”.

Luego de establecerse los derechos y los deberes del hombre en la sociedad, el artículo 197 garantizaba los derechos naturales: “La Sociedad afianza a los individuos que la componen el goce de su vida, de su libertad, de sus propiedades y demás derechos naturales; en esto consiste la garantía social que resulta de la acción reunida de los miembros del Cuerpo y depositada en la soberanía nacional”.

Pero el punto fundamental de la Constitución de 1811 —y el que más repercusiones tendría— era el establecimiento del régimen federativo. La Constitución lo definió expresamente en el “Preliminar” que seguía al habitual preámbulo; y así como este trasuntaba el texto del preámbulo de la Constitución norteamericana de 1787, el “Preliminar” evocaba el de los Artículos de Confederación de 1778. Decía el “Preliminar”, bajo el título de “Bases del pacto federativo que ha de constituir la autoridad general de la Confederación”:

“En todo lo que por el Pacto Federal no estuviere expresamente delegado a la Autoridad general de la Confederación, conservará cada una de las Provincias que la componen, su Soberanía, Libertad e Independencia; en uso de ellas, tendrán del derecho exclusivo de arreglar su Gobierno y Administración territorial, bajo las leyes que crean convenientes, con tal que no sean de las comprendidas en esta Constitución, ni se opongan o perjudiquen a los Pactos Federativos que por ella se establecen. Del mismo derecho gozarán todos aquellos territorios que por división del actual, o por agregación a él, vengan a ser parte de esta Confederación cuando el Congreso General reunido les declare la representación de tales, o la obtengan por aquella vía, y forma que él establezca para las ocurrencias de esta clase cuando no se halle reunido.

Hacer efectiva la mutua garantía y seguridad que se prestan entre sí los Estados, para conservar su libertad civil, su independencia política y su culto religioso, es la primera, y la más sagrada de las facultades de la Confederación, en quien reside exclusivamente la Representación Nacional. Por ella está encargada de las relaciones extranjeras, —de la defensa común y general de los Estados Confede-rados, —de conservar la paz pública contra las conmociones internas, o los ataques exteriores, —de arreglar el comercio exterior y el de los Estados entre sí, —de levantar y mantener ejércitos, cuando sean necesarios para mantener la libertad, integridad e independencia de la Nación, —de construir y equipar bajeles de guerra, —de celebrar y concluir tratados y alianzas con las demás naciones, —declararles la guerra y hacer la paz, — de imponer las contribuciones indispensables para estos fines, u otros convenientes a la seguridad, tranquilidad y felicidad común, con plena y absoluta autoridad para establecer las leyes generales de la Unión y juzgar y hacer ejecutar cuanto por ellas quede resuelto y determinado.

El ejercicio de esta autoridad confiada a la Confederación no podrá jamás hallarse reunido en sus diversas funciones. El Poder Supremo debe estar dividido en Legislativo, Ejecutivo y Judicial, y confiado a distintos Cuerpos independientes entre sí, y en sus respectivas facultades. Los individuos que fueren nombrados para ejercerlas se sujetarán inviolablemente al modo y reglas que en esta Constitución se les prescriben para el cumplimiento y desempeño de sus destinos.”[11]

Tal era el texto y el espíritu de la Constitución federal. Miranda, hostilizado por los grupos radicalizados, se limitó a puntualizar sus disidencias en un texto sintético que decía:

“Considerando de que en la presente constitución los Poderes no se hallan en un justo equilibrio, ni la estructura u organización general suficientemente sencilla y clara, para que pueda ser permanente; que por otra parte no está ajustada con la población, usos y costumbres de estos países, de que puede resultar que en lugar de reunimos en una masa general o Cuerpo social, nos divida y separe, en perjuicio de la seguridad común y de nuestra independencia; pongo estos reparos en cumplimiento de mi deber.” [12]

Sin duda, Bolívar y los mantuanos —la alta burguesía caraqueña— pensaban como él. Pero predominaba el sentimiento de que el sistema federal emanaba de la voluntad mayoritaria, acaso indefinida y quizá ingenua, así como de la tradición colonial. En todo caso, parece evidente que respondía a la tendencia de los grupos que observaban la emergencia política de las sociedades regionales, aun cuando eventualmente equivocaran el diagnóstico acerca de las posibilidades prácticas de poner en funcionamiento un sistema institucional muy perfeccionado, como el que establecería el modelo norteamericano, en el seno de una sociedad en la que el sentimiento regional era todavía difuso. Parecía admitirse que la estructura regional tenía raíces coloniales y que, en consecuencia, era preexistente con respecto a la nación, como en los Estados Unidos. Pero eran muchos los que sostenían lo contrario y veían en la nación, heredera del sistema colonial, la estructura política preexistente. De todas maneras, las provincias de Caracas, Barcelona, Mérida y Trujillo se fueron dando sus constituciones provinciales, inspiradas en el mismo espíritu de la obra de Thomas Paine y de los artículos de William Burke que bajo el título de “Derechos de la América del Sur y México”, publicaba sobre diversos temas la Gazeta de Caracas desde el 23 de noviembre de 1810.[13]

Precisamente en la Gazeta de Caracas del 21 de enero de 1812 empezaba a publicarse, como un signo de coincidencia, el Acta de Confederación de las Provincias Unidas de la Nueva Granada, firmada en Bogotá el 27 de noviembre de 1811.[14] El movimiento de independencia había empezado en Cartagena el 22 de mayo de 1810, y con él tuvo principio “la patria boba”, expresión que sintetizaba la ingenuidad que, luego de la intervención militar española, se reconoció en los hombres que procuraron encauzar el país independiente. En efecto, a poco de declararse —clara o veladamente— la independencia en diversas ciudades, comenzó en Nueva Granada un conflicto entre ellas que derivó hacia una guerra civil generalizada. El regionalismo se manifestaba espontáneamente, como se manifestaba la resistencia a tolerar que la antigua capital colonial mantuviera sus viejos privilegios, pero revelando, además, sus tendencias reprimidas y los intereses encontrados. Y mientras se disputaba por la hegemonía, las distintas provincias comenzaron a dictarse sus constituciones: Santa Fe, Cundinamarca, Tunja, Cartagena y más tarde lo harían Antioquia y Mariquita.

Se afirmaba en ellas la soberanía del estado provincial, prácticamente transformado en República, y se afirmaba el principio del pacto social, el de la soberanía popular y el de la igualdad entre los libres, agregándose algunas indicaciones que restringían el cuerpo político a los poseedores de bienes. Pero a medida que crecía el peligro de la reacción española y se hacía indispensable la unión, el problema se afincó en las características que asumiría el Estado nacional. Prácticamente, existían ya dos partidos bien definidos, centralista el uno y encabezado por Antonio Nariño, y federalista el otro e inspirado por Camilo Torres. Acaso en aquellos primeros aspectos fuera importante la influencia del modelo francés, aunque pudiera sostenerse que su formulación pasó por el filtro del modelo norteamericano. Lo que es indudable es que fue este último el que proporcionó el esquema de la organización federativa, cuya primera expresión formal fue el texto del “Acta de Confederación” del 27 de noviembre de 1811, a la que concurrían las provincias de Antioquia, Cartagena, Neiva, Tunja y Pamplona, esta última representada precisamente por Camilo Torres.

Era inequívoco el contenido y el lenguaje del Preámbulo:

“Nos, los Representantes de las Provincias de la Nueva Granada que abajo se expresarán, convenidos en virtud de los plenos poderes con que al efecto hemos sido autorizados por nuestras respectivas provincias, y que previa y mutuamente hemos reconocido y calificado, considerando la larga serie de sucesos ocurridos en la península de España, nuestra antigua metrópoli, desde su ocupación por las armas del emperador de los franceses Napoleón Bonaparte; las nuevas y varias formas de gobierno que entretanto y rápidamente se han sucedido unas a otras, sin que ninguna de ellas haya sido capaz de salvar la nación; el aniquilamiento de sus recursos cada día más exhaustos, en términos que la prudencia humana no puede esperar un buen fin; y últimamente los derechos indisputables que tiene el gran pueblo de estas provincias, como todos los demás del universo, para mirar por su propia conservación, y darse para ella la forma de gobierno que más le acomode, siguiendo el espíritu, las instituciones y la expresa y terminante voluntad de todas nuestras dichas provincias, que general, formal y solemnemente han proclamado sus deseos de unirse a una asociación federativa, que remitiendo a la totalidad del gobierno general las facultades propias y privativas de un solo cuerpo de nación reserve para cada una de las provincias su libertad, su soberanía y su independencia, en lo que no sea del interés común, garantizándose a cada una de ellas estas preciosas prerrogativas y la in-tegridad de sus territorios, cumpliendo con este religioso deber y reservando para mejor ocasión o tiempos más tranquilos la Constitución que arreglará definitivamente los intereses de este gran pueblo.”

Un intento de ajuste a la situación real se advierte en el texto de los artículos 2 y 3:

“2. Son admitidas y parte por ahora de esta confederación todas las provincias que al tiempo de la revolución de la capital de Santafé en veinte de julio del mil ochocientos diez, eran reputadas y consideradas como tales, y que en continuación y en uso de este derecho reasumieron desde aquella época su gobierno y administración interior, sin perjuicio no obstante de los pactos o convenios que hayan hecho o quiera hacer algunas de ellas y que no se improbarán en lo que no perjudique a la Unión.

3. Lo serán asimismo aquellas provincias o pueblos que no habiendo pertenecido en dicha época a la Nueva Granada, pero que estando en cierto modo ligados con ella por su posición geográfica, por sus relaciones de comercio u otras razones semejantes, quieran asociarse ahora a esta federación, o a algunas de sus provincias confinantes, precediendo al efecto los pactos y negociaciones que convengan con los Estados o cuerpos políticos a quienes pertenezcan, sin cuyo consentimiento y aprobación no puede darse un paso de esta naturaleza.”

Y todavía se perfeccionaba la concepción federalista en los artículos 6 y 7:

“Las provincias unidas de la Nueva Granada se reconocen mutuamente como iguales, independientes y soberanas, garantizándose la integridad de sus territorios, su administración interior y una forma de gobierno republicano. Se prometen recíprocamente la más firme amistad y alianza, se juran una fe inviolable y se ligan con un pacto eterno, cuanto permite la miserable condición humana.

Se reservan, pues, las provincias en fuerza de sus derechos incomunicables: 1º. La facultad de darse un gobierno como más convenga a sus circunstancias, aunque siempre popular, representativo y análogo al general de la Unión, para que así resulte entre todas la mejor armonía, y la más fácil administración, dividiendo sus poderes, y prescribiéndoles las reglas bajo las cuales se deben conducir; 2°. La policía, el gobierno interior y económico de sus pueblos, y nombramiento de toda clase de empleados; 3º. La formación de sus códigos civiles y criminales; 4°. El establecimiento de juzgados y tribunales superiores e inferiores en donde se fenezcan los asuntos judiciales en todas sus instancias; 5º. La creación y arreglo de milicias provinciales, su armamento y disciplina para su propia defensa, y la de las provincias unidas cuando lo requiera el caso; 6º. La formación de un tesoro particular para sus respectivas necesidades por medio de las contribuciones y arbitrios que tengan por convenientes, sin perjuicio de la Unión ni de los derechos que después se dirán; 7º. La protección y fomento de la agricultura, artes, ciencias, comercio y cuanto pueda conducir a su felicidad y prosperidad; 8º. Últimamente todo aquello que no siendo del interés general, ni expresamente delegado en los pactos siguientes de federación, se entiende siempre reservado y retenido. Pero ceden a favor de la Unión todas aquellas facultades nacionales y las grandes relaciones y poderes de un Estado, que no podrían desempeñarse sin una representación general, sin la concentración de los recursos comunes, y sin la cooperación y los esfuerzos de todas las provincias.”

Duró esta experiencia política hasta 1816, en que todo el territorio de la Nueva Granada cayó en manos de los españoles; pero el experimento quedó hecho y seguiría alimentando la tendencia federalista, que triunfaría y volvería a ser dominada a través de un largo proceso, para volver a triunfar.

Mientras se esbozaban y se formalizaban las diversas constituciones federales de Venezuela y Nueva Granada según el modelo político norteamericano, al que adherían fervorosamente las regiones que aspiraban a ocupar el lugar que el régimen centralista español les había negado, así como los grupos ideológicos radicalizados, en la Banda Oriental del Uruguay, parte del Virreinato del Río de la Plata, lanzaba José Gervasio de Artigas el mismo proyecto político en oposición a las tendencias centralistas del gobierno de Buenos Aires.

Conoció Artigas la obra de Manuel García de Sena, que contenía los fragmentos de Paine y los principales textos políticos norteamericanos; y conoció además la Historia concisa de los Estados Unidos del mismo autor. Y en virtud de sus lecturas, prestó decidida adhesión al modelo político norteamericano. Él mismo se lo declaró al general argentino José María Paz en términos inequívocos: “Tomando por modelo a los Estados Unidos, yo quería la autonomía de las Provincias, dándole a cada Estado un Gobierno propio, su Constitución, su bandera y el derecho de elegir sus representantes, sus jueces y sus gobernadores entre los ciudadanos naturales de cada Estado. Esto es lo que yo había pretendido para mi Provincia y para la que me habían proclamado su Protector. Hacerlo así habría sido darle a cada uno lo suyo”.[15]

Los federales orientales —uruguayos, se diría hoy— expresaron esa adhesión, en las “Instrucciones orientales” que Artigas dio a sus delegados a la Asamblea constituyente que se reuniría en Buenos Aires en 1813, y luego, en el mismo año, en el “Plan de una constitución liberal federativa para las provincias de América del Sur” y en el proyecto de “Constitución oriental”, esta última inequívocamente inspirada en la Constitución de Massachusetts.

Las “Instrucciones” contenían, en lo fundamental, prescripciones categóricas con respecto al sistema federativo, sin perjuicio de otros aspectos, por los demás concurrentes.[16] El artículo 2 prescribía a los diputados que no debían admitir “otro sistema que el de la Confederación para el pacto recíproco con las Provincias que forman nuestro Estado”. El artículo 4 decía: “Como el objeto y fin del gobierno debe ser conservar la igualdad, libertad y seguridad de los ciudadanos y los pueblos, cada Provincia formará su gobierno bajo esas bases a más del Gobierno Supremo de la Nación”. Y el artículo 10 definía el carácter del pacto: “Que esta Provincia por la presente entrará separadamente en una firme liga de amistad con cada una de las otras para su defensa común, seguridad de su libertad, y para la mutua y general felicidad, obligándose a asistir a cada una de las otras contra toda violencia o ataques hechos sobre ellas, o sobre alguna de ellas, por motivo de religión, soberanía o tráfico o algún otro pretexto cualquiera que sea”.

Las “Instrucciones” revelaban los fundamentos de la preocupación regionalista de los orientales que buscaban una expresión política en el sistema federativo. En el texto elaborado el 5 de abril de 1811 se explicaban claramente los objetivos económicos, esto es, las aspiraciones que se querían alcanzar bajo un régimen federal. El artículo 16 decía: “Que ninguna traba o derecho se imponga sobre los artículos exportados de una Provincia sobre la otra, ni a los barcos destinados de esta Provincia a otra, ni que ninguna preferencia se dé por cualquiera regulación de comercio, o renta, a los puertos de una Provincia a otra serán obligados a entrar, a anclar o pagar derechos en otra”; y lo completaba el 17: “Que todos los dichos derechos, impuestos y sisas que se impongan a las introducciones extranjeras serán iguales en todas las provincias Unidas, debiendo ser recargadas todas aquellas que perjudiquen nuestras artes o fábricas, a fin de dar fomento a la industria en nuestro territorio”. De estos artículos, el 17 no aparece en el texto elaborado el 13 de abril, pero subsiste el 16 —bajo el número 14—, y se agregan dos muy significativos: el 12: “Que el puerto de Maldonado sea libre para todos los buques que concurran a la introducción de efectos y exportación de frutos, po-niéndose la correspondiente aduana en aquel pueblo; pidiendo al efecto se oficie al comandante de las fuerzas de S.M.B. sobre la apertura de aquel puerto para que proteja la navegación, o comercio, de su nación”; y el 13: “Que el puerto de Colonia sea igualmente habilitado en los términos prescriptos en el artículo anterior”.

Si en las “Instrucciones” de Artigas quedan al descubierto las mo-tivaciones económicas de la tendencia federalista, no sería demasiado difícil descubrirlas por debajo de los textos constitucionales de otros países. Propiciaron el federalismo —cuando se lo sostuvo seriamente, y no como simple pretexto para justificar las luchas entre grupos de poder— quienes advirtieron o protagonizaron el movimiento expansivo que produjo la revolución emancipadora, tanto en el orden económico como en el social. Como los orientales que aspiraban a quebrar la supremacía económica del puerto de Buenos Aires, en todas partes se vio un denodado propósito de sustraerse a la tutela de las capitales y puertos a los que el centralismo español les había asignado un papel hegemónico. Despertaban las regiones a una nueva vida, y aspiraban a que la organización del nuevo Estado reconociera su significación y asegurara el desarrollo de sus posibilidades. Eran los poseedores, sin duda, los que más claramente propiciaban el cambio, acaso oligarquías provinciales no demasiado celosas de los principios democráticos e igualitarios si ellos consti-tuían un obstáculo para el poder a que aspiraban. Pero eran también las clases desposeídas las que entreveían, quizá confusamente, las perspectivas sociales de tal apertura. Y eran, a su lado, los ideólogos radicalizados quienes respaldaban tales tendencias haciéndose fuertes en el modelo político norteamericano que, traducido a las circunstancias reales de cada país, ofrecía las fórmulas jurídicas y políticas apropiadas y utilizables.

El problema era, precisamente, establecer esas circunstancias reales y luego hallar las fórmulas. La concepción republicana e igualitaria chocaba con la sociedad tradicional de Hispanoamérica, compleja y escindida. Hubiera sido difícil, y excesivamente ingenuo, negar esa realidad. Pero la adopción del modelo político norteamericano —entonces, como luego en la Constitución argentina de 1853— reveló una concepción pedagógica del instrumento constitucional. Se obviaron las fórmulas muy precisas, y seguramente se dejó al tiempo la labor de reducir las diferencias sociales, contando con que el instrumento político contribuiría a hacer una revolución desde arriba, como, por lo demás, lo aconsejaba la concepción del despotismo ilustrado. Se luchó por suprimir la esclavitud y por la reivindicación de las poblaciones indígenas y mestizas, a las que, por lo demás, se convocó a la lucha emancipadora. Pero el esfuerzo chocó con el vigor de la estructura tradicional, que impidió que se encontrara de inmediato una solución a los problemas de la desigualdad. No fue, empero, ingenuidad la de los que impusieron las cláusulas igualitarias, sino la certeza de que, enunciado el principio, el juego de la nueva sociedad ayudaría a imponerlo.

Distinto fue el caso de la concepción federativa. Si en Hispanoamérica no era institucionalmente cierto que las regiones o provincias fueran preexistentes a la nación, pudo argumentarse, por una parte, que tampoco preexistía la nación —que era una creación revolucionaria— ni que era forzoso que la nueva nación heredara la estructura colonial. Pero podía argumentarse, además, que si las regiones o provincias no eran institucionalmente preexistentes, sí lo eran desde un punto de vista social, económico y cultural con respecto a la nación creada por la emancipación. Y el argumento se re-mataba buscando apoyo en la tradición popular hispánica e hispanocriolla —la de los comuneros, por ejemplo— y atribuyendo un valor constituyente a la irrupción de regiones y provincias que se desencadenó en el momento mismo de la revolución. Nada obstaba, pues, a que se adoptara el modelo político norteamericano si, en realidad, se quería quebrar el viejo orden colonial, puesto que anticipaba las fórmulas a las que, finalmente, habría que llegar.

La repentina explosión social y económica que suscitó en todas partes la emancipación produjo en todas una suerte de “patria boba”, precisamente porque se creyó que era posible imponer un texto constitucional y, con ello, someter a la vieja estructura socioeconómica que en nada había cambiado, sino tan sólo, acaso, en esta vehemente tendencia regionalista de las oligarquías provinciales. Pero la realidad socioeconómica de raíz colonial era muy fuerte, y si alguna vez cedió —en las patrias bobas— se recompuso y sus sostenedores y usufructuarios retornaron a la lucha en defensa de sus intereses. Las patrias dejaron de ser bobas, y no sólo tuvieron que enfrentar la reacción militar española, sino que se vieron sumidas en el abismo de largas y tremendas guerras civiles, en las que se debatiría acaso el destino de una fórmula política pero cuyos protagonistas vivían intensamente las implicaciones que cada sistema de gobierno entrañaba.

Se verían largas luchas en México, girando alrededor de los términos institucionales que fraguarían en la constitución federal de 1824 y de los problemas, tanto reales como ideológicos, que quedaron planteados. Se verían en Argentina, tras el fracaso de las constituciones unitarias de 1819 y 1826, rechazadas por las provincias que disolvieron la unidad de las Provincias Unidas. Se verían en Chile, en la crisis que transcurrió entre 1823 y 1830, a lo largo de la cual se dictó la constitución unitaria de 1823 y luego la constitución federal de 1826, que no llegó a tener vigencia. Y se verían en la Gran Colombia y en los países que nacieron de su disgregación en 1830, como se verían, por cierto, en Brasil a partir de 1831, tras la abdicación del emperador Pedro I.

No trajo consigo la emancipación hispanoamericana una revolución profunda que modificara el sistema de producción. Pero no puede desdeñarse —si se quiere entender ese proceso y sus consecuencias, que llegan hasta hoy— una revolución social, en sentido estricto, que se produjo y alimentó la lucha entre los grupos económicos y políticos proveyéndola de ciertos componentes que, a la larga, influirían decisivamente. Fue una crisis de expansión y los distintos grupos sociales vieron en ella una apertura que los movió a buscar la brecha en la que podían obtener más beneficios, siquiera inmediatos. Así se modificaron las estructuras de poder, no sólo políticas sino también económicas. Para los que aspiraban a hallar una fórmula para el ajuste de la nueva sociedad, igualitaria, democrática y federativa, el modelo político norteamericano fue desde el primer momento un instrumento de lucha. Una y otra vez se volvería a él tras las alternativas de las guerras civiles del siglo XIX.

Notas:

1 Mariano Moreno, Prólogo de la reedición de la obra Del contrato social, o principios del derecho político, por Juan Jacobo Rousseau, 1810, en Mariano Moreno, Escritos, edición crítica de Ricardo Levene, Buenos Aires, Estrada, 1943, tomo II, p. 305. Antonio Nariño, cf. Jaime Jaramillo Uribe, El pensamiento colombiano en el siglo XIX . Bogotá, Editorial Temis, 1964, p. 125.

2 John Dickinson, Letters from a Pennsylvania Farmer.Boston, 1768.

3 Alejandro de Humboldt, Viaje a las regiones equinocciales del Nuevo Continente. Caracas, Ediciones del Ministerio de Educación, 1956, tomo II, p. 242.

4 Edward Everett, North American Review, cf. Arthur Whitaker, Estados Unidos y la independencia de América (1800-1830). Buenos aires, Eudeba, 1964, p.249.

5 E. M. Brackenridge, A voyage to South America (Londres, 1820). Cito según la traducción española de Carlos A. Aldao, Buenos Aires, 1927.

6 Simón Bolívar, “Discurso de Angostura”, en El pensamiento constitucional hispanoamericano hasta 1830. Caracas, Biblioteca de la Academia de la Historia, 1961, tomo V, p. 157.

7 Fray Servando Teresa de Mier, Discurso llamado “Las profecías”, en Antología del pensamiento político americano. México, D.F., Universidad Autónoma de México, 1945, p. 127.

8 José Domingo Díaz, Recuerdos sobre la rebelión de Caracas. Caracas, Biblioteca de la Academia Nacional de la Historia, 1961, p. 95.

9 Véase la edición publicada por el Instituto Panamericano de Geografía e Historia, con prólogo del profesor Pedro Grases, Caracas, 1949.

10 En José de Austria, Bosquejo de la historia militar de Venezuela. Caracas, Biblioteca de la Academia Nacional de Historia, 1960, tomo 1, pp. 152 y ss.

11 El texto de la Constitución Federal para los Estados de Venezuela, en El pensamiento constitucional hispanoamericano hasta 1830. Caracas, Biblioteca de la Academia Nacional de Historia, 1961, tomo V, pp.45 y ss. Un análisis del texto constitucional en C. Parra-Pérez, Historia de la primera República de Venezuela, Caracas, Biblioteca de la Academia Nacional de Historia, 1959, tomo II, pp. 161 y ss.: en el capítulo anterior, pp. 149 y ss., se ocupa de las constituciones provinciales.

12 El pensamiento constitucional… tomo V, p. 112.>

13 /hi> Gazeta de Caracas, edición de la Academia Nacional de la Historia (Caracas, 1960), a partir del número del 23 de enero de 1810.

14 El texto del Acta, en El pensamiento constitucional…, tomo III, p. 457. Véase Jaime Jaramillo Uribe, El pensamiento colombiano en el siglo XIX, pp. 130 y ss.; L. E. Nieto Arteta, Economía y cultura en la historia de Colombia. Bogotá. Ediciones Librería Siglo XX, pp. 51 y ss.

15 Cf. Alberto Demicheli, Origen federal argentino Buenos Aires, Depalma, 1962, p. 252. Véase, además de la obra citada, Eugenio Petit Muñoz, Artigas y su ideario a través de seis series documentales. Montevideo, Universidad de la República Oriental del Uruguay, 1956.

16 El texto de las “Instrucciones” en las dos obras citadas. El texto del “Proyecto de constitución para la Provincia Oriental”, en El pensamiento constitucional…, tomo IV, pp. 331 y ss.

El pensamiento político de la Emancipación. 1975

La preparación de una antología del pensamiento político de la Emancipación no sólo obliga a seleccionar según cierto criterio —siempre discutible— los textos que se juzguen más significativos, sino que propone inexcusablemente ciertos problemas de interpretación sobre los que caben diversas respuestas. Parecería oportuno indicarlos aquí, como una invitación para reflexionar no sólo sobre textos y sus contenidos sino también sobre los caracteres del proceso histórico que se abre en Latinoamérica a principios del siglo XIX y del que surgen nuevas nacionalidades.

¿Hasta dónde es válido pensar e interpretar el proceso de la Emancipación sólo como un aspecto de la crisis de transformación que sufre Europa desde el siglo XVIII y en la que se articula la caída del imperio colonial español? Sin duda esa crisis de transformación constituye un encuadre insoslayable para la comprensión del fenómeno americano, y lo es más, ciertamente, si se trata de analizar las corrientes de ideas que puso en movimiento. Pero, precisamente porque será siempre imprescindible conducir el examen dentro de ese encuadre, resulta también necesario puntualizar —para que quede dicho y sirva de constante referencia— que el proceso de la Emancipación se desata en tierra americana a partir de situaciones locales, y desencadena una dinámica propia que no se puede reducir a la que es propia de los procesos europeos contemporáneos. Más aún: desencadena también unas corrientes de ideas estrictamente arraigadas en aquellas situaciones que, aunque vagamente y carentes de precisión conceptual, orientan el comportamiento social y político de las minorías dirigentes y de los nuevos sectores populares, indicando los objetivos de la acción, el sentido de las decisiones y los caracteres de las respuestas ofrecidas a las antiguas y a las nuevas situaciones locales. Esas corrientes de ideas no forman parte del habitual repertorio de concepciones políticas a que apelaron los dirigentes del movimiento emancipador, sobre todo cuando fijaron por escrito sus opiniones políticas o enunciaron formalmente sus proyectos concretos, constitucionales o legislativos. En esos casos, recurrieron a un conjunto de modelos ideológicos ya constituidos en Europa o en Estados Unidos. Y si se trata de exponer ese pensamiento es forzoso referirlo a esos modelos, tanto más que, efectivamente, se basaron en ellos las creaciones institucionales que tuvieron vigencia legal.

Pero es bien sabido que no siempre —o casi nunca— tuvieron auténtica y profunda vigencia real. Esa contradicción proviene, precisamente, de la inadecuación de los modelos extranjeros a las situaciones locales latinoamericanas y, sobre todo, de la existencia de otras ideas, imprecisas pero arraigadas, acerca de esas situaciones y de las respuestas que debían dárseles. Eran ideas espontáneas, elaboradas en la experiencia ya secular del mundo colonial en el que el mestizaje y la aculturación habían creado una nueva sociedad y una nueva y peculiar concepción de la vida. Lo más singular —y lo que más dificulta el análisis— es que esas ideas no eran absolutamente originales, sino transmutaciones diversas y reiteradas de las recibidas de Europa desde los comienzos de la colonización, de modo que pueden parecer las mismas y reducirse conceptualmente a ellas. Pero la carga de experiencia vivida —irracional, generalmente— con que se las transmutó introdujo en ellas unas variantes apenas perceptibles, y las mismas palabras empezaron en muchos casos a significar otras cosas. Fueron ideas vividas, y por lo tanto entremezcladas con sentimientos y matizadas con sutiles acepciones hasta el punto de tornarlas, en ocasiones, irreductibles a las ideas recibidas que fueron sus modelos y puntos de partida. Por eso la historia latinoamericana de los tiempos que siguieron a la Emancipación parece un juego difícilmente inteligible, una constante contradicción en el seno de una realidad institucionalizada según modelos difícilmente adaptables, en la que irrumpían cada cierto tiempo y de imprevisibles maneras unas tendencias genuinas que reivindicaban su peculiaridad y que la tornaban más anárquica y confusa.

El pensamiento escrito de los hombres de la Emancipación, el pensamiento formal, podría decirse, que inspiró a los precursores y a quienes dirigieron tanto el desarrollo de la primera etapa del movimiento —el tiempo de las “patrias bobas”— como el de la segunda, más dramática, iniciado con la “guerra a muerte”, fijó la forma de la nueva realidad americana. Pero nada más que la forma. El contenido lo fijó la realidad misma, la nueva realidad que se empezó a constituir al día siguiente del colapso de la autoridad colonial. Entonces empezó la contradicción, cuya expresión fueron las guerras civiles, los vagos movimientos sociales, las controversias constitucionales, las luchas de poder, siempre movidas por el juego indisoluble entre las ambiciones de grupos o personas y las encontradas concepciones sobre las finalidades de la acción y las formas de alcanzarlas.

Con esta salvedad debe entenderse el contenido de la casi totalidad del pensamiento escrito de los hombres de la Emancipación. Expresó un conjunto de modelos preconcebidos para una realidad que se supuso inalterable, pero que empezó a transformarse en el mismo instante en que ese pensamiento fue formulado. Eran modelos que tenían un pasado claro y conocido, pero que tuvieron un futuro incierto y confuso. Su génesis hay que buscarla fuera de Latinoamérica, pero el singular proceso de su funcionamiento y adecuación es lo que explica la historia de las cinco o seis décadas que siguieron a la independencia.

El caudal de pensamiento político en que abrevaron los hombres de la Emancipación se constituyó a lo largo de toda la Edad Moderna, pero adquirió consistencia y sistematización en la segunda mitad del siglo XVIII. Por entonces se precipitaron también los procesos que transformarían el sistema económico y político del occidente europeo, del que formaban parte las potencias coloniales instaladas en Latinoamérica. Pero no estaban incluidas de la misma manera Portugal y España. El primero había aceptado participar en el sistema del mundo mercantil a la zaga de Inglaterra, en tanto que la segunda se resistía y actuaba en creciente desventaja dentro de ese mundo que controlaban Inglaterra, en primer término, y Holanda y Francia en segundo. Esa situación signó el destino internacional de España. Poseedora de un vasto imperio colonial, había perdido progresivamente el control de las rutas marítimas y, con él, la capacidad de defensa de sus posesiones.

Ciertamente, la defendía el pacto de familia que unía a las dos ramas de los Borbones, y después de la Revolución el pacto con Francia, la primera potencia militar de Europa. Pero la preponderancia marítima de Inglaterra neutralizaba ese apoyo y, en cambio, España compartía todos los riesgos de la alianza francesa. A causa de ella fue aniquilada por Nelson la flota española en Trafalgar, en 1805, y el destino del imperio colonial español quedó sellado. La invasión francesa de la península en 1808 completó el proceso, y en las colonias españolas quedaron dadas las condiciones para que se desprendieran de la metrópoli.

No es fácil establecer cuál era el grado de decisión que poseían los diversos sectores de las colonias hispanoamericanas para adoptar una política independentista. Desde el estallido de la Revolución francesa aparecieron signos de que se empezó a pensar en ella, y cuando Miranda inició sus arduas gestiones ante el gobierno inglés se aseguraba de que vastos grupos criollos estaban dispuestos a la acción. Pero era un sentimiento tenue, que sin duda arraigaba en los grupos criollos de las burguesías urbanas sin que pueda saberse, en cambio, el grado de resonancia que tenían en otros sectores. El sentimiento prohispánico estaba unido al sentimiento católico, y los avances que había logrado la influencia inglesa, promovidos por grupos mercantiles interesados en un franco ingreso al mercado mundial, estaban contenidos por la oposición de los grupos tradicionalistas que veían en los ingleses no sólo a los seculares enemigos de España sino también a los herejes reformistas. Fue esa mezcla de sentimientos la que galvanizó la resistencia de Buenos Aires cuando dos veces hizo fracasar otros tantos intentos ingleses de invasión, en 1806 y 1807. De pronto un vacío de poder, creado por la crisis española de 1808, obligó a decidir entre la sujeción a una autoridad inexistente y una independencia riesgosa, acerca de cuyos alcances se propusieron diversas variantes. Ese fue el momento en que adquirieron importancia los modelos políticos que se habían elaborado en Europa y en los Estados Unidos en las últimas décadas, y de acuerdo con los cuales debería encararse el arduo problema de orientar el curso del proceso emancipador.

Para identificar todos los caracteres del caudal de pensamiento que fraguó en los modelos políticos vigentes a principios del siglo XIX sería necesario traer a colación toda la apasionada discusión doctrinaria que acompañó a las luchas por el poder a lo largo de la Edad Moderna. No podrían obviarse las opiniones del padre Juan de Mariana, del rey Jacobo I de Inglaterra, de Jean Bodin, de Hugo Grocio. Pero los modelos mismos, los que operaron eficazmente frente a las situaciones creadas en Latinoamérica, quedaron formulados sólo a partir de fines del siglo XVIII, cuando en Inglaterra, tras la revolución de 1688, se instauró la monarquía parlamentaria. La Declaración de derechos, dictada por el Parlamento y aceptada por el estatúder de Holanda a quien se le había ofrecido el trono, definió un estatuto político en el que se resumía una larga y dramática experiencia y se fijaban los términos institucionales que resolvían en un cierto sentido los conflictos entre las tendencias absolutistas de la monarquía y las tendencias representativas de las poderosas burguesías que, de hecho, controlaban la vida económica de la nación. Y sin embargo, la polémica no había quedado cerrada. Mientras John Locke construía la doctrina del nuevo régimen en sus Two Treatises of Goverment, de 1690, circulaban las ideas que Thomas Hobbes había expuesto rigurosamente en 1651 en The Leviathan. La tesis del contrato social nutría el pensamiento de ambos tratadistas, pero en tanto que Locke ponía límites a sus alcances y sostenía el derecho de las mayorías a ejercer el gobierno, Hobbes había radicalizado aquella tesis y derivaba del contrato originario un poder absoluto. Whigs y tories recogerían esas dos doctrinas y las traducirían, en el ejercicio del poder, en sendas políticas prácticas a lo largo del siglo XVIII.

De hecho, predominó la concepción de Locke que, al fin, coincidía con el irreversible texto de la Declaración de derechos, sin que lograran hacer mella en el sistema parlamentario los ocasionales arrebatos absolutistas de Jorge III. Inglaterra se convirtió desde entonces en el modelo político de quienes combatían en otros países de Europa el absolutismo monárquico. Montesquieu, que ya en 1721 había satirizado al régimen francés en las Lettres Persanes, recogió una rica experiencia política en su viaje a Inglaterra, y lo mismo sucedió con Voltaire que, tras su estancia en la isla, escribió en 1728 sus Lettres sur les Anglais para difundir los principios políticos vigentes allí después de la revolución de 1688. Más historicista y pragmático que los pensadores ingleses, Montesquieu procuró hallar respuesta a los problemas suscitados por la relación entre el poder y las libertades individuales, imaginando soluciones institucionales que expuso metódicamente en De l‘Esprit des lois que dio a luz en 1748. Poco después comenzaba a aparecer la Encyclopédie, dirigida por Diderot y D’Alembert, cuyos artículos políticos revelaban una predominante influencia del pensamiento político inglés postrevolucionario. Voltaire escribía, entre tanto, numerosos opúsculos y panfletos sobre ocasionales problemas de la vida francesa, en los que defendía la tolerancia religiosa, los derechos individuales y la libertad intelectual. Pero hasta entonces el problema político reconocía ciertos límites en sus proyecciones: fue Rousseau quien extremó esas tesis y abrió un nuevo camino en la concepción de la sociedad y la política.

La audacia de las afirmaciones contenidas en el Discours sur l’origine de l’inégalité parmi les hommes, escrito en 1753, sobrepasaba los límites de la crítica política. Rousseau trasladaba al desarrollo mismo de las sociedades los problemas que sólo solían verse como expresión del sistema institucional. Y al concretar las tradicionales digresiones sobre el estado de naturaleza en una teoría de la desigualdad como resultado de la vida social y de las leyes, abría una perspectiva revolucionaria de inesperada trascendencia. Más elaboradas y profundizadas, esas aspiraciones aparecerán más tarde, en 1764, en Du contrat social, incluidas en una teoría general de la sociedad y del gobierno cuya vigorosa coherencia atrajo la atención de muchos espíritus inquietos.

En la dedicatoria “a la República de Ginebra” que encabeza el primero de los escritos citados se descubre la relación que Rousseau establecía entre una sociedad igualitaria y el gobierno republicano. Así quedó formulado, frente al modelo inglés de la monarquía parlamentaria, que tanta aceptación había tenido entre los pensadores políticos franceses, otro modelo, igualitario y republicano, que se ofreció como alternativa en los agitados procesos que sobrevinieron más tarde.

Combinados sus términos, esos dos modelos obraron en la mente de los insurrectos colonos ingleses de América en 1776, al establecerse el texto de la Declaración de independencia, y luego al redactarse los Artículos de Confederación en 1778 y la Constitución de los Estados Unidos en 1787. En ese lapso, los problemas concretos suscitados por los diversos estados confederados en relación con sus regímenes internos y con las relaciones recíprocas originaron una variante peculiar que hizo del gobierno de los Estados Unidos, a su vez, un modelo original y distinto de los que lo habían inspirado. Y aun después, en el ejercicio de las instituciones durante los gobiernos de los cuatro primeros presidentes —Washington, Adams, Jefferson y Madison— el modelo norteamericano adquirió una peculiaridad más acentuada.

Entretanto, el modelo igualitario republicano había presidido la acción política de sectores decisivos en las primeras etapas de la Revolución francesa de 1789. Inspiró la Declaración de los Derechos del Hombre y del Ciudadano, aun cuando el texto de la Constitución de 1791 —a la que la Declaración servía de preámbulo— fuera más moderado. Más influyó en la concepción de la Constitución de 1793, que establecía el sufragio universal. Pero en lo que más se hizo sentir su influencia fue en la creación del espíritu igualitario que predominó en la época de la Convención, que fue, al mismo tiempo, la época de la leva en masa para enfrentar a los enemigos de la Revolución. Así, el modelo igualitario republicano cobraba intensa vibración y sumaba a esos caracteres un radicalizado autoritarismo.

El golpe de Termidor puso fin al predominio de las tendencias jacobinas, y desde entonces comenzó a elaborarse un contramodelo republicano y moderado. La constitución de 1795 restableció el sufragio restringido; y cuando los moderados fracasaron en su intento de controlar la agitación social y política, el modelo republicano y moderado dejó paso a otro, autoritario y conservador, establecido por Napoleón con la fuerza de las armas y el apoyo de los sectores sociales que consideraban haber alcanzado ya los objetivos prístinos de la Revolución.

Densas y elaboradas, las doctrinas que inspiraban todos esos modelos eran, al mismo tiempo, fruto de la reflexión de pensadores individuales —más originales unos que otros— y de la experiencia histórica acumulada, fuera sobre largos procesos ya sobrepasados, fuera la candente actualidad. Llegaron a Latinoamérica no sólo constituidas como un cuerpo teórico sino como un conjunto de verdades comprendidas y casi de prescripciones prácticas. Pero todas esas doctrinas se habían constituido sobre situaciones ajenas al mundo hispanolusitano, y más ajenas aún al mundo colonial que dependía de las dos naciones ibéricas. Fue una verdadera recepción de experiencia ajena y el contraste se advirtió pronto, no sólo entre las doctrinas recibidas y la realidad sino también entre aquellas y las doctrinas que circulaban corrientemente en el mundo colonial, casi cercado e impenetrable.

Las ideas de la Ilustración habían penetrado, ciertamente, en ese mundo colonial, pero por vías diversas y en distintos contextos. Para muchos hispanoamericanos, las ideas de los pensadores franceses llegaron a través de sus divulgadores españoles, para los cuales ciertos aspectos de ese pensamiento estaban vedados o fueron cuidadosamente omitidos. Ni los temas que tenían implicancia religiosa ni los que se relacionaban con el sistema político vigente en España pudieron ser tratados en un ambiente cultural en el que el americano Pablo de Olavide —entre tantos— había sido condenado por la Inquisición por poseer libros prohibidos, como la Encyclopédie y las obras de Montesquieu, Voltaire y Rousseau, con el agravante de que mantenía correspondencia con estos dos últimos autores. Pudo el padre Feijóo discurrir sobre las supersticiones o criticar costumbres anacrónicas; pero tanto en materia religiosa como política, los iluministas españoles introdujeron una clara corrección a los alcances del pensamiento francés. Acaso el testimonio más significativo de quien lo otorgó como por las circunstancias en que fue otorgado, sea el juicio que Gaspar Melchor de Jovellanos expresó en 1809 cuando la Junta Central de Sevilla lo consultó sobre sistemas de gobierno: “Haciendo… mi profesión de fe política, diré que, según el derecho público de España, la plenitud de la soberanía reside en el monarca, y que ninguna parte ni porción de ella existe ni puede existir en otra persona o cuerpo fuera de ella; que, por consiguiente, es una herejía política decir que una nación cuya constitución es completamente anárquica, es soberana, o atribuirle las funciones de la soberanía; y, como esta sea por su naturaleza indivisible, se sigue también que el soberano mismo no puede despojarse ni puede ser privado de ninguna parte de ella a favor de otro ni de la nación misma”.

Jovellanos fue, justamente, la figura más representativa de la Ilustración española. Pero su pensamiento, como el de Campomanes, Cabarrús y tantos otros, se orientó hacia los problemas de la economía, de la sociedad y de la educación. Las ideas de la escuela liberal y especialmente de la fisiocracia inspiraron las medidas económicas de los gobiernos ilustrados y fueron difundidas por la Sociedad Económica de Madrid y por las diversas asociaciones de “Amigos del País”. En esos ambientes las recogieron algunos americanos que viajaron por España, y acaso en algunas pocas universidades, la de Salamanca especialmente, donde funcionaba una Academia de Economía Política. Lo mismo ocurrió con los de habla portuguesa en la Universidad de Coimbra, reorganizada por medio de los Estatutos de 1772 bajo la inspiración del ilustrado marqués de Pombal, donde se estudiaban las ideas de Adam Smith y de la fisiocracia.

Pero no faltaron los hispanoamericanos que frecuentaron directamente las obras de los filósofos franceses, corriendo el riesgo de ser perseguidos o encarcelados. Abundaban en muchas bibliotecas particulares unas veces subrepticiamente y otras por expresa autorización pontificia, que se otorga a personas de reconocida responsabilidad para “leer todo género de libros condenados aunque fuesen heréticos”, y eran numerosos los clérigos que las poseían. Circulaban también en algunos ambientes universitarios, y no sólo las obras de los más importantes autores sino también las de autores secundarios que se proponían divulgar las nuevas ideas. Por esa vía llegaron directamente a los grupos más inquietos y lectores de las colonias las nuevas corrientes del pensamiento francés en su forma original y en la totalidad de sus aspectos. Para muchos fue una revelación deslumbrante, propia de quienes habían vivido mucho tiempo incomunicados con el mundo mercantil, ámbito de las nuevas ideas, pero sobre todo porque, si vivían enclaustrados, era dentro de un mundo coherente, un verdadero universo de ideas plasmado en España y Portugal y condensado luego con diversos niveles en el mundo clauso de las colonias.

Prestaba rígido marco a ese sistema de ideas la concepción católica de la Contrarreforma y la concepción política de la monarquía absoluta tal como la entendían los Austria. Estrictas ambas e intolerantes, contribuían a conformar una imagen autoritaria tanto de la vida social y política como de la vida del pensamiento. Y si la rebeldía de hecho apenas podía imaginarse —aunque la hubo, dejando a salvo la obediencia real— la heterodoxia ideológica pareció una peligrosa amenaza y se encomendó a la Inquisición que vigilara su aparición y castigara a los culpables.

Pudo ser rebelión de hecho la que desencadenaron los comuneros, tanto en Paraguay como en Nueva Granada. Se los sometió y castigó, sin duda. Pero no produjo mayor alarma porque estaba movida por una ideología propia del sistema. La rebelión era contra los malos funcionarios, contra el incumplimiento de las leyes, contra la voluntad sagrada del rey que, sin duda, quería el bien de sus súbditos. Era una actitud derivada de esa veta política de tradición medieval que afloraba por entre la trama del orden absolutista de los Austria, que contenía a los elementos de la democracia villana que reivindicarían Lope de Vega y Calderón. “Se acata pero no se cumple” fue norma castiza que fijaba los límites de la desobediencia dentro del sistema. Y aunque pudiera costarle la cabeza al desobediente, podía morir como leal vasallo y buen cristiano.

Unos márgenes un poco más amplios de independencia se advirtieron en la actitud de los jesuitas, denodados sostenedores del sistema pero celosos de su propia autonomía, como orden y como corporación pensante, precisamente porque sentían el sistema como obra propia y reivindicaban el derecho de vigilarlo, conducirlo y perfeccionarlo.

En la tradición política europea, la aparición del absolutismo había sido pareja a la formulación de la doctrina del tiranicidio. Sólo se es rey para el bien de todos, y es tirano el que usa el poder solamente en su provecho. La conciencia pública, no institucionalizada, tenía el derecho de rebelarse y segar la vida del tirano. La teoría había sido defendida en la Edad Media por Jean Petit, con motivo del asesinato del duque de Orleans en 1407 atribuido a inspiración de Juan sin Miedo, duque de Borgoña. Desarrollada luego al calor de los conflictos religiosos, era un correlato necesario de la doctrina del poder absoluto que no reconocía frenos institucionales al poder real. Suponía que era la voluntad de Dios la que armaba el brazo regicida y se valía de él para sancionar a quien usaba mal el poder que Dios mismo le había conferido. Era, pues, una doctrina coherente con el sistema trascendentalista. Fueron los jesuitas, por la pluma del padre Juan de Mariana, los que se hicieron portavoces de esa doctrina que, cualquiera fuere su validez y sus limitaciones, revelaba el sentimiento profundo que abrigaba la Compañía de Jesús de su responsabilidad en la custodia del sistema postridentino. Ese sentimiento fue el que inspiró su obra en Latinoamérica y explica su gravitación.

Pudo decir Capistrano de Abreu —en sus Capítulos de Historial colonial—: “sin antes escribir una historia de los jesuitas, será pretencioso querer escribir la del Brasil”; y aunque algo haya de exageración en ello, es indudable que, tanto en el Brasil como en el área hispanoamericana, tuvo la Compañía una gravitación decisiva —y a veces un monopolio en la vida intelectual y en la formación de elites. Fue ella, entre todas las órdenes, la que más trabajó para mantener la coherencia del sistema y la que tuvo una política más tenaz para extremarla.

Contó a su favor con la originaria consustanciación del pensamiento ignaciano con el del Concilio de Trento. La Compañía de Jesús no arrastraba tradición medieval sino que se constituyó como expresión católica del espíritu moderno, arrostrando todos los problemas creados por el conflictivo mundo de las luchas religiosas. Así quedó en evidencia en las Constituciones ignacianas. Pero también contó con el sustento teórico que le proporcionaron sus estudios de la política y de la teología, entre los cuales alcanzaron significación singular Mariana, el cardenal Bellarmino y sobre todo el padre Francisco Suárez. Todos interesados simultáneamente en la política y en la religión.

La consustanciación de los jesuitas con el sistema no se manifestó solamente en la preocupación por orientar intelectual e ideológicamente a las elites, sino también a través de una singular concepción de la catequesis, tan eficazmente conducida que se ha podido hablar de un “imperio jesuítico” en el Río de la Plata, donde establecieron importantes misiones. Pero tanto la consustanciación con el sistema como el efectivo poder que la Compañía alcanzó en las colonias latinoamericanas la tornaron sospechosa cuando las metrópolis viraron el rumbo por obra de los monarcas ilustrados que emprendieron un plan de reformas. Los jesuitas fueron expulsados del ámbito hispano-portugués, y a partir de ese momento establecieron una red de comunicaciones con las colonias de la que se sirvieron para agitar a los espíritus inquietos. Mucho se ha discutido acerca de la influencia que el suarismo pudo tener en el despertar del sentimiento emancipador; sin duda ejerció alguna influencia, porque el celo de la defensa de los intereses de la Compañía sobrepasó los límites de la argumentación jusnaturalista y desembocó alguna vez —como con el padre Viscardo— en una incitación explícita a la Emancipación.

No tuvo, sin embargo, en conjunto, la pujanza de las ideas inglesas y francesas, ya consagradas por los movimientos revolucionarios triunfantes.

Hubo, sí, un cierto sentimiento criollo generalizado que no pudo ser superado por las influencias ideológicas. Estas últimas operaron sobre pequeños grupos. Aquel sentimiento, en cambio, siguió vivo en vastos sectores populares y en las clases altas conservadoras. Cuando se estudia el pensamiento de la Emancipación es imprescindible no perder de vista ese sentimiento que obrará como fuente de resistencia pasiva frente a las ideologías y a los modelos políticos extraídos de la experiencia extranjera.

II

Ausente de Venezuela desde 1771, Francisco de Miranda se incorporó a la vida europea cuando ya se agitaba la polémica ideológica que, en Francia, desembocó en la Revolución. Temperamento curioso y aventurero, acumuló muchas y muy atentas lecturas pero dedicó sus mayores energías a la acción. Viajó mucho, sirvió bajo diversas banderas, conoció de cerca a muchos hombres públicos, se mezcló en diversas aventuras políticas y se fue haciendo una clara composición de lugar acerca de las opiniones políticas que ofrecía la crisis suscitada en Europa por la Revolución francesa de 1789. Buen conocedor de Inglaterra y de los Estados Unidos, familiarizado con los problemas españoles, su experiencia francesa y el conocimiento de los autores que inspiraba la ola revolucionaria completó el cuadro de lo que necesitaba saber para orientarse en el complejo y vertiginoso panorama europeo. Cuando comenzó a pensar en su patria venezolana ya soñaba en América como su verdadera patria.

La idea —casi la hipótesis— de que Hispanoamérica pudiera independizarse de su metrópoli surgió en su espíritu indisolublemente unida a su imagen de la situación general del mundo. Visto desde Europa, el imperio colonial español parecía ya un mundo anacrónico y en su concepción de la independencia estaba implícita la de su renovación para que se modernizara y ocupara un lugar provechoso en el mundo mercantil. Era, precisamente, el mundo que había llegado a dominar Inglaterra, y a ella se dirigió Miranda en busca de apoyo para su plan.

Las gestiones diplomáticas y conspirativas de Miranda fueron largas y, a veces, tortuosas. Pero lo que trasuntaron los documentos más representativos de su pensamiento, esto es, los planes constitucionales, fue la inequívoca opción de Miranda por el modelo político inglés, acaso modificado en un sentido más autoritario. Algo de utópico había en toda su concepción, y no parecía que hubiera aplicado a fondo la experiencia inglesa para coordinar los mecanismos constitucionales de ese vasto Estado americano en que pensaba. No eran los suyos, en rigor, planos prácticos, nacidos de la convicción o la seguridad de que le sería dado ponerlos en acción, sino más bien bosquejos provisionales que, por cierto, parecían ignorar la realidad latinoamericana. Sin embargo, Miranda acompañaba sus memorias al gobierno inglés con detalladas descripciones del mundo colonial, sus recursos y sus sociedades, y afirmaba que eran muchos los americanos que aspiraban a la independencia y que entrarían en movimiento si se sentían protegidos por Inglaterra. La experiencia demostraría su desconocimiento de la verdadera situación social y política de su propia tierra natal.

Una cosa quedaba clara a sus ojos: la urgente necesidad de impedir que penetraran en Latinoamérica las ideas francesas, y no sólo las que había puesto en práctica la convención sino aun los principios teóricos desenvueltos en las obras fundamentales de los filósofos.

Una y otra vez expresó que era imprescindible que la política de los girondinos o de los jacobinos no llegara a “contaminar el continente americano, ni bajo el pretexto de llevarle la libertad”, porque temía más “la anarquía y la confusión” que la dependencia misma. Cuando participó en el Congreso redactor de la Constitución venezolana de 1811, asistió con desagrado a la adopción de un conjunto de principios e instituciones que, en su opinión, comprometían el futuro del país. El régimen político, pero sobre todo, el principio federalista, contradecían sus convicciones, en el fondo autoritarias, y Miranda las expresó veladamente en la protesta que acompañó a su firma en el texto constitucional: “Considerando que en la presente Constitución los poderes no se hallan en un justo equilibrio; ni la estructura u organización general suficientemente sencilla y clara para que pueda ser permanente; que por otra parte no está ajustada con la población, usos y costumbres de estos países, que puede resultar que en lugar de reuniones en una masa general, o cuerpo social, nos divida y separe en perjuicio de la seguridad común y de nuestra independencia, pongo estos reparos en cumplimiento de mi deber”.

En esa misma época el sacerdote mexicano fray Servando Teresa de Mier expresó un pensamiento político semejante. También él fustigó el principio de la igualdad, del que —decía— “los franceses han deducido que era necesario ahorcarse entre ellos para estar en situación de igualdad en el sepulcro, único lugar donde todos somos iguales” . Las páginas de su Historia de la revolución de la Nueva España, publicada en 1813, refleja la reacción de su ánimo contra los principios de la Revolución francesa, especialmente después de los episodios del Terror. Como muchos de los que, como él, pertenecieron a los círculos hispanoamericanos de Londres, manifestó fray Servando cierta predilección por el modelo inglés de la monarquía limitada. Pero temía, en el fondo, el triunfo de cualquier sistema ajeno a la tradición hispánica, no sólo porque había adoptado una concepción consuetudinaria de los procesos históricos, análoga a la que Edmund Burke —el autor de las Reflections on the French Revolution— sino porque temía los efectos de una disminución del sentimiento religioso entre los criollos emancipados. Aristocratizante, defendía la posición de la “nobleza” criolla, en peligro, a sus ojos, si prosperaban las tesis igualitarias. En cambio, la perduración de la tradición hispánica —las leyes y costumbres, la religión— aseguraría una continuidad en esta España de América. La independencia —explicaba en las Cartas de un americano, publicadas en 1811-1812 en relación con las Cortes de Cádiz— era inevitable, pero debía conducirse de tal modo que no se comprometieran aquellas tradiciones que habían conformado las sociedades americanas.

Estas ideas de fray Servando recuerdan las que poco antes había expresado el argentino Mariano Moreno en el prólogo a la traducción que la Junta Revolucionaria había mandado publicar del Contrato social: “Como el autor tuvo la desgracia de delirar en materia religiosa, suprimo el capítulo y principales pasajes donde ha tratado de ellas”. Era una típica expresión de la actitud de la Ilustración española, manifestada también categóricamente en el título con que se publicó en Buenos Aires, en 1822, la tesis de Victorián de Villava originalmente escrita en 1797: “Apunte para una reforma de España sin trastorno del gobierno monárquico ni la religión”.

Educado en la universidad altoperuana de Charcas, Moreno había sido discípulo de Villava y era, naturalmente, un afrancesado, lector de los filósofos políticos cuyas obras circulaban clandestinamente en el ambiente intelectual de aquella universidad. En ella se formaron entre otros, Monteagudo, Rodríguez de Quiroga, Zudáñez, todos los cuales participarían directamente en los movimientos revolucionarios del Alto Perú y del Río de la Plata y expresarían una y otra vez una versión más o menos radical de aquellas ideas. Análogo fervor por las ideas francesas se había manifestado en otras partes de América. Naturalmente llegaron a Haití, y encontraron favorable acogida entre los esclavos. La rebelión contra los ricos plantadores franceses empezó en 1793, fue apoyada por la metrópoli revolucionaria y dio origen a un nuevo orden institucional que organizó el jefe de los insurrectos, Toussaint Louverture, a través de la Constitución de 1801, promulgada por medio de un documento revelador de la ideología que lo animaba. Era el primer gran triunfo en Latinoamérica del principio de la igualdad, aplicado, precisamente, a una sociedad fundada ostensiblemente en la desigualdad.

El ejemplo haitiano se hizo sentir. En Venezuela hubo un movimiento de los negros de Coro, en 1795, y otro luego en Cariaco, en 1798. El jefe del primero, José Leonardo Chirino, hablaba de instaurar “la ley de los franceses”, y ponía en práctica sus convicciones igualitarias asesinando blancos. Por otra vía, las ideas francesas llegaban al Río de la Plata y encontraban buena acogida en diversos círculos, tanto que el virrey Arredondo ordenó en 1794 una cuidadosa pesquisa en Buenos Aires, que reveló la existencia de franceses que se reunían para conspirar contando con la posibilidad de mover a la rebelión a los negros esclavos.

Pero ya por entonces había criollos ilustrados entusiastas de las ideas francesas. Uno de ellos, funcionario del virreinato de Nueva Granada, Antonio Nariño, había publicado en Bogotá, en 1794, el texto de la Declaración de los derechos del hombre y del ciudadano, impreso en su imprenta privada. Contravenía con ello innumerables y reiteradas disposiciones del gobierno español prohibiendo la difusión de todo lo que tuviera que ver con la Revolución francesa, y en consecuencia, el virrey Ezpeleta dispuso que fuera encarcelado en una prisión de África. Pero poco después, en 1796, algunos de los complicados en la conspiración de San Blas, organizada en España para instaurar allí un gobierno republicano de inspiración francesa, fueron enviados a las prisiones americanas. Juan Bautista Picornell y otros varios fueron recluidos en la cárcel de La Guaira, y desde allí reiniciaron la propaganda ideológica y la acción conspirativa que antes desarrollaron en España. Fugaron con la complicidad de algunos funcionarios que participaban de sus ideas, y la consecuencia fue la organización del proyecto revolucionario de 1797 encabezado por el corregidor de Macuto, José María España, capitán retirado del ejército español, y por Manuel Gual. Ese mismo año apareció publicada en Venezuela la Declaración de los derechos del hombre y del ciudadano, con un significativo Discurso introductorio de autor discutido pero verosímilmente atribuido a Juan Bautista Picornell. Una textual repetición de los principios de la Revolución francesa acredita el origen de las influencias recibidas por sus autores así como la orientación que, de triunfar, hubiera tenido el movimiento revolucionario.

A medida que se precipitaba la crisis española fue creciendo el número de los que se preocuparon por la suerte de las colonias. Si la misma corte de Madrid había sido suficientemente sensible al clamor como para enviar al visitador José de Gálvez para interiorizarse de los problemas que inquietaban a los pobladores de las colonias, estos, y especialmente los criollos, pudieron acariciar cada vez más la esperanza de que sus voces fueran escuchadas. Se advertía en esas voces una gran lucidez; pero poco a poco se advirtió también un creciente resentimiento que a veces parecía rencor. Miranda publicó papeles del jesuita Juan Pablo Viscardo que ya en 1792 reclamaba por los derechos de los pobladores de las colonias. Pero hubo, en 1809, casi en los extremos del mundo colonial, dos documentos valiosísimos que revelaron en qué peligrosa medida crecían tanto la lucidez como el resentimiento. Fueron el Memorial de agravios del neogranadino Camilo Torres, y la Representación de los hacendados, del rioplatense Mariano Moreno. Agudos y precisos, ambos documentos puntualizaban en el momento en que se derrumbaba la autoridad peninsular los derechos que los criollos creían tener y las soluciones que les parecían imperiosas. Sólo veladamente se insinuaba en ellos ese rencor que explotaría en las primeras jornadas revolucionarias, tanto en las ciudades altoperuanas como en las inflamadas imprecaciones contra los “gachupines” de Miguel Hidalgo y de José María Morelos en México.

III

Cuando empezó la ola revolucionaria de 1809, los hechos empezaron a confrontarse con las ideas preconcebidas. Según ellas se interpretaron los hechos que se sucedían vertiginosamente, pero surgieron situaciones nuevas, imprevistas e imprevisibles, que plantearon problemas inéditos ajenos a los cartabones interpretativos de que disponían hasta ese momento quienes se vieron envueltos en la dirección de los movimientos revolucionarios.

Eran problemas sociales y políticos, suscitados en la entraña misma de la realidad, llenos de matices locales y de peligrosas incógnitas. Fue necesario inaugurar nuevos criterios para interpretarlos y entenderlos, acaso apoyados en aquellas ideas recibidas de fuera pero modificadas reiteradamente a la luz de la experiencia de cada día.

De pronto se vio que crecía en muchas mentes el designio emancipador. Lo que pocos años antes parecía impensable, fue pensado de pronto por muchos con un apasionado fervor. Pero, ¿cómo realizar ese designio? Las respuestas variaron entre el temor y la audacia, entre la prudencia y la ingenuidad. Unos creyeron que era necesario marchar con tiento sin precipitar las decisiones. A la etapa de las ideologías siguió la preocupación por las estrategias.

Fueron aquellos últimos los que decidieron usar la “máscara de Femando VII”, encubriendo el designio emancipador tras una política cautelosa que diera tiempo no sólo para convencer y decidir a los más apocados, sino también para comprobar si, efectivamente, había llegado la ocasión definitiva. La tesis de que se debían establecer gobiernos locales de origen popular, no para separarse de España sino para preservar los estados y los derechos del cautivo monarca legítimo, fue expuesta por muchos con diverso grado de sinceridad. De acuerdo con ella, algunas de las Juntas que reemplazaron a los gobiernos coloniales fundaron jurídica y políticamente su actitud, no en el designio emancipador, sino en la necesidad de reasumir la soberanía para devolverla en momento oportuno al rey, su legítimo depositario. La vieja tradición hispánica de raíz medieval parecía ofrecer fundamento suficiente para esa postura, que no desafiaba a los tradicionalistas y permitía, en cambio, seguir prudentemente el curso de los hechos sin demasiado riesgo. Textos legales consagraron la doctrina, que por lo demás, parecía compatible con nuevas ideas sociales y políticas tan avanzadas como las que contenía el Contrato social de Rousseau.

Los más audaces creyeron que había llegado la ocasión definitiva y pusieron al descubierto el designio emancipador. Lo que ya parecía insinuarse en la Proclama de José Artigas en abril de 1811, quedó consagrado en julio en el Acta de independencia de Venezuela. Dos años después declaró su efímera independencia México en el Congreso de Anáhuac y quedó inscrita en el acta de Chilpancingo bajo la inspiración de José María Morelos. Pero aun allí donde los gobiernos se mostraban tímidos sonaba la voz de los más radicales: la de Camilo Henríquez en Chile, la de Bernardo Monteagudo en Buenos Aires, la de José Artigas ya inequívoca en Montevideo, en son de desafío contra Buenos Aires. La discusión se tornó delicada a partir del momento en que las Cortes de Cádiz completaban el texto de la constitución liberal, que robaba argumentos a quienes protestaban contra la opresión del absolutismo español, y que fue aprobada en 1812.

Fue precisamente en el caldeado ambiente gaditano de la época de las deliberaciones de las Cortes donde el peruano Manuel Lorenzo Vidaurre redactó el Plan del Perú, fiel exponente de las aspiraciones de los criollos que todavía tenían la esperanza de seguir perteneciendo al ámbito hispánico, confiados en su transformación. Y en el seno mismo de las Cortes fue presentado en agosto de 1811, por la “diputación americana a las Cortes de España“, un notable documento interpretativo de la situación americana después de los primeros episodios revolucionarios. No sin dramatismo, la diputación americana explicaba las causas remotas y cercanas de los pronunciamientos ocurridos en muchas ciudades. El mal gobierno, los abusos, los privilegios, la ineficacia o la indiferencia del régimen colonial para estimular la prosperidad de las colonias, sobre todo la injusta situación de los criollos, eran males capaces de justificar la rebeldía. Pero la diputación americana todavía tenía esperanzas y confiaba en que España tomara el camino de las reformas para que los españoles de América siguieran unidos a los de la península. “Únicamente esto —terminaba diciendo— extinguirá el deseo de independencia, que es violento en ellos, y lucha allá en sus pechos con su amor y adhesión a la península. Se sustraerá el pábulo que les ministra aquel funesto atizador de la disensión. Se les caerán las armas de las manos. No habrá influjo capaz de seducirlos para empuñarlas contra sus hermanos, alucinándose en creer las toman para su defensa. Despreciarán cuantos auxilios les franqueen a este fin la Europa entera y el mundo todo. No habrá pretextos ni ocasiones que los conmuevan; y lejos de ver como coyuntura favorable para sustraerse a la actual lucha de España, volverán a coadyuvar a ella con mayor fervor que el primitivo, porque imperará Vuestra Majestad en sus corazones”. Esas palabras, con las que terminaba el documento, reflejaban sin duda la actitud de muchos criollos. Pero el movimiento emancipador tenía su propia dinámica y ya era tarde para contenerlo. España volvía en 1813 al régimen absolutista del restaurado Femando VII, y el espíritu de la Santa Alianza predominaba en Europa. América optó por la guerra a muerte.

Allí donde se produjeron los estallidos revolucionarios desde 1809, y en el período que llega hasta las crisis de 1814 y 1815 —las derrotas de los patriotas en Chile, en México, en el Alto Perú y la invasión de Morillo a Venezuela—, el movimiento emancipador no sólo afirmó su decisión de separarse de España sino que reveló con sus primeros pasos que tenía ya un contenido social y político. Era, acaso, difuso y contradictorio. Revelaba la presencia de influencias diversas. Manifestaba las contradicciones entre la realidad y los modelos políticos que parecían inspirarlos. Pero sus líneas generales eran perceptibles y se volvía a ellas aunque fuera a través de muchos laberintos. Hubo un pensamiento político de la Emancipación.

No fue un azar que Moreno dispusiera la publicación del Contrato social en Buenos Aires poco tiempo después de haberse instalado la Junta de Gobierno que él inspiró con tremenda firmeza. Las ideas fundamentales de Rousseau, resumidas a veces en términos tajantes, aparecieron una y otra vez en los escritos de los patriotas ilustrados —y propensos a la radicalización— que creyeron en la necesidad de buscar un nuevo fundamento para las nuevas sociedades. Y acaso por la influencia que tuvieron sobre muchos de ellos los textos constitucionales de los Estados Unidos, apareció explícitamente la tesis del contrato social en la Constitución venezolana de 1811 y en el proyecto de Constitución para la Provincia Oriental que inspiró Artigas en 1813. Del mismo modo, no fue azar que Nariño publicara en Bogotá en 1794 la Declaración de los derechos del hombre y el ciudadano y que los inspiradores de la conspiración de Gual y España hicieran lo mismo en Venezuela en 1797. Como las del Contrato social, esas ideas nutrieron las convicciones de quienes buscaban constituir los nuevos Estados sobre bases jurídicas y políticas modernas y avanzadas; y si algunas veces aparecieron explícita y extensamente en escritos teóricos y en documentos políticos, casi siempre están presentes de manera más o menos expresa y con alcance variable. Prácticamente y cualquiera hayan sido los modelos políticos preferidos, una nueva imagen de la sociedad política acompañó todos los procesos emancipadores.

Su rasgo distintivo fue un sentimiento republicano. Quizá en los hechos las nuevas sociedades políticas conservaron sus viejos prejuicios y sin duda la “gente decente” seguía despreciando al indio, al esclavo o, simplemente, al indigente. Pero el espíritu con que se concibieron las nuevas sociedades por parte de los que se sentían responsables de su nuevo ordenamiento jurídico y social fue esencialmente republicano y, explícita o implícitamente, igualitario y democrático. No se puso en práctica, ciertamente, la letra de las declaraciones que así lo establecían. Pero el principio quedó establecido, y debió apoyarse en un consenso creciente y en una convicción muy arraigada puesto que, desde entonces, no se debilitó sino que, por el contrario, se fue traduciendo progresivamente en una mayor vigencia. Fueron expresiones ejemplares de aquel espíritu el “Decreto de honores” que, a pedido de Mariano Moreno, suscribió la Junta de Gobierno de Buenos Aires de 1810, y el singular título que adoptó en México José María Morelos en 1813, cuando decidió autodesignarse “siervo de la Nación”, él, que tenía hasta donde alcanzaba su jurisdicción todo el poder revolucionario. Pero, más acá de las expresiones simbólicas o retóricas, la supresión formal de los privilegios fue un hecho, que se concretó con mayor o menor celeridad según los países y circunstancias, pero del que no se volvió atrás en ningún caso. Hubo nuevas elites, nuevos grupos privilegiados, pero los postulados igualitarios y democráticos quedaron en pie, y palmo a palmo, consiguieron ir transformándose en principios vigentes.

Signo de la extensión y la profundidad de ese sentimiento fue que se los extendiera a los sectores más desheredados. Los revolucionarios mexicanos —Hidalgo y Morelos— asumieron el papel de defensores de indios y proyectaron restituirles la condición humana que los conquistadores les habían arrebatado. Y la Asamblea argentina de 1813 proclamó la “libertad de vientres” en un intento de resolver progresivamente el problema de los esclavos. Indios sometidos a tributo y negros reducidos a esclavitud constituían el más bajo nivel de la escala social: hacia ellos, justamente, se dirigió la atención de quienes aspiraban a fundar una sociedad más justa hasta donde era posible, dado el juego fáctico de los intereses; y si hubo marchas y contramarchas en la concesión efectiva de la libertad y de la equiparación de derechos, también en esto la persistencia de las primeras actitudes probó el vigor y la firmeza de los contenidos sociales y políticos del movimiento emancipador.

Vulnerar el principio de la servidumbre indígena o de la esclavitud negra significaba introducir una nueva actitud con respecto a la mano de obra barata sobre la que se basaba la economía americana. Y, en efecto, el movimiento emancipador tuvo también contenidos económicos. Junto a los problemas de la mano de obra enfrentó otros. Tanto Hidalgo y Morelos en México como Artigas en Uruguay tomaron el toro por las astas y pusieron sobre el tapete la cuestión fundamental de la tierra, de manera empírica y sin que necesitaran apelar a las doctrinas fisiocráticas. Ciertamente Boves había descubierto en Venezuela que la redistribución de la riqueza ganadera movía a las poblaciones rurales a favor de quien la intentara, y con ello sustrajo mucho apoyo a los patriotas. De modo análogo, aunque con inversa intención, Hidalgo, Morelos y Artigas sumaron muchas voluntades al movimiento emancipador al echar nuevas bases sociales y económicas en la vida de los campos. Pero el movimiento emancipador tuvo sus principales apoyos, en los primeros momentos, en las burguesías urbanas, y en relación con ellas exhibió también una clara actitud económica. Inequívocamente mercantilista, inspirado por principios de la Ilustración española o por las ideas de Adam Smith, proclamó el principio de la libertad de comercio, tal como la habían solicitado reiteradamente quienes se sentían directamente perjudicados por el sistema monopólico, y quienes, desde el punto de vista de los intereses generales, advertían las posibilidades de expansión y progreso que prometía el comercio libre. Pero, instantáneamente, el movimiento emancipador debió hacer frente a los conflictos de intereses. Entre quienes propiciaban la libertad de comercio, algunos —especialmente en los centros clave del comercio colonial— procuraban subrepticiamente conservar para sí, dentro del nuevo régimen, algún tipo de monopolio o de ventaja. Contra esa tendencia se levantaron Artigas en la Banda Oriental y el doctor Francia en Paraguay, ambos dispuestos a quebrar la absorbente preponderancia comercial de Buenos Aires. Y buena parte de las razones que en otras regiones de América estimularon los movimientos federalistas obedecieron a las mismas razones.

Si la experiencia de las revoluciones de Francia y de los Estados Unidos sirvió para filtrar las ideas políticas de origen francés que penetraron el movimiento emancipador hispanoamericano, la cautelosa elaboración de las nuevas ideas de diverso origen que hicieron los pensadores españoles de la Ilustración proporcionó otros contenidos al movimiento. Sin duda, los económicos, que se trasvasaron intactos de la metrópoli a las colonias poco antes de la Emancipación y después de ella. Pero también otros. Fue la influencia de la Ilustración española la que sostuvo, mientras fue posible, la esperanza de mantener a las colonias en el marco de una monarquía que se esperaba ver liberalizada después de la reunión de las Cortes de Cádiz. Pero abandonada esa línea de pensamiento político por la fuerza de las circunstancias, la Ilustración española siguió influyendo en otros aspectos: en lo religioso y en lo cultural.

Salvo rara excepción, todos los hombres que promovieron el movimiento emancipador y todos los documentos que produjeron se esforzaron en declarar enfáticamente su adhesión a la religión católica, inclusive los más jacobinos. Más aún, se la estableció generalmente como religión del Estado y, aún más, se proscribieron todas las otras de manera expresa. Sólo Artigas exigió que se declarara la libertad de conciencia y propuso, en su proyecto constitucional de 1813, que se estableciera la libertad de cultos, autorizando a cada uno a “adorar a Dios en la manera y ocasiones que más le agrade… con tal que no turbe la paz pública ni embarque a los otros en su culto religioso de la Santa Iglesia Católica”.

No hubo, en cambio, excepciones en cuanto al valor atribuido a la educación y a la cultura general. Muchos habían pronunciado, en los últimos tiempos de la colonia, palabras semejantes a las de Santa Cruz y Espejo cuando propuso la fundación en Quito de una Sociedad Patriótica que denominó “Escuela de la Concordia”. La Ilustración general era la garantía de la dignificación de los ciudadanos, pero, sobre todo, de su progreso material. Las sociedades de “Amigos del País” estaban destinadas a difundirla. Cuando se produjo el movimiento emancipador, los gobiernos patriotas procuraron estimular la cultura general. Convirtieron los periódicos oficiales en tribunas de enseñanza; pero además fundaron escuelas y bibliotecas públicas. Moreno en Buenos Aires y Larrañaga en Montevideo escribieron densos pensamientos sobre la significación de estos centros para el robustecimiento de las instituciones republicanas y democráticas. Y Monteagudo discurrió sobre el tema cuando inauguró en Buenos Aires la Sociedad Patriótica en 1812.

Volcar los contenidos doctrinarios del movimiento emancipador dentro de un marco jurídico que asegurara la independencia, constituyó la preocupación fundamental de quienes recibieron el poder al triunfar el movimiento. Grave problema era crear un Estado nuevo, fundado en nuevos principios, sobre la base de situaciones sociales y políticas confusas e inestables. Muchas veces no se sabía siquiera hasta dónde llegaría la jurisdicción territorial del nuevo gobierno, puesto que no en todas partes era acatado del mismo modo. ¿Subsistiría el viejo orden colonial? Cosa difícil era suplantarlo por otro sin que existiera experiencia alguna. Había, eso sí, experiencia extranjera. Y a ella se acudió, con la esperanza de que un modelo político ya experimentado, que se ofrecía orgánicamente constituido, sirviera como un molde en el que se pudiera introducir una realidad social confusa que amenazaba con hacerse caótica en muy poco tiempo. Así apareció una decidida vocación constitucionalista, inspirada en los ejemplos de la Francia revolucionaria y de los Estados Unidos.

El constitucionalismo fue casi una obsesión desde el primer momento. Sin que se pudieran establecer principios válidos de representatividad, se convocaron por todas partes congresos que debían asumir la soberanía de la nueva nación y sancionar la carta constitucional que, de arriba hacia abajo, moldearía la nueva sociedad. Los principios parecían sólidos, indiscutibles, universales. Pocas opiniones —ninguna— los objetaban. Sólo los contradecía la realidad social y económica, que desbordaba los marcos doctrinarios con sus exigencias concretas, originales y conflictivas.

Actas, estatutos, constituciones, fueron redactados, discutidos y sancionados en número considerable. Teóricos, como Egaña en Chile o Peñalver en Venezuela, discutieron minuciosamente la letra de las normas. Todos parecieron creer que una sabia constitución era el recurso supremo para encauzar la nueva vida de las sociedades, y sólo discrepaban los que pensaban que debía ser meticulosa y casuística con los que creían que debía ser sencilla y limitada a las grandes líneas de organización del Estado. Quizá Nariño fue el más escéptico acerca de la representatividad de los cuerpos colegiados que las aprobaban y acaso también de la verdadera eficacia que podía tener un conjunto de enunciaciones principistas frente a una realidad caótica que, más que desbordar los principios, parecía manifestarse a través de problemas cotidianos y contingentes que no se encuadraban en ellos y que, sin embargo, era menester resolver en cada ocasión. Así, frente al constitucionalismo, se fue constituyendo poco a poco una mentalidad política pragmática que debía terminar justificando la dictadura de quien tuviera fuerza y autoridad para asegurar el orden y la paz resolviendo autoritariamente los conflictos concretos surgidos de los intereses y las expectativas en pugna.

En el cuadro de esas incertidumbres frente a la conducción del proceso de la Emancipación surgió el designio de romper el círculo vicioso mediante la acción revolucionaria y radicalizada. Muchos querían pactar con el pasado, pero otros quisieron declararlo inexistente y construir a sangre y fuego un nuevo orden político, social y económico. Tal era el sentido del Plan atribuido a Moreno, de las decisiones adoptadas por Bolívar en el Manifiesto de Cartagena y, sobre todo, en la convocatoria a la “guerra a muerte” del plan político elaborado por Morelos. Lo importante era destruir el pasado, destruyendo a quienes lo representaban, a sus defensores, y también a los tibios que se resistían a sumarse a la acción revolucionaria o que, por omisión, la obstaculizaban. La destrucción era para ellos el principio de la creación, seguros de que sólo su inflexible seguridad podría erigir un nuevo orden basado en principios preestablecidamente perfectos. Un voluntarismo exacerbado —un jacobinismo— parecía la única esperanza para prevenir la derrota o el caos, y se advertía tendencia semejante aun en proyectos menos extremados, como los de la Logia Lautaro.

Pero cierto caos, o al menos cierta confusión, se insinuaba a través de las respuestas de la realidad a todas las construcciones teóricas: actas, constituciones, planes políticos radicalizados. La realidad era el mundo viejo; las gentes que seguían viviendo, después del sagrado juramento revolucionario, exactamente como la víspera. Estaban los que esperaban que la revolución fuera hecha para resolver sus propios problemas y los que no querían que se hiciera nada para beneficiar a sus adversarios o competidores. Pero ningún principio solemnemente establecido y filosóficamente fundado podía justificar que los privilegiados de ayer siguieran siendo los privilegiados de hoy. Esta convicción elemental fue la que suscitó el más grave problema postrevolucionario: el enfrentamiento entre las viejas capitales coloniales y las regiones interiores de cada virreinato o capitanía general.

El problema quedó a la vista al día siguiente del triunfo de los movimientos capitalinos. Sedes principales de la actividad económica, sedes políticas y eclesiásticas, las capitales eran también los centros más importantes de cultura. En ellas se constituyeron los grupos políticos más activos y con mayor claridad de miras. Sin duda quisieron estos conservar el control sobre la región, pero descubrieron muy pronto que necesitaban su consentimiento y convocaron a las provincias para que concurrieran a constituir congresos representativos. Y en las deliberaciones que siguieron apareció de inmediato, en todos los casos, lo que sería la cuestión candente durante muchas décadas. El dilema fue elegir entre un gobierno centralizado, con lo que se consolidaba la situación anterior, y un régimen federal que diera paso a las regiones interiores, antes sometidas administrativa y políticamente, relegadas como áreas económicas, pero que ahora veían la ocasión de desplegar sus posibilidades.

En términos doctrinarios, centralismo o federalismo fueron dos posiciones políticas antitéticas. El modelo político norteamericano sirvió de apoyo a los federalistas, cuyos argumentos esgrimieron sus partidarios en el congreso venezolano de 1811. Circuló en Venezuela la obra de Manuel García de Sena titulada La independencia de la Costa Firme justificada por Thomas Paine treinta años ha, publicada en Filadelfia en 1811, en la que el autor ofrecía la traducción de fragmentos de Paine y, además, la de los textos constitucionales norteamericanos: la Declaración de la independencia, los Artículos de Confederación y perpetua unión, la Constitución de los Estados Unidos y las constituciones de varios estados de la Unión. La obra ejerció una enorme influencia y estuvo presente en las mentes de los congresistas que dictaron la constitución de 1811. En Chile, ese mismo año, difundía los mismos principios Camilo Henríquez, en un célebre artículo, “Ejemplo memorable”, publicado en La Aurora de Chile. En Paraguay los hacía valer el doctor Francia contra Buenos Aires. En Uruguay, el más decidido defensor de los principios federalistas, Artigas, se valía también de la obra de García de Sena para sostener su posición también contra Buenos Aires. En Nueva Granada los sostuvo Camilo Torres, siempre apoyado en el ejemplo norteamericano. Todos hacían alarde de abundante doctrina histórica, jurídica y política. Pero su fuerza radicaba, sobre todo, en las tendencias regionalistas que presionaban fuertemente para neutralizar la influencia de las antiguas capitales coloniales, deseosas de mantener su antigua hegemonía.

Se opusieron al federalismo muchos que querían, precisamente, conservar esa hegemonía. Pero muchos también que veían con preocupación el debilitamiento que el federalismo significaba para el gobierno revolucionario, que sólo podía concebir como un instrumento vigoroso y eficaz para consumar el proceso emancipador. Moreno lo señalaba al escribir sobre la misión que esperaba al congreso que la Junta de Buenos Aires había convocado. Bolívar se inclinaba por el centralismo en el Manifiesto de Cartagena, sacando conclusiones de la dura experiencia venezolana de 1812, y optaron por el mismo sistema Nariño en Nueva Granada y Monteagudo en el Río de la Plata, también tras un análisis de los resultados prácticos de la dispersión del poder. Fue una polémica que comenzó al día siguiente del triunfo —en algunos casos efímero— del movimiento emancipador, y que duraría durante largas décadas en medio de cruentas guerras civiles en las que se disputaba la hegemonía política y el control de la economía de las nuevas nacionalidades.

En muchas mentes lúcidas comenzó a flotar muy pronto, poco después de alcanzar el poder revolucionario, el fantasma de la guerra civil. Asomó en la convocatoria de la Junta de Santa Fe de Bogotá, en las palabras de Nariño en 1813, en las de Artigas. La guerra civil —a veces conflicto entre facciones, a veces enfrentamiento de voluntades colectivas— no sería sino el mecanismo inevitable para decidir cuestiones estructurales de cada nacionalidad, puestas de manifiesto inequívocamente al cesar la administración colonial. Pero, entre tanto, los enfrentamientos doctrinarios y las guerras civiles carcomían la fuerza del movimiento emancipador. Otro fantasma, más amenazador aún, apareció en el horizonte.

La Emancipación había constituido hasta entonces un conjunto de actos políticos, declarativos; pero las fuerzas de la metrópoli no estaban derrotadas militarmente y aprovecharon la inexperiencia y la división de los gobiernos revolucionarios para recuperar sus posiciones. La capitulación de San Mateo, firmada por Miranda, devolvió Venezuela a los españoles en 1812; y aunque Bolívar logró recuperar Caracas, volvió a perderla en 1814, hostigadas sus fuerzas en los llanos. Ese mismo año eran vencidos los patriotas chilenos en Rancagua. Y al año siguiente, mientras se perdía el Alto Perú y caía derrotado Morelos en México, el temido ejército de Morillo desembarcaba en las costas venezolanas, robusteciendo allí la dominación española y extendiéndola a Nueva Granada, donde sitió Cartagena y entró en Bogotá en 1816. De esa manera terminaba la “Patria boba”, la experiencia de los primeros patriotas formados políticamente en la ventajosa situación creada por la crisis española. Todo parecía perdido y todo tenía que recomenzar.

Tres textos singulares reflejan una clara conciencia de la situación y la maduración de una experiencia. El primero es el Manifiesto de Cartagena, dado por Bolívar en 1812 tras la derrota de Miranda, en el que analiza las causas del fracaso de la revolución. “Pero lo que más debilitó al gobierno de Venezuela —escribía—, fue la forma federal que adoptó, siguiendo las máximas exageradas de los derechos del hombre, que autorizándolo para que se rija por sí mismo, rompe los pactos sociales, y constituye a las naciones en anarquía”. Pero antes había expresado un juicio más general: “Los códigos que consultaban nuestros magistrados no eran los que podían enseñarles la ciencia práctica del gobierno, sino los que han formado ciertos buenos visionarios que imaginándose repúblicas aéreas, han procurado alcanzar la perfección política, presuponiendo la perfectibilidad del linaje humano. Por manera que tuvimos filósofos por jefes, filantropía por legislación, dialéctica por táctica y sofistas por soldados”. Diestro escritor, Bolívar apuntaba ya como un político realista para quien la patria nueva no podía ser “boba”. El segundo es la Carta de Jamaica escrita en 1815. Bolívar se muestra en ella aún más categórico. Convencido de la indiferencia de Europa y de Estados Unidos frente a los altibajos de la lucha por la independencia, trataba de puntualizar los errores cometidos, gracias a los cuales parecía perderse la lucha emprendida. Los criollos, decía, habían demostrado una total inexperiencia política. Pero lo más grave eran los caminos que habían seguido tras la conquista del poder, los más inadecuados para consolidarlo y para resistir los nuevos embates del poder español. Ni los gobiernos acentuadamente democráticos ni la organización federal del país podían permitir una acción firme, sostenida, precisamente porque las decisiones eran imprecisas y controvertidas y porque los recursos se dispersaban. Las soluciones opuestas eran las necesarias para triunfar. Y en un rapto visionario, esbozaba cuál sería el porvenir de cada región americana cuando se sobrepasase la crisis de debilidad que acusaba entonces el proceso emancipador. Finalmente, el tercero es el Ensayo que escribió Camilo Henríquez en 1815, ya en Buenos Aires, en el que revisaba sus convicciones radicales y aconsejaba dejar de lado los principios democráticos. “Por ahora, decía, no hagáis más que elegir a un hombre de moralidad y genio revestido con la plenitud del poder…”. Agudo observador, también él se deslizaba hacia el realismo político, convencido de la importancia revolucionaria de los gobiernos nutridos con los principios que habían merecido su adhesión en la primera hora. Porque también, para él, la patria nueva no podía ser “boba”.

En 1815 todo parecía perdido. Y al recomenzar, una nueva mentalidad política comenzó a predominar, en el marco de las grandes batallas.

IV

El realismo político fue la consecuencia natural de las duras experiencias sufridas por los revolucionarios en América, pero también de la percepción del cambio que se había operado en la situación internacional. La era del entusiasmo democrático parecía haber concluido, y el general argentino Manuel Belgrano pudo decir en 1816, al informar al Congreso sobre la política europea, “que así como el espíritu general de las naciones en años anteriores era republicano todo, en el día se trataba de monarquizarlo todo”. La Europa de la Santa Alianza era hostil a la América rebelde contra su soberano y era previsible que apoyara un intento formal y vigoroso de España para recuperar sus colonias. La dirección del movimiento emancipador pasó, pues, de los ideológicos a los soldados metódicos y tenaces dispuestos a afrontar los nuevos riesgos hasta las últimas consecuencias y con los medios más eficaces. Ya lo advertía Bolívar en la Carta de Jamaica y San Martín lo afirmó al asumir su tremenda responsabilidad militar.

Pero si el cuadro internacional se oscurecía, el estado de ánimo de los americanos se aclaraba y crecía en fortaleza. La experiencia de los fracasos robusteció un fuerte sentimiento antiespañol que fue expresado con vehemencia. Se lo advierte en el Manifiesto al Mundo que lanzó en Tucumán el Congreso Constituyente de las Provincias Unidas en 1817, y en casi todos los documentos que produjeron San Martín y Bolívar. Y un vigoroso sentimiento antiportugués se trasluciría en los textos relacionados con la independencia del Brasil entre 1821 y 1822. España no representaba ya solamente la antigua opresión sino, más aún, la frustrada esperanza de regeneración tras el regreso de Fernando VII en 1813 y la derogación de la constitución liberal. El sentimiento antiespañol se entrecruzaba en las regiones que querían resistir con el sentimiento antiabsolutista, en tanto que en México y en Guatemala predominaba en las clases acomodadas urbanas una manifiesta simpatía por el gobierno de la Restauración.

Donde seguía comprometida la lucha, la adversidad estimuló los ánimos para la lucha. Bolívar preparaba sus fuerzas desde el exilio y retemplaba el coraje de los patriotas con palabras tan fervorosas y categóricas, semejantes, sin duda, a las que escribió desde Jamaica. En el sur, San Martín escribía desde su cuartel general de Mendoza a los diputados de la región incitándolos a que el Congreso declarara la independencia. Y en esas circunstancias, cuando las Provincias Unidas constituían el único rincón americano libre de la dominación española, decidieron en 1816 pronunciarse explícitamente por la independencia en un documento que expresaba tácitamente la voluntad de todas las colonias.

Nada quedaba ya de aquella sutil estrategia que aconsejara en un primer momento utilizar la “máscara de Fernando VII”. Ahora predominaba un inequívoco designio independentista que debía ser alcanzado a cualquier precio. Si antes el rey cautivo pudo ser el símbolo de la opresión de todo el mundo hispánico por una potencia extranjera, ahora el rey restaurado era el símbolo de amenazadoras represalias, y no sólo por parte de España sino también de toda la Europa autocrática, de la que sólo se mantenía separada Inglaterra, fiel a su tradición liberal. Por eso fue la esperanza para muchos. Pero fue evidente para todos que la lucha se libraría en tierra americana y con sus solas fuerzas, con el fin de alcanzar el objetivo primordial e inexcusable de que cada nación llegara a ser —como decía el documento argentino de 1816— “libre e independiente del rey Fernando VII, sus sucesores y metrópoli”. A esa fórmula se agregó poco después una frase reveladora: “y de toda dominación extranjera”. Tal era el pensamiento fundamental, cualesquiera pudieran ser las soluciones institucionales que los diversos grupos políticos de cada país creyeran preferibles.

En pocos años, el sentimiento de la nacionalidad había despertado, había madurado en la lucha y se convirtió en una fuerza irreprimible. Fue un estado de conciencia colectivo, acaso difuso en cuanto a sus contenidos concretos, pero de una tremenda vehemencia. La idea de nación, un poco abstracta, se nutrió de la idea de patria, tanto más vivida cuanto que era, más que una idea, un sentimiento. Cada nuevo país —países apenas virtuales todavía muchos de ellos— se concentró en su propia personalidad colectiva, en sus hombres y en su paisaje, y se sintió seguro no sólo de ella sino también de cuanto la diferenciaba de los demás. Jugaban los intereses, sin duda, pero jugaban también las idiosincrasias inveteradas, las costumbres cotidianas y las formas del habla popular. Quizá por ser un sentimiento recién despertado, se mostró a veces desbordante y agresivo. Pero sobre todo se mostró susceptible a toda forma de agravio o de desdén. Y fue singular la energía que se puso en responder a quien lo agraviaba o desdeñaba.

Pero acaso fue más singular el extremado tino que se mostró en muchos casos para no ofenderlo. El director de las Provincias Unidas, Juan Martín de Pueyrredón, se detenía cuidadosamente, en las Instrucciones que comunicaba a San Martín para su expedición a Chile, en la necesidad de que se viera en esa empresa un auxilio a un pueblo hermano y no una aventura conquistadora. Todos los documentos de San Martín revelaban que esa era su convicción profunda y su política. Los que destinó a los peruanos insistían reiteradamente en el tema del respeto que merecía el libertador del pueblo que había coadyuvado a liberar, repitiendo una y otra vez que sólo aceptaba las funciones que le eran otorgadas y mostrándose siempre dispuesto a abandonarlas en manos de los naturales del país. Era la expresión de una política, pero también el reconocimiento de una situación. Artigas y Francia habían defendido —airadamente— desde un principio la inequívoca individualidad de la Banda Oriental y del Paraguay. Argentina y Chile habían mostrado su arraigado nacionalismo. La idea de patria movía los espíritus, pero movía también las voluntades y los corazones.

Otra política, en otra situación, puso en práctica Bolívar. La vieja idea de la nación americana lo obsesionaba, y al servicio de ella, con la misma tenacidad y los mismos escrúpulos, desarrollaba su acción militar y política tratando de mantener, a un tiempo mismo, la autonomía de las nacionalidades estrictas y la unidad operativa de todas ellas para consolidar la independencia y precaver todos los riesgos. Se observa esa política tanto en el discurso inaugural de Bolívar en el Congreso de Angostura como en el que Francisco Antonio Zea pronunció para clausurarlo. La identidad de la situación y la comunidad del peligro parecía justificar esa concepción de la “patria grande”, la soñada Colombia, en la que se unían voluntariamente las nacionalidades que invocaba Zea: “Pueblos de Venezuela… Pueblos de Cundinamarca… Pueblos de Quito… “, todos ellos unidos antes por un mismo terror y todos liberados por la tenaz voluntad de Bolívar. “Es gloria —decía Zea— pertenecer a un grande y poderoso pueblo, cuyo solo nombre inspira altas ideas y un sentimiento de consideración. ‘¡Yo soy inglés!’, se puede decir con orgullo sobre toda la tierra, y con orgullo podrá decirse un día: ‘Yo soy colombiano’, si vosotros todos adherís firmemente a los principios de unidad y de integridad proclamados por esta ley y consagrados por la experiencia y la razón”.

El mismo pensamiento se escondía en muchos hombres de Buenos Aires, que no desesperaban de reconstituir el viejo ámbito del Virreinato del Río de la Plata atrayendo de nuevo bajo su bandera a la Banda Oriental y al Paraguay. Pero en ambos casos —en el sur y en el norte sudamericano— las nacionalidades estrictas, que aún para algunos no eran sino un conjunto de regiones distintas, lograron imponer su voluntad de independencia y su designio de correr su propia aventura. Ensayos, proclamas y manifiestos confundían el proceso emancipador con la identificación de las nacionalidades, coincidentes a veces en sus límites con las jurisdicciones coloniales y recortadas otras según intereses económicos o modalidades sociales. Coincidiendo con la sensibilidad política del Romanticismo —Burke, Fichte—, la existencia de caracteres o idiosincrasias nacionales se transformó en la América que se emancipaba en una convicción profunda, anterior y ajena a cualquier influencia ideológica o doctrinaria. Ser mexicano, venezolano o argentino era un estado de ánimo, casi una creencia. Y ese estado de ánimo trascendió en las proclamas —como las de O’Higgins o Pedro I, las de Artigas o Iturbide—, envuelto a veces en una fraseología convencional, pero emergiendo de ella como una fuerza incontenible.

Tanto la voluntad de independencia como el sentimiento de la nacionalidad crecieron y se tonificaron tras la crisis que sufrió el proceso emancipador hacia 1815. Pero no pasó lo mismo con los principios políticos y sociales emanados de la experiencia y las doctrinas francesas y norteamericanas, que habían nutrido los primeros impulsos revolucionarios. A su radicalismo atribuyeron muchos los entorpecimientos y los fracasos que había sufrido el movimiento emancipador; y como la suerte de Europa pareció confirmar esta opinión, prosperó una cautelosa distinción entre el valor intrínseco que aquellos principios tenían como tales y su valor práctico en relación con la situación real por la que América pasaba. Hubo quienes retomaron los viejos tópicos del contrato social y de los derechos del hombre y el ciudadano, de la soberanía popular, del gobierno representativo, de la división de poderes. Eran, unas veces, pensadores de regiones que, como México, América Central y las Antillas estaban retrasadas con respecto a las demás en el proceso emancipador y que seguían elaborando los principios posibles; pero otros hombres comprometidos en la segunda etapa del movimiento ajustaban las doctrinas recibidas para adecuarlas a meditados textos constitucionales o legales a los que aquellas ideas servían de fundamento, generalmente en términos moderados y traducidas en instituciones cuidadosamente reguladas. El viejo espíritu de la Ilustración había cuajado en las conciencias, aun cuando cada una de las ideas que habían brotado de él pudiera ser discutida en sus alcances. Nadie cuestionaba, naturalmente, la importancia de la educación popular, por la que se preocupaban tanto San Martín y Bolívar. Otras ideas, en cambio, relacionadas con la práctica del gobierno, eran constantemente sometidas a examen; pero aun así, se advertía que estaban incorporadas a los espíritus como principios generales, hasta el punto de constituir un punto de partida inexcusable o inextinguible para todo el pensamiento político relacionado con las nuevas nacionalidades. Se manifestó, ciertamente, un viraje hacia posiciones más conservadoras, como si se hubiera desatado un acentuado temor por las formas tumultuosas que podía tomar el pleno ejercicio de la soberanía popular desprovista de ciertos frenos institucionales. La constitución de una aristocracia republicana pareció alguna vez un requisito necesario para asegurar la estabilidad de los nuevos regímenes, constituida acaso por los antiguos grupos predominantes con inequívoca vocación oligárquica, como aquellos que habían desencadenado la primera insurrección quiteña o como los “mantuanos” de Caracas; pero, de hecho, esa nueva aristocracia se fue estableciendo poco a poco y espontáneamente como una nueva elite política y militar que las circunstancias iban creando. Hombres experimentados, con un vigoroso sentido de la responsabilidad adquirido en la acción, podían y debían ser, en opinión de muchos, quienes a través de cuerpos colegiados de alta dignidad —acaso corporativos o hereditarios—, vigilaran la marcha de la República.

Los grandes principios inspiraron grandes constituciones; pero aunque estas se inspiraban en aquellos, asomaba en sus textos la preocupación por reducir los riesgos de una excesiva democracia. Sin embargo, no había manera de contener con prescripciones constitucionales o legales una irrupción social que venía de muy hondo, y fueron más bien los gobiernos fuertes los que sustituyeron a las constituciones, a las que usaron como pudieron o, a veces, como quisieron los nuevos grupos de poder que se constituían.

Lo que sí quedó claro en todos los espíritus responsables —tan claro como la inequívoca vigencia rectora de los principios de la Ilustración— fue la necesidad perentoria de cerrar el ciclo de los movimientos anárquicos. Lo declaró solemnemente el decreto del primero de agosto de 1816, dictado por el Congreso de las Provincias Unidas con palabras enfáticas: “Fin a la revolución, principio del orden”. Fue una consigna generalizada que, sin duda, ningún gobierno estaba en condiciones de transformar en acto, pero que constituiría el hilo conductor de una política. La anarquía era lo que desacreditaba en Europa a los pueblos americanos, lo que impedía el apoyo extranjero, lo que comprometía el éxito de la acción militar. Dos temas suscribían esta preocupación por los peligros de la anarquía, relacionados con la forma de gobierno que debía adoptarse.

El primero era un tema formal y se refería a la posibilidad de instaurar un gobierno monárquico. Sin duda, los movimientos emancipadores habían nacido consustanciados con una concepción republicana. Pero el clima político europeo, bajo la inspiración de la Santa Alianza, invitaba a pensar en una monarquía que debía tener, a los ojos de sus sostenedores americanos, no los caracteres del absolutismo que se restauraba en Europa, sino los que ofrecía el modelo inglés, al que se volvía otra vez como la más avanzada de las posibilidades reales. La monarquía parecería el mejor mecanismo estabilizador de la vida política, y ya Dessalines había recurrido a él en Haití instaurándose emperador. Más tarde, también en México y Brasil se establecieron, con el nombre de imperios, regímenes monárquicos a cuya cabeza estuvieron el general Agustín Iturbide y Pedro I, este último miembro de la casa real portuguesa que decidió encabezar el movimiento separatista del Brasil que culminó con su independencia. Limitado el poder del primero, hubo de serlo también el del segundo según el proyecto que acariciaban los inspiradores de la causa emancipadora, y José Bonifacio entre todos. Pero los desacuerdos entre el Congreso constituyente y el emperador llevaron a este a disolver la asamblea, y Pedro I quedó con todo el poder en sus manos. Muy breve, por su parte, fue la experiencia monárquica de Iturbide en México, y pareció probar la inutilidad de las fórmulas jurídicas y políticas por sí solas para lograr la estabilización de una sociedad por sí constitutivamente inestable. Pero muchos de los que sostuvieron las ventajas de la monarquía veían en ella la máxima expresión de lo que verdaderamente deseaban: un poder ejecutivo fuerte defendido por algún tipo de legitimidad que limitara los vaivenes políticos. Esa legitimidad le fue reconocida a Pedro I en Brasil, aunque no se lograra un cambio importante hacia la democracia en el sistema de gobierno, y a causa de ella subsistió allí el orden mientras los demás países americanos se veían sumidos en la anarquía. La legitimidad era lo que buscaban Miranda primero, Belgrano y San Martín después, cuando pensaban en un inca para que invistiera la dignidad real, porque ella, y no las atribuciones conferidas por una constitución, era la que realmente podía contener el delirio político. No pudiendo resolver el problema de la legitimidad, no quedaba otra opción a quienes querían poner freno al desorden y la anarquía que el segundo recurso. La idea de un presidente vitalicio apareció como otra posibilidad; pero fue pensada sobre todo por aquellos que veían en la fuerza carismática de Bolívar un elemento extrajurídico que podía reforzar a la institución. Todos los recursos fracasaron y sólo hubo poder fuerte allí donde la fuerza —no las instituciones— lo respaldaron.

Pero no todas las voces que se escucharon fueron favorables a la monarquía. La tesis republicana encontró muchos defensores. En el Congreso de las Provincias Unidas la sostuvo fray Justo Santa María de Oro; en Perú se puso a la cabeza de esa tendencia José Faustino Sánchez Carrión, oponiéndose a San Martín y a Monteagudo; en el área de influencia bolivariana acariciaban sentimientos republicanos Antonio Nariño y Francisco de Paula Santander; y desde los Estados Unidos polemizó contra la anarquía el ecuatoriano Vicente Rocafuerte. El sistema republicano se impuso al fin en todas partes, excepto en Brasil, y fue puesto a prueba a través de innumerables peripecias que, más tarde, incitarían a algunos, en algunos países, a volver a pensar en la necesidad y la ventaja de la monarquía.

El segundo, suscitado por el aciago panorama político de los pueblos que habían hecho su primer experimento revolucionario, fue el del federalismo. No era nuevo, puesto que apareció ya en los primeros días de la Emancipación; pero si antes se le discutió en previsión de sus consecuencias, luego, en plena crisis, polarizó las opiniones en la medida en que su aplicación pareció la causa eminente de todos los males. Fueron, sobre todo, los grandes responsables de la conducción militar los que sobresalieron en la condenación del sistema federal, preocupados obsesivamente por la concentración de los esfuerzos para la guerra, por la fortaleza del poder político que debía respaldar sus campañas, por el prestigio internacional de las nuevas naciones. Federalismo fue para ellos palabra maldita, sinónimo de anarquía y desorden. Sin duda los acompañaba una vigorosa corriente de opinión, sobre todo en las antiguas capitales coloniales; pero el federalismo parecía tener una fuerza sorda en las diversas regiones de cada país; y no porque se ignorara la debilidad que comportaba para la acción eficaz, sino porque temían que el centralismo reconstituyera y consolidara la vieja estructura económica y política de la colonia, en perjuicio de esas sociedades interiores que habían avanzado hacia el poder después de la revolución y que no querían volver a una situación de dependencia. Triunfaron de hecho las ideas centralistas, pero a costa de progresivas transacciones que originarían complejos y contradictorios sistemas políticos en muchos países.

Llevadas hasta sus últimos extremos, las tendencias centralistas podían conducir a un proyecto práctico y a una política real de unificación americana, viejo ideal que circulaba como tal desde la época de Miranda. Pero la unificación de tres países en Colombia, la retirada de San Martín después de la entrevista de Guayaquil, la debilidad de los países del área del Plata sumidos en la guerra civil, y el éxito de los ejércitos bolivarianos en Bolivia y Perú parecieron asignar posibilidades reales a aquel ideal de unidad americana. Empero, el sentimiento nacional y los intereses locales se mostraron suficientemente activos como para descubrir que la idea no era factible. Bolívar se mantuvo, sin embargo, fiel a ella, y poco después de que terminaran las luchas por la independencia convocó el Congreso Anfictiónico de Panamá. El tiempo había pasado, y la línea predominante de las nacionalidades condenó al fracaso una aspiración tan sublime como utópica.

El tiempo había pasado. Los diez o quince años transcurridos desde los primeros movimientos revolucionarios habían sido de una tremenda intensidad y valían por vidas enteras para los que ya envejecían en los vaivenes de la lucha. Muchos se abismaron en sus recuerdos. Proscripto en Lima, y antes de acogerse a la sombra del poder de Bolívar, Bernardo de Monteagudo escribió en Quito, en 1823, la Memoria en que se defendía de los ataques de sus enemigos. El texto, magnífico documento humano y político, parece ser la voz de la conciencia revolucionaria americana de esos años turbulentos. En la exposición de sus cambiantes ideas se advierte la vehemencia de un temperamento pero, sobre todo, la inquietud de una mente despierta y vivaz. Para seguir el tortuoso juego entre las ideas recibidas en América y las cambiantes formas que adoptó la realidad social y política en los países que luchaban por su independencia, el testimonio de Monteagudo es inestimable. Todas las contradicciones de ese proceso laten en él, todas las esperanzas y las frustraciones, todas las experiencias y las reflexiones de quienes habían consumido su vida en la tormenta revolucionaria.

Campo y ciudad: las tensiones entre dos ideologías. 1976

Si algo está claro en el campo de los estudios latinoamericanos es que carecemos de un sistema de conceptuación apto para plantear rigurosamente los problemas que deben ser sometidos al análi – sis histórico. Enfrentados con una vasta realidad, compleja y difusa, nos hallamos desprovistos de claves para introducirnos en ella y comenzar a desbrozarla hasta lograr una claridad suficiente como para estar seguros de que lo que sometemos a examen son campos homogéneos, fenómenos comparables, situaciones verdaderamente significativas. La historia latinoamericana espera un riguroso planteo de su problemática general, por encima de la problemática nacional o regional pero sin desprenderse de éstas y escapando de las generalizaciones imprecisas: son los primeros niveles de abstracción los que estamos necesitando. Porque es bien sabido que nadie podría acogerse a una tradición intelectual válida para explicar sucintamente la historia de Latinoamérica como puede explicarse, por ejemplo, la historia de Europa; prueba evidente de que faltan los cuadros en que puedan organizarse los muchos conocimientos acumulados, y en que queden a la vista los vastos y numerosos vacíos que esos conocimientos manifiestan. Y, sin embargo, es seguro que, más allá de sus diversidades, Latinoamérica es una unidad social y cultural que puede y debe entenderse primero, precisamente, en su unidad. Hay, pues, por delante una vasta tarea para los latinoamericanistas de largo aliento que comprendan la importancia, mediata e inmediata, de esta exigencia intelectual.

Son, sin duda, los estudios comparativos los que contribuirán a satisfacerla, siempre que sobrepasen los límites de la información y se orienten hacia la interpretación ceñida y rigurosa de los datos. Pero es imprescindible definir los problemas. Acaso uno de los más sugestivos sea el de las tensiones entre campo y ciudad, una dialéctica que opera en el fondo de muchos otros problemas latinoamericanos y cuyos términos son lícitamente comparables. Pero se requiere intentar una incursión hacia los orígenes del problema y, además, sacarlo de los marcos que sugieren inicialmente su formulación.

Campo y ciudad son dos realidades diversas que parecen contraponerse y que, de hecho, muchas veces se han contrapuesto. Son distintos paisajes que alojan sociedades distintas y que han servido de fondo a procesos distintos. En ocasiones, esos paisajes, esas sociedades y esos procesos se han interpretado en alguna medida; la aldea rural ha conservado ciertos módulos de la vida campesina a pesar de desarrollar ciertas formas primarias de vida urbana. Pero la ciudad que decididamente ha emprendido el camino de su desarrollo, extrema sus tendencias y se convierte en una entidad cuyos caracteres la alejan del mundo rural, aun cuando mantenga sus conexiones con él. Son, precisamente, esas relaciones las que han creado la tensión entre campo y ciudad, que a veces ha desembocado en hostilidad y enfrentamiento.

Sin duda son dos realidades físicas distintas. Son, además, dos tipos de sociedad distintos y desarrollan dos tipos de procesos históricos también distintos. Pero hay más. Esas sociedades tienen dos distintas formas de vida. Costumbres, normas y fines inmediatos son distintos en las sociedades urbanas y en las sociedades rurales. Cada una de ellas ha elaborado una diferente forma de mentalidad, precisada y afinada con el tiempo, que se consustancia con su propia forma de vida. El contraste es percibido desde fuera, pero es vivido desde dentro. Pueden llegar a ser dos mundos con escasos puntos de referencia; pueden llegar a rechazarse; y pueden llegar a enfrentarse.

El enfrentamiento, que se ha dado varias veces en la historia latinoamericana, es el punto crítico de una tensión sostenida. Si apareció en cierto momento y se ha mantenido como simple tensión, pero se ha deslizado hacia enfrentamientos violentos, es porque hay algo más profundo que la diferencia de paisaje, de sociedades, de formas de vida o de mentalidad. Todo ello ha concurrido a formar dos concepciones de la vida y, lo que es más importante, dos interpretaciones de la realidad y dos modelos o proyectos para la vida de la sociedad y del individuo. No son solamente dos realidades las que manifiestan su tensión: son, en el fondo, dos ideologías. Precisamente, como tensión entre dos realidades sociales y, al mismo tiempo, como tensión entre dos ideologías, es como debe plantearse el problema para que muestre su raíz. Campo y ciudad se enfrentan en la realidad, mientras se oponen en la misma lucha una ideología rural y otra urbana. Son muy distintas las proyecciones de una y otra.

En rigor, en Latinoamérica es ése un problema heredado. Existía en el Portugal y en la España de la conquista, como existía en toda la Europa occidental. Lo trajeron los conquistadores y quedó planteado en la vida latinoamericana como una constante de su desarrollo social y cultural. Pero no sólo con los caracteres que tenía en Portugal o España, sino también con los que adquirió en Latinoamérica, desde un principio y a lo largo del tiempo. La tensión entre campo y ciudad se transformó en un problema estructural, de su desarrollo social y cultural y la transformación de la tensión en conflicto suele ser signo de una conmoción profunda que ha sacudido los fundamentos mismos de la estructura.

Por lo que el problema tiene de heredado y transmitido y por lo que tiene de original y autóctono, parece imprescindible rastrear primero sus raíces y analizar luego qué peculiaridades adquirió en Latinoamérica.

Los antecedentes y sus supuestos

Esos conquistadores que tomaron posesión de la tierra americana encontraron una realidad desconocida a la que enfrentaron —era inevitable— con esquemas intelectuales y con actitudes personales que correspondían a su propio trasfondo social y cultural. Una tradición de más de cuatro siglos había conformado sus mentes, tras la más profunda transformación que se había producido en la estructura de la Europa occidental a partir del siglo XI. Por entonces se desencadenó en esa área un lento y sordo proceso que comenzó a modificar la fisonomía de un mundo que, habiendo sido eminentemente urbano en la época romana, se había ruralizado a partir de la época de las invasiones germánicas y la crisis del Imperio Romano. Rural fue la Europa
feudal, en la que desaparecieron muchas ciudades y perdieron sus típicas funciones urbanas todas las que subsistieron. Pero en el seno de la Europa rural organizada feudalmente por las aristocracias conquistadoras, empezó a constituirse hacia el siglo XI una Europa urbana, mercantil y burguesa. Las ciudades fueron al principio pequeños enclaves de reducida importancia. Pero en ellas aparecieron nuevas actividades relacionadas con el tráfico mercantil y con el uso del dinero que acabaron por constituir, en breve plazo, una economía de mercado que influyó directa o indirectamente sobre toda la estructura
feudal, minando tanto el sistema social y económico como el sistema político.

De pronto la ciudad se transformó en un núcleo social con una insospechada capacidad operativa. En ella se concentró y se multiplicó la capacidad de acción de sociedades muy compactas, con nuevos y renovados proyectos, que adquirieron desde el comienzo un alto grado de racionalidad. Pero también empezó a concentrarse una creciente masa de capital dinerario en manos de gentes que no pensaban en atesorarlo —como se hacía en los grandes señoríos laicos o eclesiásticos— sino en invertirlo para que se reprodujera. Frente a la predominante economía de consumo, la ciudad impulsó una economía de mercado. Y donde la ciudad aparecía y prosperaba, “mercantilizaba” toda su área de influencia. Se advirtió que la ciudad era un instrumento de acción económica y política. Cuando se quiso aprovechar y acentuar la ola de expansión económica, se fundaron ciudades en regiones poco o nada explotadas, y la sociedad compacta de las ciudades estimuló su desarrollo asegurando, al mismo tiempo, su pleno control a través del núcleo urbano, que multiplicó las posibilidades militares del castillo al tiempo que desencadenaba insospechadas fuentes de riqueza. Más aun, en zonas fronterizas, como las que ocuparon los alemanes en su “marcha hacia el este”, la ciudad funcionó como el mejor instrumento de seguridad y eficacia para operaciones mixtas, económicas y políticas.

La vieja nobleza se mostró, en un principio, hostil a las ciudades, y con razón, porque en ellas aparecieron muy pronto los movimientos de comuna, promovidos por los burgueses contra los señores para limitar los privilegios señoriales y obtener, en cambio, garantías personales para ellos y seguridad para sus operaciones mercantiles y artesanales. Los movimientos de comuna —verdaderos motines urbanos en muchos casos— tuvieron éxito en muchas ciudades, y la posición de los burgueses se fortaleció con detrimento de la de los señores. Hubo, pues, una acentuación de la hostilidad feudal contra las ciudades, en las que se vieron peligrosos gérmenes de disolución del orden establecido.

Pero entretanto, el movimiento de emigración hacia las ciudades primero, y luego el ejercicio de la vida urbana, condujeron a la progre – siva formación de una peculiar concepción de la vida que configuró una ideología, una verdadera ideología urbana, que está insinuada desde el origen del proceso de urbanización y que adquirió clara fisonomía hacia el siglo XIII. Sus elementos eran, en parte, negativos. Implicaban una negación de las formas de vida propias de la servidumbre rural, y en general, de la vida rural misma, en cuanto significaba una desvalida dependencia de la naturaleza. Pero eran también positivos. Se relacionaban con la libertad, con la seguridad jurídica que podían darle al ciudadano las cartas o fueros, con la seguridad física que le proporcionaban las murallas. Se relacionaban, además, con las posibilidades de individualización de cada uno, de desarrollar las propias capacidades, de dirigir racionalmente el destino individual y el del grupo social; con la necesidad de sentirse a salvo de las tormentas y las fieras, del hambre y los bandidos; con el deseo de gozar de cierto bienestar material en una casa que estuviera pegada a otra casa. Pero dos cosas, sobre todo, conformaron la naciente mentalidad urbana desarrollada por las nuevas burguesías: la posibilidad de aplicarse a una actividad que permitiera el ascenso económico y el anhelo de vivir dentro de una sociedad compacta en la que se equilibrara la solidaridad social con un libre desenvolvimiento del individuo racional. Una concepción profunda de la vida interpenetraba esta concepción, acaso sordamente.

Pese a la crisis y a los trastornos sociales, la mentalidad urbana prosperó, y la atracción de las ciudades fue vehemente. El movimiento fue del campo a la ciudad, precisamente porque cada vez más gente quería vivir como en las ciudades. Del siglo XIV al XVI, muchos testigos percibieron el fenómeno. Quienes se sentían adheridos a las viejas tradiciones señoriales execraron a las ciudades y a la ideología urbana. Pero nadie se atrevió a defender —sino como resultado de un orden divino— la vida de los campesinos, fueran siervos o libres. Se defendió el orden tradicional, dentro del cual era necesario que hubiera campesinos sometidos a los señores, pero no los encantos de la vida campesina tal como transcurría en la realidad. Sí se la defendió, en cambio, idealizándola.

La contraposición entre la vida urbana y la vida rural era un tema viejo, pero se actualizó, referido a las condiciones de la época y el lugar. El Arcipreste de Hita desarrolló el tema del ratón campesino y el ratón ciudadano, porque el flanco por el que pareció defendible la vida campesina era el de la idealización de la paz rural. Así surgió —justamente en la época de la conquista de América— una vasta literatura nostálgica que suele llamarse bucólica o pastoril, de remota inspiración helenística y tradición virgiliana. La evocación de los encantos de la vida en el seno de la naturaleza, entre bosques, fuentes y mansos rebaños, libre de los sobresaltos de la vida urbana, al margen de las falaces ambiciones que agitaban las cortes y ciudades, nutrió la poesía de Poliziano y se transformó en materia convencional de una nutrida literatura. Siguieron ese camino Sannazaro en la Arcadia, Montemayor en la Diana, Urfé en la Artrea, Sá de Miranda y Garcilaso en las Eglogas, fray Luis de León en La vida retirada; y un severo moralista como Antonio de Guevara siguió la huella en Menosprecio de corte y alabanza de aldea. Sosegada existencia de pastores contemplativos pareció ser la vida rural a la luz de esta literatura nostálgica, que fingía ignorar la condición de los siervos o las dramáticas insurrecciones campesinas del siglo XIV y del XV o las más próximas de los campesinos alemanes en 1525 o de los comuneros castellanos vencidos en Villalar pocos años antes. Pero, en rigor, los hechos no tenían mucha importancia para esas creaciones literarias que se emancipaban en el proceso de elaboración de una ideología rural, contrapuesta ala ideología urbana en ascenso. Los hechos que importaban eran otros más generales, relacionados con las formas de vida que expresaban las tendencias sociales y económicas del mundo de la época.

Tras el delineamiento de estas dos ideologías, ciertamente, se ocultaba la percepción de un cambio en las formas de vida, en un mundo que se había deslizado de una estructura
feudal a otra nueva que adoptaba los caracteres impuestos por el desarrollo mercantil y capitalista. Ese deslizamiento se había acelerado en los dos siglos anteriores a la conquista de América, y de alguna manera influyó en su desencadenamiento tanto en Portugal como en España, aunque de distinta manera.

Antes autónomo, el mundo rural comenzó a perder, lentamente, su independencia a partir del momento en que cobró cierto vuelo la economía de mercado. El viejo dominio señorial era un mundo cerrado que producía para sí mismo y en el que hallaba principio y fin la vida de los rustici, siervos o libres, que lo poblaban. Le era dado al señor y a sus vasallos salir de él, recorrer sus contornos y hasta atreverse a largos viajes movidos por las necesidades de la política y la guerra. Pero las clases sometidas no trasponían sus límites ni sospechaban otros horizontes. Fue la aparición de las ciudades, con sus mercados y sus posibilidades de otras actividades económicas, lo que permitió salir de su mundo cerrado, generalmente huyendo secretamente. Para los fugitivos —que muy pronto compondrían núcleos importantes de burguesías urbanas— el campo era la servidumbre, las ciudades la libertad: no era difícil comprender la significación antitética de una y otra forma de vida, ni que alrededor de esa experiencia se construyeran dos ideologías antagónicas. Pero en el terreno de los hechos económicos también sufrió el mundo rural un progresivo y significativo cambio. Si perdió su independencia fue porque la economía de mercado empezó a introducirlo dentro de su juego y a someterlo cada vez más a su influencia. Mientras que antes el dominio señorial producía para sí mismo; la presión de la naciente economía mercantil lo fue forzando poco a poco a que produjera para el mercado. Vagaban por toda España los grandes ovinos de los soberbios señores de la Mesta porque los tentaban los altos precios que pagaban por sus lanas las ciudades textiles de Flandes. Pero también las carnes eran cada vez más solicitadas por las poblaciones urbanas que crecían, como sus granos, sus hortalizas, sus vinos y sus aceites. Las ciudades centralizaban la circulación de esos productos y le exigían al mundo rural —a través de la secreta coacción que ejercía la esperanza del lucro— una dependencia que se reflejaba en la peregrinación a las ferias y mercados, de los que dependían cada vez más la fortuna o la estrechez de los productores. Hasta se advirtió que la escasez o la abundancia de los productos en las ciudades dependía no sólo del azar de la producción sino también de la eficacia de la distribución y del juego de los precios. De ser la única fuente de riqueza, el campo pasó a ser una de las dos alternativas que se ofrecían al que buscaba el lucro y la fortuna.

Con todo, la tierra seguía siendo la fuente primera de producción, y la nobleza la conservó cuando pudo y luchó por conseguirla o extenderla cuando las circunstancias le fueron favorables: nada tan desaforado como la voracidad con que los grandes castellanos crearon grandes dominios después del triunfo de los trastámaras en Castilla. Si antes había sido la tierra preferentemente un instrumento político y en un grado menor un medio de producción, a medida que se desarrolló la economía de mercado se invirtieron los términos. Con ello pudo alcanzar la nobleza unas rentas en dinero iguales o superiores a las que poseían quienes habían hecho fortuna en el comercio o la banca. Pero en los campos la vida fue acaso más dura que antes, no sólo para el campesino dependiente sino también para el arrendatario o el pequeño propietario, huérfanos de protección, librados a los azares climáticos y, además, sometidos en el mercado al juego de la competencia y a los azares de la oferta y la demanda.

La contraposición se fue haciendo cada vez más ostensible en la realidad: dos cosas distintas eran la ciudad y el campo, y distintas las formas de vida que ofrecían. Se vivió la antítesis como una opción relacionada con el transcurso de la vida cotidiana y sobre todo, con el futuro de cada uno, especialmente de quienes querían ascender social y económicamente. Esa proyección de una forma de vida en un esquema del futuro que podía ofrecer, generó y nutrió las dos ideologías.

La ideología rural se manifestó en dos niveles muy diferentes: una fue la de la nobleza y otra la de las clases campesinas subordinadas. El señor estaba consustanciado con la forma de vida de sus dominios, en los que se sentía como un pequeño rey, con su pequeña corte y su círculo de fieles vasallos, con su numerosa servidumbre y con crecido número de gentes que vivían y trabajaban en sus tierras. La ideología rural que correspondía a esta forma de vida era, simplemente, una ideología señorial, que incluía una concepción paternalista de sus relaciones con las clases subordinadas y una actitud dispendiosa y despreocupada de una riqueza que sabía segura. Pero a medida que se desarrolló la economía de mercado y se produjeron los primeros cambios sociales y políticos, hubo señores que prefirieron estar cerca del poder real que crecía, y aceptaron una concepción cortesana de la vida que era, al fin, otra ideología. En cambio, los nuevos ricos que quisieron consolidar su status se plegaron a la antigua ideología rural de los señores y soñaron con abandonar las ciudades para instalarse en los dominios que podían adquirir y llevar allí la vida de esos pequeños reyes cuya posición social envidiaban. Y estaban ya plegados a esa ideología desde mucho tiempo los pequeños nobles sin haber —valvasores, hidalgos o segundones prácticamente desheredados en virtud del principio de mayorazgos— que soñaban con obtener de alguna manera las tierras con las que pudieran consolidar su condición nobiliaria. La apertura de frontera donde esas tierras pudieran conquistarse fue el clamor que hicieron oír muchas veces los pequeños nobles sin haber.

Pero era otra la ideología rural de los campesinos, los arrendatarios o los pequeños propietarios. Consistía sobre todo, en cierto acatamiento del orden constituido, en la aceptación del paternalismo señorial como esquema social más seguro que no la riesgosa independencia de quienes tentaban escapar de la dura protección de los señores para correr la aventura de incorporarse a la nueva sociedad que se constituía en las ciudades; y acaso en una vigorosa adhesión a la sencilla y espontánea manera de vivir del campesino que ajustaba su existencia cotidiana al compás de la naturaleza y a la rutina familiar y experimentada de la siembra y la recolección, de la cría de animales domésticos o de las faenas del hilado y el tejido. Era, en el fondo, una ideología conservadora, indiferente o acaso hostil al cambio, que en muchas mentes aparecía como una diabólica invención.

Diabólica o no, la ideología urbana era el resultado de un agudo proceso de concientización. Eran, precisamente, las formas de la vida natural y espontánea las que habían sido cuestionadas, y la respuesta fue imaginar una manera de vivir que las reemplazara. Lo esencial de esa nueva ideología fue la aceptación del cambio. Implicaba una imagen del hombre distinta de la tradicional, precisamente en que lo independizaba de la rutina y lo situaba en el camino de forjar su propio destino con la ayuda de su capacidad racional y de su voluntad. Era una ideología apropiada a las nuevas tendencias al ascenso social y económico. Vigorosamente individualista, impulsaba a la aventura prometedora, al riesgo calculado, al juego que ofrecía ciertas posibilidades de éxito. Estaba unida al correcto uso del dinero, que consistía en evitar el gasto superfluo, en practicar el ahorro para que su monto creciera hasta convertirse en un capital que pudiera producirse. Y poseía su propia moral —el honor burgués— que ponía límite a la codicia.

Eran, pues, dos ideologías —la urbana y la rural— nítidamente diferentes. No se apoyaban en ninguna teoría, sino en una dramática experiencia de vastos siglos. No fueron formuladas explícitamente, pero fueron vividas. Y tan consustanciada estaba cada una con cierta forma de mentalidad que se transformaron en fuerzas promotoras de proyectos futuros. Así pasaron del viejo al Nuevo Mundo.

Las tensiones latinoamericanas entre campo y ciudad

Pasaron al Nuevo Mundo esas dos ideologías en el bagaje cultural de conquistadores y colonizadores, con los caracteres que habían adquirido en sus países de origen, España y Portugal, los dos ligeramente marginales en el mundo mercantil, pero tocados en diversa medida por él. Pero no siempre con los mismos caracteres, porque no fue homogéneo el origen ni la condición social de quienes se desarraigaron para ir a América. Buscaron o aceptaron la aventura unos pocos nobles; pero la inmensa mayoría de los que la emprendieron eran, todo lo más, segundones o pequeños hidalgos sin haber y, generalmente, gente del común que poco o nada tenía que perder y mucho que ganar. Algunos tenían experiencia militar y otros experiencia agraria; pero todos tenían fundamentalmente, la experiencia social de los horizontes cerrados. Todos querían tierras, y no podían tenerlas en la Península. Hasta los mercaderes que vinieron, burgueses de cierto relieve en algunos casos, oscilaban entre sus preferencias por los negocios y sus ambiciones de constituir un dominio territorial. Y esa misma ambición acariciaban los hombres del común, campesinos y aldeanos unos y de origen urbano otros, deseosos todos de mejorar su condición de cualquier manera. Pero la tierra estaba en la mente de todos los que se desarraigaron para ir a ese mundo de la frontera en el que cada uno podría fijar la suya según la medida y la cantidad de su esfuerzo. Eran, en sus mentes, tierras de nadie, y desde el momento en que se embarcaban declaraban que era “nadie” el que las poseyera. Una nueva etapa empezaba el día del desembarco.

Porque las tierras tenían dueños y fue necesario conquistarlas sometiéndolas y procurando que quedaran en ellas para que las trabajaran al servicio de sus nuevos señores. Poco urbanizadas, sólo encontraron los conquistadores aldeas rurales fuera de las dos grandes ciudades de Tenochtitlan y Cuzco. Era fundamentalmente rural la vida de las poblaciones aborígenes, sencilla en algunas regiones, pero de excelente nivel técnico en otras, y siempre nutrida por una vigorosa concepción religiosa de raíz telúrica y una profunda consustanciación con el paisaje. Y no hubiera sido difícil advertir —como se fue advirtiendo— que alimentaba la vida de esas poblaciones aborígenes lo que puede llamarse una entrañable ideología rural enriquecida por la densidad de una concepción trascendente de la naturaleza y de sentido de la vida. Fue necesario apelar a la arraigada convicción que tenían los conquistadores acerca de la superioridad de su religión, de su cultura y de su raza para que descalificaran implacablemente el mundo social y cultural del que se apropiaban por el derecho de conquista.

Pero, descalificado por los conquistadores, ese mundo social y cultural resistió, sin embargo, con sostenida entereza. Hubo que luchar y fue necesario tomar posesión de la tierra trabajosamente. Los conquistadores eran pocos y los enemigos eran muchos y desconocidos. Para asegurarse el éxito debieron mantenerse en estado de constante vigilancia, dispuestos a sacar el mejor partido de su superioridad técnica y, sobre todo, mantenerse unidos en cada zona de combate constituyendo una sociedad compacta e impenetrable a toda influencia social y cultural del mundo circundante. La política conquistadora apeló al modelo probado, y estableció como método de conquista y colonización la fundación de ciudades. Así empezó en América un nuevo avatar de las tensiones entre campo y ciudad.

La conquista y la colonización empezó con la fundación de ciudades. Fue ciclópeo el esfuerzo que se hizo para erigirlas de la nada por centenares: todas según el mismo modelo urbanístico, apenas matizado; todas según el mismo modelo institucional, político, social y cultural. En un siglo, sobre el mundo rural de las poblaciones aborígenes surgieron centenares de ciudades españolas o portuguesas, verdaderos enclaves de cultura europea en el mundo indígena. En ellas se fortalecieron los grupos alógenos, se alimentaron las tradiciones vernáculas, se vigiló la ortodoxia religiosa, se procuró evitar, hasta donde fuera posible, la amenaza cierta de la aculturación y del mestizaje. Pero en esa sociedad compacta, cerrada en sí misma y encerrada dentro de la cerca defensiva, empezó a reconstituirse una ideología urbana a pesar del persistente designio de sus miembros de constituir dominios señoriales. La ciudad era segura y el campo inseguro. La ciudad era cristiana y el campo infiel. La ciudad era europea y el campo indígena. Fue una singular ideología urbana la que se elaboró allí, llena de resabios hidalgos, indefinidos porque eran nostálgicos, imprecisos porque no correspondían a la realidad social; pero en la que cobraban fuerza cada día las tendencias predominantes en la vida de las ciudades de la época, en las que crecía el gusto por el bienestar burgués, por los servicios eficaces, tanto públicos como privados, por la sociabilidad y la conversación amable, informal unas veces y sesudas otras, por la información de lo que pasaba en el mundo, por la proximidad del poder. Se desarrolló en los conquistadores y colonizadores el interés por los cargos públicos, por las fiestas profanas y religiosas, por las intrigas de las pequeñas cortes, de los salones, de los corredores de audiencias y cabildos. Y se desarrolló de manera creciente el interés por los negocios, lícitos e ilícitos, que se podían hacer en las ciudades y especialmente en las capitales y los puertos. Fue inevitable que los conquistadores primero y los colonizadores después se sintieran hombres de ciudad, puesto que la ciudad era su reducto. Se fortaleció en ellos una ideología urbana que perduró cada vez más definida en las sucesivas generaciones, aun cuando fueran, al mismo tiempo, señores de la tierra.

Sin duda elaboraron una ideología rural de singular estilo los señores de la tierra. En el Brasil, especialmente, los señores de ingenio mantuvieron la más rancia concepción de los hidalgos portugueses, precisamente cuando en Portugal perdía algo de su vigencia tras los cambios sociales que había producido y acompañado la aparición de la dinastía de Aviz. Pero lo mismo pasó con los encomenderos españoles, transformados en señores de horca y cuchillo como ya no los había en España. En sus países de origen, largos y complejos procesos sociales habían reajustado las relaciones entre señores y campesinos, una relación que, por lo demás, era entre gentes de la misma raza y religión, entre capas distintas de una misma sociedad. En América, en cambio, los campesinos, esto es, las clases rurales trabajadoras, pertenecían a la casta de los vencidos de guerra, infieles despreciables y siempre sospechosos. Hubo, pues, una ideología rural de los señores que, no sin cierta convenida ficción, equiparaban sus dominios americanos a los que los nobles poseían en la Península. Ciertamente, la tierra era tierra también, el paisaje podía ser hermoso y acaso parecido al que envidiaban a sus pares peninsulares, el fruto extraído de la explotación podía ser acaso mayor. Pero ninguno podía olvidar que era tierra extraña, que el campesino era radicalmente ajeno a sus creencias, a sus costumbres y a sus ideas, y sobre todo que le era hostil porque lo odiaba como conquistador. La ideología rural de los señores carecía en América de ese componente tradicional que tenía en Europa: la placidez, la posibilidad del abandono de una situación social generalmente consentida, el ejercicio de un paternalismo que gratificaba igualmente al señor y al rústico. Fue más bien, y durante mucho tiempo, una ideología de guerra, apropiada para mantener la decisión de proseguir la ocupación de la tierra, el avance de las fronteras, el aniquilamiento de las poblaciones aborígenes irreductibles. Nada, en la realidad, de la paz campesina, aunque sonara alguna vez el remedo convencional de la concepción eglógica de la vida que expresaban Sá de Miranda o Garcilaso. Era la ideología rural de los señores una concepción en la que predominaba la voluntad de dominio sin restricción alguna, sin consentimiento, sin piedad. Era una ideología militante, sin espacio para el ocio contemplativo.

Hubo, al mismo tiempo, una ideología rural popular: la ideología de los vencidos, acaso, simplemente una concepción de la vida que sólo en ocasiones se tornó ideología. Desde el punto de vista social la nutrió el resentimiento, que para la mayoría de las poblaciones aborígenes se trasmutó en resignación. Hubo rebeldía explosiva y rebeldía disimulada, y cuando se tradujo en hechos se manifestó con rasgos semejantes a los de las grandes revoluciones campesinas de Europa: como una irrupción contra las ciudades, baluartes de los enemigos aunque la ciudad fuera la misma Cuzco. Desde el punto de vista de las formas de vida consistió en una amorosa conservación de las tradiciones, de las viejas costumbres que ahora se ejercitaban sin esperanza, alternadas a veces por las costumbres impuestas por los amos y combinadas finalmente en formas híbridas que iban haciéndose comunes a vencidos y vencedores: triunfaron a la larga las comidas vernáculas, los utensilios, los tejidos con sus colores y dibujos, como triunfaron las tradiciones terapéuticas y muchas creencias convertidas en supersticiones.

Pero, en rigor, todo eso no llegó a configurar una ideología positiva. Fue una ideología negativa, puesto que la vida rural era de las clases sometidas, en tanto que la vida urbana era la de los conquistadores y colonizadores. Así, si hubo algo que pudiera llamarse una ideología rural popular fue, esencialmente, una ideología antiurbana, en la que se confundían las formas de vida con la significación social de quienes eran sus protagonistas. Sólo con el tiempo llegaría a adquirir caracteres de una ideología positiva. Pero fue necesario que empezara a producirse un hecho de minúscula incidencia al principio pero destinado a tener profundas consecuencias : el éxodo urbano, la huida de europeos marginales que por una u otra razón se segregaban de las ciudades y, en consecuencia, del mundo de los privilegios para acogerse a la libertad que permitían las vastas extensiones rurales despobladas, a las que no llegaba el orden institucional de los conquistadores, o mejor, los bordes de las regiones pobladas, en los que se alcanzaba un mínimo de recursos asegurado por la complicidad de los aborígenes. Esta lenta emigración de segregados cristianos produciría a largo plazo un hecho social inesperado y fundamental en la formación de la nueva sociedad. Eran criminales o ladrones que huían de la justicia, fugitivos de las cárceles, desertores de los ejércitos, herejes temerosos de la Inquisición, gentes habituales a la frontera que optaban por cruzarla, desesperados por el ascenso social o, a veces, simplemente, espíritus anárquicos y aventureros que buscaban más libertad todavía que la que podía ofrecerles la fluida sociedad
colonial en formación. Así empezó a constituirse sordamente, de la manera más arbitraria e irregular que pueda imaginarse, una nueva sociedad marginal, fuera de la ley, o mejor, ignorada por la ley y por la sociedad establecida. Era una clase popular rural, en la que los segregados cristianos se unieron a los grupos indígenas y negros huidos también, o acaso radicados en esos bordes de las regiones pobladas a los que llegaba escasamente la autoridad. Fue una clase popular rural criolla, en un sentido más extenso que el que se suele dar al término, si es que la implicación más entrañable que podemos rescatar en la palabra criollo es la del arraigo telúrico, que muy difícilmente alcanzaba el colonizador europeo. En ella se precipitaron los procesos de mestizaje y aculturación, sin reservas, sin sentimientos de culpa. Fue una clase rural criolla, mestiza o mulata. Sus miembros adquirieron los rasgos físicos que otorgaban las cruzas variadas y elaboraron un sistema de vida híbrido con resabios de las culturas originarias. Pero elaboraron también una concepción de la vida, híbrida sin duda, pero con ciertos rasgos capaces de transformar la ideología negativa en otra positiva. Ahora, la ideología rural de esta nueva clase híbrida, hecha de vástagos de vencidos y vencedores, se organizó alrededor de un sentimiento casi feroz: el de la libertad individual en medio de la naturaleza, sin ataduras ni responsabilidades, aunque hubiera que pagar por ella un alto precio. La soledad fue el precio. Así nació una nueva y autóctona ideología rural que desembocó, poco a poco, en el criollismo más o menos sofisticado luego. Quizá empezó a constituirse en el siglo XVII, pero el mundo de las ciudades no tuvo clara noticia de él hasta fines del XVIII.

El mundo de las ciudades había elaborado, mientras tanto, aquella singular ideología urbana signada por los prejuicios de hidalguía. Pero era difícil conservarlos. Aunque las ciudades hubieran sido originariamente baluartes de la sociedad conquistadora, de la cultura ibérica y de la religión católica, la presión del mundo mercantil las fue forzando para que asumieran las funciones que les correspondían. La actividad económica las fue ganando, el volumen del mercado creció, y los prejuicios hidalgos fueron dejando sitio a las nuevas concepciones de una naciente burguesía. Pero esa burguesía se fue haciendo cada vez más criolla, quizá porque fuera en sus filas donde mejor se acomodaban los nacidos en la tierra que buscaban prosperar y mejorar la condición económica y social. En este caso era criolla y blanca, porque estaba formada por descendientes de europeos; pero no se tardó mucho en ver aparecer en ella mestizos o mulatos favorecidos por la fortuna. En todo caso era una clase arraigada a la tierra, cuyos miembros estaban resueltos a desenvolver sus proyectos en ella; y, sobre todo, era un grupo social cuyas actitudes se alejaban progresivamente de la mentalidad hidalga: para fines del siglo XVIII su ideología urbana había adoptado en muchas ciudades —capitales y puertos especialmente— los caracteres de la mentalidad
burguesa.

Fue esa burguesía urbana la que hizo la revolución de la Independencia, y sobre todo la que se hizo cargo de ella y consumó su proceso, según sus esquemas ideológicos generales y según las peculiares condiciones de cada región. Por eso el primer momento revolucionario es un momento típicamente urbano: Chuquisaca, Buenos Aires, Bogotá, Caracas, Santiago de Chile. Hasta en México el primer momento es urbano, aunque su frustración liberara precozmente las fuerzas rurales que siguieron a Hidalgo y Morelos; y las burguesías urbanas retrocedieron por el sesgo de revolución social que adoptaba el movimiento emancipador.

Allí quedó a la vista lo que pasaría poco después en todas partes. La revolución que puso fin a la dominación española entre 1810 y 1820 destruyó el principio de legitimidad en que se apoyaba el orden social tradicional, como ocurrió en el Brasil tras la abdicación de Pedro I en 1831. Y al dislocarse las situaciones constituidas y debilitarse sus fundamentos jurídicos y doctrinarios, irrumpió la sociedad rural que se había conformado durante largo tiempo y se enfrentó con la sociedad urbana que aspiraba a perpetuar el sistema económico y político bajo nuevas formas. Pronto se vio que no sólo se enfrentaban dos situaciones reales sino también dos ideologías.

La ideología urbana modificó ligeramente sus componentes políticos —y no siempre—, pero mantuvo sus componentes sociales, económicos y culturales. Ahora acentuó su peculiar criollismo, que implicaba un decidido arraigo a la tierra pero también una vocación no menos firme de mantener unidas las nuevas naciones al sistema mercantilista internacional —en cuyo ámbito desarrollaba sus actividades económicas— y al sistema de ideas europeas que se consustanciaba con sus actitudes sociales, políticas y culturales. Fue, pues, un criollismo complaciente y contemporizador el que enarboló la ideología urbana, cuya tibieza le será enrostrada muy pronto.

El desafío provino de las masas rurales, convocadas a la defensa de la revolución emancipadora y que acudieron para cumplir con la patria y, al mismo tiempo, para exigir que se las tuviera como parte en el pleito que se iniciaba por la reconstrucción de la sociedad en cada una de las áreas nacionales ahora delineadas. Su fuerza fue mayor allí donde tuvieron que luchar por la defensa del territorio contra los españoles; pero no fue mucho menor cuando irrumpieron en pos de sus jefes para participar en las guerras civiles. En ambos casos pusieron de manifiesto una definida ideología rural.

Era, en principio, la ideología que se había elaborado sordamente mientras se constituía esa sociedad campesina al margen de la sociedad establecida y normalizada de las ciudades. Implicaba una concepción de la vida individual fundada en la libertad indómita del individuo; en el derecho y en el deber de defender cada uno la vida y lo suyo con sus propias fuerzas; y en las regiones ganaderas, especialmente, en el valor y la dignidad del ocio —resabio señorial heredado por el hombre común—, que sólo concebía el trabajo como deporte, saturado de contenido lúdico. En relación con esos principios estaba la somera concepción de la vida social de los campos que subyacía implícita en la ideología rural, cuyo rasgo fundamental consistía en un paternalismo consentido cuando el amo poseía las virtudes que compartía y admiraba quien dependía de él; el valor físico, sobre todo, la destreza en las faenas rurales que eran, al mismo tiempo, trabajo y juego, la firmeza en las convicciones tradicionales, el culto del honor, y una firme ecuanimidad para ejercer el mando.

Así era en las regiones ganaderas, siempre un poco fronterizas, y en las que se constituyó una sola ideología rural que compartían amos y peones. Pero en las zonas de plantación, la ideología rural se escindía como en Europa: una para los señores y otra para los campesinos. Por eso fue menos activa, en tanto que la de las zonas ganaderas influyó decisivamente en el proceso de formación del poder social posterior a la Independencia.

Fue con la Independencia, precisamente, cuando la ideología rural se enfrentó con la ideología urbana. “Doctores” solía llamárseles a los hombres de la ciudad que preferían las sutilezas de la política al ejercicio de las armas. Vibraba en ese enfrentamiento la disidencia acerca del alcance del criollismo. Criollas, las burguesías urbanas pretendían mantenerse dentro del ámbito cosmopolita de ese mundo intercomunicado que había creado la economía mercantilista y las ideas modernas. Pero criollas hasta sus últimas consecuencias, las masas rurales y las nuevas aristocracias rurales pensaban en Latinoamérica como un mundo autóctono, no internacional sino ibérico en sus tradiciones, reconcentrado en sí mismo y fiel a su personalidad vernácula.

Pero, ¿pensaban, quienes componían la sociedad rural que emergía, en Latinoamérica como un conjunto? ¿Pensaban acaso en la nueva unidad nacional en que habían quedado insertos tras la Independencia? En todo caso de manera mediata y un poco abstracta. Lo que configuró el nuevo avatar de la ideología rural fue su concepción regional de la vida. Fue dentro de los límites de la región donde se constituyó cada una de las sociedades rurales, fue en su paisaje donde se aglutinaron y cobraron conciencia de su identidad. La patria grande y, más aun, el ámbito general del continente independizado, parecían casi una abstracción; y aunque se les reconocía, carecían de esa entrañable atracción que ejercía la patria chica. El criollismo se tornó, en la ideología rural posterior a la Independencia, acendradamente regionalista, etnocéntrico, hostil a toda contaminación.

Si se trata de descubrir a Latinoamérica en sus ideas, acaso podría admitirse, a cierto nivel de abstracción, que las luchas civiles que siguieron a la Independencia no sólo derivaron de situaciones reales en conflicto sino también del enfrentamiento de la ideología urbana y la ideología rural. Hubo fenómenos reveladores en el proceso de cambio de las situaciones reales. Cambiaron de mano las haciendas y se acriollaron. Se desarraigaron gentes de los campos, que se transformaron en soldados primero y acaso en bandidos después. Entraron las partidas montadas, lanza en ristre, en las pretensiosas ciudades —México, Lima, Caracas, Buenos Aires—, y alguna de ellas, como Buenos Aires, se ruralizó visiblemente durante la época de Rosas. Y el costumbrismo empezó a descubrir una rica veta describiendo la sorpresa del hombre de campo en la ciudad europeizante, como lo hicieron el chileno Jotabeche, el venezolano Daniel Mendoza, el uruguayo Bartolomé Hidalgo, el argentino Estanislao del Campo, porque había empezado un trasiego de gentes que ponía de manifiesto la coexistencia de dos sociedades ahora igualmente válidas.

Pero nadie descubrió tan agudamente la presencia de dos ideologías tras los encontronazos de las guerras civiles como el argentino Domingo Faustino Sarmiento. Déjese de lado el juicio de valor que estableció al expresar la fórmula de “civilización y barbarie”, y repárese en la finura del análisis que lo llevó a explicar los conflictos de su país a través de la contraposición de dos ideologías. Civilización era la vida urbana, barbarie la vida rural. Pero él —que alguna vez se llamó a sí mismo “Doctor Montonero” para identificarse con las dos caras de la realidad que observaba— no se limitó a establecer un juicio de valor, sino que analizó las dos caras con rara maestría y convalidó a las dos ideologías como resultado de un proceso histórico irreversible. Ciertamente, tomó partido, porque era un espíritu comprometido con su país. Pero no le negó nada a la ideología que rechazaba, sino la imposibilidad de construir con ella un país como el que él deseaba, y, además, como le parecía inevitable que fuera dadas las circunstancias de su mundo contemporáneo.

“La ciudad —escribía Sarmiento— es el centro de la civilización argentina, española, europea; allí están los talleres de las artes, las tiendas del comercio, las escuelas y los colegios, los juzgados, todo lo que caracteriza, en fin, a los pueblos cultos.

La elegancia en los modales, las comodidades del lujo, los vestidos europeos, el frac y la levita tienen allí su teatro y su lugar conveniente. No sin objeto hago esta enumeración trivial. La ciudad capital de las provincias pastoras existe algunas veces ella sola, sin ciudades menores, y no falta alguna en que el terreno inculto llegue hasta ligarse con las calles. El desierto las circunda a menos distancia: las cerca, las oprime; la naturaleza salvaje las reduce a unos estrechos oasis de civilización, enclavados en llano inculto, de centenares de millas cuadradas, apenas interrumpido por una que otra villa de consideración. Buenos Aires y Córdoba son las que mayor número de villas han podido echar sobre la campaña, como otros tantos focos de civilización de intereses municipales; ya esto es un hecho notable.

El hombre de la ciudad viste el traje europeo, vive de la vida civilizada, tal como la conocemos en todas partes: allí están las leyes, las ideas de progreso, los medios de instrucción, alguna organización municipal, el gobierno regular, etc. Saliendo del recinto de la ciudad, todo cambia de aspecto: el hombre de campo lleva otro traje, que llamaré americano, por ser común a todos los pueblos; sus hábitos de vida son diversos; sus necesidades, peculiares y limitadas; parecen dos sociedades distintas, dos pueblos extraños uno de otro. Aun hay más: el hombre de la campaña, lejos de aspirar a semejarse al de la ciudad, rechaza con desdén su lujo y sus modales corteses, y el vestido del ciudadano, el frac, la capa, la silla, ningún signo europeo puede presentarse impunemente en la campaña. Todo lo que hay de civilizado en la ciudad está bloqueado allí, proscripto afuera, y el que osara mostrarse con levita, por ejemplo, y montado en silla inglesa, atraería sobre sí las burlas y las agresiones brutales de los campesinos.

A aquella realidad contrapone Sarmiento otra realidad:

En las llanuras argentinas no existe la tribu nómade: el pastor posee el suelo con títulos de propiedad; está fijo en un punto que le pertenece; pero, para ocuparlo, ha sido necesario disolver la asociación y derramar las familias sobre una inmensa superficie. Imaginaos una extensión de dos mil leguas cuadradas, cubierta toda de población, pero colocadas las habitaciones a cuatro leguas de distancia, una de otras, a ocho, a veces a dos, las más cercanas. El desenvolvimiento de la propiedad mobiliaria no es imposible; los goces del lujo no son del todo incompatibles con este aislamiento: puede levantar la fortuna un soberbio edificio en el desierto; pero el estímulo falta, el ejemplo desaparece, la necesidad de manifestarse con dignidad, que se siente en las ciudades, no se hace sentir allí, en el aislamiento y la soledad. Las privaciones indispensables justifican la pereza natural, y la frugalidad en los goces trae, enseguida, todas las exterioridades de la barbarie. La sociedad ha desaparecido completamente; queda sólo la familia feudal, aislada, reconcentrada; y, no habiendo sociedad reunida, toda clase de gobierno se hace imposible: la municipalidad no existe, la policía no puede ejercerse y la justicia civil no tiene medios de alcanzar a los delincuentes.

Y agregaba más adelante refiriéndose al hombre de la campaña:

Aquí principia la vida pública, diré, del gaucho, pues que su educación está ya terminada. Es preciso ver a estos españoles, por el idioma únicamente y por las confusas nociones religiosas que conservan, para saber apreciar los caracteres indómitos y altivos, que nacen de esta lucha del hombre aislado, con la naturaleza salvaje del racional, con el bruto; es preciso ver estas caras cerradas de barba, estos semblantes graves y serios, como los de los árabes asiáticos, para juzgar del compasivo desdén que les inspira la vista del hombre sedentario de las ciudades, que puede haber leído muchos libros, pero que no sabe aterrar un toro bravio y darle muerte, que no sabrá proveerse de caballo a campo abierto, a pie y sin el auxilio de nadie; que nunca ha parado un tigre, y recibídolo con el puñal en una mano y el poncho envuelto en la otra, para meterle en la boca, mientras le traspasa el corazón y lo deja tendido a sus pies. Este hábito de triunfar de las resistencias, de mostrarse siempre superior a la naturaleza, desafiarla y vencerla, desenvuelve prodigiosamente el sentimiento de la importancia individual y de la superioridad. Los argentinos, de cualquier clase que sean, civilizados o ignorantes, tienen una lata conciencia de su valor como nación. Todos los demás pueblos americanos les echan en cara esta vanidad, y se muestran ofendidos de su presunción y arrogancia. Creo que el cargo no es del todo infundado, y no me pesa de ello. ¡Ay del pueblo que no tiene fe en sí mismo! ¡Para ese no se han hecho las grandes cosas! ¿Cuánto no habrá podido contribuir a la independencia de una parte de América, la arrogancia de estos gauchos argentinos que nada han visto bajo el sol mejor que ellos, ni el hombre sabio, ni el poderoso? El europeo es para ellos el último de todos, porque no resiste a un par de corcovos del caballo. Si el origen de esta vanidad nacional en las clases inferiores es mezquino, no son por eso menos nobles las consecuencias; como no es menos pura el agua de un río porque nazca de vertientes cenagosas e infectas. Es implacable el odio que les inspiran los hombres cultos, e invencible su disgusto por sus vestidos, usos y maneras. De esa pasta está amasados los soldados argentinos, y es fácil imaginarse lo que los hábitos de este género pueden dar en valor y sufrimiento para la guerra. Añádase que, desde la infancia, están habituados a matar reses, y que este acto de crueldad necesaria los familiariza con el derramamiento de sangre, y endurece su corazón, contra los gemidos de las víctimas.

La vida del campo, pues, ha desenvuelto en el gaucho las facultades físicas, sin ninguna de la inteligencia. Su carácter moral se resiente de su hábito de triunfar de los obstáculos y del de la naturaleza: es fuerte, altivo, enérgico. Sin ninguna instrucción, sin necesitarla tampoco, sin medios de subsistencia, como sin necesidades, es feliz en medio de su pobreza y de sus privaciones, que no son tales, para el que nunca conoció mayores goces, ni extendió más alto sus deseos. De manera que si esta disolución de la sociedad radica hondamente la barbarie, por la imposibilidad y la inutilidad de la educación moral e intelectual, no deja, por otra parte, de tener sus atractivos. El gaucho no trabaja; el alimento y el vestido lo encuentra preparado en su casa; uno y otro se lo proporcionan sus ganados si es propietario; la casa del patrón o pariente, si nada posee. Las atracciones que el ganado exige, se reducen a correrías y partidas de placer. La hierra, que es como la vendimia de los agricultores, es una fiesta cuya llegada se recibe con transportes de júbilo: allí es el punto de reunión de todos los hombres de veinte leguas a la redonda; allí la ostentación de la increíble destreza en el lazo. El gaucho llega a la hierra al paso lento y mesurado de su mejor parejero, que detiene a distancia apartada; y para gozar mejor del espectáculo, cruza la pierna sobre el pescuezo del caballo, desenrolla su lazo y lo arroja sobre un toro que pasa, con la velocidad del rayo, a cuarenta pasos de distancia: lo ha cogido de una uña, que era lo que se proponía, y vuelve tranquilo a enrollar su cuerda.

Tal era el balance que hacía Sarmiento en 1845, refiriéndose a la Argentina, de las dos realidades y de las dos ideologías; pero su análisis valía, con pequeños matices, para muchos otros países latinoamericanos. No sólo caracterizó alas ideologías, sino que contribuyó vigorosamente a definirlas como tendencias potenciales, como ideologías proyectivas. Se transformó en el arquetipo de quienes se adhirieron a la que él proclamó como la mejor; y quienes siguieron sus ideas reforzaron los contenidos y los valores de la ideología urbana consumando su formulación y transformándola en ambiciosos proyectos nacionales. Con o sin formulaciones tan explícitas, la ideología urbana ganó terreno en casi todos los países latinoamericanos cuando se acallaron las guerras civiles y se comenzaron a buscar las fórmulas políticas y sociales para encauzar las formas de convivencia dentro de un sistema institucional.

Pero no fue una victoria absoluta ni definitiva. Cuando triunfó y comenzó a traducirse en políticas civilizadoras de acuerdo con los modelos europeos —y poco a poco norteamericanos—, el intento de reducir la vida nacional a los términos de la ideología urbana, con olvido o desprecio de la ideología rural, suscitó cierto despertar de esta otra. Se manifestó sobre todo en la literatura, con caracteres que oscilaban entre la idealización y la protesta quizá como resabio de las influencias románticas. El colombiano Jorge Isaacs publicó María en 1867, y ofreció en ella una imagen idílica de la hacienda colombiana, en las que resaltaba la virtud del esclavo y el generoso paternalismo del amo, todo dentro de un marco de dulce paz rural. Poco más tarde el argentino José Hernández hacía oír, en cambio, su tremendo clamor en defensa de las clases populares rurales atropelladas por lo que se llamaba la civilización, en su poema Martín Fierro. Florecía la literatura indianista en el Brasil, siguiendo los pasos de Antonio Gonçalves Dias, y se evocaba al gaucho en la obra de José de Alençar. Se restauraba la figura del jíbaro en Puerto Rico, la del charro en México, la del negro en Cuba, la del llanero en Venezuela, la del concho en Costa Rica.

Sin duda la ideología urbana resistió a estos embates literarios, que lograron, sin embargo, empezar a formar conciencia de ciertos problemas nacionales que pronto adquirirían contornos más definidos. De pronto se advirtió que tanto el tema de la vida rural como el de la ideología rural cambiaban de aspecto. Abandonaban los caracteres de la evocación para transformarse en cuestiones de candente polémica. La literatura volvió al tema con otras intenciones; pero empezó a ocuparse también de él ensayo sociológico.

El impacto de la civilización industrial había renovado, ciertamente, no sólo la condición de la vida rural en Latinoamérica s